Chief Executive Officer

0001085146-20-000125.txt : 20200114 0001085146-20-000125.hdr.sgml : 20200114 20200113195019 ACCESSION NUMBER: 0001085146-20-000125 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200114 DATE AS OF CHANGE: 20200113 EFFECTIVENESS DATE: 20200114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Surevest Inc. CENTRAL INDEX KEY: 0001593842 IRS NUMBER: 611404205 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19426 FILM NUMBER: 20524755 BUSINESS ADDRESS: STREET 1: 2425 E. CAMELBACK RD STE 890 CITY: PHOENIX STATE: AZ ZIP: 85016 BUSINESS PHONE: 4802727116 MAIL ADDRESS: STREET 1: 2425 E. CAMELBACK RD STE 890 CITY: PHOENIX STATE: AZ ZIP: 85016 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001593842 XXXXXXXX 12-31-2019 12-31-2019 false Surevest Inc.

2425 E. CAMELBACK RD STE 890 PHOENIX AZ 85016

13F HOLDINGS REPORT 028-19426 N Robert Luna Chief Executive Officer 480-272-7116 /s/ Robert Luna Phoenix AZ 01-13-2020 0 146 234135 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1549 8780 SH SOLE 0 0 8780 ABBVIE INC COM 00287Y109 2084 23542 SH SOLE 0 0 23542 AFLAC INC COM 001055102 1970 37235 SH SOLE 0 0 37235 AIR PRODS & CHEMS INC COM 009158106 1570 6682 SH SOLE 0 0 6682 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1810 8536 SH SOLE 0 0 8536 ALPHABET INC CAP STK CL A 02079K305 2530 1889 SH SOLE 0 0 1889 ALPHABET INC CAP STK CL C 02079K107 594 444 SH SOLE 0 0 444 AMAZON COM INC COM 023135106 2958 1601 SH SOLE 0 0 1601 AMGEN INC COM 031162100 294 1220 SH SOLE 0 0 1220 APPLE INC COM 037833100 2619 8919 SH SOLE 0 0 8919 APPLIED MATLS INC COM 038222105 216 3545 SH SOLE 0 0 3545 ASSURANT INC COM 04621X108 2285 17436 SH SOLE 0 0 17436 AT&T INC COM 00206R102 2282 58405 SH SOLE 0 0 58405 AUTODESK INC COM 052769106 968 5279 SH SOLE 0 0 5279 AUTODESK INC COM 052769106 1 5200 SH Put SOLE 0 0 5200 AVALONBAY CMNTYS INC COM 053484101 2525 12039 SH SOLE 0 0 12039 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 784 3463 SH SOLE 0 0 3463 BLACKSTONE GROUP INC COM CL A 09260D107 1880 33613 SH SOLE 0 0 33613 BRISTOL MYERS SQUIBB CO COM 110122108 2074 32311 SH SOLE 0 0 32311 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 676 15920 SH SOLE 0 0 15920 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 1610 50178 SH SOLE 0 0 50178 CHEVRON CORP NEW COM 166764100 2130 17673 SH SOLE 0 0 17673 CLOROX CO DEL COM 189054109 1402 9130 SH SOLE 0 0 9130 COCA COLA CO COM 191216100 2015 36399 SH SOLE 0 0 36399 COLGATE PALMOLIVE CO COM 194162103 1407 20437 SH SOLE 0 0 20437 CONSOLIDATED EDISON INC COM 209115104 2126 23499 SH SOLE 0 0 23499 COSTCO WHSL CORP NEW COM 22160K105 456 1552 SH SOLE 0 0 1552 CUMMINS INC COM 231021106 2197 12275 SH SOLE 0 0 12275 CVS HEALTH CORP COM 126650100 494 6656 SH SOLE 0 0 6656 DIGITAL RLTY TR INC COM 253868103 2038 17020 SH SOLE 0 0 17020 DISNEY WALT CO COM DISNEY 254687106 2715 18774 SH SOLE 0 0 18774 DOMINION ENERGY INC COM 25746U109 2098 25327 SH SOLE 0 0 25327 EAGLE BANCORP INC MD COM 268948106 921 18938 SH SOLE 0 0 18938 EMERSON ELEC CO COM 291011104 2125 27868 SH SOLE 0 0 27868 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 617 48102 SH SOLE 0 0 48102 ENTERPRISE PRODS PARTNERS L COM 293792107 886 31451 SH SOLE 0 0 31451 EQUITY LIFESTYLE PPTYS INC COM 29472R108 2436 34611 SH SOLE 0 0 34611 ESSEX PPTY TR INC COM 297178105 2128 7074 SH SOLE 0 0 7074 EXXON MOBIL CORP COM 30231G102 1899 27216 SH SOLE 0 0 27216 FACEBOOK INC CL A 30303M102 430 2096 SH SOLE 0 0 2096 FORD MTR CO DEL COM 345370860 123 13200 SH SOLE 0 0 13200 GENERAL DYNAMICS CORP COM 369550108 