Managing Partner, COO, CCO

0001594417-23-000001.txt : 20230213 0001594417-23-000001.hdr.sgml : 20230213 20230210195328 ACCESSION NUMBER: 0001594417-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230210 EFFECTIVENESS DATE: 20230213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beta Wealth Group, Inc. CENTRAL INDEX KEY: 0001594417 IRS NUMBER: 271460633 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15678 FILM NUMBER: 23614188 BUSINESS ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-207-3377 MAIL ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001594417 XXXXXXXX 12-31-2022 12-31-2022 Beta Wealth Group, Inc.

11421 W BERNARDO COURT SAN DIEGO CA 92127

13F COMBINATION REPORT 028-15678 000165224 0001539204 028-18152 Crossmark Global Holdings, Inc. 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC N Romy M Brown Managing Partner, COO, CCO 8582073377 Romy M. Brown San Diego CA 02-10-2023 2 106 148974041 false 1 0001539204 028-18152 Crossmark Global Holdings, Inc. 2 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC INFORMATION TABLE 2 bwg13f12312022.xml AGILENT TECHNOLOGIES INC COM 00846U101 287712 1923 SH SOLE 0 0 0 APPLE INC COM 037833100 3566827 27452 SH SOLE 0 0 0 APPLE INC COM 037833100 324825 2500 SH OTR 1 0 0 0 ABBOTT LABS COM 002824100 450139 4100 SH OTR 1 0 0 0 ISHARES INC MSCI GBL MIN VOL 464286525 6047961 63649 SH SOLE 0 0 0 ISHARES TR MSCI ACWI EX US 464288240 2528625 55574 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 2383512 24575 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 650706 6709 SH OTR 2 0 0 0 APPLIED MATLS INC COM 038222105 408996 4200 SH OTR 1 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 323850 5000 SH OTR 1 0 0 0 AMAZON COM INC COM 023135106 2348472 27958 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 361200 4300 SH OTR 1 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1526070 19936 SH SOLE 0 0 0 AXONICS INC COM 05465P101 242304 3875 SH SOLE 0 0 0 BOEING CO COM 097023105 3695730 19401 SH SOLE 0 0 0 BANK AMERICA CORP COM 060505104 238464 7200 SH OTR 1 0 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 2065152 100592 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 323775 4500 SH OTR 1 0 0 0 BLACKSTONE INC COM 09260D107 4631159 62423 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 239719 5300 SH OTR 1 0 0 0 LISTED FD TR CHANGEBRIDGE SUS 53656F631 615047 28265 SH SOLE 0 0 0 COMCAST CORP NEW CL A 20030N101 209820 6000 SH OTR 1 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 377095 826 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 266784 5600 SH OTR 1 0 0 0 CSX CORP COM 126408103 210664 6800 SH OTR 1 0 0 0 CVS HEALTH CORP COM 126650100 419355 4500 SH OTR 1 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 322561 4700 SH OTR 1 0 0 0 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 1222831 55710 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 766341 14982 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST CORE FIXED INCOM 25434V872 2895049 69727 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 498494 16398 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST SHORT DURATION F 25434V864 738228 16017 SH SOLE 0 0 0 D R HORTON INC COM 23331A109 401130 4500 SH OTR 1 0 0 0 DISNEY WALT CO COM 254687106 3956804 45543 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 513828 15898 SH SOLE 0 0 0 ELECTRONIC ARTS INC COM 285512109 500938 4100 SH OTR 1 0 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 303047 11354 SH SOLE 0 0 0 EMERSON ELEC CO COM 291011104 422664 4400 SH OTR 1 0 0 0 EXELON CORP COM 30161N101 211827 4900 SH OTR 1 0 0 0 ALPHABET INC CAP STK CL C 02079K107 1466263 16525 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 3421761 10833 SH SOLE 0 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 1242377 25370 SH SOLE 0 0 0 BLACKROCK ETF TRUST II HIGH YLD MUNI IN 092528108 2326456 110232 SH SOLE 0 0 0 ISHARES TR CORE INTL AGGR 46435G672 1786572 37572 SH SOLE 0 0 0 ISHARES TR CORE INTL AGGR 46435G672 532227 11193 SH OTR 2 0 