0001213900-19-014274.txt : 20190801 0001213900-19-014274.hdr.sgml : 20190801 20190801081152 ACCESSION NUMBER: 0001213900-19-014274 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190731 FILED AS OF DATE: 20190801 DATE AS OF CHANGE: 20190801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ECP ControlCo, LLC CENTRAL INDEX KEY: 0001707921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38186 FILM NUMBER: 19991032 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS III, LLC CENTRAL INDEX KEY: 0001621292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38186 FILM NUMBER: 19991033 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS GP III CO-INVESTMENT (NESCO), LLC CENTRAL INDEX KEY: 0001780268 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38186 FILM NUMBER: 19991034 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Energy Capital Partners III (NESCO Co-Invest), LP CENTRAL INDEX KEY: 0001604735 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38186 FILM NUMBER: 19991035 BUSINESS ADDRESS: STREET 1: C/O ENERGY CAPITAL PARTNERS III, LLC STREET 2: 51 JOHN F. KENNEDY PKWY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6108 MAIL ADDRESS: STREET 1: C/O ENERGY CAPITAL PARTNERS III, LLC STREET 2: 51 JOHN F. KENNEDY PKWY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Energy Capital Partners GP III, LP CENTRAL INDEX KEY: 0001697506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38186 FILM NUMBER: 19991036 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS III, LP CENTRAL INDEX KEY: 0001594546 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38186 FILM NUMBER: 19991037 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS III-A, LP CENTRAL INDEX KEY: 0001594547 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38186 FILM NUMBER: 19991038 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS III-B, LP CENTRAL INDEX KEY: 0001594548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38186 FILM NUMBER: 19991039 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS III-C, LP CENTRAL INDEX KEY: 0001594549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38186 FILM NUMBER: 19991040 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS III-D, LP CENTRAL INDEX KEY: 0001594550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38186 FILM NUMBER: 19991041 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NESCO HOLDINGS, INC. CENTRAL INDEX KEY: 0001709682 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ARLINGTON TOWER STREET 2: 1300 N 17TH STREET SUITE 820 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 202-654-7060 MAIL ADDRESS: STREET 1: ARLINGTON TOWER STREET 2: 1300 N 17TH STREET SUITE 820 CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Investment Corp. IV DATE OF NAME CHANGE: 20170619 3 1 ownership.xml OWNERSHIP DOCUMENT X0206 3 2019-07-31 0 0001709682 NESCO HOLDINGS, INC. NSCO 0001707921 ECP ControlCo, LLC 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 0001621292 ENERGY CAPITAL PARTNERS III, LLC 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 0001780268 ENERGY CAPITAL PARTNERS GP III CO-INVESTMENT (NESCO), LLC 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 0001604735 Energy Capital Partners III (NESCO Co-Invest), LP 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 0001697506 Energy Capital Partners GP III, LP 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 0001594546 ENERGY CAPITAL PARTNERS III, LP 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 0001594547 ENERGY CAPITAL PARTNERS III-A, LP 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 0001594548 ENERGY CAPITAL PARTNERS III-B, LP 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 0001594549 ENERGY CAPITAL PARTNERS III-C, LP 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 0001594550 ENERGY CAPITAL PARTNERS III-D, LP 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 Common Stock 26160638 I See Footnotes Warrants 2019-08-30 Common Stock 2500000 I See Footnotes Reflects securities held directly by the following entities in the following amounts: NESCO Holdings, LP - 21,660,638, Energy Capital Partners III, LP ("ECP III") - 64,450, Energy Capital Partners III-A, LP ("III-A") - 2,169,601, Energy Capital Partners III-B, LP ("III-B") - 262,015, Energy Capital Partners III-C, LP ("III-C") - 896,947, Energy Capital Partners III-D, LP ("III-D") - 1,106,987. The general partner of NESCO Holdings, LP is NESCO Holdings GP, LLC. The members of NESCO Holdings GP, LLC are ECP III, III-A, III-B, III-C, III-D, and Energy Capital Partners III (NESCO Co-Invest), LP ("NESCO Co-Invest"). The general partner of ECP III, III-A, III-B, III-C, and III-D is Energy Capital Partners GP III, LP ("ECP III GP LP"), and the general partner of ECP III GP LP is Energy Capital Partners III, LLC ("ECP III GP LLC"). The general partner of NESCO Co-Invest is Energy Capital Partners GP III Co-Investment (NESCO), LLC, and the managing member of Energy Capital Partners GP III Co-Investment (NESCO), LLC is ECP III GP LLC. The managing member of ECP III GP LLC is ECP ControlCo, LLC ("ECP ControlCo"). (Continued from footnote 2) As a result, each of the above entities may be deemed to share beneficial ownership of the shares held by Nesco Holdings, LP. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 3. Information with respect to each of the Reporting Persons is given solely by such reporting person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose. The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants. Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments. Represents securities held directly by NESCO Holdings, LP. None. ECP ControlCo, LLC, By: /s/ Christopher M. Leininger Title: Managing Director and Chief Legal Officer 2019-08-01 Energy Capital Partners III, LLC, By: ECP ControlCo, LLC, its managing member, By: /s/ Christopher M. Leininger, Title: Managing Director and Chief Legal Officer 2019-08-01 Energy Capital Partners GP III Co-Investment (NESCO), LLC, By: Energy Capital Partners III, LLC, its managing member, By: ECP ControlCo, LLC, its managing member, By: /s/ Christopher M. Leininger Title: Managing Director and Chief Legal Officer 2019-08-01 Energy Capital Partners III (NESCO Co-Invest), LP, By: Energy Capital Partners GP III Co-Investment (NESCO), LLC, its GP, By: Energy Capital Partners III, LLC, its MGRM, By: ECP ControlCo, LLC, its MGRM, By: /s/ Christopher M. Leininger Title: MD and CLO 2019-08-01 Energy Capital Partners GP III, LP, By: Energy Capital Partners III, LLC, its general partner, By: ECP ControlCo, LLC, its managing member, By: /s/ Christopher M. Leininger Title: Managing Director and Chief Legal Officer 2019-08-01 Energy Capital Partners III, LP, By: Energy Capital Partners GP III, LP, its general partner, By: Energy Capital Partners III, LLC, its general partner, By: ECP ControlCo, LLC, its managing member, By: /s/ Christopher M. Leininger Title: MD and CLO 2019-08-01 Energy Capital Partners III-A, LP, By: Energy Capital Partners GP III, LP, its general partner, By: Energy Capital Partners III, LLC, its general partner, By: ECP ControlCo, LLC, its managing member, By: /s/ Christopher M. Leininger Title: MD and CLO 2019-08-01 Energy Capital Partners III-B, LP, By: Energy Capital Partners GP III, LP, its general partner, By: Energy Capital Partners III, LLC, its general partner, By: ECP ControlCo, LLC, its managing member, By: /s/ Christopher M. Leininger Title: MD and CLO 2019-08-01 Energy Capital Partners III-C, LP, By: Energy Capital Partners GP III, LP, its general partner, By: Energy Capital Partners III, LLC, its general partner, By: ECP ControlCo, LLC, its managing member, By: /s/ Christopher M. Leininger Title: MD and CLO 2019-08-01 Energy Capital Partners III-D, LP, By: Energy Capital Partners GP III, LP, its general partner, By: Energy Capital Partners III, LLC, its general partner, By: ECP ControlCo, LLC, its managing member, By: /s/ Christopher M. Leininger Title: MD and CLO 2019-08-01