0001594417-21-000003.txt : 20210318 0001594417-21-000003.hdr.sgml : 20210318 20210318120752 ACCESSION NUMBER: 0001594417-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210318 DATE AS OF CHANGE: 20210318 EFFECTIVENESS DATE: 20210318 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beta Wealth Group, Inc. CENTRAL INDEX KEY: 0001594417 IRS NUMBER: 271460633 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15678 FILM NUMBER: 21753629 BUSINESS ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-207-3377 MAIL ADDRESS: STREET 1: 11421 W BERNARDO COURT CITY: SAN DIEGO STATE: CA ZIP: 92127 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001594417 XXXXXXXX 12-31-2020 12-31-2020 Beta Wealth Group, Inc.

11421 W BERNARDO COURT SAN DIEGO CA 92127

13F COMBINATION REPORT 028-15678 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC N Romy M. Brown 8582073377 Romy M. Brown San Diego CA 03-18-2021 1 38 116457 false 1 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC INFORMATION TABLE 2 beta13f123120.xml ISHARES TR CORE INTL AGGR 46435G672 15075 268190 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 7615 125280 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 7510 170846 SH SOLE 0 0 0 ISHARES INC MSCI GBL MIN VOL 464286525 7380 76144 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 6267 44410 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 5530 46789 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 5401 24296 SH SOLE 0 0 0 DISNEY WALT CO COM 254687106 5152 28462 SH SOLE 0 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 5136 93055 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 4771 17966 SH SOLE 0 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 4648 71744 SH SOLE 0 0 0 J P MORGAN EXCHANGETRADED EQUITY PREMIUM 46641Q332 4526 81195 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 3652 16698 SH SOLE 0 0 0 BOEING CO COM 097023105 2814 13099 SH SOLE 0 0 0 ISHARES TR MSCI ACWI EX US 464288240 2680 50521 SH SOLE 0 0 0 MONDELEZ INTL INC CL A 609207105 2680 45830 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 2390 65365 SH SOLE 0 0 0 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 2137 64612 SH SOLE 0 0 0 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 1807 100483 SH SOLE 0 0 0 ISHARES TR GNMA BOND ETF 46429B333 1639 32134 SH SOLE 0 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 1622 61378 SH SOLE 0 0 0 APPLE INC COM 037833100 1618 12196 SH SOLE 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1455 15673 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 1429 12090 SH OTR 1 0 0 0 PIMCO MUN INCOME FD II COM 72200W106 1402 98050 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1296 20883 SH SOLE 0 0 0 J P MORGAN EXCHANGETRADED ULTRA SHRT INC 46641Q837 1212 23854 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 1020 34599 SH SOLE 0 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 886 13046 SH SOLE 0 0 0 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 877 17487 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 828 14098 SH SOLE 0 0 0 FIRST TR EXCHANGETRADED FD NO AMER ENERGY 33738D101 805 38379 SH SOLE 0 0 0 FIRST TR EXCHNG TRADED FD VI US EQT DEEP DUFR 33740F771 782 24150 SH SOLE 0 0 0 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 760 22973 SH OTR 1 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 752 11994 SH SOLE 0 0 0 FIRST TR ENERGY INFRASTRCTR COM 33738C103 381 36384 SH SOLE 0 0 0 FIRST TR MLP ENERGY INCOM COM 33739B104 301 51752 SH SOLE 0 0 0 3D SYS CORP DEL COM NEW 88554D205 221 21130 SH SOLE 0 0 0