0001594879-17-000021.txt : 20170222 0001594879-17-000021.hdr.sgml : 20170222 20170222193300 ACCESSION NUMBER: 0001594879-17-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170218 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zoe's Kitchen, Inc. CENTRAL INDEX KEY: 0001594879 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 510653504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O SUNIL DOSHI STREET 2: 5760 STATE HIGHWAY121, SUITE 250 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 214-436-8765 MAIL ADDRESS: STREET 1: C/O SUNIL DOSHI STREET 2: 5760 STATE HIGHWAY121, SUITE 250 CITY: PLANO STATE: TX ZIP: 75024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartley Jeremy CENTRAL INDEX KEY: 0001602829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36411 FILM NUMBER: 17630336 MAIL ADDRESS: STREET 1: C/O ZOES KITCHEN, 5700 GRANITE PARKWAY STREET 2: GRANITE PARK BUILDING #2, SUITE 455 CITY: PLANO STATE: TX ZIP: 75024 4 1 wf-form4_148780996758131.xml FORM 4 X0306 4 2017-02-18 0 0001594879 Zoe's Kitchen, Inc. ZOES 0001602829 Hartley Jeremy C/O ZOES KITCHEN, INC. 5760 STATE HIGHWAY 121, SUITE 250 PLANO TX 75024 0 1 0 0 Chief Operating Officer Common Stock 2017-02-18 4 M 0 1519 A 1519 D Common Stock 2017-02-21 4 F 0 506 22.83 D 1013 D Employee Stock Option (right to buy) 23.26 2017-02-21 4 A 0 18349 0 A 2027-02-21 Common Stock 18349.0 18349 D Restricted Stock Units 2017-02-21 4 A 0 2150 0 A Common Stock 2150.0 2150 D Restricted Stock Units 2017-02-18 4 M 0 1519 0 D Common Stock 1519.0 3040 D Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share. Shares subject to withholding to satisfy tax obligation upon vesting of RSUs. These options were granted pursuant to the 2014 Omnibus Incentive Plan, and are exercisable in 25% cumulative annual increments beginning February 21, 2018. The RSUs vest in three equal annual installments beginning on February 21, 2018. Each RSU was granted on February 21, 2017 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. The RSUs vest in three equal annual installments beginning on February 18, 2017. Each RSU was granted on February 18, 2016 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. This Form 4 reflects the vesting of these RSUs on February 18, 2017 as to 33.33% of the original RSU grant amount. /s/ Michael Todd as Attorney-in-Fact for Jeremy Hartley 2017-02-22 EX-24 2 poa-jeremyhartley.htm POA - JEREMY HARTLEY Exhibit

Exhibit 24

POWER OF ATTORNEY
FOR SECTION 16 REPORTING OBLIGATIONS

KNOW ALL BY THESE PRESENTS, that the undersigned hereby makes, constitutes and appoints James Besch and Michael Todd, signing singly, as the undersigned’s true and lawful attorneys-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to:

(1)
prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including any amendments thereto) with respect to the securities of Zoe’s Kitchen, Inc., a Delaware corporation, or any successor thereto (the “ Company ”), with the U.S. Securities and Exchange Commission, any national securities exchanges and the Company, as considered necessary or advisable under Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the “ Exchange Act ”);

(2)
seek or obtain, as the undersigned’s representative and on the undersigned’s behalf, information of transactions in the Company’s securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to the undersigned and approves and ratifies any such release of information; and

(3)
perform any and all other acts which in the discretion of such attorneys-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing.

The undersigned acknowledges that:

(1)
this Power of Attorney authorizes, but does not require, such attorneys-in-fact to act in their discretion on information provided to such attorneys-in-fact without independent verification of such information;

(2)
any documents prepared and/or executed by such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information and disclosure as such attorneys-in-fact, in his or her discretion, deems necessary or desirable;

(3)
neither the Company nor such attorneys-in-fact assumes (i) any liability for the undersigned’s responsibility to comply with the requirement of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and

(4)
this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned’s obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act.

The undersigned hereby gives and grants the foregoing attorneys-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary or appropriate to be done in and about the foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, hereby ratifying all that such attorneys-in-fact of, for and on behalf of the undersigned, shall lawfully do or cause to be done by virtue of this Power of Attorney.

This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to such attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 14th day of September, 2015.


 



Exhibit 24

/s/ Jeremy Hartley
Signature
 
Jeremy Hartley
Print Name