N-PX 1 rayliant_npx2021.htm ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

________

FORM N-PX
________

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act File Number:  811-22920

The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)

________


101 Federal Street
Boston, Massachusetts 02110
 (Address of principal executive offices)

________


Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)

________


Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2020 to June 30, 2021

________





Item 1. Proxy Voting Record.


Attached are the proxy voting records for
Rayliant Quantamental China Equity ETF
a series of The Advisors’ Inner Circle Fund III:
(the Fund commenced operations December 30, 2020)























Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

AGRICULTURAL BANK OF CHINA LIMITED
Security ID: Y00289101
Meeting Date: 28-Jan-21
Meeting Type: Extraordinary General Meeting
1
Election of Gu Shu As an Executive Director
  
Management
For
Voted - For
2
Additional Poverty Relief Donation Budget
  
Management
For
Voted - For
ALUMINUM CORPORATION OF CHINA LTD
Security ID: Y0094N125
Meeting Date: 29-Jun-21
Meeting Type: Annual General Meeting
 
Please Note That This is an Amendment to Meeting Id 582942 Due to Receipt Of-addition of Resolutions 13 and 14. All Votes Received on the Previous Meeting-will be Disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please- Ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You
  
Non-Voting
  
Non-Voting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Audit Report and Audited Financial Report
  
Management
For
Voted - For
4
2020 Plan for Loss Recovery
  
Management
For
Voted - For
5
Provision of Guarantee for the Financing of A Company
  
Management
For
Voted - For
6
Provision of Guarantee for the Financing of Another Company by the Company and A Company
  
Management
For
Voted - For
7
Formulation of the 2021 Remuneration Standards for Directors and Supervisors
  
Management
For
Voted - For
8
Renewal of Liability Insurance for Directors, Supervisors and Senior Management from 2021 to 2022
  
Management
For
Voted - For
9
Reappointment of Audit Firm
  
Management
For
Voted - For
10
Plan for 2021 Issuance of Domestic Bonds
  
Management
For
Voted - For
11
Plan for 2021 Issuance of Overseas Bonds
  
Management
For
Voted - For
12
General Authorization to the Board for Additional H-share Offering
  
Management
For
Voted - For
13.1
Election of Director (excluding Independent Non-executive Director): Liu Jianping, Executive Director
  
Management
For
Voted - For
13.2
Election of Director (excluding Independent Non-executive Director): Jiang Tao, Executive Director
  
Management
For
Voted - For




1
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

13.3
Election of Director (excluding Independent Non-executive Director): Ou Xiaowu, Executive Director
  
Management
For
Voted - For
13.4
Election of Director (excluding Independent Non-executive Director): Zhang Jilong, Non-executive Director
  
Management
For
Voted - For
14.1
Election of Independent Non-executive Director: Qiu Guanzhou
  
Management
For
Voted - For
14.2
Election of Independent Non-executive Director: Yu Jinsong
  
Management
For
Voted - For
14.3
Election of Independent Non-executive Director: Chen Yuanxiu
  
Management
For
Voted - For
AMOY DIAGNOSTICS CO., LTD.
Security ID: Y0099T101
Meeting Date: 07-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Annual Report and Its Summary
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
Repurchase and Cancellation of Some Restricted Stocks Under 2019 Restricted Stock Incentive Plan
  
Management
For
Voted - For
7
Change of the Company's Business Scope and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
8
2021 Appointment of Audit Firm
  
Management
For
Voted - For
9
2021 Application for Comprehensive Credit Line to Banks
  
Management
For
Voted - For
10
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - For
AVIC JONHON OPTRONIC TECHNOLOGY CO LTD
Security ID: Y14228103
Meeting Date: 15-Jan-21
Meeting Type: Extraordinary General Meeting
1
Connected Transaction Regarding Application for Loans to A Company
  
Management
For
Voted - Abstain
Meeting Date: 21-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For




2
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
5
2021 Estimated Continuing Connected Transactions
  
Management
For
Voted - For
6
2020 Annual Report and Its Summary
  
Management
For
Voted - For
7
2021 Financial Budget
  
Management
For
Voted - For
8
Renewal of A Financial Service Agreement with A Company
  
Management
For
Voted - For
9
Repurchase and Cancellation of Some Restricted Stocks Under the 2nd Phase Restricted Stock Incentive Plan
  
Management
For
Voted - For
10
Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association
  
Management
For
Voted - For
11
Provision of Guarantee for A Controlled Subsidiary
  
Management
For
Voted - For
12
By-election of Supervisors
  
Management
For
Voted - For
BANK OF CHINA LTD
Security ID: Y13905107
Meeting Date: 18-Jan-21
Meeting Type: Extraordinary General Meeting
1
Election of Zhang Keqiu As A Shareholder Supervisor
  
Management
For
Voted - For
2
2019 Remuneration Distribution Plan for the Chairman of the Board and Executive Directors
  
Management
For
Voted - For
3
2019 Remuneration Distribution Plan for the Chairman of the Supervisory Committee and Shareholder Representative Supervisors
  
Management
For
Voted - For
Meeting Date: 20-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
2
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
3
2020 Annual Accounts
  
Management
For
Non-Voting
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.97000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Non-Voting
5
2021 Fixed Assets Investment Budget
  
Management
For
Non-Voting
6
Appointment of 2021 External Audit Firm
  
Management
For
Non-Voting
7
2020 Remuneration Distribution Plan for Supervisors
  
Management
For
Non-Voting
8
Election of Liu Liange As an Executive Director
  
Management
For
Non-Voting
9
Election of Liu Jin As an Executive Director
  
Management
For
Non-Voting
10
Election of Lin Jingzhen As an Executive Director
  
Management
For
Non-Voting
11
Election of Jiang Guohua As an Independent Non-executive Director
  
Management
For
Non-Voting
12
Application for External Donation Temporarily Authorized Quota
  
Management
For
Non-Voting




3
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

13
Plan for Issuance of Bonds
  
Management
For
Non-Voting
14
Issuance of Write-down Non-fixed Term Capital Bonds
  
Management
For
Non-Voting
15
Issuance of Write-down Qualified Second- Tier Capital Bonds
  
Management
For
Non-Voting
BANK OF NANJING CO LTD
Security ID: Y0698E109
Meeting Date: 21-May-21
Meeting Type: Annual General Meeting
1
2020 Annual Accounts and 2021 Financial Budget Report
  
Management
For
Voted - For
2
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.93000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
3
2020 Special Report on Connected Transactions
  
Management
For
Voted - For
4
2021 Estimated Quota of Continuing Connected Transactions with Some Related Parties
  
Management
For
Voted - For
5
2021 Reappointment of Financial Audit Firm
  
Management
For
Voted - For
6
2021 Reappointment of External Audit Firm
  
Management
For
Voted - For
7
Capital Plan from 2021 to 2023
  
Management
For
Voted - For
8
Rules of Procedure Governing the Board Meetings (revised)
  
Management
For
Voted - For
9
Issuance of Financial Bonds
  
Management
For
Voted - For
10
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
11
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
12
2020 Performance Evaluation Report of the Supervisory Committee on Performance of Directors and Senior Management
  
Management
For
Voted - For
13
2020 Performance Evaluation Report of the Supervisory Committee on the Performance of Supervisors
  
Management
For
Voted - For
BANK OF NINGBO CO LTD
Security ID: Y0698G104
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Annual Report and Its Summary
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
5
Appointment of External Audit Firm
  
Management
For
Voted - For




4
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

6
Implementing Results of 2020 Connected Transactions and 2021 Work Plan
  
Management
For
Voted - For
7
Election of Zhu Nianhui As A Director
  
Management
For
Voted - For
8
Special Report on the Deposit and Use of Raised Funds
  
Management
For
Voted - For
9
Amendments to the Remuneration Measures for the Chairman and Vice Chairman of the Board
  
Management
For
Voted - For
10
Amendments to the Remuneration Measures for Chairman of the Supervisory Committee
  
Management
For
Voted - For
11
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
12
2020 Performance Evaluation Report on Directors and the Board of Directors
  
Management
For
Voted - For
13
2020 Performance Evaluation Report on the Supervisory Committee and Supervisors
  
Management
For
Voted - For
14
2020 Performance Evaluation Report on the Senior Management Team and Its Members
  
Management
For
Voted - For
15
2020 Work Report on Capital Management
  
Management
For
Voted - For
BAOSHAN IRON & STEEL CO LTD
Security ID: Y0698U103
Meeting Date: 25-Jan-21
Meeting Type: Extraordinary General Meeting
1
Repurchase and Cancellation of Some Restricted Stocks Granted Under the 2nd Phase Restricted Stock Incentive Plan
  
Management
For
Non-Voting
2
Amendments to the Company's Articles of Association
  
Management
For
Non-Voting
Meeting Date: 09-Feb-21
Meeting Type: Extraordinary General Meeting
1.1
By-election of Director: Sheng Genghong
  
Management
For
Voted - For
1.2
By-election of Director: Zhou Xuedong
  
Management
For
Voted - For
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan and Shortening the Profit Distribution Circle from 2021 to 2023: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2021 Financial Budget
  
Management
For
Voted - For
7
2021 Continuing Connected Transactions
  
Management
For
Voted - For
8
2021 Reappointment of Independent and Internal Control Audit Firm: Ernst Young Hua Ming LLP
  
Management
For
Voted - For
9
Issuance Quota Reserve of Bond and Issuance Plan
  
Management
For
Voted - For




5
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

10
Implementing Results of 2020 Remuneration for Directors, Supervisors and Senior Management
  
Management
For
Voted - For
11
Amendments to the Company's Articles of Association
  
Management
For
Voted - For
12.1
Election of Director: Zou Jixin
  
Management
For
Voted - For
12.2
Election of Director: Hou Angui
  
Management
For
Voted - For
12.3
Election of Director: Sheng Genghong
  
Management
For
Voted - For
12.4
Election of Director: Yao Linlong
  
Management
For
Voted - For
12.5
Election of Director: Zhou Xuedong
  
Management
For
Voted - For
12.6
Election of Director: Luo Jianchuan
  
Management
For
Voted - For
13.1
Election of Independent Director: Zhang Kehua
  
Management
For
Voted - For
13.2
Election of Independent Director: Lu Xiongwen
  
Management
For
Voted - For
13.3
Election of Independent Director: Xie Rong
  
Management
For
Voted - For
13.4
Election of Independent Director: Bai Yanchun
  
Management
For
Voted - For
13.5
Election of Independent Director: Tian Yong
  
Management
For
Voted - For
14.1
Election of Non-employee Supervisor: Zhu Yonghong
  
Management
For
Voted - For
14.2
Election of Non-employee Supervisor: Yu Hansheng
  
Management
For
Voted - For
14.3
Election of Non-employee Supervisor: Zhu Hanming
  
Management
For
Voted - For
14.4
Election of Non-employee Supervisor: Wang Zhen
  
Management
For
Voted - For
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO L
Security ID: Y07729109
Meeting Date: 12-Apr-21
Meeting Type: Extraordinary General Meeting
 
Please Note That This is an Amendment to Meeting Id 538383 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You
  
Non-Voting
  
Non-Voting
1
2021 Stock Option Incentive Plan (draft) and Its Summary
  
Management
For
Non-Voting
2
Appraisal Management Measures for the Implementation of the 2021 Stock Option Incentive Plan
  
Management
For
Non-Voting
3
Authorization to the Board to Handle Matters Regarding the 2021 Stock Option Incentive Plan
  
Management
For
Non-Voting
4
2021 Employee Stock Ownership Plan (draft) and Its Summary
  
Management
For
Non-Voting
5
Management Measures for 2021 Employee Stock Ownership Plan
  
Management
For
Non-Voting
6
Authorization to the Board to Handle Matters Regarding the 2021 Employee Stock Ownership Plan
  
Management
For
Non-Voting
7
Financing for the 2021 Employee Stock Ownership Plan Via Margin Trading
  
Management
For
Non-Voting




6
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

BEIJING UNITED INFORMATION TECHNOLOGY CO., LTD.
Security ID: Y077BP103
Meeting Date: 20-Apr-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.32000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.500000
  
Management
For
Voted - For
6
Reappointment of 2021 Audit Firm
  
Management
For
Voted - For
7
2020 Work Report of Independent Directors
  
Management
For
Voted - For
8
2021 Remuneration Plan for Non- Independent Directors
  
Management
For
Voted - For
9
2021 Remuneration Plan for Independent Directors
  
Management
For
Voted - For
10
2021 Remuneration for Supervisors
  
Management
For
Voted - For
11
Application for Credit Line to Banks and Other Financial Institutions by the Company and Controlled Subsidiaries and Guarantee Matters
  
Management
For
Voted - For
12
Amendments to the Company's Articles of Association and Handling of the Industrial and Commercial Registration Amendment
  
Management
For
Voted - Abstain
BEIJING YUANLIU HONGYUAN ELECTRONIC TECHNOLOGY  CO
Security ID: Y0R9T3107
Meeting Date: 15-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
2
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
3
2020 Work Report of Independent Directors
  
Management
For
Non-Voting
4
2020 Annual Accounts
  
Management
For
Non-Voting
5
2020 Annual Report and Its Summary
  
Management
For
Non-Voting
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.70000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Non-Voting
7
Confirmation of 2020 Remuneration for Independent Directors and 2021 Remuneration Plan
  
Management
For
Non-Voting
8
Confirmation of 2020 Remuneration for Non- Independent Directors and 2021 Remuneration Plan
  
Management
For
Non-Voting
9
Confirmation of 2020 Remuneration for Supervisors and 2021 Remuneration Plan
  
Management
For
Non-Voting
10
Reappointment of Audit Firm
  
Management
For
Non-Voting




7
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

11
Change of the Company's Term of Operation and Amendments to the Company's Articles of Association
Management
For
Non-Voting
Meeting Date: 12-May-21
Meeting Type: Extraordinary General Meeting
1
2021 Restricted Stock Incentive Plan (draft) and Its Summary
  
Management
For
Voted - For
2
Appraisal Management Measures for the 2021 Restricted Stock Incentive Plan
  
Management
For
Voted - For
3
Authorization to the Board to Handle Matters Regarding the Equity Incentive
  
Management
For
Voted - For
4
2021 Provision of Guarantee for the Credit Line Applied for by A Subsidiary
  
Management
For
Voted - For
BGI GENOMICS CO., LTD.
Security ID: Y0883H107
Meeting Date: 02-Mar-21
Meeting Type: Extraordinary General Meeting
1
2021 Estimated Continuing Connected Transactions
  
Management
For
Voted - For
2
Capital Increase in Subsidiaries with Raised Funds and Provision of Loans for Implementation of Projects Funded with Raised Funds
  
Management
For
Voted - For
3
Application for Comprehensive Credit Line to Financial Institutions and Enterprises by the Company and Its Subsidiaries in 2021
  
Management
For
Voted - For
4
Launching Foreign Exchange Derivatives Transaction Business
  
Management
For
Voted - For
5
Cash Management with Temporarily Idle Raised Funds
  
Management
For
Voted - For
6
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary of the Company
  
Management
For
Non-Voting
2
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
3
2020 Work Report of the Board of Supervisors
  
Management
For
Non-Voting
4
2020 Final Accounts Report and 2021 Financial Budget Report
  
Management
For
Non-Voting
5
The Plan of 2020 Profit Distribution
  
Management
For
Non-Voting
6
Reappoint the Auditor for 2021
  
Management
For
Non-Voting
7
Adjust the Allowances for Independent Directors
  
Management
For
Non-Voting
8
To Consider and Approve the Allowance for Supervisors for 2021
  
Management
For
Non-Voting
9
Increase the Forecast Amount of Routine Related Party Transactions for 2021
  
Management
For
Non-Voting
10
Forecast the Amount of Guarantees to be Provided for Subsidiaries for 2021
  
Management
For
Non-Voting




8
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

BLUE SAIL MEDICAL CO LTD
Security ID: Y767A7100
Meeting Date: 08-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
Reappointment of 2021 Audit Firm
  
Management
For
Voted - For
7
2020 Internal Control Self-evaluation Report
  
Management
For
Voted - For
8
Special Statement on Fulfillment of Commitments on 2020 Annual and Accumulated Profits Regarding the Underlying Company Involved in the Major Assets Restructuring
  
Management
For
Voted - For
9
2020 Special Report on the Deposit and Use of Raised Funds
  
Management
For
Voted - For
10.1
2021 Remuneration for Directors, Supervisors and Senior Management: Remuneration Plan for Non-independent Directors
  
Management
For
Voted - For
10.2
2021 Remuneration for Directors, Supervisors and Senior Management: Remuneration Plan for Independent Directors
  
Management
For
Voted - For
10.3
2021 Remuneration for Directors, Supervisors and Senior Management: Remuneration Plan for Supervisors
  
Management
For
Voted - For
10.4
2021 Remuneration for Directors, Supervisors and Senior Management: Remuneration Plan for Senior Management
  
Management
For
Voted - For
11
Formulation of the Shareholder Return Plan for the Next Three Years from 2022 to 2024
  
Management
For
Voted - For
12
Provision for Goodwill Impairment
  
Management
For
Voted - For
13
Performance Compensation Plan for the Underlying Assets Involved in the Major Assets Restructuring
  
Management
For
Voted - For
14
Full Authorization to the Board to Handle Matters Regarding the Performance Compensation Plan for the Underlying Assets Involved in the Major Assets Restructuring
  
Management
For
Voted - For
 
20 May 2021: Please Note That This is A Revision Due to Modification of Text-of Resolutions 10.1 to 10.4. If You Have Already Sent in Your Votes, Please-do Not Vote Again Unless You Decide to Amend Your Original Instructions.-thank You
  
Non-Voting
  
Non-Voting




9
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

BOE TECHNOLOGY GROUP CO LTD
Security ID: Y0920M101
Meeting Date: 26-Feb-21
Meeting Type: Extraordinary General Meeting
1
The Company's Eligibility for Non-public A- Share Offering
  
Management
For
Voted - For
2.1
Plan for Non-public A-share Offering: Stock Type and Par Value
  
Management
For
Voted - For
2.2
Plan for Non-public A-share Offering: Issuing Method
  
Management
For
Voted - For
2.3
Plan for Non-public A-share Offering: Issuing Targets and Subscription Method
  
Management
For
Voted - For
2.4
Plan for Non-public A-share Offering: Pricing Base Date, Pricing Principles and Issue Price
  
Management
For
Voted - For
2.5
Plan for Non-public A-share Offering: Issuing Volume
  
Management
For
Voted - For
2.6
Plan for Non-public A-share Offering: Lockup Period
  
Management
For
Voted - For
2.7
Plan for Non-public A-share Offering: Listing Place
  
Management
For
Voted - For
2.8
Plan for Non-public A-share Offering: Purpose of the Raised Funds
  
Management
For
Voted - For
2.9
Plan for Non-public A-share Offering: Arrangement for the Accumulated Retained Profits
  
Management
For
Voted - For
2.10
Plan for Non-public A-share Offering: Valid Period of the Resolution
  
Management
For
Voted - For
3
Preplan for 2021 Non-public A-share Offering
  
Management
For
Voted - For
4
Feasibility Analysis Report on the Use of Funds to be Raised from the 2021 Non-public A-share Offering
  
Management
For
Voted - For
5
Connected Transaction Regarding the Conditional Agreement on Subscription for the Non-publicly Offered A-shares with A Company
  
Management
For
Voted - Abstain
6
No Need to Prepare A Report on Use of Previously Raised Funds
  
Management
For
Voted - For
7
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - For
8
Risk Warning on Diluted Immediate Return After the Non-public A-share Offering and Filling Measures
  
Management
For
Voted - For
9
2021 Commitments of Directors, Senior Management, Controlling Shareholders and De Facto Controller to Ensure the Implementation of Filling Measures for Diluted Immediate Return After the Non- Public A-share Offering
  
Management
For
Voted - For
10
Audit Report and Assets Evaluation Report Related to the Non-public Offering
  
Management
For
Voted - For
11
Independence of the Evaluation Institution, Rationality of the Evaluation Hypothesis, Correlation Between the Evaluation Method and Evaluation Purpose, and Fairness of the Evaluated Price
  
Management
For
Voted - For
12
Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering
  
Management
For
Voted - For




10
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts and 2021 Business Plan
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
Loans and Credit Line
  
Management
For
Voted - For
7
Launching Principal-guaranteed Wealth Management Products and Structured Deposits
  
Management
For
Voted - For
8
2021 Appointment of Audit Firm
  
Management
For
Voted - For
9
Election of Zhang Xinmin As an Independent Director
  
Management
For
Voted - For
BY-HEALTH CO LTD
Security ID: Y2924V103
Meeting Date: 26-Mar-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Annual Accounts
  
Management
For
Voted - For
3
2021 Financial Budget Report
  
Management
For
Voted - For
4
2020 Annual Report and Its Summary
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny7.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2020 Special Report on the Deposit and Use of Raised Funds
  
Management
For
Voted - For
7
Amendments to the Company's Articles of Association and Change of the Company's Business Scope
  
Management
For
Voted - Abstain
8
2021 Reappointment of Audit Firm
  
Management
For
Voted - For
9
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
 
12 Mar 2021: Please Note That the Meeting Type Changed from Egm to Agm. If-you Have Already Sent in Your Votes, Please Do Not Vote Again Unless You-decide to Amend Your Original Instructions. Thank You
  
