0001209191-19-030654.txt : 20190516 0001209191-19-030654.hdr.sgml : 20190516 20190516203247 ACCESSION NUMBER: 0001209191-19-030654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Andrew William Fraser CENTRAL INDEX KEY: 0001593803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38413 FILM NUMBER: 19833978 MAIL ADDRESS: STREET 1: 1001 E. HILLSDALE BLVD., SUITE 800 CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zscaler, Inc. CENTRAL INDEX KEY: 0001713683 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 261173892 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 110 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 533-0288 MAIL ADDRESS: STREET 1: 110 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-15 0 0001713683 Zscaler, Inc. ZS 0001593803 Brown Andrew William Fraser C/O ZSCALER, INC. 110 ROSE ORCHARD WAY SAN JOSE CA 95134 1 0 0 0 Common Stock 2019-05-15 4 M 0 6000 4.125 A 11782 D Common Stock 2019-05-15 4 S 0 6000 75.00 D 5782 D Common Stock 48813 I See footnote Stock Option (right to buy) 4.125 2019-05-15 4 M 0 6000 0.00 D 2025-10-14 Common Stock 6000 120333 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2018, as amended. The shares are held of record by the Andrew W.F. Brown 2017 Grantor Retained Annuity Trust for which the reporting person's spouse serves as a trustee. The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on November 14, 2015. /s/ Torrie Nute, by power of attorney 2019-05-16