2024 11477 SH SOLE 0 0 11477 GENERAL MLS INC COM 370334104 2692 50270 SH SOLE 0 0 50270 GENUINE PARTS CO COM 372460105 1999 18814 SH SOLE 0 0 18814 GILEAD SCIENCES INC COM 375558103 1381 21249 SH SOLE 0 0 21249 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 352 7485 SH SOLE 0 0 7485 ILLINOIS TOOL WKS INC COM 452308109 1617 9000 SH SOLE 0 0 9000 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 804 12493 SH SOLE 0 0 12493 INVESCO EXCHNG TRADED FD TR DWA DEV MKTS 46138E875 344 11946 SH SOLE 0 0 11946 INVESCO EXCHNG TRADED FD TR S&P INTL LOW 46138E230 584 17116 SH SOLE 0 0 17116 ISHARES TR 0-5 YR TIPS ETF 46429B747 5725 56846 SH SOLE 0 0 56846 ISHARES TR EAFE GRWTH ETF 464288885 555 6419 SH SOLE 0 0 6419 ISHARES TR FLTG RATE NT ETF 46429B655 5447 106975 SH SOLE 0 0 106975 ISHARES TR INTL MOMENTUM FT 46434V449 3185 102170 SH SOLE 0 0 102170 ISHARES TR INTL QLTY FACTOR 46434V456 256 7937 SH SOLE 0 0 7937 ISHARES TR INTRM TR CRP ETF 464288638 262 4516 SH SOLE 0 0 4516 ISHARES TR MSCI ACWI ETF 464288257 2290 28900 SH SOLE 0 0 28900 ISHARES TR NASDAQ BIOTECH 464287556 290 2406 SH SOLE 0 0 2406 ISHARES TR RUS MID CAP ETF 464287499 288 4828 SH SOLE 0 0 4828 ISHARES TR SH TR CRPORT ETF 464288646 262 4886 SH SOLE 0 0 4886 ISHARES TR SHRT NAT MUN ETF 464288158 219 2052 SH SOLE 0 0 2052 ISHARES TR U.S. FIN SVC ETF 464287770 250 1643 SH SOLE 0 0 1643 ISHARES TR USA MOMENTUM FCT 46432F396 1682 13396 SH SOLE 0 0 13396 ISHARES TR USA QUALITY FCTR 46432F339 2088 20670 SH SOLE 0 0 20670 JOHNSON & JOHNSON COM 478160104 2267 15543 SH SOLE 0 0 15543 JPMORGAN CHASE & CO COM 46625H100 350 2508 SH SOLE 0 0 2508 KELLOGG CO COM 487836108 2352 34004 SH SOLE 0 0 34004 KIMBERLY CLARK CORP COM 494368103 1469 10680 SH SOLE 0 0 10680 LYFT INC CL A COM 55087P104 919 21366 SH SOLE 0 0 21366 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 910 14482 SH SOLE 0 0 14482 MCDONALDS CORP COM 580135101 1928 9757 SH SOLE 0 0 9757 MEDTRONIC PLC SHS G5960L103 2171 19140 SH SOLE 0 0 19140 MICROSOFT CORP COM 594918104 1020 6468 SH SOLE 0 0 6468 NIKE INC CL B 654106103 1654 16330 SH SOLE 0 0 16330 NORTHROP GRUMMAN CORP COM 666807102 2239 6508 SH SOLE 0 0 6508 NUTANIX INC CL A 67059N108 938 30000 SH SOLE 0 0 30000 PALO ALTO NETWORKS INC COM 697435105 246 1063 SH SOLE 0 0 1063 PEOPLES UTD FINL INC COM 712704105 2034 120367 SH SOLE 0 0 120367 PEPSICO INC COM 713448108 2306 16874 SH SOLE 0 0 16874 PHILIP MORRIS INTL INC COM 718172109 1832 21528 SH SOLE 0 0 21528 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 537 29226 SH SOLE 0 0 29226 POLARIS INC COM 731068102 2157 21213 SH SOLE 0 0 21213 PROCTER & GAMBLE CO COM 742718109 2561 20504 SH SOLE 0 0 20504 PROSHARES TR S&P 500 DV ARIST 74348A467 460 6090 SH SOLE 0 0 6090 PRUDENTIAL FINL INC COM 744320102 232 2470 SH SOLE 0 0 2470 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 200 3395 SH SOLE 0 0 3395 RESMED INC COM 761152107 262 1688 SH SOLE 0 0 1688 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1409 10555 SH SOLE 0 0 10555 RYDER SYS INC COM 783549108 1893 34847 SH SOLE 0 0 34847 SALESFORCE COM INC COM 79466L302 1997 12276 SH SOLE 0 0 12276 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 783 27062 SH SOLE 0 0 27062 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 262 5187 SH SOLE 0 0 5187 SERVICENOW INC COM 81762P102 261 925 SH SOLE 0 0 925 SHERWIN WILLIAMS CO COM 824348106 2324 3982 SH SOLE 0 0 3982 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 5549 177015 SH SOLE 0 0 177015 SPDR S&P 500 ETF TR TR UNIT 78462F103 2680 8328 SH SOLE 0 0 8328 SPDR S&P 500 ETF TR TR UNIT 