Non-Voting
  
Non-Voting
CHANGJIANG SECURITIES CO LTD
Security ID: Y1314J100
Meeting Date: 08-Feb-21
Meeting Type: Extraordinary General Meeting
1
2020 Interim Risk Control Indicator Report
  
Management
For
Non-Voting




11
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

2
Amendments to the Company's Articles of Association
  
Management
For
Non-Voting
CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO LT
Security ID: Y1297L106
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Annual Report and Its Summary
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny13.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
Reappointment of 2021 Financial Audit Firm
  
Management
For
Voted - For
7
Reappointment of 2021 Internal Control Audit Firm
  
Management
For
Voted - For
8
2020 Actual Remuneration for Directors, Supervisors and Senior Management
  
Management
For
Voted - For
9
2021 Application for Credit Line to Banks
  
Management
For
Voted - For
10
Cash Management with Proprietary Funds
  
Management
For
Voted - For
CHAOZHOU THREE-CIRCLE (GROUP) CO LTD
Security ID: Y1R99A101
Meeting Date: 03-Feb-21
Meeting Type: Extraordinary General Meeting
1
Change of the Company's Registered Capital
  
Management
For
Voted - Abstain
2
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
3
Amendments to the Raised Funds Management System
  
Management
For
Voted - For
4
Amendments to the Rules of Procedure Governing Shareholders' General Meeting
  
Management
For
Voted - For
5
Amendments to the Company's Rules of Procedure Governing the Board Meetings
  
Management
For
Voted - For
6
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
  
Management
For
Voted - For
7
Amendments to the Work System for Independent Directors
  
Management
For
Voted - For
8
Amendments to the External Guarantee Management System
  
Management
For
Voted - For
9
Amendments to the Connected Transactions Management System
  
Management
For
Voted - For
10
Amendments to the External Investment Management System
  
Management
For
Voted - For
Meeting Date: 15-Mar-21
Meeting Type: Extraordinary General Meeting
1
Amendments to the Company's Articles of Association
  
Management
For
Voted - For




12
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

Meeting Date: 01-Jun-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2020 Special Report on the Deposit and Use of Raised Funds
  
Management
For
Voted - For
7
Reappointment of 2021 Audit Firm
  
Management
For
Voted - For
8
Annual Remuneration Plan for Members of the Board of Directors and the Supervisory Committee
  
Management
For
Voted - For
9
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
10
The Company's Eligibility for Share Offering to Specific Parties
  
Management
For
Voted - For
11.1
Plan for 2021 Share Offering to Specific Parties: Stock Type and Par Value
  
Management
For
Voted - For
11.2
Plan for 2021 Share Offering to Specific Parties: Issuing Method and Date
  
Management
For
Voted - For
11.3
Plan for 2021 Share Offering to Specific Parties: Pricing Base Date, Pricing Principles and Issue Price
  
Management
For
Voted - For
11.4
Plan for 2021 Share Offering to Specific Parties: Issuing Volume
  
Management
For
Voted - For
11.5
Plan for 2021 Share Offering to Specific Parties: Issuing Targets and Subscription Method
  
Management
For
Voted - For
11.6
Plan for 2021 Share Offering to Specific Parties: Lockup Period
  
Management
For
Voted - For
11.7
Plan for 2021 Share Offering to Specific Parties: Arrangement for the Accumulated Retained Profits Before the Issuance
  
Management
For
Voted - For
11.8
Plan for 2021 Share Offering to Specific Parties: Listing Place
  
Management
For
Voted - For
11.9
Plan for 2021 Share Offering to Specific Parties: Purpose and Amount of the Raised Funds
  
Management
For
Voted - For
11.10
Plan for 2021 Share Offering to Specific Parties: the Valid Period of This Issuance Resolution
  
Management
For
Voted - For
12
Preplan for 2021 Share Offering to Specific Parties
  
Management
For
Voted - For
13
Demonstration Analysis Report on the Plan for the 2021 Share Offering to Specific Parties
  
Management
For
Voted - For
14
Feasibility Analysis Report on the Use of Funds to be Raised from the 2021 Share Offering to Specific Parties
  
Management
For
Voted - For
15
Report on the Use of Previously Raised Funds
  
Management
For
Voted - For
16
Impact on the Company's Major Financial Indicators of the Diluted Immediate Return After the Share Offering to Specific Parties and Filling Measures and Relevant Commitments
  
Management
For
Voted - For




13
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

17
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Share Offering to Specific Parties
  
Management
For
Voted - For
18
Shareholder Return Plan from 2021 to 2023
  
Management
For
Voted - For
CHINA CONSTRUCTION BANK CORPORATION
Security ID: Y1397N119
Meeting Date: 25-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Report of the Board of Supervisors
  
Management
For
Voted - For
3
To Consider and Approve 2020 Final Accounts Scheme
  
Management
For
Voted - For
4
2020 Profit Distribution Scheme of the Company
  
Management
For
Voted - For
5
2021 Fixed Assets Investment Budget
  
Management
For
Voted - For
6
The Election of Mr. Zhong Jianian As an Independent Director of the Bank
  
Management
For
Voted - For
7
The Election of Mr. Liang Jinsong As an Independent Director of the Bank
  
Management
For
Voted - For
8
Employment of External Auditor's for 2021
  
Management
For
Voted - For
 
28 May 2021: Please Note That This is A Revision Due to Modification of The-text of Resolution 8. If You Have Already Sent in Your Votes, Please Do Not-vote Again Unless You Decide to Amend Your Original Instructions. Thank You
  
Non-Voting
  
Non-Voting
CHINA EVERBRIGHT BANK CO LTD
Security ID: Y1477U116
Meeting Date: 25-Mar-21
Meeting Type: Extraordinary General Meeting
1
Election of Han Fuling As an Independent Director
  
Management
For
Voted - For
2
Election of Liu Shiping As an Independent Director
  
Management
For
Voted - For
3
Election of Lu Hong As A Shareholder Supervisor
  
Management
For
Voted - For
4
Change of the Company's Registered Capital
  
Management
For
Voted - For
Meeting Date: 29-Jun-21
Meeting Type: Annual General Meeting
 
Please Note That This is an Amendment to Meeting Id 583723 Due to Receipt Of- Additional Resolution 10. All Votes Received on the Previous Meeting Will Be- Disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please- Ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You.
  
Non-Voting
  
Non-Voting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For




14
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2021 Fixed Assets Investment Budget Plan
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny2.10000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
  
Management
For
Voted - For
6
Appointment of 2021 Audit Firm
  
Management
For
Voted - For
7
Determination of 2020 Remuneration Standards for Directors
  
Management
For
Voted - For
8
Determination of 2020 Remuneration Standards for Supervisors
  
Management
For
Voted - For
9
Issuance of Tier II Capital Bonds
  
Management
For
Voted - For
10
Election of Li Wei As A Non-executive Director
  
Management
For
Voted - For
CHINA INDUSTRIAL SECURITIES CO., LTD.
Security ID: Y3994T101
Meeting Date: 29-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2021 Securities Investment Scale
  
Management
For
Voted - For
7
Authorization for Domestic Debt Financing Instruments
  
Management
For
Voted - For
8
Reappointment of Audit Firm
  
Management
For
Voted - For
9
2021 Estimated Continuing Connected Transactions
  
Management
For
Voted - For
10
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - For
11
Amendments to the Company's Some Articles of Association
  
Management
For
Voted - Abstain
12
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
  
Management
For
Voted - Abstain
13
Change of Directors
  
Management
For
Voted - For
14
Special Statement on 2020 Performance Appraisal and Remuneration for Directors
  
Management
For
Voted - For
15
Special Statement on 2020 Performance Appraisal and Remuneration for Supervisors
  
Management
For
Voted - For




15
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) LTD
Security ID: Y1457J115
Meeting Date: 18-Jun-21
Meeting Type: Extraordinary General Meeting
1
The Spin-off Listing of A Controlled Subsidiary on the Chinext Board is in Compliance with Relevant Laws and Regulations
  
Management
For
Voted - For
2
Plan for the Spin-off Listing of A Controlled Subsidiary on the Chinext Board
  
Management
For
Voted - For
3
Preplan for the Spin-off Listing of A Controlled Subsidiary on the Chinext Board
  
Management
For
Voted - For
4
The Controlled Subsidiary's Spin-off Listing is in Compliance with the Several Issues Concerning the Regulation of Domestic Spin-off Listing of Subordinate Companies of Listed Companies
  
Management
For
Voted - For
5
The Spin-off Listing of the Controlled Subsidiary on the Chinext Board is for the Legitimate Rights and Interest of Shareholders
  
Management
For
Voted - For
6
Statement on Sustainable Profitability and Prospects of the Company
  
Management
For
Voted - For
7
The Subsidiary is Capable of Conducting Law-based Operation
  
Management
For
Voted - For
8
Statement on the Compliance and Completeness of the Legal Procedure of the Spin-off Listing of the Controlled Subsidiary on the Chinext Board and the Validity of the Legal Documents Submitted
  
Management
For
Voted - For
9
Purpose, Commercial Reasonability, Necessity and Feasibility Analysis of the Spin-off Listing
  
Management
For
Voted - For
10
Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Spin-off Listing of the Subsidiary
  
Management
For
Voted - For
CHINA JUSHI CO LTD
Security ID: Y5642X103
Meeting Date: 29-Apr-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.24000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):1.430000
  
Management
For
Voted - For
6
2020 Profit Distribution Plan (bonus Issue from Capital Reserve)
  
Management
For
Voted - For
7
2020 Audit Fees and Reappointment of 2021 Financial and Internal Control Audit Firm
  
Management
For
Voted - For




16
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

8.1
2021 Estimated Continuing Connected Transactions: Connected Transactions with A Company
  
Management
For
Voted - For
8.2
2021 Estimated Continuing Connected Transactions: Connected Transactions with A 2nd Company
  
Management
For
Voted - For
8.3
2021 Estimated Continuing Connected Transactions: Connected Transactions with A 3rd Company
  
Management
For
Voted - For
8.4
2021 Estimated Continuing Connected Transactions: Connected Transactions with the Directly and Indirectly Controlled Subsidiaries of A 4th Company
  
Management
For
Voted - For
8.5
2021 Estimated Continuing Connected Transactions: Connected Transactions with the Directly and Indirectly Controlled Subsidiaries of A 5th Company
  
Management
For
Voted - For
9
Authorization of 2021 Total Credit Line and Financing Quota to the Company and Its Subsidiaries
  
Management
For
Voted - For
10
Authorization to the Company and Its Wholly Owned Subsidiaries to Provide 2021 Total Guarantee Quota for Subsidiaries
  
Management
For
Voted - For
11
2021 Issuance of Non-financial-institution Debt Financing Instruments and Corporate Bonds by the Company and A Wholly Owned Subsidiary
  
Management
For
Voted - For
12
Quota for 2021 Forward Foreign Exchange Settlement and Sale Business, Currency Swap Business and Precious Metals Futures Transactions of the Company and Its Subsidiaries
  
Management
For
Voted - For
13
A Company's Project
  
Management
For
Voted - For
14
A 2nd Company's Project
  
Management
For
Voted - For
15
A 2nd Company's 2nd Project
  
Management
For
Voted - For
16
A 2nd Company's 3rd Project
  
Management
For
Voted - For
17
Amendments to the System for Independent Directors
  
Management
For
Voted - For
CHINA MERCHANTS BANK CO LTD
Security ID: Y14896107
Meeting Date: 25-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report (including Audited Financial Report)
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny12.53000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
Appointment of 2021 Audit Firm
  
Management
For
Voted - For
7
Report on 2020 Connected Transactions
  
Management
For
Voted - For
8
Election of Li Chaoxian As an Independent Non-executive Director
  
Management
For
Voted - For
9
Election of Shi Yongdong As an Independent Non-executive Director
  
Management
For
Voted - For




17
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

10
Election of Guo Xikun As A Shareholder Supervisor
  
Management
For
Voted - For
11
Medium-term Capital Management Plan from 2021 to 2023
  
Management
For
Voted - For
12
Redemption of Capital Bonds
  
Management
For
Voted - For
13
Authorization for the Issuance of Capital Bonds
  
Management
For
Voted - For
14
General Authorization for Share Offering and (or) Equity Acquisition
  
Management
For
Voted - For
CHINA NATIONAL CHEMICAL ENGINEERING CO LTD
Security ID: Y1504G106
Meeting Date: 23-Feb-21
Meeting Type: Extraordinary General Meeting
1
Amendments to the Company's Articles of Association
  
Management
For
Non-Voting
2
Connected Transactions Involved in the Transfer of Equities in Subsidiaries and Accumulated Connected Transactions
  
Management
For
Non-Voting
CHINA PETROLEUM & CHEMICAL CORPORATION
Security ID: Y15010112
Meeting Date: 25-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Financial Report
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny1.30000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
  
Management
For
Voted - For
5
Authorization to the Board to Determine 2020 Profit Distribution Plan
  
Management
For
Voted - For
6
Appointment of 2021 External Audit Firm and Authorization to the Board to Determine the Audit Fees: KPMG Huazhen Certified Public Accountants Special General Partnership and KPMG
  
Management
For
Voted - For
7
Authorization to the Board to Decide on the Issuance of Debt Financing Instruments
  
Management
For
Voted - For
8
General Authorization to the Board Regarding the Additional Offering of Domestic Shares and Overseas Listed Foreign Shares
  
Management
For
Voted - For
9
Service Contract with Directors and Supervisors (remuneration Clauses Included)
  
Management
For
Voted - For
10.1
Election of Director (excluding Independent Non-executive Director): Zhang Yuzhuo
  
Management
For
Voted - For
10.2
Election of Director (excluding Independent Non-executive Director): Ma Yongsheng
  
Management
For
Voted - For
10.3
Election of Director (excluding Independent Non-executive Director): Zhao Dong
  
Management
For
Voted - For




18
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

10.4
Election of Director (excluding Independent Non-executive Director): Yu Baocai
  
Management
For
Voted - For
10.5
Election of Director (excluding Independent Non-executive Director): Liu Hongbin
  
Management
For
Voted - For
10.6
Election of Director (excluding Independent Non-executive Director): Ling Yiqun
  
Management
For
Voted - For
10.7
Election of Director (excluding Independent Non-executive Director): Li Yonglin
  
Management
For
Voted - For
11.1
Election of Independent Non-executive Director: Cai Hongbin
  
Management
For
Voted - For
11.2
Election of Independent Non-executive Director: Wu Jianing
  
Management
For
Voted - For
11.3
Election of Independent Non-executive Director: Shi Dan
  
Management
For
Voted - For
11.4
Election of Independent Non-executive Director: Bi Mingjian
  
Management
For
Voted - For
12.1
By-election of Supervisor (excluding Employee Supervisor): Zhang Shaofeng
  
Management
For
Voted - For
12.2
By-election of Supervisor (excluding Employee Supervisor): Jiang Zhenying
  
Management
For
Voted - For
12.3
By-election of Supervisor (excluding Employee Supervisor): Zhang Zhiguo
  
Management
For
Voted - For
12.4
By-election of Supervisor (excluding Employee Supervisor): Yin Zhaolin
  
Management
For
Voted - For
12.5
By-election of Supervisor (excluding Employee Supervisor): Guo Hongjin
  
Management
For
Voted - For
 
Please Note That This is an Amendment to Meeting Id 553619 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded and You Will Need to Reinstruct on This Meeting Notice. Thank-you.
  
Non-Voting
  
Non-Voting
CHINA RAILWAY GROUP LTD
Security ID: Y1509D108
Meeting Date: 12-Mar-21
Meeting Type: Extraordinary General Meeting
1.1
Election of Chen Yun, Executive Director
  
Management
For
Voted - For
1.2
Election of Chen Wenjian, Executive Director
  
Management
For
Voted - For
1.3
Election of Wang Shiqi, Executive Director
  
Management
For
Voted - For
1.4
Election of Wen Limin, Non-executive Director
  
Management
For
Voted - For
2.1
Election of Independent Non-executive Director: Zhang Cheng
  
Management
For
Voted - For
2.2
Election of Independent Non-executive Director: Zhong Ruiming
  
Management
For
Voted - For
2.3
Election of Independent Non-executive Director: Xiu Long
  
Management
For
Voted - For
3
Election of Shareholder Supervisors
  
Management
For
Voted - For
Meeting Date: 23-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For




19
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Work Report of Independent Directors
  
Management
For
Voted - For
4
2020 A-share Annual Report and Its Summary, H-share Annual Report and 2020 Annual Results Announcement
  
Management
For
Voted - For
5
2020 Annual Accounts
  
Management
For
Voted - For
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
7
Appointment of 2021 Audit Firm
  
Management
For
Voted - For
8
Appointment of 2021 Internal Control Audit Firm
  
Management
For
Voted - For
9
2020 Remuneration (payment and Work Subsidies) for Directors and Supervisors
  
Management
For
Voted - For
10
2021 Purchase of Liability Insurance for Directors, Supervisors and Senior Management
  
Management
For
Voted - For
11
Guarantee Quota for the Second Half of 2021 and the First Half of 2022
  
Management
For
Voted - For
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO
Security ID: Y7503B105
Meeting Date: 08-Mar-21
Meeting Type: Extraordinary General Meeting
1
2021 Continuing Connected Transactions
  
Management
For
Non-Voting
CHINA TOURISM GROUP DUTY FREE CORPORATION LIMITED
Security ID: Y149A3100
Meeting Date: 22-Feb-21
Meeting Type: Extraordinary General Meeting
1
Reappoint the Auditor of the Company for 2020
  
Management
For
Non-Voting
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Work Report of Independent Directors
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Annual Report and Its Summary
  
Management
For
Voted - For
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny10.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
7
2021 Guarantee Plan
  
Management
For
Voted - For
8
By-election of Non-independent Directors
  
Management
For
Voted - For




20
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

Meeting Date: 31-May-21
Meeting Type: Extraordinary General Meeting
1
H-share Offering and Listing on the Main Board of the Stock Exchange of Hong Kong
  
Management
For
Voted - For
2.1
Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Stock Type and Par Value
  
Management
For
Voted - For
2.2
Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Issuing Date
  
Management
For
Voted - For
2.3
Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Issuing Method
  
Management
For
Voted - For
2.4
Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Issuing Scale
  
Management
For
Voted - For
2.5
Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Pricing Method
  
Management
For
Voted - For
2.6
Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Issuing Targets
  
Management
For
Voted - For
2.7
Plan for H-share Offering and Listing on the Main Board of the Hong Kong Stock Exchange: Issuing Principles
  
Management
For
Voted - For
3
Plan for the Use of Raised Funds from the H-share Offering
  
Management
For
Voted - For
4
Plan for Accumulated Retained Profits Before the H-share Offering
  
Management
For
Voted - For
5
The Valid Period of the Resolution on the H- Share Offering and Listing
  
Management
For
Voted - For
6
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Issuance of H-shares and Listing on the Main Board of the Hong Kong Stock Exchange
  
Management
For
Voted - For
7
By-election of Independent Directors
  
Management
For
Voted - For
8
Purchase of Liability Insurance for Directors, Supervisors and Senior Management
  
Management
For
Voted - For
9
Amendments to the Articles of Association
  
Management
For
Voted - Abstain
10
Amendments to the Rules of Procedure Governing Shareholders' General Meetings
  
Management
For
Voted - For
11
Amendments to the Company's Rules of Procedure Governing the Board Meetings
  
Management
For
Voted - For
12
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
  
Management
For
Voted - For
13
Amendments to the Company's Rules of Procedure Governing the Audit Committee of the Board
  
Management
For
Voted - For
14
Amendments to the Company's Rules of Procedure Governing the Nomination Committee of the Board
  
Management
For
Voted - For
15
Amendments to the Company's Rules of Procedure Governing the Remuneration and Appraisal Committee of the Board
  
Management
For
Voted - For
16
Amendments to the Company's Rules of Procedure Governing the Strategy Committee of the Board
  
Management
For
Voted - For




21
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

CHONGQING BREWERY CO LTD
Security ID: Y15846101
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Annual Accounts
  
Management
For
Voted - For
3
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
4
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
5
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
6
2020 Work Report of Independent Directors
  
Management
For
Voted - For
7
Adjustment of 2021 Continuing Connected Transactions Quota
  
Management
For
Voted - For
8
Appointment of 2021 Financial Audit Firm and Internal Control Audit Firm
  
Management
For
Voted - For
9
Change of A Company's Name
  
Management
For
Voted - For
10
Agree to Kuang Qi to Serve As the Supervisor of the Above Company
  
Management
For
Voted - For
11.1
By-election of Supervisor: Kuang Qi
  
Management
For
Voted - For
COSCO SHIPPING HOLDINGS CO LTD
Security ID: Y1839M117
Meeting Date: 28-May-21
Meeting Type: Annual General Meeting
1
2020 Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Financial Reports and Audit Reports Respectively Prepared in Accordance with the Accounting Standards in Mainland China and Hong Kong
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):3.000000
  
Management
For
Voted - For
5
2021external Guarantee Quota of the Company and Its Subordinated Companies
  
Management
For
Voted - For
6
Appoint of 2021 Domestic and Overseas Accountants
  
Management
For
Voted - For
7
General Authorization to the Board Regarding A-share and H-share Additional Offering
  
