0001594879-15-000042.txt : 20150413 0001594879-15-000042.hdr.sgml : 20150413 20150413175005 ACCESSION NUMBER: 0001594879-15-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150410 FILED AS OF DATE: 20150413 DATE AS OF CHANGE: 20150413 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zoe's Kitchen, Inc. CENTRAL INDEX KEY: 0001594879 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 510653504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O JASON MORGAN STREET 2: 5760 STATE HIGHWAY121, SUITE 250 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 214-436-8765 MAIL ADDRESS: STREET 1: C/O JASON MORGAN STREET 2: 5760 STATE HIGHWAY121, SUITE 250 CITY: PLANO STATE: TX ZIP: 75024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldwin Thomas CENTRAL INDEX KEY: 0001603093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36411 FILM NUMBER: 15767494 MAIL ADDRESS: STREET 1: C/O ROI ACQUISITION CORP II STREET 2: 601 LEXINGTON AVENUE, 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_142896179480429.xml FORM 4 X0306 4 2015-04-10 0 0001594879 Zoe's Kitchen, Inc. ZOES 0001603093 Baldwin Thomas C/O ROI ACQUISITION CORP II 601 LEXINGTON AVENUE, 51ST FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2015-04-10 4 M 0 1111 A 9444 D Restricted Stock Units 2015-04-10 4 M 0 1111 0 D Common Stock 1111.0 2222 D Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share. The RSUs vest in three equal annual installments beginning on April 10, 2015. Each RSU was granted on April 10, 2014, and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. This Form 4 reflects the vesting of these RSUs on April 10, 2015 as to 33.33% of the original RSU grant amount. /s/ Jason Morgan as Attorney-in-Fact for Thomas Baldwin 2015-04-13