78462F103 15 2400 SH Put SOLE 0 0 2400 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 10 1400 SH Put SOLE 0 0 1400 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 531 1414 SH SOLE 0 0 1414 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 2691 99897 SH SOLE 0 0 99897 SPDR SERIES TRUST HLTH CR EQUIP 78464A581 779 9099 SH SOLE 0 0 9099 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 220 4488 SH SOLE 0 0 4488 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 323 7701 SH SOLE 0 0 7701 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 271 6868 SH SOLE 0 0 6868 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 346 9897 SH SOLE 0 0 9897 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 2209 38685 SH SOLE 0 0 38685 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 213 3893 SH SOLE 0 0 3893 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 841 13035 SH SOLE 0 0 13035 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1200 18264 SH SOLE 0 0 18264 SPDR SERIES TRUST S&P BK ETF 78464A797 671 14184 SH SOLE 0 0 14184 SSGA ACTIVE TR SPDR DBLELN SHRT 78470P200 5069 102467 SH SOLE 0 0 102467 TORONTO DOMINION BK ONT COM NEW 891160509 674 11999 SH SOLE 0 0 11999 TRAVELERS COMPANIES INC COM 89417E109 1886 13770 SH SOLE 0 0 13770 UNILEVER PLC SPON ADR NEW 904767704 614 10747 SH SOLE 0 0 10747 UNION PACIFIC CORP COM 907818108 2043 11302 SH SOLE 0 0 11302 UNITED TECHNOLOGIES CORP COM 913017109 2215 14791 SH SOLE 0 0 14791 VANECK VECTORS ETF TRUST FALLEN ANGEL HG 92189F437 264 8858 SH SOLE 0 0 8858 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1601 19094 SH SOLE 0 0 19094 VANGUARD GROUP DIV APP ETF 921908844 357 2862 SH SOLE 0 0 2862 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 234 790 SH SOLE 0 0 790 VANGUARD INDEX FDS SM CP VAL ETF 922908611 811 5919 SH SOLE 0 0 5919 VANGUARD INDEX FDS VALUE ETF 922908744 232 1939 SH SOLE 0 0 1939 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 7179 133566 SH SOLE 0 0 133566 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 330 7420 SH SOLE 0 0 7420 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 227 2421 SH SOLE 0 0 2421 VANGUARD WORLD FDS INF TECH ETF 92204A702 250 1021 SH SOLE 0 0 1021 VERIZON COMMUNICATIONS INC COM 92343V104 2255 36718 SH SOLE 0 0 36718 VISA INC COM CL A 92826C839 2502 13315 SH SOLE 0 0 13315 WASTE MGMT INC DEL COM 94106L109 1999 17542 SH SOLE 0 0 17542 WELLS FARGO CO NEW PERP PFD CNV A 949746804 953 657 SH SOLE 0 0 657 WISDOMTREE TR CURRNCY INT EQ 97717X263 3170 104627 SH SOLE 0 0 104627 WISDOMTREE TR DYNAMIC LNG EQ 97717X313 1394 49683 SH SOLE 0 0 49683 WISDOMTREE TR EM EX ST-OWNED 97717X578 1546 49534 SH SOLE 0 0 49534 WISDOMTREE TR EMER MKT HIGH FD 97717W315 4722 103163 SH SOLE 0 0 103163 WISDOMTREE TR EMG MKTS SMCAP 97717W281 489 10225 SH SOLE 0 0 10225 WISDOMTREE TR EUROPE SMCP DV 97717W869 200 3065 SH SOLE 0 0 3065 WISDOMTREE TR FLOATNG RAT TREA 97717X628 1950 77795 SH SOLE 0 0 77795 WISDOMTREE TR INDIA ERNGS FD 97717W422 2345 94206 SH SOLE 0 0 94206 WISDOMTREE TR INTL MIDCAP DV 97717W778 2430 36980 SH SOLE 0 0 36980 WISDOMTREE TR INTL QULTY DIV 97717X131 6788 212467 SH SOLE 0 0 212467 WISDOMTREE TR INTL SMCAP DIV 97717W760 4515 63484 SH SOLE 0 0 63484 WISDOMTREE TR US LARGECAP FUND 97717W588 2212 60287 SH SOLE 0 0 60287 WISDOMTREE TR US MIDCAP DIVID 97717W505 3832 100734 SH SOLE 0 0 100734 WISDOMTREE TR US MIDCAP FUND 97717W570 2179 51766 SH SOLE 0 0 51766 WISDOMTREE TR US SMALLCAP FUND 97717W562 2958 76930 SH SOLE 0 0 76930 WISDOMTREE TR YIELD ENHANCD US 97717X511 4670 89382 SH SOLE 0 0 89382