Management
For
Voted - For




22
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

CTS INTERNATIONAL LOGISTICS CORPORATION LIMITED
Security ID: Y18234107
Meeting Date: 15-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2021 Operation and Financial Budget
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.47000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
The Financial Service Framework Agreement to be Signed with A Company
  
Management
For
Voted - For
7
2021 Continuing Connected Transactions
  
Management
For
Voted - For
8
Nomination of Lin Shu As an Independent Director
  
Management
For
Voted - For
9
Nomination of Han Gang As an Independent Director
  
Management
For
Voted - For
10
Change of the Company's Domicile and Business Scope, and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
11
Adjustment of the Remuneration of Independent Directors
  
Management
For
Voted - For
12
Change of Audit Firm
  
Management
For
Voted - For
DAAN GENE CO., LTD.
Security ID: Y1856D115
Meeting Date: 20-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny5.50000000 2) Bonus Issue from Profit Share/10 Shares): 6.000000 3) Bon Us Issue from Capital Reserve (share/10 Shares): None
  
Management
For
Voted - For
5
2020 Annual Report and Its Summary
  
Management
For
Voted - For
6
2021 Reappointment of Audit Firm
  
Management
For
Voted - For
7
2021 Estimated Continuing Connected Transactions
  
Management
For
Voted - For
8
2021 Financial Budget
  
Management
For
Voted - For
9
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - For
10
Change of the Company's Name
  
Management
For
Voted - For
11
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
12
Adjustment of Remuneration for Independent Directors
  
Management
For
Voted - For




23
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

13
2021 Purchase of Principal-guaranteed Wealth Management Products and Conducting Structured Deposits with Idle Proprietary Funds
  
Management
For
Voted - For
 
02 Apr 2021: Please Note That This is A Revision Due to Modification of The-text of Resolution 9. If You Have Already Sent in Your Votes, Please Do Not-vote Again Unless You Decide to Amend Your Original Instructions. Thank You
  
Non-Voting
  
Non-Voting
DASHENLIN PHARMACEUTICAL GROUP CO., LTD.
Security ID: Y19984106
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
2
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
3
2020 Annual Accounts
  
Management
For
Non-Voting
4
2021 Financial Budget Report
  
Management
For
Non-Voting
5
2020 Work Report of Independent Directors
  
Management
For
Non-Voting
6
2020 Annual Report and Its Summary
  
Management
For
Non-Voting
7
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny8.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):2.000000
  
Management
For
Non-Voting
8
Reappointment of 2021 Financial and Internal Control Audit Firm
  
Management
For
Non-Voting
9
2020 Remuneration for Directors, Supervisors and Senior Management
  
Management
For
Non-Voting
10
Implementing Results of 2020 Connected Transactions and Estimation of 2021 Continuing Connected Transactions
  
Management
For
Non-Voting
DIAN DIAGNOSTICS GROUP CO., LTD.
Security ID: Y988BG101
Meeting Date: 25-Jan-21
Meeting Type: Extraordinary General Meeting
1
Capital Increase in A Controlled Subsidiary and Introduction of Strategic Investors
  
Management
For
Voted - For
Meeting Date: 21-May-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For




24
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

6
2021 Appointment of Financial Audit Firm
  
Management
For
Voted - For
7
2021 Remuneration for Directors and Senior Management
  
Management
For
Voted - For
8
Application for Credit Line to Financial Institutions and Guarantee
  
Management
For
Voted - For
9
2021 Estimated Continuing Connected Transactions
  
Management
For
Voted - For
10
2021 Annual Remuneration for Supervisors
  
Management
For
Voted - For
ECOVACS ROBOTICS CO., LTD.
Security ID: Y2234K102
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
 
Please Note That This is an Amendment to Meeting Id 565242 Due to Receipt Of-change in Sequence of Resolutions. All Votes Received on the Previous Meeting-will be Disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please- Ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You
  
Non-Voting
  
Non-Voting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny0.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
  
Management
For
Voted - For
6
Reappointment of 2021 Audit Firm
  
Management
For
Voted - For
7
Remuneration for Directors
  
Management
For
Voted - For
8
Remuneration for Supervisors
  
Management
For
Voted - For
9
The Company's Eligibility for Public Issuance of Convertible Bonds
  
Management
For
Voted - For
10.1
Plan for Public Issuance of Convertible Corporate Bonds: Type of Securities to be Issued
  
Management
For
Voted - For
10.2
Plan for Public Issuance of Convertible Corporate Bonds: Issuing Scale
  
Management
For
Voted - For
10.3
Plan for Public Issuance of Convertible Corporate Bonds: Par Value and Issue Price
  
Management
For
Voted - For
10.4
Plan for Public Issuance of Convertible Corporate Bonds: Bond Duration
  
Management
For
Voted - For
10.5
Plan for Public Issuance of Convertible Corporate Bonds: Bond Interest Rate
  
Management
For
Voted - For




25
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

10.6
Plan for Public Issuance of Convertible Corporate Bonds: Interest Payment Period and Method
  
Management
For
Voted - For
10.7
Plan for Public Issuance of Convertible Corporate Bonds: Conversion Period
  
Management
For
Voted - For
10.8
Plan for Public Issuance of Convertible Corporate Bonds: Determination and Adjustment of the Conversion Price
  
Management
For
Voted - For
10.9
Plan for Public Issuance of Convertible Corporate Bonds: Downward Adjustment of Conversion Price
  
Management
For
Voted - For
10.10
Plan for Public Issuance of Convertible Corporate Bonds: Determining Method for the Number of Converted Shares
  
Management
For
Voted - For
10.11
Plan for Public Issuance of Convertible Corporate Bonds: Redemption Clauses
  
Management
For
Voted - For
10.12
Plan for Public Issuance of Convertible Corporate Bonds: Resale Clauses
  
Management
For
Voted - For
10.13
Plan for Public Issuance of Convertible Corporate Bonds: . Attribution of Related Dividends for Conversion Years
  
Management
For
Voted - For
10.14
Plan for Public Issuance of Convertible Corporate Bonds: Issuing Targets and Method
  
Management
For
Voted - For
10.15
Plan for Public Issuance of Convertible Corporate Bonds: Arrangement for Placement to Existing Shareholders
  
Management
For
Voted - For
10.16
Plan for Public Issuance of Convertible Corporate Bonds: Matters Regarding Bondholders' Meetings
  
Management
For
Voted - For
10.17
Plan for Public Issuance of Convertible Corporate Bonds: Purpose of the Raised Funds
  
Management
For
Voted - For
10.18
Plan for Public Issuance of Convertible Corporate Bonds: Guarantee Matters
  
Management
For
Voted - For
10.19
Plan for Public Issuance of Convertible Corporate Bonds: Deposit and Management of Raised Funds
  
Management
For
Voted - For
10.20
Plan for Public Issuance of Convertible Corporate Bonds: the Valid Period of the Issuance Plan
  
Management
For
Voted - For
11
Preplan for Public Issuance of Convertible Corporate Bonds
  
Management
For
Voted - For
12
Feasibility Analysis Report on the Use of Funds to be Raised from the Public Issuance of Convertible Corporate Bonds
  
Management
For
Voted - For
13
Report on the Use of Previously Raised Funds
  
Management
For
Voted - For
14
Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds, Filling Measures and Relevant Bodies' Commitments
  
Management
For
Voted - For
15
Full Authorization to the Board to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds
  
Management
For
Voted - For
16
Rules Governing the Meetings of Bondholders' of the Company's Convertible Bonds
  
Management
For
Voted - For
17
Shareholder Return Plan for the Next Three Years
  
Management
For
Voted - For
18
Provision of Guarantee for Sub- Subsidiaries
  
Management
For
Voted - For
19
Guarantee for Subsidiaries and Mutual Guarantee Among Subsidiaries
  
Management
For
Voted - For




26
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

20
Application for Comprehensive Credit Line to Banks by the Company and Its Subsidiaries
  
Management
For
Voted - For
21
Amendments to the Company's Articles of Association and Handling of the Industrial and Commercial Registration Amendment
  
Management
For
Voted - Abstain
22
Launching Financial Derivatives Business by the Company and Its Controlled Subsidiaries
  
Management
For
Voted - For
23.1
Resignation and By-election of Supervisor: Election of Zhou Yanghua As A Supervisor
  
Management
For
Voted - For
EDAN INSTRUMENTS INC
Security ID: Y2247R102
Meeting Date: 08-Apr-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
Reappointment of 2021 Financial Audit Firm
  
Management
For
Voted - For
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
7
2021 Remuneration for Directors and Senior Management
  
Management
For
Voted - For
8
Purchase of Principal-guaranteed Short- Term Wealth Management Products with Idle Proprietary Funds
  
Management
For
Voted - For
9
Special Statement on Fund Occupation by Controlling Shareholders and Other Related Parties
  
Management
For
Voted - For
10
2021 Annual Remuneration for Supervisors
  
Management
For
Voted - For
FIBOCOM WIRELESS INC
Security ID: Y2488F106
Meeting Date: 13-Apr-21
Meeting Type: Extraordinary General Meeting
1
Change of the Company's Registered Capital, Amendments to the Company's Articles of Association and Handling of the Industrial and Commercial Registration Amendment
  
Management
For
Non-Voting
2
2021 Stock Option and Restricted Stock Incentive Plan (draft) and Its Summary
  
Management
For
Non-Voting
3
Appraisal Management Measures for the Implementation of the 2021 Equity Incentive Plan
  
Management
For
Non-Voting
4
Authorization to the Board to Handle Matters Regarding the Equity Incentive
  
Management
For
Non-Voting




27
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

FLAT GLASS GROUP CO LTD
Security ID: Y2575W111
Meeting Date: 25-Mar-21
Meeting Type: Class Meeting
1.1
Plan for H-share Offering: Stock Type and Par Value
  
Management
For
Voted - For
1.2
Plan for H-share Offering: Issuing Method and Date
  
Management
For
Voted - For
1.3
Plan for H-share Offering: Issuing Targets and Subscription Method
  
Management
For
Voted - For
1.4
Plan for H-share Offering: Issue Price and Pricing Method
  
Management
For
Voted - For
1.5
Plan for H-share Offering: Issuing Volume
  
Management
For
Voted - For
1.6
Plan for H-share Offering: Distribution Plan for Accumulated Retained Profits Before the Issuance
  
Management
For
Voted - For
1.7
Plan for H-share Offering: Listing Place
  
Management
For
Voted - For
1.8
Plan for H-share Offering: Purpose of the Raised Funds
  
Management
For
Voted - For
1.9
Plan for H-share Offering: the Valid Period of the Resolution on the Share Offering
  
Management
For
Voted - For
2
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the H-share Offering
  
Management
For
Voted - For
 
05 Mar 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Numbers 1.1 to 1.9 and 2 Under the Egm and Resolution-numbers 1.1 to 1.9 and 2 Under the Class Meeting, Otherwise the Vote Will Be-rejected in the Market. If They are Voted in Different Directions Your Ballot-will be Disqualified As A Split Vote. Thank You
  
Non-Voting
  
Non-Voting
 
05 Mar 2021: Please Note That This is A Revision Due to Addition of Comment.-if You Have Already Sent in Your Votes, Please Do Not Vote Again Unless You-decide to Amend Your Original Instructions. Thank You.
  
Non-Voting
  
Non-Voting
Meeting Date: 25-Mar-21
Meeting Type: Extraordinary General Meeting
 
Please Note That the Vote Direction/intention Must be the Same for The-resolution Numbers 1.1 to 1.9 and 2 Under the Egm and Resolution Numbers 1.1- to 1.9 and 2 Under the Class Meeting, Otherwise the Vote Will be Rejected In-the Market. If They are Voted in Different Directions Your Ballot Will Be-disqualified As A Split Vote. Thank You
  
Non-Voting
  
Non-Voting
1.1
Plan for H-share Offering: Stock Type and Par Value
  
Management
For
Voted - For
1.2
Plan for H-share Offering: Issuing Method and Date
  
Management
For
Voted - For
1.3
Plan for H-share Offering: Issuing Targets and Subscription Method
  
Management
For
Voted - For
1.4
Plan for H-share Offering: Issue Price and Pricing Method
  
Management
For
Voted - For
1.5
Plan for H-share Offering: Issuing Volume
  
Management
For
Voted - For




28
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

1.6
Plan for H-share Offering: Distribution Plan for Accumulated Retained Profits Before the Issuance
  
Management
For
Voted - For
1.7
Plan for H-share Offering: Listing Place
  
Management
For
Voted - For
1.8
Plan for H-share Offering: Purpose of the Raised Funds
  
Management
For
Voted - For
1.9
Plan for H-share Offering: the Valid Period of the Resolution on the Share Offering
  
Management
For
Voted - For
2
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the H Share Offering
  
Management
For
Voted - For
Meeting Date: 20-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
2
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
3
2020 Audited Comprehensive Financial Report and Audit Report
  
Management
For
Non-Voting
4
2020 Annual Report and Performance Report
  
Management
For
Non-Voting
5
2020 Annual Accounts
  
Management
For
Non-Voting
6
2021 Financial Budget Report
  
Management
For
Non-Voting
7
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Non-Voting
8
Reappointment of 2021 Audit Firm
  
Management
For
Non-Voting
9
2021 Remuneration Plan for Directors
  
Management
For
Non-Voting
10
2021 Remuneration Plan for Supervisors
  
Management
For
Non-Voting
11
2020 Environmental, Social and Management and Governance Report
  
Management
For
Non-Voting
12
Investment in Construction of A Project
  
Management
For
Non-Voting
13
Implementing Results of 2020 Continuing Connected Transactions, and Estimation of 2021 Continuing Connected Transactions
  
Management
For
Non-Voting
14
2021 Application for Comprehensive Credit Line to Financial Institutions by the Company and Its Wholly-owned Subsidiaries and Provision of Relevant Guarantee
  
Management
For
Non-Voting
15.1
Election and Nomination of Non- Independent Director: Ruan Hongliang
  
Management
For
Non-Voting
15.2
Election and Nomination of Non- Independent Director: Jiang Jinhua
  
Management
For
Non-Voting
15.3
Election and Nomination of Non- Independent Director: Wei Yezhong
  
Management
For
Non-Voting
15.4
Election and Nomination of Non- Independent Director: Shen Qifu
  
Management
For
Non-Voting
16.1
Election and Nomination of Independent Director: Xu Pan
  
Management
For
Non-Voting
16.2
Election and Nomination of Independent Director: Hua Fulan
  
Management
For
Non-Voting
16.3
Election and Nomination of Independent Director: Wu Youjuan
  
Management
For
Non-Voting




29
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

17.1
Election and Nomination of Non-employee Supervisor: Zheng Wenrong
  
Management
For
Non-Voting
17.2
Election and Nomination of Non-employee Supervisor: Zhu Quanming
  
Management
For
Non-Voting
17.3
Election and Nomination of Non-employee Supervisor: Shen Fuquan
  
Management
For
Non-Voting
FOCUS MEDIA INFORMATION TECHNOLOGY CO LTD
Security ID: Y29327114
Meeting Date: 14-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.15000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2021 Reappointment of Financial Audit Firm
  
Management
For
Voted - For
7
Quota of Idle Proprietary Funds for Purchasing Wealth Management Products
  
Management
For
Voted - For
8
Quota of Idle Proprietary Funds for Risk Investment
  
Management
For
Voted - For
9
Estimated Continuing Connected Transactions
  
Management
For
Voted - For
10
Formulation of the Shareholder Return Plan from 2021 to 2023
  
Management
For
Voted - For
FOSHAN HAITIAN FLAVOURING AND FOOD COMPANY LTD
Security ID: Y23840104
Meeting Date: 23-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2021 Financial Budget Report
  
Management
For
Voted - For
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny10.30000000 2) Bonus Issue from Profit (share/10 Shares):1.000000 3) Bonus Issue from Capital Reserve (share/10 Shares):2.000000
  
Management
For
Voted - For
7
2021 Remuneration for Directors and Supervisors
  
Management
For
Voted - For
8
Reappointment of 2021 Audit Firm
  
Management
For
Voted - For
9
2021 Entrusted Wealth Management with Idle Proprietary Funds
  
Management
For
Voted - For
10
2021 Continuing Connected Transactions Plan
  
Management
For
Voted - For




30
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

11
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
FOUNDER SECURITIES CO LTD
Security ID: Y261GX101
Meeting Date: 18-May-21
Meeting Type: Extraordinary General Meeting
1
By-election of Independent Directors
  
Management
For
Non-Voting
2
Renewal Liability Insurance for Directors, Supervisors and Senior Management
  
Management
For
Non-Voting
GLODON COMPANY LIMITED
Security ID: Y2726S100
Meeting Date: 26-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
Allowance for Independent Directors
  
Management
For
Voted - For
7
Allowance for External Supervisors
  
Management
For
Voted - For
8
Adjustment of the Company's Registered Capital and Amendments to the Company's Articles of Association
  
Management
For
Voted - For
9
Repurchase and Cancellation of Some Restricted Stocks Under 2018 Stock Option and Restricted Stock Incentive Plan
  
Management
For
Voted - For
10
Repurchase and Cancellation of Some Restricted Stocks Under 2020 Stock Option and Restricted Stock Incentive Plan
  
Management
For
Voted - For
11
2021 Reappointment of Audit Firm
  
Management
For
Voted - For
12
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
  
Management
For
Voted - For
13
Amendments to the Rules of Procedure Governing the Board Meetings
  
Management
For
Voted - For
14
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
  
Management
For
Voted - For
15
Amendments to the Work System for Independent Directors
  
Management
For
Voted - For
16
Amendments to the External Guarantee Management Measures
  
Management
For
Voted - For
17
Amendments to the Connected Transactions Management Measures
  
Management
For
Voted - For
18
Amendments to the External Investment Management Measures
  
Management
For
Voted - For




31
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

19
Amendments to the Risk Investment Management System
  
Management
For
Voted - For
20
Amendments to the Raised Funds Management Measures
  
Management
For
Voted - For
21
Amendments to the Information Management and Disclosure System
  
Management
For
Voted - For
GREENLAND HOLDINGS GROUP CORPORATION LTD
Security ID: Y2883S109
Meeting Date: 26-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):0.500000 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
5
2020 Annual Report and Its Summary
  
Management
For
Voted - For
6
Appointment of 2021 Audit Firm
  
Management
For
Voted - For
7
2021 Total Investment Amount for Land Reserve of Real Estate Project
  
Management
For
Voted - For
8
2021 Guarantee Quota
  
Management
For
Voted - For
9
Change of Directors
  
Management
For
Voted - For
10
Change of Supervisors
  
Management
For
Voted - For
GUANGDONG HYBRIBIO BIOTECH CO LTD
Security ID: Y292A7109
Meeting Date: 26-May-21
Meeting Type: Extraordinary General Meeting
1
2021 Stock Option Incentive Plan (draft) and Its Summary
  
Management
For
Voted - For
2
Appraisal Management Measures for the 2021 Stock Option Incentive Plan
  
Management
For
Voted - For
3
Authorization to the Board to Handle Matters Regarding 2021 Stock Option Incentive Plan
  
Management
For
Voted - For
Meeting Date: 23-Jun-21
Meeting Type: Extraordinary General Meeting
1
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
GUANGDONG XINBAO ELECTRICAL APPLIANCES HOLDINGS CO
Security ID: Y2932M103
Meeting Date: 22-Jan-21
Meeting Type: Extraordinary General Meeting
1.1
Election of Non-independent Director: Guo Jiangang
  
Management
For
Voted - For




32
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

1.2
Election of Non-independent Director: Guo Jianqiang
  
Management
For
Voted - For
1.3
Election of Non-independent Director: Zeng Zhanhui
  
Management
For
Voted - For
1.4
Election of Non-independent Director: Yang Fangxin
  
Management
For
Voted - For
1.5
Election of Non-independent Director: Wang Wei
  
Management
For
Voted - For
1.6
Election of Non-independent Director: Zhu Xiaomei
  
Management
For
Voted - For
2.1
Election of Independent Director: Song Tiebo
  
Management
For
Voted - For
2.2
Election of Independent Director: Cao Xiaodong
  
Management
For
Voted - For
2.3
Election of Independent Director: Tan Youchao
  
Management
For
Voted - For
3.1
Election of Non-employee Supervisor: Li Yaping
  
Management
For
Voted - For
3.2
Election of Non-employee Supervisor: Wan Aimin
  
Management
For
Voted - For
4
Allowance for Independent Directors
  
Management
For
Voted - For
GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD.
Security ID: Y2935F105
Meeting Date: 10-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.29000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
5
2020 Annual Report and Its Summary
  
Management
For
Voted - For
6
Reappointment of 2021 Audit and Internal Control Audit Firm
  
Management
For
Voted - For
7
Confirmation of 2020 Remuneration for Directors and Senior Management, and 2021 Remuneration Plan
  
Management
For
Voted - For
8
Confirmation of 2020 Remuneration for Supervisors, and 2021 Remuneration Plan
  
Management
For
Voted - For
9
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
  
Management
For
Voted - For
10.1
2021 Stock Option Incentive Plan (draft) and Its Summary: Objective and Principles of the Incentive Plan
  
Management
For
Voted - For
10.2
2021 Stock Option Incentive Plan (draft) and Its Summary: Management Organization of the Plan
  
Management
For
Voted - For
10.3
2021 Stock Option Incentive Plan (draft) and Its Summary: Basis of Determining Plan Participants and the Scope Thereof
  
Management
For
Voted - For
10.4
2021 Stock Option Incentive Plan (draft) and Its Summary: Source, Number and Distribution of the Stocks Under the Stock Option Incentive Plan
  
Management
For
Voted - For
10.5
2021 Stock Option Incentive Plan (draft) and Its Summary: Time Schedule of the Incentive Plan
  
Management
For
Voted - For
10.6
2021 Stock Option Incentive Plan (draft) and Its Summary: Exercise Price of the Stock Options and Its Determining Method
  
Management
For
Voted - For




33
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

10.7
2021 Stock Option Incentive Plan (draft) and Its Summary: Conditions for Granting and Exercising the Stock Options
  
Management
For
Voted - For
10.8
2021 Stock Option Incentive Plan (draft) and Its Summary: Method and Procedure for Adjusting the Stock Option Incentive Plan
  
Management
For
Voted - For
10.9
2021 Stock Option Incentive Plan (draft) and Its Summary: Accounting Treatment for the Stock Options
  
Management
For
Voted - For
10.10
2021 Stock Option Incentive Plan (draft) and Its Summary: Procedure for Implementing the Incentive Plan
  
Management
For
Voted - For
10.11
2021 Stock Option Incentive Plan (draft) and Its Summary: Rights and Obligations of the Company and the Plan Participants
  
Management
For
Voted - For
10.12
2021 Stock Option Incentive Plan (draft) and Its Summary: Treatment in Case of Unusual Changes to the Company Or Plan Participants
  
Management
For
Voted - For
11
Formulation of the Appraisal Management Measures for the 2021 Stock Option Incentive Plan
  
Management
For
Voted - For
12
Authorization to the Board to Handle Matters Regarding the Stock Option Incentive Plan
  
Management
For
Voted - For
GUANGZHOU RESTAURANT GROUP CO., LTD.
Security ID: Y2936P102
Meeting Date: 13-May-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.000000
  
Management
For
Voted - For
6
2020 Special Report on the Deposit and Use of Raised Funds
  
Management
For
Voted - For
7
Appointment of 2021 Financial Audit Firm and Internal Control Audit Firm
  
Management
For
Voted - For
GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY COMPANY LT
Security ID: Y29355107
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
 
Please Note That This is an Amendment to Meeting Id 565252 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You.
  
