0001594026-14-000001.txt : 20140129 0001594026-14-000001.hdr.sgml : 20140129 20140128173403 ACCESSION NUMBER: 0001594026-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140129 DATE AS OF CHANGE: 20140128 EFFECTIVENESS DATE: 20140129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GI Partners IV Mid-Market Trust CENTRAL INDEX KEY: 0001594026 IRS NUMBER: 433919412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-210875 FILM NUMBER: 14554075 BUSINESS ADDRESS: STREET 1: 250 VESEY STREET STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124494912 MAIL ADDRESS: STREET 1: 250 VESEY STREET STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10080 D 1 primary_doc.xml X0707 D LIVE 0001594026 GI Partners IV Mid-Market Trust 250 VESEY STREET 11TH FLOOR NEW YORK NY NEW YORK 10080 2124494912 DELAWARE None None Business Trust true 2013 Spencer Boggess 250 Vesey Street 11th Floor New York NY NEW YORK 10080 Director Manager of the Managing Trustee James Bowden 250 Vesey Street 11th Floor New York NY NEW YORK 10080 Director Manager of the Managing Trustee Dominick Carlino 250 Vesey Street 11th Floor New York NY NEW YORK 10080 Director Manager of the Managing Trustee James Costabile 250 Vesey Street 11th Floor New York NY NEW YORK 10080 Director Manager of the Managing Trustee Nancy Fahmy 250 Vesey Street 11th Floor New York NY NEW YORK 10080 Director Manager of the Managing Trustee Keith Glenfield 250 Vesey Street 11th Floor New York NY NEW YORK 10080 Director Manager of the Managing Trustee Ninon Marapachi 250 Vesey Street 11th Floor New York NY NEW YORK 10080 Director Manager of the Managing Trustee Jeff McGoey 250 Vesey Street 11th Floor New York NY NEW YORK 10080 Director Manager of the Managing Trustee Gregory Parets 250 Vesey Street 11th Floor New York NY NEW YORK 10080 Director Manager of the Managing Trustee Colleen Rusch 250 Vesey Street 11th Floor New York NY NEW YORK 10080 Director Manager of the Managing Trustee Steven Suss 250 Vesey Street 11th Floor New York NY NEW YORK 10080 Director Manager of the Managing Trustee N/A Merrill Lynch Alternative Investments LLC 250 Vesey Street 11th Floor New York NY NEW YORK 10080 Promoter Managing Trustee of the Issuer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false 2014-01-28 false true false 0 Merril Lynch, Pierce, Fenner & Smith Incorporated 7691 None None 250 Vesey Street 11th Floor New York NY NEW YORK 10080 All States false 56500000 56500000 0 false 134 0 0 The entity listed in Item 12 is not paid by the issuer. It receives commissions or similar sales compensation equal to a percentage of the commitment made by each investor directly from such investor. 0 true The Managing Trustee (or its affiliate) is entitled to receive a semi-annual administration fee in an amount equal to a specified percentage of investors' commitments or capital account balances. false GI Partners IV Mid-Market Trust /s/ Nancy Fahmy Nancy Fahmy Manager of the Managing Trustee 2014-01-28