EX-99.28.H.2.II.I 2 fp0058039_ex9928h2iii.htm

AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENT

 

Amendment No. 9 (this “Amendment No. 9”), dated as of September 30, 2020, by and between Atlantic Shareholder Services, LLC, a Delaware limited liability company (“Atlantic”), and The Advisors’ Inner Circle Fund III, a statutory trust organized under the laws of the State of Delaware (the “Trust”).

 

W I T N E S S E T H :

 

WHEREAS, effective as of August 18, 2015, Atlantic and the Trust entered into a Transfer Agency Services Agreement (the “Original Agreement”);

 

WHEREAS, the Original Agreement was amended pursuant to an Amendment, dated as of November 3, 2015, Amendment No. 2, dated as of October 1, 2016, Amendment No. 3, dated as of February 22, 2017, Amendment No. 4, dated as of May 3, 2017, Amendment No. 5 dated as of July 1, 2017, Amendment No. 6 dated as of September 20, 2017, Amendment No. 7 dated as of February 23, 2018, and Amendment No. 8 dated as of September 24, 2018 (the Original Agreement, as amended, the “Agreement”);

 

WHEREAS, pursuant to Section 15(a) of the Agreement, each of Atlantic and the Trust desires that the Agreement be amended in accordance with the terms and conditions of this Amendment No. 9.

 

NOW, THEREFORE, in consideration of the premises and mutual agreements herein set forth, and intending to be legally bound hereby, the parties hereto agree that the Agreement shall be and hereby is amended as follows:

 

Section 1. Defined Terms. Capitalized terms used but not defined herein shall have the meanings ascribed thereto in the Agreement.

 

Section 2. Amendment of Appendix A. Appendix A to the Agreement is amended and restated to read in its entirety as set forth in the Appendix A attached hereto.

 

Section 3. Agreement as Amended. The term “Agreement” as used in the Agreement shall be deemed to refer to the Agreement as amended hereby and this Amendment No. 9 shall be effective as of the date first above written.

 

Section 4. Full Force and Effect. If any term, provision, covenant or restriction of this Amendment No. 9 is held by a court of competent jurisdiction or other authority to be invalid, void or unenforceable, the remainder of the terms, provisions, covenants and restrictions of this Amendment No. 9, and the Agreement, shall remain in full force and effect and shall in no way be affected, impaired or invalidated.

 

 

 

Section 5. Governing Law. This Amendment No. 9 shall be deemed to be a contract made under the laws of the State of Delaware without giving effect to the principles of conflicts of law thereof.

 

Section 6. Execution in Counterparts. This Amendment No. 9 may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument.

 

Section 7. Ratification, Adoption and Approval. In all respects not inconsistent with the terms and provisions of this Amendment No. 9, the Agreement is hereby ratified, adopted, approved and confirmed.

 

[Remainder of Page Intentionally Blank]

 

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 9 to be executed in their names and on their behalf by and through their duly authorized officers, as of the day and year first above written.

 

  ATLANTIC SHAREHOLDER SERVICES, LLC  
         
  By: /s/ Christopher Koons  
    Name: Christopher Koons  
    Title: CEO  
         
  THE ADVISORS’ INNER CIRCLE FUND III  
         
  By: /s/ James Bernstein  
    Name: James Bernstein  
    Title: Vice President & Secretary  

 

 

 

APPENDIX A: FUNDS OF THE TRUST

 

Fund Name Class Name CUSIP Symbol Applicable
Fee Schedule
PineBridge Dynamic Asset Allocation Fund Institutional Class Shares
Investor Servicing Shares
0077IX575
0077IX567
PDAIX
PDAVX
Schedule A
Chiron Capital Allocation Fund Class I Shares 0077IX583 CCAPX Schedule A
Chiron SMid Opportunities Fund Class I Shares 00774Q403 CSMOX Schedule A
CCT Thematic Equity Fund Institutional Shares 00774Q353 THMEX Schedule A
KBI Global Investors Aquarius Fund Institutional Shares
Investor Shares
00774Q809 KBIWX Schedule A