Non-Voting
  
Non-Voting




34
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny10.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
  
Management
For
Voted - For
5
2020 Annual Report and Its Summary
  
Management
For
Voted - For
6
2021 Reappointment of Audit Firm
  
Management
For
Voted - For
7
Application for Comprehensive Credit Line to Banks
  
Management
For
Voted - For
8
Repurchase and Cancellation of Some Restricted Stocks Under 2018 Restricted Stock Incentive Plan
  
Management
For
Voted - For
9
Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
10
The Company's Eligibility for Non-public A- Share Offering
  
Management
For
Voted - For
11.1
Plan for 2021 Non-public A-share Offering: Stock Type and Par Value
  
Management
For
Voted - For
11.2
Plan for 2021 Non-public A-share Offering: Issuing Method and Date
  
Management
For
Voted - For
11.3
Plan for 2021 Non-public A-share Offering: Issuing Targets and Subscription Method
  
Management
For
Voted - For
11.4
Plan for 2021 Non-public A-share Offering: Pricing Base Date, Pricing Principles and Issue Price
  
Management
For
Voted - For
11.5
Plan for 2021 Non-public A-share Offering: Issuing Volume
  
Management
For
Voted - For
11.6
Plan for 2021 Non-public A-share Offering: Lockup Period
  
Management
For
Voted - For
11.7
Plan for 2021 Non-public A-share Offering: Listing Place
  
Management
For
Voted - For
11.8
Plan for 2021 Non-public A-share Offering: Purpose of the Raised Funds
  
Management
For
Voted - For
11.9
Plan for 2021 Non-public A-share Offering: Distribution for Accumulated Retained Profits
  
Management
For
Voted - For
11.10
Plan for 2021 Non-public A-share Offering: Valid Period of the Resolution
  
Management
For
Voted - For
12
Preplan for 2021 Non-public A-share Offering
  
Management
For
Voted - For
13
Feasibility Analysis Report on the Use of Funds to be Raised from the 2021 Non-public Share Offering
  
Management
For
Voted - For
14
Report on Use of Previously Raised Funds
  
Management
For
Voted - For
15
Diluted Immediate Return After the 2021 Non-public A-share Offering, Filling Measures and Commitments of Relevant Parties
  
Management
For
Voted - For




35
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

16
Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering
  
Management
For
Voted - For
17
No Regulatory Measures Or Penalties Were Imposed on the Company by Securities Regulators Or Stock Exchanges Over the Last Five Years
  
Management
For
Voted - Abstain
18
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - For
Meeting Date: 04-Jun-21
Meeting Type: Extraordinary General Meeting
1
2021 Stock Option Incentive Plan (draft) and Its Summary
  
Management
For
Voted - For
2
Appraisal Management Measures for the Implementation of the 2021 Stock Option Incentive Plan
  
Management
For
Voted - For
3
Authorization to the Board to Handle Matters Regarding the 2021 Stock Option Incentive Plan
  
Management
For
Voted - For
4
Formulation of the Management Measures for Supporting Innovation and Entrepreneurship
  
Management
For
Voted - For
GUOSEN SECURITIES CO LTD
Security ID: Y295A2103
Meeting Date: 26-Apr-21
Meeting Type: Annual General Meeting
1
2020 Annual Accounts
  
Management
For
Non-Voting
2
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Non-Voting
3
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
4
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
5
2020 Annual Report and Its Summary
  
Management
For
Non-Voting
6.1
2020 Connected Transactions and 2021 Estimated Connected Transactions: Connected Transactions with A Company and Its Controlled Enterprises and A Supervisory Management Committee
  
Management
For
Non-Voting
6.2
2020 Connected Transactions and 2021 Estimated Connected Transactions: Connected Transactions with A Company
  
Management
For
Non-Voting
6.3
2020 Connected Transactions and 2021 Estimated Connected Transactions: Connected Transactions with A 2nd Company
  
Management
For
Non-Voting
6.4
2020 Connected Transactions and 2021 Estimated Connected Transactions: Connected Transactions with A 3rd Company
  
Management
For
Non-Voting
6.5
2020 Connected Transactions and 2021 Estimated Connected Transactions: Connected Transactions with Other Related Parties
  
Management
For
Non-Voting
7
2021 Appointment of Audit Firm and Its Audit Fees
  
Management
For
Non-Voting
8
Determination of 2021 Proprietary Investment Amount
  
Management
For
Non-Voting




36
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

9
A Company's Guarantee for Regular Business of Wholly-owned Subsidiaries in 2021
  
Management
For
Non-Voting
10
Election of Directors
  
Management
For
Non-Voting
GUOTAI JUNAN SECURITIES CO LTD
Security ID: Y2R614107
Meeting Date: 28-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny5.60000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
4
Reappointment of Audit Firm
  
Management
For
Voted - For
5
2020 Annual Report
  
Management
For
Voted - For
6.1
2021 Estimated Continuing Connected Transactions: Estimated Connected Transactions with A Company and Its Related Companies
  
Management
For
Voted - For
6.2
2021 Estimated Continuing Connected Transactions: Estimated Connected Transactions with A 2nd Company and Its Related Companies
  
Management
For
Voted - For
6.3
2021 Estimated Continuing Connected Transactions: Estimated Connected Transactions with Companies Which the Directors, Supervisors and Senior Management of the Company Have Involvement In
  
Management
For
Voted - For
6.4
2021 Estimated Continuing Connected Transactions: Estimated Connected Transactions with Related Natural Persons
  
Management
For
Voted - For
7.1
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Issuing Party
  
Management
For
Voted - For
7.2
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Issuing Scale
  
Management
For
Voted - For
7.3
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Issuing Method
  
Management
For
Voted - For
7.4
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Type of Domestic and Overseas Debt Financing Instruments
  
Management
For
Voted - For
7.5
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Duration of Domestic and Overseas Debt Financing Instruments
  
Management
For
Voted - For
7.6
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Interest Rate of the Domestic and Overseas Debt Financing Instruments
  
Management
For
Voted - For




37
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

7.7
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Guarantee and Other Arrangement
  
Management
For
Voted - For
7.8
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Purpose of the Raised Funds
  
Management
For
Voted - For
7.9
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Issue Price
  
Management
For
Voted - For
7.10
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Issuing Targets and Arrangements for Placement to Shareholders
  
Management
For
Voted - For
7.11
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Listing of the Domestic and Overseas Debt Financing Instruments
  
Management
For
Voted - For
7.12
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Repayment Guarantee Measures for Domestic and Overseas Debt Financing Instruments
  
Management
For
Voted - For
7.13
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Authorization Matters for the Issuance of Domestic and Overseas Debt Financing Instruments
  
Management
For
Voted - For
7.14
General Authorization for the Issuance of Domestic and Overseas Debt Financing Instruments: Valid Period of the Resolution
  
Management
For
Voted - For
8.1
General Authorization for the Issuance of Asset-backed Securities: Original Equity Holders
  
Management
For
Voted - For
8.2
General Authorization for the Issuance of Asset-backed Securities: Issuing Party
  
Management
For
Voted - For
8.3
General Authorization for the Issuance of Asset-backed Securities: Issuing Scale
  
Management
For
Voted - For
8.4
General Authorization for the Issuance of Asset-backed Securities: Purpose of the Funds
  
Management
For
Voted - For
8.5
General Authorization for the Issuance of Asset-backed Securities: Underlying Assets for the Special Purpose Vehicle
  
Management
For
Voted - For
8.6
General Authorization for the Issuance of Asset-backed Securities: Duration of the Special Purpose Vehicle
  
Management
For
Voted - For
8.7
General Authorization for the Issuance of Asset-backed Securities: Expected Rate of Return
  
Management
For
Voted - For
8.8
General Authorization for the Issuance of Asset-backed Securities: Listing Place
  
Management
For
Voted - For
8.9
General Authorization for the Issuance of Asset-backed Securities: Guarantee Matters
  
Management
For
Voted - For
8.10
General Authorization for the Issuance of Asset-backed Securities: Repayment Guarantee Measures
  
Management
For
Voted - For
8.11
General Authorization for the Issuance of Asset-backed Securities: Authorization Matters
  
Management
For
Voted - For
8.12
General Authorization for the Issuance of Asset-backed Securities: Valid Period of the Resolution
  
Management
For
Voted - For




38
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

9
Connected Transactions Involved in the Issuance of Domestic and Overseas Debt Financing Instruments and Asset-backed Securities
  
Management
For
Voted - For
10
General Authorization to the Board Regarding Additional A-share and H-share Offering
  
Management
For
Voted - For
11
Determination of the Remuneration for Directors and Supervisors
  
Management
For
Voted - For
12.1
Election of Non-independent Director: He Qing
  
Management
For
Voted - For
12.2
Election of Non-independent Director: Wang Song
  
Management
For
Voted - For
12.3
Election of Non-independent Director: Yu Jian
  
Management
For
Voted - For
12.4
Election of Non-independent Director: Liu Xinyi
  
Management
For
Voted - For
12.5
Election of Non-independent Director: Guan Yu
  
Management
For
Voted - For
12.6
Election of Non-independent Director: Zhong Maojun
  
Management
For
Voted - For
12.7
Election of Non-independent Director: Chen Hua
  
Management
For
Voted - For
12.8
Election of Non-independent Director: Wang Wenjie
  
Management
For
Voted - For
12.9
Election of Non-independent Director: Zhang Zhan
  
Management
For
Voted - For
12.10
Election of Non-independent Director: Fan Renyi
  
Management
For
Voted - For
12.11
Election of Non-independent Director: an Hongjun
  
Management
For
Voted - For
13.1
Election of Independent Director: Xia Dawei
  
Management
For
Voted - For
13.2
Election of Independent Director: Ding Wei
  
Management
For
Voted - For
13.3
Election of Independent Director: Li Renjie
  
Management
For
Voted - For
13.4
Election of Independent Director: Bai Wei
  
Management
For
Voted - For
13.5
Election of Independent Director: Zhu Ning
  
Management
For
Voted - For
13.6
Election of Independent Director: Li Gangwei
  
Management
For
Voted - For
14.1
Election of Non-employee Supervisor: Li Zhongning
  
Management
For
Voted - For
14.2
Election of Non-employee Supervisor: Zhou Zhaohui
  
Management
For
Voted - For
14.3
Election of Non-employee Supervisor: Shen Yun
  
Management
For
Voted - For
14.4
Election of Non-employee Supervisor: Zuo Zhipeng
  
Management
For
Voted - For
HAIER SMART HOME CO., LTD.
Security ID: Y716ED100
Meeting Date: 05-Mar-21
Meeting Type: Class Meeting
1
General Authorization for Repurchase of H-share After the Listing
  
Management
For
Voted - For
 
10 Feb 2021: Please Note That This is A Revision Due to Addition of Comment.-if You Have Already Sent in Your Votes, Please Do Not Vote Again Unless You-decide to Amend Your Original Instructions. Thank You
  
Non-Voting
  
Non-Voting
 
10 Feb 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Number 3 Under the Egm and Resolution Number 1 Under The-class Meeting, Otherwise the Vote Will be Rejected in the Market. If They Are-voted in Different Directions Your Ballot Will be Disqualified As A Split-vote. Thank You
  
Non-Voting
  
Non-Voting




39
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

Meeting Date: 05-Mar-21
Meeting Type: Extraordinary General Meeting
1
Amendments to the Company's Articles of Association
  
Management
For
Voted - For
2
Appointment of 2020 Audit Firm
  
Management
For
Voted - For
3
General Authorization for Repurchase of H-share After the Listing
  
Management
For
Voted - For
4.1
By-election of Director: Xie Juzhi
  
Management
For
Voted - For
4.2
By-election of Director: Yu Handu
  
Management
For
Voted - For
4.3
By-election of Director: Li Jinfen
  
Management
For
Voted - For
5.1
By-election of Independent Nonexecutive Director: Li Shipeng
  
Management
For
Voted - For
 
10 Feb 2021: Please Note That This is A Revision Due to Addition of Comment.-if You Have Already Sent in Your Votes, Please Do Not Vote Again Unless You-decide to Amend Your Original Instructions. Thank You
  
Non-Voting
  
Non-Voting
 
10 Feb 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Number 3 Under the Egm and Resolution Number 1 Under The-class Meeting, Otherwise the Vote Will be Rejected in the Market. If They Are-voted in Different Directions Your Ballot Will be Disqualified As A Split-vote. Thank You
  
Non-Voting
  
Non-Voting
Meeting Date: 25-Jun-21
Meeting Type: Annual General Meeting
 
Please Note That This is an Amendment to Meeting Id 570540 Due to Updated-agenda. All Votes Received on the Previous Meeting Will be Disregarded And-you Will Need to Reinstruct on This Meeting Notice. Thank You.
  
Non-Voting
  
Non-Voting
1
2020 Annual Accounts
  
Management
For
Voted - For
2
2020 Annual Report and Its Summary
  
Management
For
Voted - For
3
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
4
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
5
2020 Internal Control Audit Report
  
Management
For
Voted - For
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny3.66000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
  
Management
For
Voted - For
7
2021 Estimated Guarantee for Subsidiaries
  
Management
For
Voted - For
8
Launching Foreign Capital Derivatives Business
  
Management
For
Voted - For
9
Adjustment of Allowance for Directors
  
Management
For
Voted - For
10
Settlement of Some Projects Financed with Raised Funds from Convertible Corporate Bonds and Permanently Supplementing the Working Capital with the Surplus Raised Funds
  
Management
For
Voted - For
11
General Authorization to the Board Regarding H-share Additional Offering
  
Management
For
Voted - For
12
General Authorization to the Board Regarding D-share Additional Offering
  
Management
For
Voted - For




40
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

13
General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued H- Shares
  
Management
For
Voted - For
14
General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued D- Shares
  
Management
For
Voted - For
15
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
16
Amendments to the Rules of Procedure Governing the Board Meetings
  
Management
For
Voted - For
17
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
  
Management
For
Voted - For
18
Amendments to the External Guarantee Management System
  
Management
For
Voted - For
19
Reappointment of China Accounting Standards Audit Firm
  
Management
For
Voted - For
20
Reappointment of International Accounting Standards Audit Firm
  
Management
For
Voted - For
21
Renewal of A Financial Service Framework Agreement with A Company and Estimated Connected Transaction Quota
  
Management
For
Voted - For
22
A-share Key Employee Stock Ownership Plan from 2021 to 2025 (draft) and Its Summary
  
Management
For
Voted - For
23
H-share Key Employee Stock Ownership Plan from 2021 to 2025 (draft) and Its Summary
  
Management
For
Voted - For
24
Authorization to the Board to Handle Matters Regarding the Key Employee Stock Ownership Plan
  
Management
For
Voted - For
25
H-share Restricted Share Units Plan for 2021 to 2025 (draft)
  
Management
For
Voted - For
26
Authorization to the Board Or Its Authorized Persons to Handle Matters Regarding the Restricted Share Units Plan
  
Management
For
Voted - For
27.1
Election of Independent Director: Wu Qi
  
Management
For
Voted - For
28.1
Change of Supervisor: Liu Dalin
  
Management
For
Voted - For
28.2
Change of Supervisor: Ma Yingjie
  
Management
For
Voted - For
 
27 May 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Numbers 13 and 14 Under the Cls/agm and Resolution Numbers-1 and 2 Under the Class Meeting, Otherwise the Vote Will be Rejected in The-market. If They are Voted in Different Directions Your Ballot Will Be-disqualified As A Split Vote. Thank You
  
Non-Voting
  
Non-Voting
 
27 May 2021: Please Note That This is A Revision Due to Addition of Comment.-if You Have Already Sent in Your Votes to Mid 589637, Please Do Not Vote-again Unless You Decide to Amend Your Original Instructions. Thank You
  
Non-Voting
  
Non-Voting
Meeting Date: 25-Jun-21
Meeting Type: Class Meeting
1
General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued H- Shares
  
Management
For
Voted - For




41
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

2
General Authorization to the Board Regarding the Repurchase of Shares Not Exceeding 10 Percent of the Issued D- Shares
  
Management
For
Voted - For
 
19 Apr 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Numbers 13 and 14 Under the Cls/agm and Resolution Numbers-1 and 2 Under the Class Meeting, Otherwise the Vote Will be Rejected in The-market. If They are Voted in Different Directions Your Ballot Will Be-disqualified As A Split Vote. Thank You
  
Non-Voting
  
Non-Voting
 
19 Apr 2021: Please Note That This is A Revision Due to Addition of Comment-and Change in Meeting Type from Egm to Cls. If You Have Already Sent in Your-votes, Please Do Not Vote Again Unless You Decide to Amend Your Original-instructions. Thank You
  
Non-Voting
  
Non-Voting
HENGDIAN GROUP DMEGC MAGNETICS CO LTD
Security ID: Y3158L100
Meeting Date: 08-Apr-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2021 Financial Budget Report
  
Management
For
Voted - For
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.18000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
7
Reappointment of 2021 Audit Firm
  
Management
For
Voted - For
8
2021 Estimated Continuing Connected Transactions
  
Management
For
Voted - For
9
Cancellation and Adjustment of the Purpose of the Surplus Shares in Dedicated Accounts for Repurchase
  
Management
For
Voted - For
10
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - For
11
Adjustment of Remuneration for Some Directors
  
Management
For
Voted - For
12
Adjustment of Remuneration for Some Supervisors
  
Management
For
Voted - For
13
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
14
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
  
Management
For
Voted - For
15
Amendments to the Company's Rules of Procedure Governing the Board Meetings
  
Management
For
Voted - For
16
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
  
Management
For
Voted - For
17
Amendments to the Connected Transactions Decision-making System
  
Management
For
Voted - For
18
Amendments to the Work System for Independent Directors
  
Management
For
Voted - For




42
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

HITHINK ROYALFLUSH INFORMATION NETWORK CO LTD
Security ID: Y3181P102
Meeting Date: 22-Mar-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny12.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2021 Reappointment of Audit Firm
  
Management
For
Voted - For
7
Amendments to the Company's Articles of Association
  
Management
For
Voted - For
8
Amendments to the Information Disclosure System
  
Management
For
Voted - For
9
Amendments to the Connected Transactions Decision-making System
  
Management
For
Voted - For
10
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
  
Management
For
Voted - For
11
Amendments to the Work System for Independent Directors
  
Management
For
Voted - For
12
Amendments to the Management System for Shares Held by Directors, Supervisors and Senior Management and the Changes Thereof
  
Management
For
Voted - For
13
Amendments to the Management System for Entrusted Wealth Management
  
Management
For
Voted - For
14
Cancellation of the Cash Management with Idle Raised Funds and Adjustment of the Quota and Period of Wealth Management Products Purchased with Idle Proprietary Funds
  
Management
For
Voted - For
15
Settlement of Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds
  
Management
For
Voted - For
HUAFON CHEMICAL CO., LTD.
Security ID: Y988A4109
Meeting Date: 10-Jun-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
Reappointment of Audit Firm
  
