0001594417-21-000004.txt : 20210511 0001594417-21-000004.hdr.sgml : 20210511 20210511112515 ACCESSION NUMBER: 0001594417-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 EFFECTIVENESS DATE: 20210511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beta Wealth Group, Inc. CENTRAL INDEX KEY: 0001594417 IRS NUMBER: 271460633 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15678 FILM NUMBER: 21910222 BUSINESS ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-207-3377 MAIL ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001594417 XXXXXXXX 03-31-2021 03-31-2021 Beta Wealth Group, Inc.

11421 W BERNARDO COURT SAN DIEGO CA 92127

13F COMBINATION REPORT 028-15678 0001539204 028-18152 Crossmark Global Holdings, Inc. 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC N Romy Brown 858-207-3377 Romy M. Brown San Diego CA 05-11-2021 2 64 137532 false 1 0001539204 028-18152 Crossmark Global Holdings, Inc. 2 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC INFORMATION TABLE 2 bwg13f033121.xml AGILENT TECHNOLOGIES INC COM 00846U101 290 2281 SH SOLE 0 0 0 APPLE INC COM 037833100 1492 12217 SH SOLE 0 0 0 APPLE INC COM 037833100 245 2007 SH OTR 1 0 0 0 ABBOTT LABS COM 002824100 210 1755 SH OTR 1 0 0 0 ISHARES INC MSCI GBL MIN VOL 464286525 5369 54418 SH SOLE 0 0 0 ISHARES TR MSCI ACWI EX US 464288240 2696 48867 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 6320 55518 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 823 7233 SH OTR 2 0 0 0 APPLIED MATLS INC COM 038222105 240 1800 SH OTR 1 0 0 0 AMAZON COM INC COM 023135106 272 88 SH SOLE 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1496 16088 SH SOLE 0 0 0 BROADCOM INC COM 11135F101 213 460 SH OTR 2 0 0 0 BOEING CO COM 097023105 2955 11584 SH SOLE 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2599 11464 SH SOLE 0 0 0 BP PLC SPONSORED ADR 055622104 227 9319 SH SOLE 0 0 0 BLACKSTONE GROUP INC COM 09260D107 5549 74450 SH SOLE 0 0 0 LISTED FD TR CHANGEBRIDGE SUS 53656F631 974 33874 SH SOLE 0 0 0 COMCAST CORP NEW CL A 20030N101 213 3932 SH OTR 2 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 329 934 SH SOLE 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 2552 52862 SH SOLE 0 0 0 FIRST TR EXCHNG TRADED FD VI US EQT DEEP DUFR 33740F771 802 24150 SH SOLE 0 0 0 DISNEY WALT CO COM 254687106 4797 26021 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 2804 73529 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 835 36613 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 414 1406 SH SOLE 0 0 0 FIRST TR MLP & ENERGY INCOM COM 33739B104 348 50327 SH SOLE 0 0 0 FIRST TR ENERGY INFRASTRCTR COM 33738C103 444 35833 SH SOLE 0 0 0 FISERV INC COM 337738108 202 1700 SH OTR 1 0 0 0 ISHARES TR GNMA BOND ETF 46429B333 1774 35284 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 1657 801 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 3273 10731 SH SOLE 0 0 0 SPDR SER TR NUVEEN BBG BRCLY 78464A284 4501 75865 SH SOLE 0 0 0 ISHARES TR CORE INTL AGGR 46435G672 13526 246539 SH SOLE 0 0 0 ISHARES TR CORE INTL AGGR 46435G672 666 12136 SH OTR 2 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1259 19555 SH SOLE 0 0 0 ISHARES TR GLB INFRASTR ETF 464288372 327 7261 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 758 2914 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 599 5523 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 4932 84875 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 753 14751 SH SOLE 0 0 0 KLA CORP COM NEW 482480100 214 647 SH OTR 2 0 0 0 MONDELEZ INTL INC CL A 609207105 2915 49808 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 5972 25343 SH SOLE 0 0 0 MICRON TECHNOLOGY INC COM 595112103 203 2300 SH OTR 1 0 0 0 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 920 18334 SH SOLE 0 0 0 PIMCO CALIF MUN INCOME FD COM 72200N106 1885 105820 SH SOLE 0 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 1524 54148 SH SOLE 0 0 0 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 2517 74627 SH SOLE 0 0 0 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 792 23480 SH OTR 2 0 0 0 PIMCO MUN INCOME FD II COM 72200W106 1964 131989 SH SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 1479 6089 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 545 4112 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 8045 172603 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 447 1127 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 271 728 SH OTR 2 0 0 0 VISA INC COM CL A 92826C839 1059 5002 SH SOLE 0 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 6661 135621 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 1631 19697 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 7151 48645 SH SOLE 0 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 5483 100352 SH SOLE 0 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 1364 26466 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3776 64942 SH SOLE 0 0 0 WASTE MGMT INC DEL COM 94106L109 760 5891 SH SOLE 0 0 0 WASTE MGMT INC DEL COM 94106L109 219 1700 SH OTR 1 0 0 0