0001594879-17-000020.txt : 20170222 0001594879-17-000020.hdr.sgml : 20170222 20170222193245 ACCESSION NUMBER: 0001594879-17-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170218 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zoe's Kitchen, Inc. CENTRAL INDEX KEY: 0001594879 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 510653504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O SUNIL DOSHI STREET 2: 5760 STATE HIGHWAY121, SUITE 250 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 214-436-8765 MAIL ADDRESS: STREET 1: C/O SUNIL DOSHI STREET 2: 5760 STATE HIGHWAY121, SUITE 250 CITY: PLANO STATE: TX ZIP: 75024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Besch James CENTRAL INDEX KEY: 0001602826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36411 FILM NUMBER: 17630333 MAIL ADDRESS: STREET 1: C/O ZOES KITCHEN, 5700 GRANITE PARKWAY STREET 2: GRANITE PARK BUILDING #2, SUITE 455 CITY: PLANO STATE: TX ZIP: 75024 4 1 wf-form4_148780995265463.xml FORM 4 X0306 4 2017-02-18 0 0001594879 Zoe's Kitchen, Inc. ZOES 0001602826 Besch James C/O ZOES KITCHEN, INC. 5760 STATE HIGHWAY 121, SUITE 250 PLANO TX 75024 0 1 0 0 Vice President - Accounting Common Stock 2017-02-18 4 M 0 607 A 18166 D Employee Stock Option (right to buy) 23.26 2017-02-21 4 A 0 13761 0 A 2027-02-21 Common Stock 13761.0 13761 D Restricted Stock Units 2017-02-21 4 A 0 1612 0 A Common Stock 1612.0 1612 D Restricted Stock Units 2017-02-18 4 M 0 607 0 D Common Stock 607.0 1216 D Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share. These options were granted pursuant to the 2014 Omnibus Incentive Plan, and are exercisable in 25% cumulative annual increments beginning February 21, 2018. The RSUs vest in three equal annual installments beginning on February 21, 2018. Each RSU was granted on February 21, 2017 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. The RSUs vest in three equal annual installments beginning on February 18, 2017. Each RSU was granted on February 18, 2016 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. This Form 4 reflects the vesting of these RSUs on February 18, 2017 as to 33.33% of the original RSU grant amount. /s/ Michael Todd as Attorney-in-Fact for James Besch 2017-02-22