Management
For
Voted - For
6
Retroactive Confirmation of 2020 Continuing Connected Transactions with Any Single Related Party Under the Same Control and 2021 Estimated Continuing Connected Transactions
  
Management
For
Voted - For




43
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

7
Determination of 2020 Remuneration for Directors, Supervisors and Senior Management
  
Management
For
Voted - For
8
Application Fore Credit Line to Financial Institutions and Guarantee
  
Management
For
Voted - For
9
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
10
Special Report on the Bill Pool Business
  
Management
For
Voted - For
11
Amendments to the Articles of Association
  
Management
For
Voted - Abstain
12
Amendments to the Rules of Procedure Governing Shareholders' General Meetings
  
Management
For
Voted - For
13
Amendments to the Rules of Procedure Governing the Board of Directors of the Company
  
Management
For
Voted - For
14
Amendments to the Work System for Independent Directors
  
Management
For
Voted - For
15
Amendments to the External Guarantee System
  
Management
For
Voted - For
16
Amendments to the Connected Transactions Decision-making System
  
Management
For
Voted - For
17
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
  
Management
For
Voted - For
18
Investment in Construction of A Project
  
Management
For
Voted - For
19
The Company's Eligibility for Non-public A- Share Offering
  
Management
For
Voted - For
20.1
Plan for 2021 Non-public A-share Offering: Stock Type and Par Value
  
Management
For
Voted - For
20.2
Plan for 2021 Non-public A-share Offering: Issuing Method
  
Management
For
Voted - For
20.3
Plan for 2021 Non-public A-share Offering: Issuing Targets and Subscription Method
  
Management
For
Voted - For
20.4
Plan for 2021 Non-public A-share Offering: Issue Price and Pricing Principles
  
Management
For
Voted - For
20.5
Plan for 2021 Non-public A-share Offering: Issuing Volume
  
Management
For
Voted - For
20.6
Plan for 2021 Non-public A-share Offering: Lockup Period
  
Management
For
Voted - For
20.7
Plan for 2021 Non-public A-share Offering: Purpose of the Raised Funds
  
Management
For
Voted - For
20.8
Plan for 2021 Non-public A-share Offering: Distribution of Accumulated Retained Profits
  
Management
For
Voted - For
20.9
Plan for 2021 Non-public A-share Offering: Listing Place
  
Management
For
Voted - For
20.10
Plan for 2021 Non-public A-share Offering: Valid Period of the Resolution
  
Management
For
Voted - For
21
Preplan for 2021 Non-public A-share Offering
  
Management
For
Voted - For
22
Feasibility Analysis Report on the Use of Funds to be Raised from 2021 Non-public Share Offering
  
Management
For
Voted - For
23
Special Report on the Use of Previously Raised Funds
  
Management
For
Voted - For
24
Diluted Immediate Return After the Non- Public Share Offering, Filling Measures and Relevant Commitments
  
Management
For
Voted - For




44
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

25
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - For
26
Authorization to the Board to Handle Matters Regarding the Non-public Share Offering
  
Management
For
Voted - For
27.1
Election of Non-independent Director: You Feiyu
  
Management
For
Voted - For
27.2
Election of Non-independent Director: Yang Congdeng
  
Management
For
Voted - For
27.3
Election of Non-independent Director: You Feihuang
  
Management
For
Voted - For
27.4
Election of Non-independent Director: Ye Qiwei
  
Management
For
Voted - For
27.5
Election of Non-independent Director: Zhu Xuanxiang
  
Management
For
Voted - For
27.6
Election of Non-independent Director: Li Yilun
  
Management
For
Voted - For
28.1
Election of Independent Director: Gao Weidong
  
Management
For
Voted - For
28.2
Election of Independent Director: Zhao Min
  
Management
For
Voted - For
28.3
Election of Independent Director: Song Haitao
  
Management
For
Voted - For
29.1
Election of Non-employee Supervisor: Wang Li
  
Management
For
Voted - For
29.2
Election of Non-employee Supervisor: Lin Kai
  
Management
For
Voted - For
29.3
Election of Non-employee Supervisor: Chu Yuxi
  
Management
For
Voted - For
HUNAN VALIN STEEL CO LTD
Security ID: Y3767Q102
Meeting Date: 21-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
2
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
3
2020 Annual Accounts
  
Management
For
Non-Voting
4
2020 Annual Report and Its Summary
  
Management
For
Non-Voting
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.10000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Non-Voting
6
2021 Estimated Total Amount of Continuing Connected Transactions with A Company
  
Management
For
Non-Voting
7
2021 Fixed Assets Investment Plan
  
Management
For
Non-Voting
INDUSTRIAL BANK CO LTD
Security ID: Y3990D100
Meeting Date: 11-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts and 2021 Financial Budget Plan
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny8.02000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For




45
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

6
Issuance of Write-down Tier II Capital Bonds
  
Management
For
Voted - For
7
Issuance of Financial Bonds
  
Management
For
Voted - For
8
Appointment of 2021 Audit Firm
  
Management
For
Voted - For
9
Medium-term Capital Management Plan from 2021 to 2023
  
Management
For
Voted - For
10.1
Connected Transaction Quota to A Company and Its Related Enterprises
  
Management
For
Voted - For
10.2
Connected Transaction Quota to Another Company and Its Related Enterprises
  
Management
For
Voted - For
11.1
Election of Director: Lv Jiajin
  
Management
For
Voted - For
11.2
Election of Director: Chen Yichao
  
Management
For
Voted - For
11.3
Election of Director: Li Zhuyong
  
Management
For
Voted - For
11.4
Election of Director: Xiao Hong
  
Management
For
Voted - For
11.5
Election of Director: Lin Tengjiao
  
Management
For
Voted - For
11.6
Election of Director: Tao Yiping
  
Management
For
Voted - For
11.7
Election of Director: Chen Jinguang
  
Management
For
Voted - For
11.8
Election of Director: Chen Xinjian
  
Management
For
Voted - For
11.9
Election of Director: Sun Xiongpeng
  
Management
For
Voted - For
11.10
Election of Independent Director: Su Xijia
  
Management
For
Voted - For
11.11
Election of Independent Director: Chen Guogang
  
Management
For
Voted - For
11.12
Election of Independent Director: Lin Hua
  
Management
For
Voted - For
11.13
Election of Independent Director: Ben Shenglin
  
Management
For
Voted - For
11.14
Election of Independent Director: Xu Lin
  
Management
For
Voted - For
12.1
Election of Shareholder and External Supervisor: He Xudong
  
Management
For
Voted - For
12.2
Election of Shareholder and External Supervisor: Paul M Theil
  
Management
For
Voted - For
12.3
Election of Shareholder and External Supervisor: Zhu Qing
  
Management
For
Voted - For
12.4
Election of Shareholder and External Supervisor: Xia Dawei
  
Management
For
Voted - For
13
The Company's Eligibility for Public Issuance of A-share Convertible Corporate Bonds
  
Management
For
Voted - For
14.1
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Type of Securities to be Issued
  
Management
For
Voted - For
14.2
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Issuing Volume
  
Management
For
Voted - For
14.3
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Par Value and Issue Price
  
Management
For
Voted - For
14.4
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Bond Duration
  
Management
For
Voted - For
14.5
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Interest Rate
  
Management
For
Voted - For
14.6
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Time Limit and Method for Paying the Principal and Interest
  
Management
For
Voted - For
14.7
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Conversion Period
  
Management
For
Voted - For




46
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

14.8
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Determination and Adjustment to the Conversion Price
  
Management
For
Voted - For
14.9
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Provisions on Downward Adjustment of Conversion Price
  
Management
For
Voted - For
14.10
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Determining Method for the Number of Converted Shares
  
Management
For
Voted - For
14.11
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Attribution of Related Dividends for Conversion Years
  
Management
For
Voted - For
14.12
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Redemption Clauses
  
Management
For
Voted - For
14.13
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Resale Clauses
  
Management
For
Voted - For
14.14
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Issuing Targets and Method
  
Management
For
Voted - For
14.15
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Arrangement for Placing to Original Shareholders
  
Management
For
Voted - For
14.16
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Convertible Bondholders and Bondholders' Meetings
  
Management
For
Voted - For
14.17
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Purpose of the Raised Funds
  
Management
For
Voted - For
14.18
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: Guarantee Matters
  
Management
For
Voted - For
14.19
Plan for Public Issuance and Listing of A- Share Convertible Corporate Bonds: the Valid Period of the Resolution
  
Management
For
Voted - For
15
Feasibility Analysis Report on the Use of Funds to be Raised from the Public Issuance of A-share Convertible Corporate Bonds
  
Management
For
Voted - For
16
Report on Use of Previously Raised Funds
  
Management
For
Voted - For
17
Medium-term Shareholder Return Plan from 2021 to 2023
  
Management
For
Voted - For
18
Diluted Immediate Return After the Public Issuance of A-share Convertible Corporate Bonds and Filling Measures
  
Management
For
Voted - For
19
Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Public Issuance of A-share Convertible Corporate Bonds
  
Management
For
Voted - For
 
25 May 2021: Please Note That This is A Revision Due to Modification of The-text of Resolution 14.18. If You Have Already Sent in Your Votes, Please Do-not Vote Again Unless You Decide to Amend Your Original Instructions. Thank-you
  
Non-Voting
  
Non-Voting




47
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

INTCO MEDICAL TECHNOLOGY CO., LTD.
Security ID: Y768DZ103
Meeting Date: 26-Feb-21
Meeting Type: Extraordinary General Meeting
1
The High-end Medical Gloves Project Investment Agreement to be Signed with the People's Government of Pengze
  
Management
For
Voted - For
2
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
3
Launching Foreign Exchange Derivatives Transaction Business by the Company and Subsidiaries
  
Management
For
Voted - For
Meeting Date: 08-Apr-21
Meeting Type: Annual General Meeting
1
A Wholly-owned Subsidiary's Investment in A High-end Medical Glove Project
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
4
2020 Annual Report and Its Summary
  
Management
For
Voted - For
5
2020 Annual Accounts
  
Management
For
Voted - For
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny30.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):5.000000
  
Management
For
Voted - For
7
2020 Remuneration Appraisal for Directors and Senior Management and 2021 Remuneration Plan
  
Management
For
Voted - For
8
Statement on Fund Occupation for Non- Operational Purposes and Capital Transfer with Other Related Parties
  
Management
For
Voted - For
9
Special Report on the Deposit and Use of Raised Funds in 2020
  
Management
For
Voted - For
10
2021 Application for Credit Line to Banks by the Company and Its Subsidiaries and Guarantee Matters
  
Management
For
Voted - For
11
Purchase of Wealth Management Products with Idle Proprietary Funds and Raised Funds by the Company and Its Subsidiaries
  
Management
For
Voted - For
12
2021 Appointment of Audit Firm
  
Management
For
Voted - For
13
2021 Estimated Continuing Connected Transactions and Confirmation of 2020 Continuing Connected Transactions
  
Management
For
Voted - For
JIANGSU CHANGSHU RURAL COMMERCIAL BANK CO LTD
Security ID: Y443B1100
Meeting Date: 29-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For




48
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts and 2021 Financial Budget Plan
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2021 Estimated Quota of Continuing Connected Transactions with Some Related Parties
  
Management
For
Voted - For
7
Reappointment of 2021 Audit Firm
  
Management
For
Voted - For
8
Amendments to the Remuneration Management Measures for Directors and Supervisors
  
Management
For
Voted - For
JIANGSU HENGLI HYDRAULIC CO LTD
Security ID: Y443AC115
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny6.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2020 Work Report of Independent Directors
  
Management
For
Voted - For
7
2021 Remuneration for Directors, Supervisors and Senior Management
  
Management
For
Voted - For
8
Reappointment of Audit Firm
  
Management
For
Voted - For
9
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
10
Formulation of the Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - For
11
Resignation and By-election of Independent Directors
  
Management
For
Voted - For
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO LTD
Security ID: Y4451G103
Meeting Date: 23-Feb-21
Meeting Type: Extraordinary General Meeting
1.1
Provision of Guarantee for Some Companies: Provision of Guarantee for A Company and Other Two Companies
  
Management
For
Non-Voting
1.2
Provision of Guarantee for Some Companies: Provision of Full Guarantee for A 4th Company
  
Management
For
Non-Voting
1.3
Provision of Guarantee for Some Companies: Provision of Guarantee for A 5th Company
  
Management
For
Non-Voting




49
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

1.4
Provision of Guarantee for Some Companies: Provision of Guarantee for A 6th Company
  
Management
For
Non-Voting
Meeting Date: 20-Apr-21
Meeting Type: Extraordinary General Meeting
1
Connected Transaction Regarding Acquisition of 51 Percent Equities in A Company from the Controlling Shareholder and Joint Investment with the Controlling Shareholder
  
Management
For
Voted - For
2
Provision of Guarantee for Some Companies
  
Management
For
Voted - For
Meeting Date: 19-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Financial Report
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny5.56000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
5
2020 Remuneration for Directors and Supervisors
  
Management
For
Voted - For
6
2020 Annual Report and Its Summary
  
Management
For
Voted - For
7
2021 Reappointment of Audit Firm
  
Management
For
Voted - For
8
2021 Authorized Quota of Entrusted Wealth Management
  
Management
For
Voted - For
9
Provision of Guarantee for Some Companies
  
Management
For
Voted - For
10.1
Election of Independent Director: Hou Qicai
  
Management
For
Voted - For
JIANGXI ZHENGBANG TECHNOLOGY CO LTD
Security ID: Y4448A102
Meeting Date: 09-Feb-21
Meeting Type: Extraordinary General Meeting
 
Please Note That This is an Amendment to Meeting Id 516565 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You
  
Non-Voting
  
Non-Voting
1
First Phase Employee Stock Ownership Plan (draft) and Its Summary
  
Management
For
Non-Voting
2
Management Measures for the First Phase Employee Stock Ownership Plan
  
Management
For
Non-Voting
3
Authorization to the Board to Handle Matters Regarding the First Phase Employee Stock Ownership Plan
  
Management
For
Non-Voting




50
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

4
2021 Estimated Continuing Connected Transactions with the Subordinate Companies of De Facto Controller
  
Management
For
Non-Voting
5
2021 Estimated Continuing Connected Transactions with Joint Stock Companies
  
Management
For
Non-Voting
6
2021 Annual External Guarantee Quota
  
Management
For
Non-Voting
7
2021 Connected Transaction Regarding Loans from the Controlling Shareholder
  
Management
For
Non-Voting
8
2021 Total Loan Quota from Commercial Banks and the Authorization
  
Management
For
Non-Voting
9
Amendments to the Company's Articles of Association and Handling of the Industrial and Commercial Registration Amendment
  
Management
For
Non-Voting
10
The 1st Phase Business Partnership Plan (draft) and Its Summary
  
Management
For
Non-Voting
11
Management Measures on the 1st Phase Business Partnership Plan
  
Management
For
Non-Voting
12
Authorization to the Board to Handle Matters Regarding the 1st Phase Business Partnership Plan
  
Management
For
Non-Voting
JINKE PROPERTY GROUP CO LTD
Security ID: Y4463Q107
Meeting Date: 10-May-21
Meeting Type: Annual General Meeting
 
Please Note That This is an Amendment to Meeting Id 547120 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You.
  
Non-Voting
  
Non-Voting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Remuneration for the Chairman of the Board
  
Management
For
Voted - For
5
2020 Annual Report and Its Summary
  
Management
For
Voted - For
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny4.50000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
  
Management
For
Voted - For
7
2021 Appointment of Financial Audit Firm and Internal Control Audit Firm
  
Management
For
Voted - For
8
Additional Guarantee Quota for Some Joint Stock Real Estate Project Companies
  
Management
For
Voted - For




51
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

9
Use of Surplus Funds in Controlled Subsidiaries with Business Partners in Proportion to the Shareholding in Them
  
Management
For
Voted - For
10
Launching Supply Chain Asset-backed Securities Business
  
Management
For
Voted - For
11
Eligibility for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors
  
Management
For
Voted - For
12.1
Plan for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors: Issuing Scale
  
Management
For
Voted - For
12.2
Plan for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors: Issuing Method and Date
  
Management
For
Voted - For
12.3
Plan for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors: Securities Type and Duration
  
Management
For
Voted - For
12.4
Plan for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors: Purpose of the Raised Funds
  
Management
For
Voted - For
12.5
Plan for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors: Issuance Costs
  
Management
For
Voted - For
12.6
Plan for Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors: the Valid Period of the Resolution
  
Management
For
Voted - For
13
Full Authorization to the Board to Handle Matters Regarding the Issuance of Debt Financing Instruments
  
Management
For
Voted - For
Meeting Date: 16-Jun-21
Meeting Type: Extraordinary General Meeting
1
Increasing the Guarantee Quota for Some Joint-stock Real Estate Companies
  
Management
For
Non-Voting
JOYOUNG CO LTD
Security ID: Y4466H104
Meeting Date: 16-Apr-21
Meeting Type: Extraordinary General Meeting
1
2021 Estimated Continuing Connected Transactions
  
Management
For
Voted - For
2
Purchase of Wealth Management Products with Idle Proprietary Funds by the Company and Controlled Subsidiaries
  
Management
For
Voted - For
3
2021 Stock Option Incentive Plan (draft) and Its Summary
  
Management
For
Voted - For
4
Appraisal Management Measures for the Implementation of the 2021 Stock Option Incentive Plan
  
Management
For
Voted - For
5
Authorization to the Board to Handle Matters Regarding the Equity Incentive Plan
  
Management
For
Voted - For




52
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

Meeting Date: 17-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
2
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
3
2020 Annual Accounts
  
Management
For
Non-Voting
4
2020 Annual Report and Its Summary
  
Management
For
Non-Voting
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny10.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Non-Voting
6
Reappointment of 2021 Audit Firm
  
Management
For
Non-Voting
7
Confirmation of 2020 Remuneration for Directors
  
Management
For
Non-Voting
8
Confirmation of 2020 Remuneration for Supervisors
  
Management
For
Non-Voting
9
Repurchase and Cancellation of Locked Restricted Stocks Granted to Plan Participants Who Have Left the Company
  
Management
For
Non-Voting
10
Decrease of the Company's Registered Capital
  
Management
For
Non-Voting
11
Amendments to the Articles of Association
  
Management
For
Non-Voting
KESHUN WATERPROOF TECHNOLOGIES CO., LTD.
Security ID: Y4750S105
Meeting Date: 18-Mar-21
Meeting Type: Extraordinary General Meeting
1
Settlement of Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Funds
  
Management
For
Voted - For
2
Change of the Company's Registered Capital
  
Management
For
Voted - For
3
Amendments to the Company's Articles of Association and Authorization to the Board to Handle the Industrial and Commercial Registration Amendment
  
Management
For
Voted - For
4
Amendments to the Internal Control System
  
Management
For
Voted - For
KWEICHOW MOUTAI CO LTD
Security ID: Y5070V116
Meeting Date: 09-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2021 Financial Budget Report
  
Management
For
Voted - For
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny192.93000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For




53
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

7
2020 Work Report of Independent Directors
  
Management
For
Voted - For
8
2021 Appointment of Financial Audit Firm and Internal Control Audit Firm
  
Management
For
Voted - For
LBX PHARMACY CHAIN JOINT STOCK COMPANY
Security ID: Y5S72F101
Meeting Date: 20-Jan-21
Meeting Type: Extraordinary General Meeting
1
Connected Transaction Regarding Acquisition of Minority Interest in A Controlled Subsidiary
  
Management
For
Voted - Abstain
2
Change of the Company's Registered Capital and Business Scope, and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
Meeting Date: 25-Feb-21
Meeting Type: Extraordinary General Meeting
1
2021 Estimated Continuing Connected Transactions
  
Management
For
Voted - For
2
Authorization to the Board to Handle Matters Regarding the Repurchase and Cancellation of 2019 Restricted Stocks
  
Management
For
Voted - For
3.1
Election of Non-independent Director: Xie Zilong
  
Management
For
Voted - For
3.2
Election of Non-independent Director: Wu Bin
  
Management
For
Voted - For
3.3
Election of Non-independent Director: Huang Gan
  
Management
For
Voted - For
3.4
Election of Non-independent Director: Li Wei
  
Management
For
Voted - For
3.5
Election of Non-independent Director: Lv Mingfang
  
Management
For
Voted - For
3.6
Election of Non-independent Director: Zheng Jiaqi
  
Management
For
Voted - For
4.1
Election of Independent Director: Zhou Jing
  
Management
For
Voted - For
4.2
Election of Independent Director: Huang Weide
  
Management
For
Voted - For
4.3
Election of Independent Director: Wu Lianfeng
  
Management
For
Voted - For
5.1
Election of Non-employee Supervisor: Tan Jian
  
Management
For
Voted - For
5.2
Election of Non-employee Supervisor: Rao Hao
  
Management
For
Voted - For
MAANSHAN IRON & STEEL CO LTD
Security ID: Y5361G117
Meeting Date: 29-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Audited Financial Report
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny1.30000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
  
Management
For
Voted - For
5
2020 Remuneration for Directors, Supervisors and Senior Management
  
Management
For
Voted - For
6
Appointment of 2021 Audit Firm and Authorization to the Board to Determine the Audit Fees
  
