EX-99.28.H.2.II.B 6 fp0074744_ex9928h2iib.htm

AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENT

 

Amendment No. 1 (this “Amendment No. 1”), dated as of December 29, 2021, by and between Atlantic Shareholder Services, LLC, a Delaware limited liability company (“Atlantic”), and The Advisors’ Inner Circle Fund III, a statutory trust organized under the laws of the State of Delaware (the “Trust”).

 

W I T N E S S E T H :

 

WHEREAS, effective as of May 31, 2021, Atlantic and the Trust entered into a Second Amended and Restated Transfer Agency Services Agreement (the “Agreement”);

 

WHEREAS, pursuant to Section 15(a) of the Agreement, each of Atlantic and the Trust desires that the Agreement be amended in accordance with the terms and conditions of this Amendment No. 1.

 

NOW, THEREFORE, in consideration of the premises and mutual agreements herein set forth, and intending to be legally bound hereby, the parties hereto agree that the Agreement shall be and hereby is amended as follows:

 

Section 1.Defined Terms. Capitalized terms used but not defined herein shall have the meanings ascribed thereto in the Agreement.

 

Section 2.Amendment of Appendix A. Appendix A to the Agreement is amended and restated to read in its entirety as set forth in the Appendix A attached hereto.

 

Section 3.Agreement as Amended. The term “Agreement” as used in the Agreement shall be deemed to refer to the Agreement as amended hereby and this Amendment No. 1 shall be effective as of the date first above written.

 

Section 4.Full Force and Effect. If any term, provision, covenant or restriction of this Amendment No. 1 is held by a court of competent jurisdiction or other authority to be invalid, void or unenforceable, the remainder of the terms, provisions, covenants and restrictions of this Amendment No. 1, and the Agreement, shall remain in full force and effect and shall in no way be affected, impaired or invalidated.

 

Section 5.Governing Law. This Amendment No. 1 shall be deemed to be a contract made under the laws of the State of Delaware without giving effect to the principles of conflicts of law thereof.

 

Section 6.Execution in Counterparts. This Amendment No. 1 may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument.

 

 

 

Section 7.Ratification, Adoption and Approval. In all respects not inconsistent with the terms and provisions of this Amendment No. 1, the Agreement is hereby ratified, adopted, approved and confirmed.

 

[Remainder of Page Intentionally Blank]

 

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 1 to be executed in their names and on their behalf by and through their duly authorized officers, as of the day and year first above written.

 

  ATLANTIC SHAREHOLDER SERVICES, LLC
       
  By: /s/ Christopher Koons  
    Name: Christopher Koons  
    Title: Chief Executive Officer  
       
  THE ADVISORS’ INNER CIRCLE FUND III
       
  By: /s/ Alexander F. Smith  
    Name: Alexander F. Smith  
    Title: Vice President & Assistant Secretary  

 

 

 

 

APPENDIX A: FUNDS OF THE TRUST

 

Fund Name   Class Name CUSIP Symbol Applicable
Fee Schedule
PineBridge Dynamic Asset Institutional Class 0077IX575 PDAIX Schedule A
Allocation Fund Shares 0077IX567 PDAVX  
  Investor Servicing
Shares
     
CCT Thematic Equity Fund Institutional Shares 00774Q353 THMEX Schedule A
KBI Global Investors Institutional Shares 00774Q809 KBIWX Schedule A
Aquarius Fund Investor Shares      
Southern Sun Small Cap Class I Shares 00774Q155 SSSIX Schedule A
Equity Fund Class N Shares 00774Q163 SSSFX  
Southern Sun U.S. Equity Class I Shares 00774Q171 SSEIX Schedule A
Fund Class N Shares 00774Q189 SSEFX  
Arga Emerging Markets Institutional Class 00775Y207 ARMIX Schedule A
Value Fund Investor Class 00775Y108 ARMVX  
Arga International Value Institutional Class 00775Y405 ARVIX Schedule A
Fund Investor Class 00775Y306 ARVVX  
Barrow Hanley Emerging Class I Shares 00775Y678 BEMVX Schedule A
Markets Value Fund Class Y Shares 00775Y660 BEMYX  
Barrow Hanley International Class I Shares 00775Y694 BNIVX Schedule A
Value Fund Class Y Shares 00775Y686 BNIYX  
Barrow Hanley Class I Shares 00775Y561 BEOIX Schedule A
Concentrated Emerging Markets ESG Opportunities Class Y Shares 00775Y553 BEOYX  
Fund        
Barrow Hanley Total Return Class I Shares 00775Y546 BTRIX Schedule A
Bond Fund        

 

 

 

  Class Y Shares 00775Y538 BTRYX  
Barrow Hanley Credit Class I Shares 00775Y520 BCONX Schedule A
Opportunities Fund Class Y Shares 00775Y512 BCOYX  
Barrow Hanley Floating Class I Shares 00775Y496 BFRNX Schedule A
Rate Fund Class Y Shares 00775Y488 BFRYX  
Barrow Hanley US Value Class I Shares 00775Y470 BVOIX Schedule A
Opportunities Fund Class Y Shares 00775Y462 BVOYX