Chief Operations and Compliance Officer

0001594417-24-000001.txt : 20240212 0001594417-24-000001.hdr.sgml : 20240212 20240209192415 ACCESSION NUMBER: 0001594417-24-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240212 DATE AS OF CHANGE: 20240209 EFFECTIVENESS DATE: 20240212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beta Wealth Group, Inc. CENTRAL INDEX KEY: 0001594417 ORGANIZATION NAME: IRS NUMBER: 271460633 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15678 FILM NUMBER: 24616998 BUSINESS ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-207-3377 MAIL ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001594417 XXXXXXXX 12-31-2023 12-31-2023 Beta Wealth Group, Inc.

11421 W BERNARDO COURT SAN DIEGO CA 92127

13F COMBINATION REPORT 028-15678 000165224 0001539204 028-18152 Crossmark Global Holdings, Inc. 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC 0000354204 028-01186 DIMENSIONAL FUND ADVISORS LP N Romy Brown Chief Operations and Compliance Officer 8582073377 Romy M Brown San Diego CA 02-09-2024 3 116 190743921 false 1 0001539204 028-18152 Crossmark Global Holdings, Inc. 2 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC 3 0000354204 028-01186 DIMENSIONAL FUND ADVISORS LP INFORMATION TABLE 2 bwg13f12312023.xml ABBOTT LABS COM 002824100 616627 5602 SH OTR 1 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 854978 5800 SH OTR 1 0 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 252210 1814 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 2364101 16775 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 465069 3300 SH OTR 1 0 0 0 AMAZON COM INC COM 023135106 5343274 35167 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 774894 5100 SH OTR 1 0 0 0 AMERICAN CENTY ETF TR US SML CP VALU 025072877 881926 9821 SH OTR 2 0 0 0 APPLE INC COM 037833100 4624138 24018 SH SOLE 0 0 0 APPLE INC COM 037833100 255295 1326 SH OTR 1 0 0 0 APPLIED MATLS INC COM 038222105 826763 5101 SH OTR 1 0 0 0 AXONICS INC COM 05465P101 241141 3875 SH SOLE 0 0 0 BANK AMERICA CORP COM 060505104 350705 10416 SH OTR 1 0 0 0 BLACKROCK ETF TRUST II FLEXIBLE INCOME 092528603 2848018 54487 SH SOLE 0 0 0 BLACKROCK ETF TRUST II HIGH YLD MUNI IN 092528108 2415415 109192 SH SOLE 0 0 0 BLACKSTONE INC COM 09260D107 6683573 51051 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 319370 6224 SH OTR 1 0 0 0 BROADCOM INC COM 11135F101 229947 206 SH OTR 2 0 0 0 CISCO SYS INC COM 17275R102 424630 8405 SH OTR 1 0 0 0 CITIGROUP INC COM NEW 172967424 396656 7711 SH OTR 1 0 0 0 COCA COLA CO COM 191216100 419107 7112 SH OTR 1 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 604279 915 SH SOLE 0 0 0 CVS HEALTH CORP COM 126650100 553197 7006 SH OTR 1 0 0 0 D R HORTON INC COM 23331A109 440742 2900 SH OTR 1 0 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 4759498 192848 SH SOLE 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 325990 8103 SH OTR 1 0 0 0 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 1459366 60529 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 871604 14619 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST CORE FIXED INCOM 25434V872 478889 11295 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 437419 12730 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 258799 4993 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST NATL MUN BD ETF 25434V849 366930 7564 SH OTR 3 0 0 0 DISNEY WALT CO COM 254687106 4504144 49885 SH SOLE 0 0 0 DISNEY WALT CO COM 254687106 460479 5100 SH OTR 1 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 400456 5205 SH OTR 1 0 0 0 ELECTRONIC ARTS INC COM 285512109 259939 1900 SH OTR 1 0 0 0 EMERSON ELEC CO COM 291011104 487139 5005 SH OTR 1 0 0 0 EXELON CORP COM 30161N101 226566 6311 SH OTR 1 0 0 0 EXXON MOBIL CORP COM 30231G102 540274 5404 SH OTR 1 0 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 15034885 326561 SH SOLE 0 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 1060670 23038 SH OTR 2 0 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 215061 7767 SH SOLE 0 0 0 GENERAL DYNAMICS CORP COM 369550108 208255 802 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 511154 6310 SH OTR 1 0 0 0 HOME DEPOT INC COM 437076102 2843659 8206 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 603296 28484 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1994784 173913 SH SOLE 0 0 0 ISHARES INC MSCI AGRICULTURE 464286350 2725209 71361 SH SOLE 0 0 0 ISHARES