Management
For
Voted - For




54
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

MACCURA BIOTECHNOLOGY CO., LTD.
Security ID: Y7T31T106
Meeting Date: 18-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.28000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
5
2020 Annual Report and Its Summary
  
Management
For
Voted - For
6
Reappointment of 2021 Audit Firm
  
Management
For
Voted - For
7.1
2021 Estimated Continuing Connected Transactions with A Related Party
  
Management
For
Voted - For
7.2
2021 Estimated Continuing Connected Transactions with A 2nd Related Party
  
Management
For
Voted - For
7.3
2021 Estimated Continuing Connected Transactions with A 3rd Related Party
  
Management
For
Voted - For
8
Confirmation of 2020 Remuneration for Directors, Supervisors and Senior Management and 2021 Remuneration and Appraisal Plan for Directors, Supervisors and Senior Management
  
Management
For
Voted - For
9
2021 Application for Comprehensive Credit Line and Business Under It to Financial Institutions and Provision of Guarantee for the Subsidiaries Regarding the Previous Application
  
Management
For
Voted - For
MANGO EXCELLENT MEDIA CO., LTD.
Security ID: Y306B1109
Meeting Date: 21-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
5
2021 Estimated Continuing Connected Transactions
  
Management
For
Voted - For
6
Application for Credit Line to Banks
  
Management
For
Voted - For
7
Report on the Use of Previously Raised Funds
  
Management
For
Voted - For
8
Connected Transaction Regarding Transfer of 100 Percent Equities in A Wholly-owned Subsidiary
  
Management
For
Voted - For
9
Election of Directors
  
Management
For
Voted - For




55
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

10
Election of Supervisors
  
Management
For
Voted - For
11.1
Nomination of Non-independent Director: Zhang Huali
  
Management
For
Voted - For
11.2
Nomination of Non-independent Director: Luo Weixiong
  
Management
For
Voted - For
11.3
Nomination of Non-independent Director: Zhang Yong
  
Management
For
Voted - For
11.4
Nomination of Non-independent Director: Cai Huaijun
  
Management
For
Voted - For
11.5
Nomination of Non-independent Director: Liu Xin
  
Management
For
Voted - For
11.6
Nomination of Non-independent Director: Tang Liang
  
Management
For
Voted - For
12.1
Nomination of Independent Director: Zhong Hongming
  
Management
For
Voted - For
12.2
Nomination of Independent Director: Xiao Xing
  
Management
For
Voted - For
12.3
Nomination of Independent Director: Liu Yuhui
  
Management
For
Voted - For
13.1
Election of Non-employee Supervisor: Yang Yun
  
Management
For
Voted - For
13.2
Election of Non-employee Supervisor: Li Jiaochun
  
Management
For
Voted - For
MIDEA GROUP CO LTD
Security ID: Y6S40V103
Meeting Date: 25-Jan-21
Meeting Type: Extraordinary General Meeting
1
Repurchase and Cancellation of Some Restricted Stocks Under 2017 Restricted Stock Incentive Plan
  
Management
For
Voted - For
2
Repurchase and Cancellation of Some Restricted Stocks Under 2018 Restricted Stock Incentive Plan
  
Management
For
Voted - For
3
Repurchase and Cancellation of Some Restricted Stocks Under 2019 Restricted Stock Incentive Plan
  
Management
For
Voted - For
4
Repurchase and Cancellation of Some Restricted Stocks Under 2020 Restricted Stock Incentive Plan
  
Management
For
Voted - For
NINGBO ORIENT WIRES & CABLES CO LTD
Security ID: Y6365U102
Meeting Date: 20-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
2
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
3
2020 Annual Report and Its Summary
  
Management
For
Non-Voting
4
2020 Annual Accounts
  
Management
For
Non-Voting
5
2021 Financial Budget Report
  
Management
For
Non-Voting
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Non-Voting
7
Reappointment of 2021 Audit Firm
  
Management
For
Non-Voting
8
2020 Work Report of Independent Directors
  
Management
For
Non-Voting
9
2021 Launching Raw Materials Futures Hedging Business
  
Management
For
Non-Voting




56
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

OFFCN EDUCATION TECHNOLOGY CO., LTD.
Security ID: Y9717Y103
Meeting Date: 25-Jan-21
Meeting Type: Extraordinary General Meeting
1
The Cooperation Agreement on Customized Development and Construction to be Signed by A Wholly-owned Subsidiary
  
Management
For
Voted - For
OPPEIN HOME GROUP INC
Security ID: Y6440T104
Meeting Date: 19-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2021 Financial Budget Report
  
Management
For
Voted - For
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny12.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
7
Determination of Application for Comprehensive Credit Line to Banks by the Company and Its Controlled Subsidiaries
  
Management
For
Voted - For
8
Determination of External Guarantee Quota of the Company and Its Controlled Subsidiaries
  
Management
For
Voted - For
9.1
2020 Determination of Remuneration for Non-independent Director: 2020 Remuneration for Yao Liangsong
  
Management
For
Voted - For
9.2
2020 Determination of Remuneration for Non-independent Director: 2020 Remuneration for Tan Qinxing
  
Management
For
Voted - For
9.3
2020 Determination of Remuneration for Non-independent Director: 2020 Remuneration for Yao Liangbai
  
Management
For
Voted - For
10
2021 Reappointment of Audit Firm
  
Management
For
Voted - For
11
Amendments to the Company's Business Scope
  
Management
For
Voted - Abstain
12
Change of the Company's Registered Capital
  
Management
For
Voted - Abstain
13
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
Meeting Date: 30-Jun-21
Meeting Type: Extraordinary General Meeting
1
2021 Stock Option Incentive Plan (draft) and Its Summary
  
Management
For
Voted - For
2
Appraisal Management Measures for the Implementation of the 2021 Stock Option Incentive Plan
  
Management
For
Voted - For




57
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

3
Authorization to the Board to Handle Matters Regarding the 2021 Stock Option Incentive Plan
  
Management
For
Voted - For
PETROCHINA CO LTD
Security ID: Y6883Q138
Meeting Date: 10-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Financial Report
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny0.87420000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
5
Authorization to the Board to Decide on 2021 Interim Profit Distribution Plan
  
Management
For
Voted - For
6
2021 Change of Domestic and Overseas Audit Firm
  
Management
For
Voted - For
7
2021 Guarantee Matters
  
Management
For
Voted - For
8
General Authorization for the Issuance of Debt Financing Instruments
  
Management
For
Voted - For
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD
Security ID: Y69790114
Meeting Date: 25-Mar-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts, Including 2020 Audit Report and Audited Financial Statements
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny14.00000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
  
Management
For
Voted - For
6
Appointment of 2021 Audit Firm
  
Management
For
Voted - For
7
2020 Performance Evaluation Report on Independent Directors
  
Management
For
Voted - For
8.1
Re-election of Ma Mingzhe As an Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
8.2
Re-election of Xie Yonglin As an Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
8.3
Re-election of Chen Xinying As an Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For




58
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

8.4
Re-election of Yao Bo As an Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
8.5
Re-election of Cai Fangfang As an Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
8.6
Re-election of Xie Jiren As A Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
8.7
Re-election of Yang Xiaoping As A Non- Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
8.8
Re-election of Wang Yongjian As A Non- Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
8.9
Re-election of Huang Wei As A Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
8.10
Re-election of Ouyang Hui As an Independent Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
8.11
Re-election of Wu Chengye As an Independent Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
8.12
Re-election of Chu Yiyun As an Independent Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
8.13
Re-election of Liu Hong As an Independent Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
8.14
Election of Jin Li As an Independent Non- Executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
8.15
Election of Wu Gangping As an Independent Non-executive Director with the Tenure Up to the Expiration of the Tenure of the 12th Board of Directors
  
Management
For
Voted - For
9.1
Re-election of Gu Liji As an External Supervisor with the Tenure Up to the Expiration of the Tenure of the 10th Supervisory Committee
  
Management
For
Voted - For
9.2
Re-election of Huang Baokui As an External Supervisor with the Tenure Up to the Expiration of the Tenure of the 10th Supervisory Committee
  
Management
For
Voted - For
9.3
Re-election of Zhang Wangjin As A Shareholder Supervisor with the Tenure Up to the Expiration of the Tenure of the 10th Supervisory Committee
  
Management
For
Voted - For
10
Issuance of Debt Financing Instruments
  
Management
For
Voted - For
11
General Authorization to the Board for Additional Offering of H-share, General Authorization to the Board to Issue, Allot and Dispose Additional Shares of No More Than 20 Percent of Outstanding H-shares of the Company, with the Discount Rate of Issue Price No More Than 10 Percent of the Bench Mark Price (if Any)
  
Management
For
Voted - For




59
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

12
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
S.F. HOLDING CO LTD
Security ID: Y7T80Y105
Meeting Date: 27-Jan-21
Meeting Type: Extraordinary General Meeting
1
2021 Estimated Quota of Continuing Connected Transactions
  
Management
For
Voted - Abstain
Meeting Date: 02-Mar-21
Meeting Type: Extraordinary General Meeting
1
A Wholly-owned Subsidiary's Issuance of Overseas Debt Financing Instruments
  
Management
For
Voted - For
2
Provision of Guarantee for A Wholly- Owned Subsidiary's Issuance of Overseas Debt Financing Instruments
  
Management
For
Voted - For
3
The Company's Eligibility for Non-public A- Share Offering
  
Management
For
Voted - For
4.1
Plan for 2021 Non-public A-share Offering: Stock Type and Par Value
  
Management
For
Voted - For
4.2
Plan for 2021 Non-public A-share Offering: Issuing Method and Date
  
Management
For
Voted - For
4.3
Plan for 2021 Non-public A-share Offering: Issuing Targets and Subscription Method
  
Management
For
Voted - For
4.4
Plan for 2021 Non-public A-share Offering: Issue Price, Pricing Principles and Pricing Base Date
  
Management
For
Voted - For
4.5
Plan for 2021 Non-public A-share Offering: Issuing Volume
  
Management
For
Voted - For
4.6
Plan for 2021 Non-public A-share Offering: Lockup Period
  
Management
For
Voted - For
4.7
Plan for 2021 Non-public A-share Offering: Accumulated Retained Profits Before the Issuance
  
Management
For
Voted - For
4.8
Plan for 2021 Non-public A-share Offering: Listing Place
  
Management
For
Voted - For
4.9
Plan for 2021 Non-public A-share Offering: Purpose of the Raised Funds
  
Management
For
Voted - For
4.10
Plan for 2021 Non-public A-share Offering: the Valid Period of the Resolution on the Non-public Share Offering
  
Management
For
Voted - For
5
Preplan for 2021 Non-public A-share Offering
  
Management
For
Voted - For
6
Feasibility Analysis Report on the Use of Funds to be Raised from the 2021 Non-public A-share Offering
  
Management
For
Voted - For
7
Risk Warning on Diluted Immediate Return After the 2021 Non-public A-share Offering, Filling Measures and Commitments of Relevant Parties
  
Management
For
Voted - For
8
Statement on the Use of Previously Raised Funds
  
Management
For
Voted - For




60
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

9
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - For
10
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Non-public A-share Offering
  
Management
For
Voted - For
Meeting Date: 09-Apr-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary of the Company
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Board of Supervisors
  
Management
For
Voted - For
4
2020 Final Accounts Report of the Company
  
Management
For
Voted - For
5
2020 Annual Profit Distribution Plan of the Company: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.30000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
Reappoint PricewaterhouseCoopers Zhong Tian Cpas (llp) As the Auditor for 2021
  
Management
For
Voted - For
7
Forecast the Amount of External Guarantees for 2021
  
Management
For
Voted - For
8
Use Equity Funds to Purchase Wealth Management Products for 2021
  
Management
For
Voted - For
9
Cover Liability Insurances for Directors Supervisors and Officers of the Company
  
Management
For
Voted - For
10
By-elect Supervisor Candidates
  
Management
For
Voted - For
 
22 Mar 2021: Please Note That This is A Revision Due to Modification of Text-of Resolution 5. If You Have Already Sent in Your Votes, Please Do Not Vote-again Unless You Decide to Amend Your Original Instructions. Thank You
  
Non-Voting
  
Non-Voting
SANY HEAVY INDUSTRY CO LTD
Security ID: Y75268105
Meeting Date: 23-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny6.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2020 Remuneration Appraisal for Directors and Supervisors
  
Management
For
Voted - For
7
Application for Bank Credit Line
  
Management
For
Voted - For
8
2021 Estimated Continuing Connected Transactions
  
Management
For
Voted - For




61
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

9
Connected Transaction Regarding Setting Up of A Trust Plan
  
Management
For
Voted - For
10
2021 Reappointment of Audit Firm
  
Management
For
Voted - For
11
Launching Financial Derivatives Business
  
Management
For
Voted - For
12
Purchase of Wealth Management Products with Idle Proprietary Funds
  
Management
For
Voted - For
13
2020 Work Report of Independent Directors
  
Management
For
Voted - For
Meeting Date: 18-Jun-21
Meeting Type: Extraordinary General Meeting
1
Amendments to the Articles of Association
  
Management
For
Voted - Abstain
2
Application for Unified Registration and Issuance of Debt Financing Instruments of Different Types
  
Management
For
Voted - For
3
Launching Financial Leasing Business Via A Controlled Subsidiary
  
Management
For
Voted - For
4
Connected Transaction Regarding Provision of Guarantee for the Financing Applied for to Financial Institutions by the Above Controlled Subsidiary
  
Management
For
Voted - For
5
Provision of Guarantee for Wholly-owned Subsidiaries
  
Management
For
Voted - For
6
2021 Employee Stock Ownership Plan (draft) and Its Summary
  
Management
For
Voted - For
7
Management Measures for 2021 Employee Stock Ownership Plan
  
Management
For
Voted - For
8
Authorization to the Board to Handle Matters Regarding 2021 Employee Stock Ownership Plan
  
Management
For
Voted - For
9
Guarantee for Overseas Wholly-owned Subsidiaries
  
Management
For
Voted - For
 
Please Note That This is an Amendment to Meeting Id 591207 Due to Addition Of- Resolution 9. All Votes Received on the Previous Meeting Will be Disregarded-if Vote Deadline Extensions are Granted. Therefore Please Reinstruct on This- Meeting Notice on the New Job. If However Vote Deadline Extensions are Not-granted in the Market, This Meeting Will be Closed and Your Vote Intentions-on the Original Meeting Will be Applicable. Please Ensure Voting is Submitted-prior to Cutoff on the Original Meeting, and As Soon As Possible on This New-amended Meeting. Thank You
  
Non-Voting
  
Non-Voting
SHANDONG LONGDA MEAT FOODSTUFF CO LTD
Security ID: Y768A0103
Meeting Date: 05-Feb-21
Meeting Type: Extraordinary General Meeting
1
2021 Estimated Continuing Connected Transactions with A Company
  
Management
For
Voted - Abstain
2
2021 Estimated Continuing Connected Transactions with Another Company
  
Management
For
Voted - Abstain
3
Provision of Guarantee for Subsidiaries
  
Management
For
Voted - For
4
2021 Application for Loan Quota to Banks
  
Management
For
Voted - For




62
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

5
Cancellation of Some Stock Options and Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants
  
Management
For
Voted - For
Meeting Date: 20-Apr-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.82000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2020 Internal Control Self-evaluation Report (including Self-examination Checklist for Implementation of Internal Control Rules)
  
Management
For
Voted - For
7
2020 Special Report on the Deposit and Use of Raised Funds
  
Management
For
Voted - For
8
2021 Reappointment of Financial Audit Firm
  
Management
For
Voted - For
9
2020 Remuneration Payment for Directors and Senior Management
  
Management
For
Voted - For
10
2020 Remuneration Payment for Supervisors
  
Management
For
Voted - For
11
Change of the Company's Business Scope and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
12
Change of the Type of Business Entity
  
Management
For
Voted - Abstain
SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO LTD
Security ID: Y76853103
Meeting Date: 13-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
2
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
3
2020 Annual Report and Its Summary
  
Management
For
Non-Voting
4
2020 Annual Accounts
  
Management
For
Non-Voting
5
Internal Control Self-evaluation Report
  
Management
For
Non-Voting
6
Special Report on the Deposit and Use of Raised Funds
  
Management
For
Non-Voting
7
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.000000
  
Management
For
Non-Voting
8
Reappointment of Audit Firm
  
Management
For
Non-Voting
9
External Guarantee Quota of the Company Within 12 Months
  
Management
For
Non-Voting
10
Amendments to the Raised Funds Management System
  
Management
For
Non-Voting




63
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

Meeting Date: 21-May-21
Meeting Type: Extraordinary General Meeting
1
The Company's Eligibility for Public Issuance of Convertible Corporate Bonds
  
Management
For
Non-Voting
2.1
Plan for Public Offering of Convertible Corporate Bonds: Type of Securities to be Issued
  
Management
For
Non-Voting
2.2
Plan for Public Offering of Convertible Corporate Bonds: Issuing Volume
  
Management
For
Non-Voting
2.3
Plan for Public Offering of Convertible Corporate Bonds: Par Value and Issue Price
  
Management
For
Non-Voting
2.4
Plan for Public Offering of Convertible Corporate Bonds: Bond Duration
  
Management
For
Non-Voting
2.5
Plan for Public Offering of Convertible Corporate Bonds: Interest Rate
  
Management
For
Non-Voting
2.6
Plan for Public Offering of Convertible Corporate Bonds: Time Limit and Method for Paying the Principal and Interest
  
Management
For
Non-Voting
2.7
Plan for Public Offering of Convertible Corporate Bonds: Conversion Period
  
Management
For
Non-Voting
2.8
Plan for Public Offering of Convertible Corporate Bonds: Determination and Adjustment to the Conversion Price
  
Management
For
Non-Voting
2.9
Plan for Public Offering of Convertible Corporate Bonds: Provisions on Downward Adjustment of Conversion Price
  
Management
For
Non-Voting
2.10
Plan for Public Offering of Convertible Corporate Bonds: Determining Method for the Number of Converted Shares and Treatment Method in Case the Remaining Convertible Bonds Cannot be Converted Into One Common Share When Conversion Happens
  
Management
For
Non-Voting
2.11
Plan for Public Offering of Convertible Corporate Bonds: Redemption Clauses
  
Management
For
Non-Voting
2.12
Plan for Public Offering of Convertible Corporate Bonds: Resale Clauses
  
Management
For
Non-Voting
2.13
Plan for Public Offering of Convertible Corporate Bonds: Attribution of Related Dividends for Conversion Years
  
Management
For
Non-Voting
2.14
Plan for Public Offering of Convertible Corporate Bonds: Issuing Targets and Method
  
Management
For
Non-Voting
2.15
Plan for Public Offering of Convertible Corporate Bonds: Arrangement for Placing to Original Shareholders
  
Management
For
Non-Voting
2.16
Plan for Public Offering of Convertible Corporate Bonds: Matters Regarding the Meetings of Bondholders
  
Management
For
Non-Voting
2.17
Plan for Public Offering of Convertible Corporate Bonds: Purpose of the Raised Funds and Implementing Method
  
Management
For
Non-Voting
2.18
Plan for Public Offering of Convertible Corporate Bonds: Guarantee Matters
  
Management
For
Non-Voting
2.19
Plan for Public Offering of Convertible Corporate Bonds: Management and Deposit of Raised Funds
  
Management
For
Non-Voting
2.20
Plan for Public Offering of Convertible Corporate Bonds: Matters Related to the Trustee
  
Management
For
Non-Voting




64
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

2.21
Plan for Public Offering of Convertible Corporate Bonds: Liabilities for Breach of Contract
  
Management
For
Non-Voting
2.22
Plan for Public Offering of Convertible Corporate Bonds: the Valid Period of the Issuing Plan
  
Management
For
Non-Voting
3
Preplan for Public Issuance of Convertible Corporate Bonds
  
Management
For
Non-Voting
4
Feasibility Analysis Report on Projects to be Financed with Raised Funds from the Public Issuance of Convertible Corporate Bonds
  
Management
For
Non-Voting
5
Statement on the Use of Previously Raised Funds
  
Management
For
Non-Voting
6
Diluted Immediate Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures and Commitments of Relevant Parties
  
Management
For
Non-Voting
7
Rules Governing the Meetings of Bondholders' of the Company's Convertible Bonds
  
Management
For
Non-Voting
8
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds
  
Management
For
Non-Voting
9
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Non-Voting
SHANGHAI BAOSIGHT SOFTWARE CO LTD
Security ID: Y7691Z112
Meeting Date: 26-Mar-21
Meeting Type: Extraordinary General Meeting
1.1
Election of Director: Wang Jianhu
  
Management
For
Voted - For
SHANGHAI HUACE NAVIGATION TECHNOLOGY LTD
Security ID: Y768CP106
Meeting Date: 12-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Annual Report and Its Summary
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2020 Special Report on the Deposit and Use of Raised Funds
  
Management
For
Voted - For
7
2021 Reappointment of Audit Firm
  
Management
For
Voted - For
8
2021 Remuneration Plan for Directors, Supervisors and Senior Management
  
Management
For
Voted - For
9
Application for Comprehensive Credit Line to Banks and Other Financial Institutions
  
Management
For
Voted - For




65
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

10
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
SHANGHAI LIANGXIN ELECTRICAL CO LTD
Security ID: Y76899106
Meeting Date: 16-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):3.000000
  
