0001594879-17-000035.txt : 20170412 0001594879-17-000035.hdr.sgml : 20170412 20170412162435 ACCESSION NUMBER: 0001594879-17-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170410 FILED AS OF DATE: 20170412 DATE AS OF CHANGE: 20170412 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zoe's Kitchen, Inc. CENTRAL INDEX KEY: 0001594879 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 510653504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O SUNIL DOSHI STREET 2: 5760 STATE HIGHWAY121, SUITE 250 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 214-436-8765 MAIL ADDRESS: STREET 1: C/O SUNIL DOSHI STREET 2: 5760 STATE HIGHWAY121, SUITE 250 CITY: PLANO STATE: TX ZIP: 75024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldwin Thomas CENTRAL INDEX KEY: 0001603093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36411 FILM NUMBER: 17758235 MAIL ADDRESS: STREET 1: C/O ROI ACQUISITION CORP II STREET 2: 601 LEXINGTON AVENUE, 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_149202866099076.xml FORM 4 X0306 4 2017-04-10 0 0001594879 Zoe's Kitchen, Inc. ZOES 0001603093 Baldwin Thomas C/O ZOES KITCHEN 5760 STATE HIGHWAY 121 #250 PLANO TX 75024 1 0 0 0 Common Stock 2017-04-10 4 M 0 1111 A 8148 D Restricted Stock Units 2017-04-10 4 M 0 1111 0 D Common Stock 1111.0 0 D Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share. The RSUs vest in three equal annual installments beginning on April 10, 2015. Each RSU was granted on April 10, 2014, and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. /s/ Michael Todd as Attorney-in-Fact for Thomas Baldwin 2017-04-12