0001104659-18-069733.txt : 20181123 0001104659-18-069733.hdr.sgml : 20181123 20181123151839 ACCESSION NUMBER: 0001104659-18-069733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181121 FILED AS OF DATE: 20181123 DATE AS OF CHANGE: 20181123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Doshi Sunil M CENTRAL INDEX KEY: 0001654753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36411 FILM NUMBER: 181199617 MAIL ADDRESS: STREET 1: 5760 STATE HIGHWAY 121 STREET 2: SUITE 250 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zoe's Kitchen, Inc. CENTRAL INDEX KEY: 0001594879 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 510653504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O SUNIL DOSHI STREET 2: 5760 STATE HIGHWAY121, SUITE 250 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 214-436-8765 MAIL ADDRESS: STREET 1: C/O SUNIL DOSHI STREET 2: 5760 STATE HIGHWAY121, SUITE 250 CITY: PLANO STATE: TX ZIP: 75024 4 1 a4.xml 4 X0306 4 2018-11-21 1 0001594879 Zoe's Kitchen, Inc. ZOES 0001654753 Doshi Sunil M C/O ZOE'S KITCHEN, INC. 5760 STATE HIGHWAY 121 #250 PLANO TX 75024 0 1 0 0 Chief Financial Officer Common Stock 2018-11-21 4 D 0 8010 12.75 D 0 D Restricted Shares 12.75 2018-11-21 4 D 0 15613 0 D Common Stock 15613 0 D Restricted Stock Units 12.75 2018-11-21 4 D 0 20704 0 D Common Stock 20704 0 D Employee Stock Option (right to buy) 40.15 2018-11-21 4 J 0 42000 0 D Common Stock 42000 0 D Employee Stock Option (right to buy) 27.42 2018-11-21 4 J 0 16152 0 D Common Stock 16152 0 D Employee Stock Option (right to buy) 23.26 2018-11-21 4 J 0 36697 0 D Common Stock 36697 0 D Employee Stock Option (right to buy) 12.81 2018-11-21 4 J 0 55679 0 D Common Stock 55679 0 D Employee Stock Option (right to buy) 14.05 2018-11-21 4 J 0 14722 0 D Common Stock 14722 0 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration"). At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment. /s/ Michael Todd as Attorney-in-Fact for Sunil Doshi 2018-11-23