Management
For
Voted - For
5
2020 Annual Report and Its Summary
  
Management
For
Voted - For
6
2021 Reappointment of Audit Firm
  
Management
For
Voted - For
7
Expansion of the Company's Business Scope and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
Meeting Date: 10-May-21
Meeting Type: Extraordinary General Meeting
1
Additional Bank Comprehensive Credit Line
  
Management
For
Voted - For
2
Provision of Guarantee for the Credit Line Applied for by A Wholly-owned Subsidiary
  
Management
For
Voted - For
SHANGHAI M&G STATIONERY INC
Security ID: Y7689W105
Meeting Date: 20-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny5.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
5
2020 Annual Report and Its Summary
  
Management
For
Voted - For
6
2021 Estimated Continuing Connected Transactions
  
Management
For
Voted - For
7
2021 Financial Budget Report
  
Management
For
Voted - For
8
2021 Remuneration Standards for Directors
  
Management
For
Voted - For
9
Appointment of 2021 Financial Audit Firm and Internal Control Audit Firm
  
Management
For
Voted - For




66
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

SHANGHAI PHARMACEUTICALS HOLDING CO LTD
Security ID: Y7685S116
Meeting Date: 29-Jun-21
Meeting Type: Annual General Meeting
1
2020 Annual Report
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
4
2020 Annual Accounts and 2021 Financial Budget Report
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
Reappointment of Audit Firm
  
Management
For
Voted - For
7
2021 External Guarantee Plan
  
Management
For
Voted - For
8
Connected Transaction Regarding Acquisition of 100 Percent Equities in A Wholly-owned Subsidiary of the Controlling Shareholder
  
Management
For
Voted - For
9
Issuing Debt Financing Products
  
Management
For
Voted - For
10
The Company's Eligibility for Issuance of Corporate Bonds
  
Management
For
Voted - For
11.1
Public Issuance of Corporate Bonds: Par Value, Issue Price and Issuing Scale
  
Management
For
Voted - For
11.2
Public Issuance of Corporate Bonds: Interest Rate and Its Determining Method
  
Management
For
Voted - For
11.3
Public Issuance of Corporate Bonds: Bond Type and Duration
  
Management
For
Voted - For
11.4
Public Issuance of Corporate Bonds: Method of Repayment of Principal and Interest
  
Management
For
Voted - For
11.5
Public Issuance of Corporate Bonds: Issuing Method
  
Management
For
Voted - For
11.6
Public Issuance of Corporate Bonds: Issuing Targets and Arrangements for Placement to Shareholders
  
Management
For
Voted - For
11.7
Public Issuance of Corporate Bonds: Purpose of the Raised Funds
  
Management
For
Voted - For
11.8
Public Issuance of Corporate Bonds: Guarantee
  
Management
For
Voted - For
11.9
Public Issuance of Corporate Bonds: Repayment Guarantee Measures
  
Management
For
Voted - For
11.10
Public Issuance of Corporate Bonds: Underwriting Method
  
Management
For
Voted - For
11.11
Public Issuance of Corporate Bonds: Listing Arrangement
  
Management
For
Voted - For
11.12
Public Issuance of Corporate Bonds: Valid Period of the Resolution
  
Management
For
Voted - For
11.13
Public Issuance of Corporate Bonds: Authorization to the Executive Committee of the Board of Directors by This Issuance
  
Management
For
Voted - For
12
General Authorization of the Company
  
Management
For
Voted - For




67
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

SHANXI XINGHUACUN FEN WINE FACTORY CO LTD
Security ID: Y77013103
Meeting Date: 18-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Work Report of Independent Directors
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.00000000 2) Bonus Issue from Profit (share/10 Shares):4.000000 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2020 Annual Report and Its Summary
  
Management
For
Voted - For
7
Appointment of 2021 Audit Firm and Internal Control Audit Firm and Payment of 2020 Audit Fees
  
Management
For
Voted - For
8
Amendments to the Company's Articles of Association and Its Appendix
  
Management
For
Voted - Abstain
9.1
Election of Director: Chen Ying
  
Management
For
Voted - For
SHENZHEN DESAY BATTERY TECHNOLOGY CO LTD
Security ID: Y7751V100
Meeting Date: 23-Apr-21
Meeting Type: Annual General Meeting
1
2020 Annual Accounts
  
Management
For
Voted - For
2
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny10.00000000 2) Bonus Issue from Profit (share/10 Shares):4.500000 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
3
Reappointment of 2021 External Audit Firm
  
Management
For
Voted - For
4
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
5
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
6
2020 Annual Report and Its Summary
  
Management
For
Voted - For
7
2021 Purchase of Bank Financial Products with Proprietary Funds
  
Management
For
Voted - For
8
2021 Financial Derivatives Investment
  
Management
For
Voted - For
9
2021 Provision of Guarantee for Bank Comprehensive Credit Line of Wholly- Owned Subsidiaries
  
Management
For
Voted - For
10
Shareholder Return Plan from 2021 to 2023
  
Management
For
Voted - For
11
Adjustment of Allowance for Independent Directors
  
Management
For
Voted - For
12.1
Election of Non-independent Director: Liu Qi
  
Management
For
Voted - For
12.2
Election of Non-independent Director: He Wenbin
  
Management
For
Voted - For
12.3
Election of Non-independent Director: Jiang Jie
  
Management
For
Voted - For
12.4
Election of Non-independent Director: Li Bingbing
  
Management
For
Voted - For
12.5
Election of Non-independent Director: Wu Lichong
  
Management
For
Voted - For




68
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

12.6
Election of Non-independent Director: Yang Zhichao
  
Management
For
Voted - For
13.1
Election of Independent Director: Wu Liming
  
Management
For
Voted - For
13.2
Election of Independent Director: Song Wenji
  
Management
For
Voted - For
13.3
Election of Independent Director: Li Han
  
Management
For
Voted - For
14.1
Election of Non-employee Supervisor: Xia Zhiwu
  
Management
For
Voted - For
14.2
Election of Non-employee Supervisor: Luo Shihong
  
Management
For
Voted - For
Meeting Date: 12-May-21
Meeting Type: Extraordinary General Meeting
1
Repurchase and Cancellation of the Locked Restricted Stocks Granted to Plan Participants
  
Management
For
Voted - For
2
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
SHENZHEN INOVANCE TECHNOLOGY CO LTD
Security ID: Y7744Z101
Meeting Date: 24-May-21
Meeting Type: Annual General Meeting
 
Please Note That This is an Amendment to Meeting Id 566118 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded and You Will Need to Reinstruct on This Meeting Notice. Thank-you.
  
Non-Voting
  
Non-Voting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Annual Accounts
  
Management
For
Voted - For
3
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
4
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny3.60000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares):5.000000
  
Management
For
Voted - For
6
2021 Financial Budget Report
  
Management
For
Voted - For
7
Long-term Stock Ownership Incentive Plan (draft) and Its Summary
  
Management
For
Voted - For
8
Management Measures for the Long-term Stock Ownership Incentive Plan
  
Management
For
Voted - For
9
Authorization to the Board to Handle Matters Regarding the Long-term Stock Ownership Incentive Plan
  
Management
For
Voted - For
10
Amendments to the Information Disclosure Management System
  
Management
For
Voted - For
11
Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee
  
Management
For
Voted - For
12
Purchase of Wealth Management Products with Idle Proprietary Funds
  
Management
For
Voted - For
13
Purchase of Wealth Management Products from Banks with Idle Raised Funds
  
Management
For
Voted - For
14
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
15
Amendments to the Rules of Procedure Governing the Board Meetings
  
Management
For
Voted - For




69
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

16
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
  
Management
For
Voted - For
17
Amendments to the External Guarantee Management System
  
Management
For
Voted - For
18
Amendments to the Connected Transactions Decision-making System
  
Management
For
Voted - For
19
Amendments to the Management System for the Use of Raised Funds
  
Management
For
Voted - For
20.1
Election of Non-independent Director: Zhu Xingming
  
Management
For
Voted - For
20.2
Election of Non-independent Director: Li Juntian
  
Management
For
Voted - For
20.3
Election of Non-independent Director: Song Junen
  
Management
For
Voted - For
20.4
Election of Non-independent Director: Zhou Bin
  
Management
For
Voted - For
20.5
Election of Non-independent Director: Liu Yuchuan
  
Management
For
Voted - For
20.6
Election of Non-independent Director: Zhao Jinrong
  
Management
For
Voted - For
21.1
Election of Independent Director: Zhang Taowei
  
Management
For
Voted - For
21.2
Election of Independent Director: Zhao Jinlin
  
Management
For
Voted - For
21.3
Election of Independent Director: Huang Pei
  
Management
For
Voted - For
22.1
Election of Non-employee Supervisor: Bai Ziping
  
Management
For
Voted - For
22.2
Election of Non-employee Supervisor: Lu Songquan
  
Management
For
Voted - For
SHENZHEN TOPBAND CO LTD
Security ID: Y77436106
Meeting Date: 30-Mar-21
Meeting Type: Annual General Meeting
 
Please Note That This is an Amendment to Meeting Id 528557 Due to Receipt Of- Additional Resolution Number 13. All Votes Received on the Previous Meeting-will be Disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please- Ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You
  
Non-Voting
  
Non-Voting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Annual Accounts
  
Management
For
Voted - For
3
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny0.50000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
  
Management
For
Voted - For
4
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
5
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
6
2020 Remuneration for Directors
  
Management
For
Voted - For
7
2020 Remuneration for Supervisors
  
Management
For
Voted - For
8
2021 Application for Comprehensive Credit Line to Banks by the Company and Subsidiaries
  
Management
For
Voted - For




70
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

9
Reappointment of 2021 Audit Firm
  
Management
For
Voted - For
10
Increase of the Company's Registered Capital
  
Management
For
Voted - For
11
Change of the Company's Business Scope
  
Management
For
Voted - Abstain
12
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
13
By-election of Independent Directors
  
Management
For
Voted - For
Meeting Date: 10-May-21
Meeting Type: Extraordinary General Meeting
1
Extension of the Valid Period of the Resolution on the 2020 Non-public Share Offering
  
Management
For
Voted - For
2
Extension of the Valid Period of the Full Authorization to the Board to Handle Matters Regarding the 2020 Non-public Share Offering
  
Management
For
Voted - For
SICHUAN JIUYUAN YINHAI SOFTWARE CO LTD
Security ID: Y7939L107
Meeting Date: 13-Apr-21
Meeting Type: Annual General Meeting
1
2020 Annual Accounts
  
Management
For
Non-Voting
2
2020 Internal Control Self-evaluation Report
  
Management
For
Non-Voting
3
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Non-Voting
4
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
5
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
6
2020 Annual Report and Its Summary
  
Management
For
Non-Voting
7
2020 Special Report on the Deposit and Use of Raised Funds
  
Management
For
Non-Voting
8
Special Audit Statement on Fund Occupation by Controlling Shareholders and Other Related Parties
  
Management
For
Non-Voting
9
Appointment of 2021 Audit Firm
  
Management
For
Non-Voting
10
Verification Report on 2020 Replacement of Proprietary Funds with Raised Funds for Payment of Projects Funded with Raised Funds
  
Management
For
Non-Voting
SICHUAN ROAD & BRIDGE CO LTD
Security ID: Y7932N100
Meeting Date: 13-Jan-21
Meeting Type: Extraordinary General Meeting
1
Amendments to the Company's Articles of Association
  
Management
For
Non-Voting
2
2021 Estimated Amount of Continuing Connected Transactions
  
Management
For
Non-Voting
3
2021 Credit and Guarantee Plan
  
Management
For
Non-Voting




71
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

Meeting Date: 23-Feb-21
Meeting Type: Extraordinary General Meeting
1
2021 Estimated Amount of Continuing Connected Transactions
  
Management
For
Non-Voting
Meeting Date: 30-Mar-21
Meeting Type: Extraordinary General Meeting
1
Adjustment of the Shareholder Return Plan for the Next Three Years from 2020 to 2022
  
Management
For
Voted - For
Meeting Date: 26-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
5
2020 Annual Report and Its Summary
  
Management
For
Voted - For
6
2021 Appointment of Financial Audit Firm
  
Management
For
Voted - For
7
2021 Appointment of Internal Control Audit Firm
  
Management
For
Voted - For
8
2020 Internal Control Evaluation Report
  
Management
For
Voted - For
9
2021 Financial Budget Report
  
Management
For
Voted - For
10
The Company's Eligibility for Public Issuance of Corporate Bonds
  
Management
For
Voted - For
11.1
Public Issuance of Corporate Bonds: Issuing Volume
  
Management
For
Voted - For
11.2
Public Issuance of Corporate Bonds: Par Value and Issue Price
  
Management
For
Voted - For
11.3
Public Issuance of Corporate Bonds: Bond Type and Duration
  
Management
For
Voted - For
11.4
Public Issuance of Corporate Bonds: Guarantee Method
  
Management
For
Voted - For
11.5
Public Issuance of Corporate Bonds: Purpose of the Raised Funds
  
Management
For
Voted - For
11.6
Public Issuance of Corporate Bonds: Issuing Method
  
Management
For
Voted - For
11.7
Public Issuance of Corporate Bonds: Issuing Targets and Arrangements for Placement to Shareholders
  
Management
For
Voted - For
11.8
Public Issuance of Corporate Bonds: Repayment Guarantee Measures
  
Management
For
Voted - For
11.9
Public Issuance of Corporate Bonds: Underwriting Method
  
Management
For
Voted - For
11.10
Public Issuance of Corporate Bonds: Listing Place
  
Management
For
Voted - For
11.11
Public Issuance of Corporate Bonds: Valid Period of the Resolution
  
Management
For
Voted - For
12
Full Authorization to the Board Or Its Authorized Persons to Handle Matters Regarding the Issuance of Corporate Bonds
  
Management
For
Voted - For
13.1
Election of Zhou Yousu As an Independent Director
  
Management
For
Voted - For




72
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

Meeting Date: 16-Jun-21
Meeting Type: Extraordinary General Meeting
1
Equity Investment in A Project
  
Management
For
Voted - For
2
Acquisition of Three Companies
  
Management
For
Voted - Abstain
3
Adjustment of 2021 Estimated Quota of Continuing Connected Transactions
  
Management
For
Voted - For
4
Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association
  
Management
For
Voted - For
SICHUAN SWELLFUN CO LTD
Security ID: Y7932B106
Meeting Date: 08-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny12.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
5
2020 Annual Report and Its Summary
  
Management
For
Voted - For
6
Reappointment of Audit Firm
  
Management
For
Voted - For
7
Application for Credit Line to Banks
  
Management
For
Voted - For
8
Provision of Guarantee for the Bank Credit Line
  
Management
For
Voted - For
9
Amendments to the Articles of Associations of the Company
  
Management
For
Voted - For
10
Purchase of Liability Insurance for Directors, Supervisors and Senior Management
  
Management
For
Voted - For
11.1
Election of Director: John Fan
  
Management
For
Voted - For
11.2
Election of Director: Chunho
  
Management
For
Voted - For
11.3
Election of Director: Jiang Leifeng
  
Management
For
Voted - For
11.4
Election of Director: Samuel A.fischer
  
Management
For
Voted - For
11.5
Election of Director: Sanjeev Churiwala
  
Management
For
Voted - For
12.1
Election of Independent Director: Zhang Peng
  
Management
For
Voted - For
12.2
Election of Independent Director: Ma Yongqiang
  
Management
For
Voted - For
12.3
Election of Independent Director: Li Xin
  
Management
For
Voted - For
13.1
Election of Supervisor: Chen Daili
  
Management
For
Voted - For
13.2
Election of Supervisor: Derek Chang
  
Management
For
Voted - For
SINOTRUK JINAN TRUCK CO., LTD.
Security ID: Y7680V106
Meeting Date: 16-Mar-21
Meeting Type: Extraordinary General Meeting
1.1
Election of Non-employee Supervisor: Zhang Liangjie
  
Management
For
Voted - For
2
2021 Estimated Continuing Connected Transactions
  
Management
For
Voted - For




73
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

3
Amendments to the Rules of Procedure Governing Shareholder's General Meetings
  
Management
For
Voted - For
4
Amendments to the Company's Rules of Procedure Governing the Board Meetings
  
Management
For
Voted - For
5
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
  
Management
For
Voted - For
Meeting Date: 28-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
2
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
3
2020 Annual Report and Its Summary
  
Management
For
Non-Voting
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny6.80000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Non-Voting
5
2021 Financing Credit Plan
  
Management
For
Non-Voting
6
Provision of Guarantee for Mortgage Business and Financial Leasing Business
  
Management
For
Non-Voting
7
Amendments to the Company's Articles of Association
  
Management
For
Non-Voting
8
Amendments to the System for Independent Directors
  
Management
For
Non-Voting
9
Reappointment of Financial and Internal Control Audit Firm
  
Management
For
Non-Voting
SUZHOU TFC OPTICAL COMMUNICATIONS CO LTD
Security ID: Y831BY104
Meeting Date: 08-Feb-21
Meeting Type: Extraordinary General Meeting
1
Repurchase and Cancellation of Some Restricted Stocks Under 2018 Stock Option and Restricted Stock Incentive Plan
  
Management
For
Voted - For
2
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
3
Repurchase and Cancellation of Some Restricted Stocks
  
Management
For
Voted - For
4
Cash Management with Temporarily Idle Raised Funds
  
Management
For
Voted - For
5
2021 Restricted Stock Incentive Plan (draft) and Its Summary
  
Management
For
Voted - For
6
Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan
  
Management
For
Voted - For
7
Authorization to the Board to Handle Matters Regarding 2021 Restricted Stock Incentive Plan
  
Management
For
Voted - For




74
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

TCL TECHNOLOGY GROUP CORPORATION
Security ID: Y8549C107
Meeting Date: 07-Jun-21
Meeting Type: Extraordinary General Meeting
1
Connected Transactions Regarding Sale of Equities in A Company
  
Management
For
Voted - For
2
Connected Transaction Regarding Launching Accounts Receivable Factoring Business
  
Management
For
Voted - For
TIANJIN RINGPU BIO-TECHNOLOGY CO LTD
Security ID: Y8811F101
Meeting Date: 06-Apr-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
4
2020 Audited Financial Report
  
Management
For
Voted - For
5
2020 Annual Accounts
  
Management
For
Voted - For
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny4.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
7
Special Report on the Deposit and Use of Raised Funds in 2020
  
Management
For
Voted - For
8
Statement on Fund Occupation for Non- Operational Purposes and Capital Transfer with Other Related Parties
  
Management
For
Voted - For
9
Reappointment of Audit Firm
  
Management
For
Voted - For
10
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
11
Remuneration Plan for Directors and Supervisors
  
Management
For
Voted - For
12
The Company's Eligibility for Share Offering to Specific Parties
  
Management
For
Voted - For
13.1
2021 Plan for Share Offering to Specific Parties: Stock Type and Par Value
  
Management
For
Voted - For
13.2
2021 Plan for Share Offering to Specific Parties: Issuing Method and Date
  
Management
For
Voted - For
13.3
2021 Plan for Share Offering to Specific Parties: Issuing Targets and Subscription Method
  
Management
For
Voted - For
13.4
2021 Plan for Share Offering to Specific Parties: Issue Price, Pricing Principles and Pricing Base Date
  
Management
For
Voted - For
13.5
2021 Plan for Share Offering to Specific Parties: Issuing Volume
  
Management
For
Voted - For
13.6
2021 Plan for Share Offering to Specific Parties: Lockup Period
  
Management
For
Voted - For
13.7
2021 Plan for Share Offering to Specific Parties: Amount and Purpose of the Raised Funds
  
Management
For
Voted - For




75
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

13.8
2021 Plan for Share Offering to Specific Parties: Listing Place
  
Management
For
Voted - For
13.9
2021 Plan for Share Offering to Specific Parties: Arrangement for the Accumulated Retained Profits Before the Issuance
  
Management
For
Voted - For
13.10
2021 Plan for Share Offering to Specific Parties: Valid Period of the Resolution
  
Management
For
Voted - For
14
2021 Preplan for Share Offering to Specific Parties
  
Management
For
Voted - For
15
Demonstration Analysis Report on the 2021 Share Offering to Specific Parties
  
Management
For
Voted - For
16
Feasibility Analysis Report on the Use of Funds to be Raised from 2021 Share Offering to Specific Parties
  
Management
For
Voted - For
17
Report on the Use of Previously Raised Funds
  
Management
For
Voted - For
18
Diluted Immediate Return After the 2021 Share Offering to Specific Parties, Filling Measures and Commitments of Relevant Parties
  
Management
For
Voted - For
19
Authorization to the Board to Handle Matters Regarding the 2021 Share Offering to Specific Parties
  
Management
For
Voted - For
Meeting Date: 10-May-21
Meeting Type: Extraordinary General Meeting
1
Connected Transaction Regarding Capital Increase in A Company to Implement Project Investment
  
Management
For
Voted - For
TSINGTAO BREWERY CO LTD
Security ID: Y8997D110
Meeting Date: 28-Jun-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Financial Report (audited)
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny7.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
5
Reappointment of 2021 Audit Firm and Determination of Its Annual Audit Fees As Not More Than Cny 6.6 Million
  
Management
For
Voted - For
6
Reappointment of 2021 Internal Control Audit Firm and Determination of Its Annual Audit Fees As Not More Than Cny 1.98 Million: PricewaterhouseCoopers Zhong Tian Cpas LLP
  
