The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| BANK AMER CORP | COM | 060505104 | 304 | 19,434 | SH | SOLE | 0 | 0 | 19,434 | ||
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 272 | 642 | SH | SOLE | 0 | 0 | 642 | ||
| DISNEY WALT CO | COM DISNEY | 254687106 | 313 | 3,375 | SH | SOLE | 0 | 0 | 3,375 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 453 | 15,297 | SH | SOLE | 0 | 0 | 15,297 | ||
| INTEL CORP | COM | 458140100 | 603 | 15,963 | SH | SOLE | 0 | 0 | 15,963 | ||
| JETBLUE AIRWAYS CORP | COM | 477143101 | 216 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
| JOHNSON & JOHNSON | COM | 478160104 | 519 | 4,391 | SH | SOLE | 0 | 0 | 4,391 | ||
| MICROSOFT CORP | COM | 594918104 | 537 | 9,321 | SH | SOLE | 0 | 0 | 9,321 | ||
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADR | 606822104 | 81 | 16,094 | SH | SOLE | 0 | 0 | 16,094 | ||
| PNC FINL SVCS GROUP INC | COM | 693475105 | 527 | 5,854 | SH | SOLE | 0 | 0 | 5,854 | ||
| PROCTER AND GAMBLE CO | COM | 742718109 | 386 | 4,296 | SH | SOLE | 0 | 0 | 4,296 | ||
| VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 1,461 | 17,406 | SH | SOLE | 0 | 0 | 17,406 | ||
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 921932885 | 3,572 | 34,165 | SH | SOLE | 0 | 0 | 34,165 | ||
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 240 | 4,930 | SH | SOLE | 0 | 0 | 4,930 | ||
| WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 228 | 2,826 | SH | SOLE | 0 | 0 | 2,826 | ||
| WESTELL TECHNOLOGIES INC | CL A | 957541105 | 5 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
| AT&T INC | COM | 00206R102 | 474 | 11,677 | SH | SOLE | 0 | 0 | 11,677 | ||
| ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 382 | 465,000 | SH | SOLE | 0 | 0 | 465,000 | ||
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,083 | 29,575 | SH | SOLE | 0 | 0 | 29,575 | ||
| ARES CAP CORP | NOTE 4.750% 1/1 | 04010LAJ2 | 469 | 450,000 | SH | SOLE | 0 | 0 | 450,000 | ||
| BROCADE COMMUNICATIONS SYS I | NOTE 1.375% 1/0 | 111621AQ1 | 342 | 345,000 | SH | SOLE | 0 | 0 | 345,000 | ||
| BROOKDALE SR LIVING INC | NOTE 2.750% 6/1 | 112463AA2 | 496 | 495,000 | SH | SOLE | 0 | 0 | 495,000 | ||
| CBOE HLDGS INC | COM | 12503M108 | 1,067 | 16,449 | SH | SOLE | 0 | 0 | 16,449 | ||
| CORNERSTONE ONDEMAND INC | NOTE 1.500% 7/0 | 21925YAB9 | 525 | 480,000 | SH | SOLE | 0 | 0 | 480,000 | ||
| ETF SER SOLUTIONS | US GLB JETS | 26922A842 | 219 | 9,500 | SH | SOLE | 0 | 0 | 9,500 | ||
| INSULET CORP | NOTE 2.000% 6/1 | 45784PAD3 | 517 | 470,000 | SH | SOLE | 0 | 0 | 470,000 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 533 | 8,012 | SH | SOLE | 0 | 0 | 8,012 | ||
| LIVE NATION ENTERTAINMENT IN | DBCV 2.500% 5/1 | 538034AJ8 | 464 | 425,000 | SH | SOLE | 0 | 0 | 425,000 | ||
| MACQUARIE INFRASTRUCTURE COR | NOTE 2.875% 7/1 | 55608BAA3 | 465 | 395,000 | SH | SOLE | 0 | 0 | 395,000 | ||
| MERITAGE HOMES CORP | NOTE 1.875% 9/1 | 59001AAR3 | 394 | 395,000 | SH | SOLE | 0 | 0 | 395,000 | ||
| MOLINA HEALTHCARE INC | DBCV 1.625% 8/1 | 60855RAD2 | 587 | 495,000 | SH | SOLE | 0 | 0 | 495,000 | ||
| NATIONAL HEALTH INVS INC | NOTE 3.250% 4/0 | 63633DAE4 | 469 | 405,000 | SH | SOLE | 0 | 0 | 405,000 | ||
| NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 164 | 12,680 | SH | SOLE | 0 | 0 | 12,680 | ||
| PROSPECT CAPITAL CORPORATION | NOTE 5.375%10/1 | 74348TAK8 | 419 | 400,000 | SH | SOLE | 0 | 0 | 400,000 | ||
| SEACOR HOLDINGS INC | NOTE 2.500%12/1 | 811904AM3 | 425 | 420,000 | SH | SOLE | 0 | 0 | 420,000 | ||
| SHUTTERFLY INC | NOTE 0.250% 5/1 | 82568PAB2 | 353 | 360,000 | SH | SOLE | 0 | 0 | 360,000 | ||
