The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMAZON COM INC | COM | 023135106 | 660 | 687 | SH | SOLE | 0 | 0 | 687 | ||
| APPLE INC | COM | 037833100 | 3,132 | 20,324 | SH | SOLE | 0 | 0 | 20,324 | ||
| DISNEY WALT CO | COM DISNEY | 254687106 | 326 | 3,310 | SH | SOLE | 0 | 0 | 3,310 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 297 | 12,296 | SH | SOLE | 0 | 0 | 12,296 | ||
| INTEL CORP | COM | 458140100 | 588 | 15,450 | SH | SOLE | 0 | 0 | 15,450 | ||
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 435 | 9,712 | SH | SOLE | 0 | 0 | 9,712 | ||
| ISHARES TR | MSCI EAFE ETF | 464287465 | 995 | 14,537 | SH | SOLE | 0 | 0 | 14,537 | ||
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 357 | 2,408 | SH | SOLE | 0 | 0 | 2,408 | ||
| JOHNSON & JOHNSON | COM | 478160104 | 494 | 3,802 | SH | SOLE | 0 | 0 | 3,802 | ||
| MICROSOFT CORP | COM | 594918104 | 667 | 8,951 | SH | SOLE | 0 | 0 | 8,951 | ||
| PNC FINL SVCS GROUP INC | COM | 693475105 | 780 | 5,789 | SH | SOLE | 0 | 0 | 5,789 | ||
| PROCTER AND GAMBLE CO | COM | 742718109 | 306 | 3,366 | SH | SOLE | 0 | 0 | 3,366 | ||
| VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 1,621 | 17,097 | SH | SOLE | 0 | 0 | 17,097 | ||
| VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 7,016 | 128,200 | SH | SOLE | 0 | 0 | 128,200 | ||
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 921932885 | 340 | 2,814 | SH | SOLE | 0 | 0 | 2,814 | ||
| VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 2,277 | 27,786 | SH | SOLE | 0 | 0 | 27,786 | ||
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,390 | 26,376 | SH | SOLE | 0 | 0 | 26,376 | ||
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 288 | 4,930 | SH | SOLE | 0 | 0 | 4,930 | ||
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 19,552 | 150,958 | SH | SOLE | 0 | 0 | 150,958 | ||
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 226 | 2,931 | SH | SOLE | 0 | 0 | 2,931 | ||
| AT&T INC | COM | 00206R102 | 455 | 11,605 | SH | SOLE | 0 | 0 | 11,605 | ||
| ABBVIE INC | COM | 00287Y109 | 294 | 3,307 | SH | SOLE | 0 | 0 | 3,307 | ||
| ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 454 | 500,000 | SH | SOLE | 0 | 0 | 500,000 | ||
| ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 1,127 | 1,060,000 | SH | SOLE | 500,000 | 0 | 560,000 | ||
| ARVINMERITOR INC | FRNT 4.000% 2/1 | 043353AH4 | 129 | 110,000 | SH | SOLE | 0 | 0 | 110,000 | ||
| CBOE HLDGS INC | COM | 12503M108 | 1,308 | 12,149 | SH | SOLE | 0 | 0 | 12,149 | ||
| CME GROUP INC | COM CL A | 12572Q105 | 11,529 | 84,971 | SH | SOLE | 0 | 0 | 84,971 | ||
| CSG SYS INTL INC | NOTE 4.250% 3/1 | 126349AF6 | 1,143 | 1,065,000 | SH | SOLE | 500,000 | 0 | 565,000 | ||
| CALAMP CORP | NOTE 1.625% 5/1 | 128126AB5 | 1,128 | 1,050,000 | SH | SOLE | 500,000 | 0 | 550,000 | ||
| CEMEX SAB DE CV | NOTE 3.720% 3/1 | 151290BR3 | 1,176 | 1,045,000 | SH | SOLE | 500,000 | 0 | 545,000 | ||
| CITRIX SYS INC | NOTE 0.500% 4/1 | 177376AD2 | 1,198 | 1,030,000 | SH | SOLE | 500,000 | 0 | 530,000 | ||
| COLONY CAP INC | NOTE 3.875% 1/1 | 19624RAB2 | 511 | 505,000 | SH | SOLE | 0 | 0 | 505,000 | ||
| ECHO GLOBAL LOGISTICS INC | NOTE 2.500% 5/0 | 27875TAA9 | 1,014 | 1,040,000 | SH | SOLE | 500,000 | 0 | 540,000 | ||
| ELECTRONICS FOR IMAGING INC | NOTE 0.750% 9/0 | 286082AC6 | 1,062 | 1,020,000 | SH | SOLE | 500,000 | 0 | 520,000 | ||
| EZCORP INC | NOTE 2.625% 6/1 | 302301AB2 | 990 | 1,005,000 | SH | SOLE | 500,000 | 0 | 505,000 | ||
| FACEBOOK INC | CL A | 30303M102 | 223 | 1,305 | SH | SOLE | 0 | 0 | 1,305 | ||
| GOGO INC | NOTE 3.750% 3/0 | 38046CAB5 | 964 | 1,045,000 | SH | SOLE | 500,000 | 0 | 545,000 | ||
