The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 8,716 | 173,168 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 7,730 | 49,974 | SH | SOLE | 0 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM | 09260D107 | 7,316 | 75,356 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 7,252 | 140,796 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 7,048 | 26,036 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE INTL AGGR | 46435G672 | 6,833 | 124,019 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 6,646 | 57,629 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES INC | MSCI GBL MIN VOL | 464286525 | 6,025 | 58,582 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 5,820 | 105,250 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | EQUITY PREMIUM | 46641Q332 | 5,293 | 87,411 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | NUVEEN BBG BRCLY | 78464A284 | 5,010 | 82,374 | SH | SOLE | 0 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 4,718 | 26,859 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 3,835 | 68,449 | SH | SOLE | 0 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 3,472 | 10,898 | SH | SOLE | 0 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 3,305 | 83,895 | SH | SOLE | 0 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 3,273 | 52,435 | SH | SOLE | 0 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 2,896 | 12,066 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI ACWI EX US | 464288240 | 2,863 | 49,785 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO ACTIVELY MANAGED ETF | S&P500 DOWNSID | 46090A705 | 2,799 | 78,735 | SH | SOLE | 0 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,768 | 12,205 | SH | SOLE | 0 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 2,502 | 57,839 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHT MUNCPL | 46641Q654 | 2,253 | 44,139 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 2,238 | 893 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO CALIF MUN INCOME FD | COM | 72200N106 | 2,032 | 106,682 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO MUN INCOME FD II | COM | 72200W106 | 1,943 | 128,879 | SH | SOLE | 0 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,890 | 6,485 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,792 | 13,087 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | 1,741 | 19,851 | SH | SOLE | 0 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 1,692 | 17,730 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 1,581 | 54,883 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 1,448 | 27,622 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,354 | 20,211 | SH | SOLE | 0 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,140 | 4,877 | SH | SOLE | 0 | 0 | 0 | ||
LISTED FD TR | CHANGEBRIDGE SUS | 53656F631 | 1,017 | 33,974 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 | 927 | 18,484 | SH | SOLE | 0 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 886 | 6,325 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 849 | 34,724 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 832 | 7,210 | SH | OTR | 2 | 0 | 0 | 0 | |
INVESCO ACTIVELY MANAGED ETF | S&P500 DOWNSID | 46090A705 | 830 | 23,345 | SH | OTR | 2 | 0 | 0 | 0 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 769 | 2,862 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE INTL AGGR | 46435G672 | 666 | 12,093 | SH | OTR | 2 | 0 | 0 | 0 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 632 | 5,595 | SH | SOLE | 0 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 607 | 1,105 | SH | SOLE | 0 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 588 | 4,112 | SH | SOLE | 0 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 489 | 1,406 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 483 | 1,129 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | GNMA BOND ETF | 46429B333 | 455 | 9,099 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 423 | 31,047 | SH | SOLE | 0 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 384 | 970 | SH | SOLE | 0 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 354 | 103 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR MLP & ENERGY INCOM | COM | 33739B104 | 351 | 44,354 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 319 | 7,036 | SH | SOLE | 0 | 0 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 315 | 2,133 | SH | SOLE | 0 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 294 | 1,900 | SH | OTR | 1 | 0 | 0 | 0 | |
APPLE INC | COM | 037833100 | 274 | 2,000 | SH | OTR | 1 | 0 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 271 | 1,900 | SH | OTR | 1 | 0 | 0 | 0 | |
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 248 | 2,300 | SH | SOLE | 0 | 0 | 0 | ||
AXONICS INC | COM | 05465P101 | 246 | 3,875 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN DIGITAL CORP. | COM | 958102105 | 243 | 3,415 | SH | OTR | 1 | 0 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 242 | 2,167 | SH | SOLE | 0 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 240 | 4,200 | SH | OTR | 1 | 0 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 236 | 1,900 | SH | OTR | 1 | 0 | 0 | 0 | |
ABBOTT LABS | COM | 002824100 | 227 | 1,955 | SH | OTR | 1 | 0 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 213 | 3,000 | SH | OTR | 1 | 0 | 0 | 0 | |
BROADCOM INC | COM | 11135F101 | 212 | 443 | SH | OTR | 2 | 0 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 212 | 1,900 | SH | OTR | 1 | 0 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 211 | 2,300 | SH | OTR | 1 | 0 | 0 | 0 | |
KLA CORP | COM NEW | 482480100 | 210 | 647 | SH | OTR | 2 | 0 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 210 | 1,500 | SH | OTR | 1 | 0 | 0 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 202 | 4,900 | SH | OTR | 1 | 0 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 201 | 2,107 | SH | OTR | 1 | 0 | 0 | 0 |