| STARWOOD PPTY TR INC | NOTE 4.000% 1/1 | 85571BAB1 | 466 | 410,000 | SH | SOLE | 0 | 0 | 410,000 | ||
| TOWN SPORTS INTL HLDGS INC | COM | 89214A102 | 56 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 3,746 | 46,504 | SH | SOLE | 0 | 0 | 46,504 | ||
| VECTOR GROUP LTD | NOTE 1.750% 4/1 | 92240MBC1 | 558 | 485,000 | SH | SOLE | 0 | 0 | 485,000 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 359 | 6,912 | SH | SOLE | 0 | 0 | 6,912 | ||
| VERINT SYS INC | NOTE 1.500% 6/0 | 92343XAA8 | 476 | 500,000 | SH | SOLE | 0 | 0 | 500,000 | ||
| VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 512 | 475,000 | SH | SOLE | 0 | 0 | 475,000 | ||
| WEBMD HEALTH CORP | NOTE 2.500% 1/3 | 94770VAF9 | 433 | 415,000 | SH | SOLE | 0 | 0 | 415,000 | ||
| YAMANA GOLD INC | COM | 98462Y100 | 49 | 11,405 | SH | SOLE | 0 | 0 | 11,405 | ||
| ABBVIE INC | COM | 00287Y109 | 207 | 3,282 | SH | SOLE | 0 | 0 | 3,282 | ||
| AKAMAI TECHNOLOGIES INC | DBCV 2/1 | 00971TAG6 | 24 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
| AMAZON COM INC | COM | 023135106 | 281 | 336 | SH | SOLE | 0 | 0 | 336 | ||
| ECHO GLOBAL LOGISTICS INC | NOTE 2.500% 5/0 | 27875TAA9 | 471 | 495,000 | SH | SOLE | 0 | 0 | 495,000 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 297 | 3,407 | SH | SOLE | 0 | 0 | 3,407 | ||
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 370 | 10,400 | SH | SOLE | 0 | 0 | 10,400 | ||
| HOME DEPOT INC | COM | 437076102 | 249 | 1,938 | SH | SOLE | 0 | 0 | 1,938 | ||
| NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 257 | 18,595 | SH | SOLE | 0 | 0 | 18,595 | ||
| PROSHARES TR | ULTRAPRO SH NW14 | 74348A418 | 155 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
| ROYAL BK SCOTLAND GROUP PLC | SPONS ADR 2 ORD | 780097689 | 47 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
| VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 2,286 | 40,786 | SH | SOLE | 0 | 0 | 40,786 | ||
| VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 2,261 | 26,874 | SH | SOLE | 0 | 0 | 26,874 | ||
| APPLE INC | COM | 037833100 | 2,783 | 24,621 | SH | SOLE | 0 | 0 | 24,621 | ||
| INTUIT | COM | 461202103 | 330 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 545 | 14,564 | SH | SOLE | 0 | 0 | 14,564 | ||
| ISHARES TR | MSCI EAFE ETF | 464287465 | 1,403 | 23,731 | SH | SOLE | 0 | 0 | 23,731 | ||
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 388 | 3,123 | SH | SOLE | 0 | 0 | 3,123 | ||
| VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 6,514 | 137,984 | SH | SOLE | 0 | 0 | 137,984 | ||
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,282 | 28,220 | SH | SOLE | 0 | 0 | 28,220 | ||
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 18,517 | 166,324 | SH | SOLE | 0 | 0 | 166,324 | ||
| CME GROUP INC | COM | 12572Q105 | 9,611 | 91,951 | SH | SOLE | 0 | 0 | 91,951 | ||
| COLONY CAP INC | NOTE 3.875% 1/1 | 19624RAB2 | 424 | 430,000 | SH | SOLE | 0 | 0 | 430,000 | ||
| HOLOGIC INC | FRNT 12/1 | 436440AG6 | 503 | 410,000 | SH | SOLE | 0 | 0 | 410,000 | ||
| JDS UNIPHASE CORP | DBCV 0.625% 8/1 | 46612JAF8 | 448 | 450,000 | SH | SOLE | 0 | 0 | 450,000 | ||
| KB HOME | NOTE 1.375% 2/0 | 48666KAS8 | 492 | 505,000 | SH | SOLE | 0 | 0 | 505,000 | ||
| RPM INTL INC | NOTE 2.250%12/1 | 749685AT0 | 500 | 415,000 | SH | SOLE | 0 | 0 | 415,000 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,569 | 21,122 | SH | SOLE | 0 | 0 | 21,122 | ||
| WORKDAY INC | NOTE 0.750% 7/1 | 98138HAC5 | 314 | 255,000 | SH | SOLE | 0 | 0 | 255,000 | ||
| CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 97 | 12,267 | SH | SOLE | 0 | 0 | 12,267 | ||
| NOKIA CORP | SPONSORED ADR | 654902204 | 66 | 11,468 | SH | SOLE | 0 | 0 | 11,468 | ||