| HURON CONSULTING GROUP INC | NOTE 1.250%10/0 | 447462AB8 | 951 | 1,010,000 | SH | SOLE | 500,000 | 0 | 510,000 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 741 | 7,762 | SH | SOLE | 0 | 0 | 7,762 | ||
| JAZZ INVESTMENTS I LTD | NOTE 1.875% 8/1 | 472145AB7 | 567 | 535,000 | SH | SOLE | 500,000 | 0 | 535,000 | ||
| KB HOME | NOTE 1.375% 2/0 | 48666KAS8 | 1,107 | 1,050,000 | SH | SOLE | 500,000 | 0 | 550,000 | ||
| LIVE NATION ENTERTAINMENT IN | DBCV 2.500% 5/1 | 538034AJ8 | 1,345 | 1,010,000 | SH | SOLE | 0 | 0 | 1,010,000 | ||
| MACQUARIE INFRASTRUCTURE COR | NOTE 2.875% 7/1 | 55608BAA3 | 1,028 | 960,000 | SH | SOLE | 500,000 | 0 | 460,000 | ||
| NATIONAL HEALTH INVS INC | NOTE 3.250% 4/0 | 63633DAE4 | 1,103 | 945,000 | SH | SOLE | 500,000 | 0 | 445,000 | ||
| NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 436 | 26,075 | SH | SOLE | 0 | 0 | 26,075 | ||
| NUTANIX INC | CL A | 67059N108 | 235 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
| PANDORA MEDIA INC | NOTE 1.750%12/0 | 698354AB3 | 951 | 1,010,000 | SH | SOLE | 500,000 | 0 | 510,000 | ||
| PENNYMAC CORP | NOTE 5.375% 5/0 | 70932AAB9 | 1,024 | 1,010,000 | SH | SOLE | 500,000 | 0 | 510,000 | ||
| PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 2,840 | 27,974 | SH | SOLE | 0 | 0 | 520,000 | ||
| PROSPECT CAPITAL CORPORATION | NOTE 4.750% 4/1 | 74348TAQ5 | 1,052 | 1,020,000 | SH | SOLE | 500,000 | 0 | 520,000 | ||
| QUIDEL CORP | NOTE 3.250%12/1 | 74838JAA9 | 1,488 | 975,000 | SH | SOLE | 500,000 | 0 | 475,000 | ||
| RPM INTL INC | NOTE 2.250%12/1 | 749685AT0 | 551 | 475,000 | SH | SOLE | 0 | 0 | 475,000 | ||
| RTW HLDGS INC | NOTE 5.625%11/1 | 749772AB5 | 200 | 190,000 | SH | SOLE | 0 | 0 | 190,000 | ||
| ROVI CORP | NOTE 0.500% 3/0 | 779376AD4 | 957 | 950,000 | SH | SOLE | 500,000 | 0 | 450,000 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 13,602 | 54,141 | SH | SOLE | 31,700 | 0 | 22,441 | ||
| SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 6,989 | 187,261 | SH | SOLE | 0 | 0 | 187,261 | ||
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 8,553 | 173,593 | SH | SOLE | 0 | 0 | 173,593 | ||
| SEACOR HOLDINGS INC | NOTE 3.000%11/1 | 81170YAB5 | 943 | 1,040,000 | SH | SOLE | 0 | 0 | 1,040,000 | ||
| THERAVANCE INC | NOTE 2.125% 1/1 | 88338TAB0 | 475 | 485,000 | SH | SOLE | 0 | 0 | 485,000 | ||
| TRIMTABS ETF TR | FLOAT SHRINK | 89628W302 | 2,635 | 84,462 | SH | SOLE | 0 | 0 | 84,462 | ||
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 170 | 11,894 | SH | SOLE | 0 | 0 | 11,894 | ||
| VECTOR GROUP LTD | FRNT 4/1 | 92240MBC1 | 1,180 | 1,025,000 | SH | SOLE | 500,000 | 0 | 525,000 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 338 | 6,833 | SH | SOLE | 0 | 0 | 6,833 | ||
| VERINT SYS INC | NOTE 1.500% 6/0 | 92343XAA8 | 1,029 | 1,045,000 | SH | SOLE | 500,000 | 0 | 545,000 | ||
| WRIGHT MED GROUP INC | NOTE 2.000% 2/1 | 98235TAE7 | 1,069 | 985,000 | SH | SOLE | 500,000 | 0 | 485,000 | ||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 5,175 | 58,302 | SH | SOLE | 0 | 0 | 58,302 | ||
| CATERPILLAR INC DEL | COM | 149123101 | 201 | 1,611 | SH | SOLE | 0 | 0 | 1,611 | ||
| COLONY NORTHSTAR INC | CL A COM | 19625W104 | 247 | 19,643 | SH | SOLE | 0 | 0 | 19,643 | ||
| DNP SELECT INCOME FD | COM | 23325P104 | 116 | 10,139 | SH | SOLE | 0 | 0 | 10,139 | ||
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 4,842 | 47,566 | SH | SOLE | 0 | 0 | 47,566 | ||
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 265 | 1,874 | SH | SOLE | 0 | 0 | 1,874 | ||
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 242 | 1,050 | SH | SOLE | 0 | 0 | 1,050 | ||