COO, CCO

0001594417-23-000003.txt : 20230811 0001594417-23-000003.hdr.sgml : 20230811 20230811121425 ACCESSION NUMBER: 0001594417-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230811 DATE AS OF CHANGE: 20230811 EFFECTIVENESS DATE: 20230811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beta Wealth Group, Inc. CENTRAL INDEX KEY: 0001594417 IRS NUMBER: 271460633 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15678 FILM NUMBER: 231162472 BUSINESS ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-207-3377 MAIL ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001594417 XXXXXXXX 06-30-2023 06-30-2023 Beta Wealth Group, Inc.

11421 W BERNARDO COURT SAN DIEGO CA 92127

13F COMBINATION REPORT 028-15678 000165224 0001539204 028-18152 Crossmark Global Holdings, Inc. 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC 0000354204 028-01186 DIMENSIONAL FUND ADVISORS LP N Romy M Brown COO, CCO 8582073377 Romy M. Brown San Diego CA 08-11-2023 3 108 173073260 false 1 0001539204 028-18152 Crossmark Global Holdings, Inc. 2 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC 3 0000354204 028-01186 DIMENSIONAL FUND ADVISORS LP INFORMATION TABLE 2 bwg13f06302023.xml ACTIVISION BLIZZARD INC COM 00507V109 1519461 18024 SH SOLE 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 706242 6200 SH OTR 1 0 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 231826 1928 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 1962859 16226 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 4112597 31548 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 730016 5600 SH OTR 1 0 0 0 AMERICAN CENTY ETF TR US SML CP VALU 025072877 979904 12626 SH OTR 2 0 0 0 APPLE INC COM 037833100 5209041 26855 SH SOLE 0 0 0 APPLE INC COM 037833100 349146 1800 SH OTR 1 0 0 0 APPLIED MATLS INC COM 038222105 737154 5100 SH OTR 1 0 0 0 BANK AMERICA CORP COM 060505104 284031 9900 SH OTR 1 0 0 0 BLACKROCK ETF TRUST II HIGH YLD MUNI IN 092528108 3044753 139860 SH SOLE 0 0 0 BLACKSTONE INC COM 09260D107 5965921 64170 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 383700 6000 SH OTR 1 0 0 0 BROADCOM INC COM 11135F101 242880 280 SH OTR 2 0 0 0 CISCO SYS INC COM 17275R102 289744 5600 SH OTR 1 0 0 0 CITIGROUP INC COM NEW 172967424 299260 6500 SH OTR 1 0 0 0 COCA COLA CO COM 191216100 415518 6900 SH OTR 1 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 492487 915 SH SOLE 0 0 0 CVS HEALTH CORP COM 126650100 470084 6800 SH OTR 1 0 0 0 D R HORTON INC COM 23331A109 462422 3800 SH OTR 1 0 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 5854551 254214 SH SOLE 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 328026 6900 SH OTR 1 0 0 0 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 1344551 57312 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 790315 14422 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST CORE FIXED INCOM 25434V872 659716 15809 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 437604 13321 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 278802 5789 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST NATL MUN BD ETF 25434V849 392709 8245 SH OTR 3 0 0 0 DISNEY WALT CO COM 254687106 4582822 51331 SH SOLE 0 0 0 DISNEY WALT CO COM 254687106 428544 4800 SH OTR 1 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 421496 5900 SH OTR 1 0 0 0 ELECTRONIC ARTS INC COM 285512109 661470 5100 SH OTR 1 0 0 0 EMERSON ELEC CO COM 291011104 533301 5900 SH OTR 1 0 0 0 EXELON CORP COM 30161N101 256662 6300 SH OTR 1 0 0 0 EXXON MOBIL CORP COM 30231G102 525525 4900 SH OTR 1 0 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 10748224 236641 SH SOLE 0 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 1163433 25615 SH OTR 2 0 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 265272 9825 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 485692 6301 SH OTR 1 0 0 0 HOME DEPOT INC COM 437076102 3366488 10837 SH SOLE 0 0 0 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 1376445 41322 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1987503 174802 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 863142 41024 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 2237131 53494 SH