TR MSCI ACWI EX US 464288240 2865772 56148 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 240741 2426 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 836285 29878 SH SOLE 0 0 0 ISHARES TR GLB INFRASTR ETF 464288372 301756 6414 SH SOLE 0 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 216754 3338 SH SOLE 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 657582 6066 SH SOLE 0 0 0 ISHARES TR RESIDENTIAL MULT 464288562 531866 7234 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 8083959 147035 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 8143563 163100 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 46641Q647 9793732 192185 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F REALTY INCOME ET 46641Q126 1024435 22762 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 684391 12448 SH OTR 2 0 0 0 KLA CORP COM NEW 482480100 334248 575 SH OTR 2 0 0 0 KULR TECHNOLOGY GROUP INC COM 50125G109 9554 51644 SH SOLE 0 0 0 LISTED FD TR CLOUGH SELECT EQ 53656F631 730729 29073 SH SOLE 0 0 0 MEDTRONIC PLC SHS G5960L103 445299 5405 SH OTR 1 0 0 0 MERCK & CO INC COM 58933Y105 600064 5504 SH OTR 1 0 0 0 META PLATFORMS INC CL A 30303M102 214500 606 SH SOLE 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 523599 5806 SH OTR 1 0 0 0 MICRON TECHNOLOGY INC COM 595112103 606003 7101 SH OTR 1 0 0 0 MICROSOFT CORP COM 594918104 7354489 19558 SH SOLE 0 0 0 MILESTONE PHARMACEUTICALS IN COM 59935V107 23592 14127 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 3316051 45783 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 492876 6805 SH OTR 1 0 0 0 MORGAN STANLEY COM NEW 617446448 625667 6710 SH OTR 1 0 0 0 NIKE INC CL B 654106103 488689 4501 SH OTR 1 0 0 0 NVIDIA CORPORATION COM 67066G104 232074 469 SH SOLE 0 0 0 ON SEMICONDUCTOR CORP COM 682189105 291520 3490 SH SOLE 0 0 0 ONCTERNAL THERAPEUTICS INC COM 68236P107 17158 32000 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 485249 4603 SH OTR 1 0 0 0 PAYPAL HLDGS INC COM 70450Y103 1474946 24018 SH SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 442152 7200 SH OTR 1 0 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 3973244 221351 SH SOLE 0 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 355204 3842 SH SOLE 0 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 584794 6467 SH SOLE 0 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 4213422 79800 SH SOLE 0 0 0 PIMCO ETF TR MULTISECTOR BD 72201R585 12482172 486350 SH SOLE 0 0 0 PIMCO MUN INCOME FD II COM 72200W106 528918 63725 SH SOLE 0 0 0 PIMCO MUN INCOME FD III COM 72201A103 936010 126659 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 574917 3975 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 665508 4601 SH OTR 1 0 0 0 RTX CORPORATION COM 75513E101 480076 5706 SH OTR 1 0 0 0 SERVICENOW INC COM 81762P102 1502704 2127 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 386371 5510 SH OTR 1 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 227247 6392 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 399837 841 SH SOLE 0 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 1051379 41556 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 9110763 162983 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 976616 20045 SH SOLE 0 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 2672261 63731 SH SOLE 0 0 0 SSGA ACTIVE TR SPDR NUVEEN MUN 78470P705 635836 23109 SH SOLE 0 0 0 SYNOPSYS INC COM 871607107 373825 726 SH SOLE 0 0 0 TJX COS INC NEW COM 872540109 544306 5802 SH OTR 1 0 0 0 VALERO ENERGY CORP COM 91913Y100 468301 3602 SH OTR 1 0 0 0 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 4491363 58957 SH SOLE 0 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 3109719 60915 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 3181888 51713 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 367979 4638 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 2806594 42211 SH SOLE 0 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 235545 2769 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2285534 9117 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 294898 7822 SH OTR 1 0 0 0 VISA INC COM CL A 92826C839 204203 784 SH SOLE 0 0 0 WALMART INC COM 931142103 615001 2901 SH OTR 1 0 0 0 WASTE MGMT INC DEL COM 94106L109 2857061 15952 SH SOLE 0 0 0 WELLS FARGO CO NEW COM 949746101 458309 9311 SH OTR 1 0 0 0 WESTERN DIGITAL CORP. COM 958102105 382301 7300 SH OTR 1 0 0 0