0001398344-20-025002.txt : 20201223 0001398344-20-025002.hdr.sgml : 20201223 20201223124334 ACCESSION NUMBER: 0001398344-20-025002 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advisors' Inner Circle Fund III CENTRAL INDEX KEY: 0001593547 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-39682 FILM NUMBER: 201411228 BUSINESS ADDRESS: STREET 1: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 BUSINESS PHONE: (800) 342-5734 MAIL ADDRESS: STREET 1: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 8-A12B 1 fp0060493_8a12b.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) or (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

The Advisors’ Inner Circle Fund III

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(Exact name of registrant as specified in its charter)

 

Delaware

---------------------------------------------

(State of incorporation or organization)

See Below

-----------------------

(IRS Employer

Identification No.)

   

One Freedom Valley Drive

Oaks, Pennsylvania

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(Address of principal executive offices)

19456

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(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each

class to be registered

 Name of exchange on which
each class is to be registered

I.R.S. Employer

Identification Number

Rayliant Quantamental China Equity ETF NYSE Arca, Inc. 85-3545892

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [X]

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [ ]

 

Securities Act registration statement file number to which this form relates: 333-192858

 

Securities to be registered pursuant to Section 12(g) of the Act: None.

 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1.Description of Registrant’s Securities to be Registered.

 

A description of the Shares is set forth in Post-Effective Amendment No. 259 to the Registrant’s Registration Statement on Form N-1A (the “Registration Statement”) (Commission File Nos. 333-192858; 811-22920), which description is incorporated herein by reference, as filed with the U.S. Securities and Exchange Commission (the “SEC”) via EDGAR Accession No. 0001398344-20-020254 on October 16, 2020. Any amendment or form of supplement to the Registration Statement that is subsequently filed with the SEC that relates to the Shares is hereby also incorporated by reference herein.

 

Item 2.Exhibits

 

A.Registrant’s Certificate of Trust dated December 4, 2013, as filed with the State of Delaware, is incorporated herein by reference to Exhibit 28(a)(1) to the Registrant’s Registration Statement on Form N-1A (File No. 333-192858), filed with the U.S. Securities and Exchange Commission (the “SEC”) via EDGAR Accession No. 0001135428-13-000669 on December 13, 2013 (the “Registrant’s Registration Statement”).

 

B.Registrant’s Agreement and Declaration of Trust dated December 4, 2013 is incorporated herein by reference to Exhibit 28(a)(2) to the Registrant’s Registration Statement.

 

C.Amendment No. 1 to the Registrant's Agreement and Declaration of Trust, dated September 10, 2020, is incorporated herein by reference to Exhibit 28(a)(3) of Post-Effective Amendment No. 260 to the Registrant's Registration Statement on Form N-1A (File No. 333-192858), filed with the SEC via EDGAR Accession No. 0001398344-20-021223 on November 2, 2020.

 

D.Registrant’s Amended and Restated By-Laws, dated September 18, 2014, is incorporated herein by reference to Exhibit 28(b) of Post-Effective Amendment No. 73 to the Registrant’s Registration Statement on Form N-1A (File No. 333-192858), filed with the SEC via EDGAR Accession No. 0001135428-16-001760 on September 28, 2016.

 

E.Amendment No. 1, dated June 25, 2020, to the Registrant’s Amended and Restated By-Laws is incorporated herein by reference to Exhibit 28(b)(2) of Post-Effective Amendment No. 242 to the Registrant’s Registration Statement on Form N-1A (File No. 333-192858), filed with the SEC via EDGAR Accession No. 0001398344-20-014043 on July 20, 2020.

 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Date: December 23, 2020

Advisors’ Inner Circle Fund III

  
       
  By:

/s/ James Bernstein

  
  Name:

James Bernstein

  
  Title:

Vice President and Secretary