SOLE 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 6836701 64056 SH SOLE 0 0 0 ISHARES TR MSCI ACWI EX US 464288240 2541255 51631 SH SOLE 0 0 0 ISHARES TR GLB INFRASTR ETF 464288372 2056263 43797 SH SOLE 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 1809905 17396 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 959505 36442 SH SOLE 0 0 0 ISHARES TR RESIDENTIAL MULT 464288562 708337 9667 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 200543 2047 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 6685858 120836 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 2981284 61635 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F REALTY INCOME ET 46641Q126 641108 15129 SH SOLE 0 0 0 KLA CORP COM NEW 482480100 278886 575 SH OTR 2 0 0 0 KULR TECHNOLOGY GROUP INC COM 50125G109 29852 46644 SH SOLE 0 0 0 LISTED FD TR CHANGEBRIDGE SEL 53656F631 647411 27289 SH SOLE 0 0 0 MARATHON PETE CORP COM 56585A102 303160 2600 SH OTR 1 0 0 0 MEDTRONIC PLC SHS G5960L103 493360 5600 SH OTR 1 0 0 0 MERCK & CO INC COM 58933Y105 623106 5400 SH OTR 1 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 573376 6400 SH OTR 1 0 0 0 MICRON TECHNOLOGY INC COM 595112103 422837 6700 SH OTR 1 0 0 0 MICROSOFT CORP COM 594918104 7355733 21600 SH SOLE 0 0 0 MILESTONE PHARMACEUTICALS IN COM 59935V107 40262 14127 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 3288302 45082 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 459522 6300 SH OTR 1 0 0 0 MORGAN STANLEY COM NEW 617446448 495320 5800 SH OTR 1 0 0 0 NIKE INC CL B 654106103 430443 3900 SH OTR 1 0 0 0 NVIDIA CORPORATION COM 67066G104 214727 508 SH SOLE 0 0 0 ON SEMICONDUCTOR CORP COM 682189105 330084 3490 SH SOLE 0 0 0 ONCTERNAL THERAPEUTICS INC COM 68236P107 11040 32000 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 500178 4200 SH OTR 1 0 0 0 PAYPAL HLDGS INC COM 70450Y103 1249682 18727 SH SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 407053 6100 SH OTR 1 0 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 1389110 74086 SH SOLE 0 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 3045407 58746 SH SOLE 0 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 551139 6044 SH SOLE 0 0 0 PIMCO MUN INCOME FD II COM 72200W106 1644802 181947 SH SOLE 0 0 0 PIMCO MUN INCOME FD III COM 72201A103 2040044 253422 SH SOLE 0 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 152680 11000 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 480283 4035 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 511872 4300 SH OTR 1 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 548576 5600 SH OTR 1 0 0 0 SCHWAB CHARLES CORP COM 808513105 277732 4900 SH OTR 1 0 0 0 SERVICENOW INC COM 81762P102 1136865 2023 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 393400 5600 SH OTR 1 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 310186 9020 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 361698 816 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 8313795 159543 SH SOLE 0 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 1108921 44339 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 876388 19098 SH SOLE 0 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 4787236 114336 SH SOLE 0 0 0 SYNOPSYS INC COM 871607107 316108 726 SH SOLE 0 0 0 TEXTRON INC COM 883203101 105780 6000 SH OTR 1 0 0 0 TJX COS INC NEW COM 872540109 466345 5500 SH OTR 1 0 0 0 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 11288193 138116 SH SOLE 0 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 5043211 100422 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 1156055 18197 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 3529839 55852 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 361709 4817 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2612892 10673 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3680939 98977 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 286397 7700 SH OTR 1 0 0 0 WALMART INC COM 931142103 581566 3700 SH OTR 1 0 0 0 WASTE MGMT INC DEL COM 94106L109 2658322 15329 SH SOLE 0 0 0 WELLS FARGO CO NEW COM 949746101 332904 7800 SH OTR 1 0 0 0 WESTERN DIGITAL CORP. COM 958102105 269303 7100 SH OTR 1 0 0 0