0 0 ISHARES TR GLB INFRASTR ETF 464288372 247701 5404 SH SOLE 0 0 0 ISHARES TR US AER DEF ETF 464288760 436062 3898 SH SOLE 0 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 222720 3848 SH SOLE 0 0 0 ISHARES TR US TELECOM ETF 464287713 463223 20652 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 7095686 130220 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 549865 13477 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 604532 11963 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 1181998 23579 SH SOLE 0 0 0 KLA CORP COM NEW 482480100 242807 644 SH OTR 2 0 0 0 COCA COLA CO COM 191216100 349855 5500 SH OTR 1 0 0 0 KULR TECHNOLOGY GROUP INC COM 50125G109 36773 30644 SH SOLE 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 330175 4700 SH OTR 1 0 0 0 MONDELEZ INTL INC CL A 609207105 3402635 51052 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 326585 4900 SH OTR 1 0 0 0 MEDTRONIC PLC SHS G5960L103 341968 4400 SH OTR 1 0 0 0 MILESTONE PHARMACEUTICALS IN COM 59935V107 55943 14127 SH SOLE 0 0 0 MERCK & CO INC COM 58933Y105 454895 4100 SH OTR 1 0 0 0 MORGAN STANLEY COM NEW 617446448 391092 4600 SH OTR 1 0 0 0 MICROSOFT CORP COM 594918104 6039235 25182 SH SOLE 0 0 0 MICRON TECHNOLOGY INC COM 595112103 264894 5300 SH OTR 1 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1629088 15439 SH SOLE 0 0 0 SERVICENOW INC COM 81762P102 729559 1879 SH SOLE 0 0 0 ON SEMICONDUCTOR CORP COM 682189105 280041 4490 SH SOLE 0 0 0 ONCTERNAL THERAPEUTICS INC COM 68236P107 32000 32000 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 376004 4600 SH OTR 1 0 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 1085330 58730 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 2150430 59062 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 983293 87951 SH SOLE 0 0 0 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 1967542 60952 SH SOLE 0 0 0 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 660804 20471 SH OTR 2 0 0 0 PIMCO MUN INCOME FD II COM 72200W106 391840 43345 SH SOLE 0 0 0 PIMCO MUN INCOME FD III COM 72201A103 2956227 339406 SH SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 1232565 17306 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 443155 4031 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 340814 3100 SH OTR 1 0 0 0 ISHARES TR RESIDENTIAL MULT 464288562 676173 9894 SH SOLE 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 454140 4500 SH OTR 1 0 0 0 STARBUCKS CORP COM 855244109 426560 4300 SH OTR 1 0 0 0 SCHWAB CHARLES CORP COM 808513105 341366 4100 SH OTR 1 0 0 0 SYNOPSYS INC COM 871607107 229570 719 SH SOLE 0 0 0 SOUTHERN CO COM 842587107 342768 4800 SH OTR 1 0 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 7776522 172888 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 805776 18959 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 312248 816 SH SOLE 0 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 4554989 111369 SH SOLE 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 6694701 64205 SH SOLE 0 0 0 TJX COS INC NEW COM 872540109 374120 4700 SH OTR 1 0 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 6828399 162697 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 1028183 16686 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 5035881 20302 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 389580 5595 SH SOLE 0 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 5894091 119097 SH SOLE 0 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 1419522 30390 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 3602999 60483 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2721818 69082 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 244317 6201 SH OTR 1 0 0 0 WELLS FARGO CO NEW COM 949746101 243611 5900 SH OTR 1 0 0 0 WASTE MGMT INC DEL COM 94106L109 678688 4326 SH SOLE 0 0 0 WALMART INC COM 931142103 397012 2800 SH OTR 1 0 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 489110 14301 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 441200 4000 SH OTR 1 0 0 0