0001104659-18-069733.txt : 20181123
0001104659-18-069733.hdr.sgml : 20181123
20181123151839
ACCESSION NUMBER: 0001104659-18-069733
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181121
FILED AS OF DATE: 20181123
DATE AS OF CHANGE: 20181123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Doshi Sunil M
CENTRAL INDEX KEY: 0001654753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 181199617
MAIL ADDRESS:
STREET 1: 5760 STATE HIGHWAY 121
STREET 2: SUITE 250
CITY: PLANO
STATE: TX
ZIP: 75024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zoe's Kitchen, Inc.
CENTRAL INDEX KEY: 0001594879
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 510653504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O SUNIL DOSHI
STREET 2: 5760 STATE HIGHWAY121, SUITE 250
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 214-436-8765
MAIL ADDRESS:
STREET 1: C/O SUNIL DOSHI
STREET 2: 5760 STATE HIGHWAY121, SUITE 250
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
a4.xml
4
X0306
4
2018-11-21
1
0001594879
Zoe's Kitchen, Inc.
ZOES
0001654753
Doshi Sunil M
C/O ZOE'S KITCHEN, INC.
5760 STATE HIGHWAY 121 #250
PLANO
TX
75024
0
1
0
0
Chief Financial Officer
Common Stock
2018-11-21
4
D
0
8010
12.75
D
0
D
Restricted Shares
12.75
2018-11-21
4
D
0
15613
0
D
Common Stock
15613
0
D
Restricted Stock Units
12.75
2018-11-21
4
D
0
20704
0
D
Common Stock
20704
0
D
Employee Stock Option (right to buy)
40.15
2018-11-21
4
J
0
42000
0
D
Common Stock
42000
0
D
Employee Stock Option (right to buy)
27.42
2018-11-21
4
J
0
16152
0
D
Common Stock
16152
0
D
Employee Stock Option (right to buy)
23.26
2018-11-21
4
J
0
36697
0
D
Common Stock
36697
0
D
Employee Stock Option (right to buy)
12.81
2018-11-21
4
J
0
55679
0
D
Common Stock
55679
0
D
Employee Stock Option (right to buy)
14.05
2018-11-21
4
J
0
14722
0
D
Common Stock
14722
0
D
Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration").
At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.
/s/ Michael Todd as Attorney-in-Fact for Sunil Doshi
2018-11-23