Management
For
Voted - For
7.1
Election of Director: Huang Kexing, Executive Director
  
Management
For
Voted - For
7.2
Election of Director: Yu Zhuming, Executive Director
  
Management
For
Voted - For
7.3
Election of Director: Wang Ruiyong, Executive Director
  
Management
For
Voted - For




76
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

7.4
Election of Director: Shi Kun, Non- Executive Director
  
Management
For
Voted - For
7.5
Election of Director: Xiao Geng, Independent Director
  
Management
For
Voted - For
7.6
Election of Director: Sheng Leiming, Independent Director
  
Management
For
Voted - For
7.7
Election of Director: Jiang Shenglu, Independent Director
  
Management
For
Voted - For
7.8
Election of Director: Zhang Ran, Independent Director
  
Management
For
Voted - For
8.1
Election of Shareholder Supervisor: Guo Xiuzhang
  
Management
For
Voted - For
8.2
Election of Shareholder Supervisor: Yao Yu
  
Management
For
Voted - For
8.3
Election of Shareholder Supervisor: Li Yan
  
Management
For
Voted - For
8.4
Election of Shareholder Supervisor: Wang Yaping
  
Management
For
Voted - For
9
Suggested Remuneration Plan for Directors and Members of the Supervisory Committee
  
Management
For
Voted - For
10
Purchase of Liability Insurance for Directors, Supervisors and Senior Management
  
Management
For
Voted - For
11
Amendments to the Company's Articles of Association and Its Annexes, and Authorization to the Board Secretary to Handle Relevant Formalities on Behalf of the Company in Respect of the Amendments Including Application, Submission for Approval, Registration and Filing Documents (including Making Appropriate Literal Alterations According to the Requirements of Relevant Authorities)
  
Management
For
Voted - Abstain
 
03 June 2021: Please Note That This is A Revision Due to Modification of The-text of Resolution 6. If You Have Already Sent in Your Votes, Please Do Not-vote Again Unless You Decide to Amend Your Original Instructions. Thank You
  
Non-Voting
  
Non-Voting
WANHUA CHEMICAL GROUP CO LTD
Security ID: Y9520G109
Meeting Date: 12-Apr-21
Meeting Type: Annual General Meeting
1
2020 Annual Accounts
  
Management
For
Voted - For
2
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny13.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
3
Implementing Results of 2020 Investment Plan and 2021 Investment Plan Report
  
Management
For
Voted - For
4
2020 Annual Report and Its Summary
  
Management
For
Voted - For
5
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
6
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
7
2020 Work Report of Independent Directors
  
Management
For
Voted - For
8
Payment of Audit Fees
  
Management
For
Voted - For
9
Reappointment of Audit Firm
  
Management
For
Voted - For




77
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

10
Performance of Continuing Connected Transaction Agreements with Related Parties
  
Management
For
Voted - For
11
Guarantee for Subsidiaries and Mutual Guarantee Among Subsidiaries
  
Management
For
Voted - Abstain
12
Guarantee for Associated Companies
  
Management
For
Voted - Abstain
13
Change of the Company's Domicile and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
14
Registration and Issuance of Debt Financing Instruments As A Non-financial Enterprise
  
Management
For
Voted - Abstain
15
Increase of the Forward Foreign Exchange Settlement and Sale Business Quota by the Company and Its Subsidiaries and Amendments to Relevant Systems
  
Management
For
Voted - For
16
Connected Transactions Regarding Provision of Financing Support to Joint Ventures
  
Management
For
Voted - Abstain
17
Merger and Acquisition of A Wholly-owned Subsidiary
  
Management
For
Voted - Abstain
18
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - Abstain
WEICHAI POWER CO LTD
Security ID: Y9531A117
Meeting Date: 29-Jan-21
Meeting Type: Extraordinary General Meeting
1
General Authorization to the Board Regarding Share Offering
  
Management
For
Voted - For
2
The Company's Eligibility for Non-public A- Share Offering
  
Management
For
Voted - For
3.1
Plan for Non-public A-share Offering: Stock Type and Par Value
  
Management
For
Voted - For
3.2
Plan for Non-public A-share Offering: Issuing Method and Date
  
Management
For
Voted - For
3.3
Plan for Non-public A-share Offering: Issuing Targets and Subscription Method
  
Management
For
Voted - For
3.4
Plan for Non-public A-share Offering: Issue Price, Pricing Principles and Pricing Base Date
  
Management
For
Voted - For
3.5
Plan for Non-public A-share Offering: Issuing Volume
  
Management
For
Voted - For
3.6
Plan for Non-public A-share Offering: Lockup Period
  
Management
For
Voted - For
3.7
Plan for Non-public A-share Offering: Listing Place
  
Management
For
Voted - For
3.8
Plan for Non-public A-share Offering: Arrangement for the Accumulated Retained Profits Before the Non-public Share Offering
  
Management
For
Voted - For
3.9
Plan for Non-public A-share Offering: the Valid Period of the Resolution on the Non- Public Share Offering
  
Management
For
Voted - For
3.10
Plan for Non-public A-share Offering: Purpose of the Raised Funds
  
Management
For
Voted - For
4
Preplan for the Non-public A-share Offering
  
Management
For
Voted - For
5
Feasibility Analysis Report on the Use of Funds to be Raised from the Non-public A- Share Offering
  
Management
For
Voted - For
6
No Need to Prepare A Report on Use of Previously Raised Funds
  
Management
For
Voted - Abstain




78
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

7
Diluted Immediate Return After the Non- Public A-share Offering, Filling Measures and Commitments of Relevant Parties
  
Management
For
Voted - For
8
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - For
9
Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Non-public A-share Offering
  
Management
For
Voted - For
10
Amendments to the Management Measures for the Use of Raised Funds
  
Management
For
Voted - For
Meeting Date: 21-May-21
Meeting Type: Extraordinary General Meeting
1
The Spin-off Listing of A Subsidiary on the Chinext Board is in Compliance with Relevant Laws and Regulations
  
Management
For
Voted - Abstain
2
Plan for Spin-off Listing of A Subsidiary on the Chinext Board
  
Management
For
Voted - Abstain
3
Preplan for Spin-off Listing of A Subsidiary on the Chinext Board
  
Management
For
Voted - Abstain
4
Compliance of the Spin-off Listing of A Subsidiary on the Chinext Board with the Notice on Several Issues Concerning the Regulation of Domestic Listing of Subordinate Companies of Domestically Listed Companies
  
Management
For
Voted - Abstain
5
The Spin-off Listing of A Subsidiary on the Chinext Board is for the Legitimate Rights and Interest of Shareholders and Creditors
  
Management
For
Voted - Abstain
6
Statement on Maintaining Independence and Sustainable Profitability of the Company
  
Management
For
Voted - Abstain
7
The Subsidiary is Capable of Conducting Law-based Operation
  
Management
For
Voted - Abstain
8
Statement on the Compliance and Completeness of the Legal Procedure of the Spin-off Listing and the Validity of the Legal Documents Submitted
  
Management
For
Voted - Abstain
9
Purpose, Commercial Reasonability, Necessity and Feasibility of the Spin-off Listing
  
Management
For
Voted - Abstain
10
Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Spin-off Listing
  
Management
For
Voted - Abstain
11
Change of the Company's Business Scope and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
12
Connected Transactions with A Company
  
Management
For
Voted - For
13
Connected Transactions Regarding Purchase of Automobile, Automobile Parts, Engines, Engine Parts and Related Products and Services from A Company and Its Subsidiaries by the Company and Its Subsidiaries
  
Management
For
Voted - For
14
Connected Transactions Regarding Provision of Automobile, Automobile Parts, Engines, Engine Parts and Related Products and Services to A Company and Its Subsidiaries by the Company and Its Subsidiaries
  
Management
For
Voted - For




79
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

Meeting Date: 28-Jun-21
Meeting Type: Annual General Meeting
 
Please Note That This is an Amendment to Meeting Id 588245 Due to Receipt Of- Additional Resolutions. All Votes Received on the Previous Meeting Will Be- Disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please- Ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You.
  
Non-Voting
  
Non-Voting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
4
2020 Financial Report and Audit Report
  
Management
For
Voted - For
5
2020 Annual Accounts
  
Management
For
Voted - For
6
2021 Financial Budget Report
  
Management
For
Voted - For
7
2021 Reappointment of Audit Firm and Authorization to the Board to Decide Its Remuneration: Deloitte Touche Tohmatsu Certified Public Accountants LLP
  
Management
For
Voted - For
8
2021 Reappointment of Internal Control Audit Firm: Hexin Accountants LLP
  
Management
For
Voted - For
9
Merger and Acquisition of A Wholly-owned Subsidiary
  
Management
For
Voted - Abstain
10
Merger and Acquisition of Another Wholly- Owned Subsidiary
  
Management
For
Voted - Abstain
11
Adjusted 2020 Profit Distribution Plan: Cny 2.330000 of Cash Dividend Per 10 Shares, Tax Included: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny2.33000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
  
Management
For
Voted - For
12
Authorization to the Board to Distribute 2021 Interim Profits to Shareholders
  
Management
For
Voted - For
13.1
Election of Non-independent Director: Tan Xuguang
  
Management
For
Voted - For
13.2
Election of Non-independent Director: Zhang Liangfu
  
Management
For
Voted - For
13.3
Election of Non-independent Director: Jiang Kui
  
Management
For
Voted - For
13.4
Election of Non-independent Director: Zhang Quan
  
Management
For
Voted - For
13.5
Election of Non-independent Director: Xu Xinyu
  
Management
For
Voted - For
13.6
Election of Non-independent Director: Sun Shaojun
  
Management
For
Voted - For
13.7
Election of Non-independent Director: Yuan Hongming
  
Management
For
Voted - For
13.8
Election of Non-independent Director: Yan Jianbo
  
Management
For
Voted - For
13.9
Election of Non-independent Director: Gordon Riske
  
Management
For
Voted - For
13.10
Election of Non-independent Director: Michael Macht
  
Management
For
Voted - For
14.1
Election of Independent Director: Li Hongwu
  
Management
For
Voted - For
14.2
Election of Independent Director: Wen Daocai
  
Management
For
Voted - For
14.3
Election of Independent Director: Jiang Yan
  
Management
For
Voted - For
14.4
Election of Independent Director: Yu Zhuoping
  
Management
For
Voted - For
14.5
Election of Independent Director: Zhao Huifang
  
Management
For
Voted - For




80
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

15.1
Election of Non-employee Supervisor: Lu Wenwu
  
Management
For
Voted - For
15.2
Election of Non-employee Supervisor: Wu Hongwei
  
Management
For
Voted - For
WILL SEMICONDUCTOR CO LTD SHANGHAI
Security ID: Y9584K103
Meeting Date: 10-Jun-21
Meeting Type: Annual General Meeting
 
Please Note That This is an Amendment to Meeting Id 586160 Due to Addition Of- Resolution 2. All Votes Received on the Previous Meeting Will be Disregarded-if Vote Deadline Extensions are Granted. Therefore Please Reinstruct on This- Meeting Notice on the New Job. If However Vote Deadline Extensions are Not-granted in the Market, This Meeting Will be Closed and Your Vote Intentions-on the Original Meeting Will be Applicable. Please Ensure Voting is Submitted-prior to Cutoff on the Original Meeting, and As Soon As Possible on This New-amended Meeting. Thank You
  
Non-Voting
  
Non-Voting
1
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
2
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
3
2020 Work Report of Independent Directors
  
Management
For
Non-Voting
4
2020 Annual Accounts
  
Management
For
Non-Voting
5
2020 Annual Report and Its Summary
  
Management
For
Non-Voting
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.15000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Non-Voting
7
Reappointment of 2021 Audit Firm and Internal Control Audit Firm
  
Management
For
Non-Voting
8
2020 Connected Transactions and 2021 Estimated Continuing Connected Transactions
  
Management
For
Non-Voting
9
2021 Bank Comprehensive Credit Line and Authorization to Sign Relevant External Bank Loans Contracts
  
Management
For
Non-Voting
10
2021 Provision of Guarantee Quota for Controlled Subsidiaries
  
Management
For
Non-Voting
11
Implementation Result of the 2020 Remuneration for Directors, Supervisors and Senior Management and 2021 Remuneration Plan
  
Management
For
Non-Voting
12
Increase of the Company's Registered Capital and Amendments to the Company's Articles of Association
  
Management
For
Non-Voting
13.1
Election of Independent Director: Hu Renyu
  
Management
For
Non-Voting
13.2
Election of Independent Director: Wu Xingjun
  
Management
For
Non-Voting




81
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

WUHAN GUIDE INFRARED CO LTD
Security ID: Y97082104
Meeting Date: 22-Feb-21
Meeting Type: Extraordinary General Meeting
1
Expansion of the Company's Business Scope and Amendments to the Company's Articles of Association
  
Management
For
Non-Voting
Meeting Date: 20-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
2
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
3
2020 Annual Report and Its Summary
  
Management
For
Non-Voting
4
2020 Annual Accounts
  
Management
For
Non-Voting
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):4.000000
  
Management
For
Non-Voting
6
Reappointment of Audit Firm
  
Management
For
Non-Voting
7
Increase of the Company's Registered Capital Due to Annual Profit Distribution and Amendments to the Company's Articles of Association
  
Management
For
Non-Voting
8
Amendments to the Raised Funds Management System
  
Management
For
Non-Voting
9
Using Some Idle Raised Funds and Proprietary Funds for Cash Management
  
Management
For
Non-Voting
WUXI APPTEC CO., LTD.
Security ID: Y971B1100
Meeting Date: 13-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.63000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):2.000000
  
Management
For
Voted - For
5
2021 External Guarantee Quota
  
Management
For
Voted - For
6
Reappointment of 2021 Domestic and Overseas Audit Firm
  
Management
For
Voted - For
7
Verification of 2021 Foreign Exchange Hedging Business Quota
  
Management
For
Voted - For
8
Connected Transaction Regarding Setting Up A Joint Venture with Related Parties
  
Management
For
Voted - For
9
Authorization to the Investment Department to Dispose the Tradable Shares Held by the Company
  
Management
For
Voted - For




82
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

10
Change of the Company's Registered Capital
  
Management
For
Voted - Abstain
11
Amendments to the Company's Articles of Association and Handling of the Industrial and Commercial Registration Amendment
  
Management
For
Voted - Abstain
12
Amendments to the Work System for Independent Directors
  
Management
For
Voted - For
13
Adjustment of Allowance for Independent Directors
  
Management
For
Voted - For
14
General Authorization to the Board Regarding H-share and (or) A-share Additional Offering
  
Management
For
Voted - For
15
General Authorization to the Board Regarding the Repurchase of H-shares and (or) A-shares
  
Management
For
Voted - For
16
Special Authorization to the Board Regarding the H-share Additional Offering Based on the Conversion and Issuance of H- Share Convertible Bonds
  
Management
For
Voted - For
 
13 Apr 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Numbers 4, 15 and 16 Under the Cls/agm and Resolution-numbers 1, 2 and 3 Under the Class Meeting, Otherwise the Vote Will Be-rejected in the Market. If They are Voted in Different Directions Your Ballot-will be Disqualified As A Split Vote. Thank You
  
Non-Voting
  
Non-Voting
 
13 Apr 2021: Please Note That This is A Revision Due to Addition of Comment.-if You Have Already Sent in Your Votes, Please Do Not Vote Again Unless You-decide to Amend Your Original Instructions. Thank You
  
Non-Voting
  
Non-Voting
Meeting Date: 13-May-21
Meeting Type: Class Meeting
1
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny3.63000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): 2.000000
  
Management
For
Voted - For
2
General Authorization to the Board Regarding the Repurchase of H-shares and (or) A-shares
  
Management
For
Voted - For
3
Special Authorization to the Board Regarding the H-share Additional Offering Based on the Conversion and Issuance of H- Share Convertible Bonds
  
Management
For
Voted - For
 
13 Apr 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Numbers 4, 15 and 16 Under the Cls/agm and Resolution-numbers 1, 2 and 3 Under the Class Meeting, Otherwise the Vote Will Be-rejected in the Market. If They are Voted in Different Directions Your Ballot-will be Disqualified As A Split Vote. Thank You
  
Non-Voting
  
Non-Voting
 
13 Apr 2021: Please Note That This is A Revision Due to Addition of Comment-and Change in Meeting Type Form Egm to Cls. If You Have Already Sent in Your-votes, Please Do Not Vote Again Unless You Decide to Amend Your Original-instructions. Thank You
  
Non-Voting
  
Non-Voting




83
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

YANGO GROUP CO LTD
Security ID: Y2653W108
Meeting Date: 01-Feb-21
Meeting Type: Extraordinary General Meeting
1
Issuance of the 2nd Phase Commercial Real Estate Mortgage Loan-backed Securities Plan
  
Management
For
Voted - For
2
Provision of Guarantee for A Joint Stock Subsidiary
  
Management
For
Voted - For
3
Provision of Guarantee for A 2nd Joint Stock Subsidiary
  
Management
For
Voted - For
4
Provision of Guarantee for A 3rd Joint Stock Subsidiary
  
Management
For
Voted - For
5
Assets Management with the Creditor's Rights to Some Mortgage Loans Receivable by the Company
  
Management
For
Voted - Abstain
Meeting Date: 15-Mar-21
Meeting Type: Extraordinary General Meeting
1
Shelf Offering of Cny 1.5 Billion Supply Chain Assets-backed Notes
  
Management
For
Voted - Abstain
2
Shelf Offering of Cny 1 Billion Supply Chain Assets-backed Notes
  
Management
For
Voted - Abstain
3
Assets Management of Cny 0.3225 Billion Creditor's Rights to the Supply Chain Accounts Receivable
  
Management
For
Voted - Abstain
4
Assets Management of Cny 1 Billion Creditor's Rights to the Supply Chain Accounts Receivable
  
Management
For
Voted - Abstain
5
Provision of Guarantee for A Joint Stock Subsidiary
  
Management
For
Voted - Abstain
Meeting Date: 12-Apr-21
Meeting Type: Extraordinary General Meeting
1
Plan to Participate in the Long-term Rental Apartment Reits Securitization Project
  
Management
For
Non-Voting
2
Issuance of an Asset-backed Special Plan for the Balance Payment for House Purchases in A Real Estate Project Phase I
  
Management
For
Non-Voting
3
Provision of Guarantee for A Joint Stock Subsidiary
  
Management
For
Non-Voting
4
Provision of Guarantee for A 2nd Joint Stock Subsidiary
  
Management
For
Non-Voting
5
Provision of Guarantee for A 3rd Joint Stock Subsidiary
  
Management
For
Non-Voting
Meeting Date: 06-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.81000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For




84
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

6
2021 Financial Budget Report
  
Management
For
Voted - For
7
Reappointment of 2021 Financial and Internal Control Audit Firm
  
Management
For
Voted - For
8
2020 Remuneration for Directors, Supervisors and Senior Management
  
Management
For
Voted - For
9
Special Report on the Deposit and Use of Raised Funds
  
Management
For
Voted - For
10
Application for Financing Quota
  
Management
For
Voted - For
11
Authorization to the Management Team to Bid for Land
  
Management
For
Voted - For
12
2021 Guarantee Plan
  
Management
For
Voted - For
13
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - For
14
Authorization for Shareholder Input in Some Real Estate Project Companies and Use of Surplus Funds in Controlled Subsidiaries with Business Partners in Proportion to the Shareholding in Them
  
Management
For
Voted - For
15
Plan for Overseas Listing of A Subordinate Company
  
Management
For
Voted - For
16
Compliance of A Subordinate Company's Listing Overseas with the Notice on Several Issues Concerning the Regulation of Overseas Listing of Subordinate Companies of Domestic Listed Companies
  
Management
For
Voted - For
17
Commitments of the Company on Maintaining the Status of Independent Listing
  
Management
For
Voted - For
18
Statement on Sustainable Profitability and Prospects
  
Management
For
Voted - For
19
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Overseas Listing of the Subsidiary
  
Management
For
Voted - For
20
Application for Full Circulation of the Shareholding in the Subsidiary
  
Management
For
Voted - For
21
Shareholding in the Subsidiary by Directors and Senior Management of the Company
  
Management
For
Voted - For
Meeting Date: 12-May-21
Meeting Type: Extraordinary General Meeting
1
Assets Management of the Company
  
Management
For
Non-Voting
2
Provision of Guarantee for A Joint Stock Subsidiary
  
Management
For
Non-Voting
YIFENG PHARMACY CHAIN CO LTD
Security ID: Y982AC104
Meeting Date: 29-Mar-21
Meeting Type: Extraordinary General Meeting
 
Please Note That This is an Amendment to Meeting Id 530626 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You.
  
Non-Voting
  
Non-Voting




85
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

1
Remuneration (allowance) Plan for Directors
  
Management
For
Voted - For
2
Remuneration (allowance) Plan for Supervisors
  
Management
For
Voted - For
3
Settlement of Projects Financed with Raised Funds from the Non-public Offering and Permanently Supplementing the Working Capital with the Surplus Raised Funds
  
Management
For
Voted - For
4.1
Election of Non-independent Director: Gao Yi
  
Management
For
Voted - For
4.2
Election of Non-independent Director: Gao Feng
  
Management
For
Voted - For
4.3
Election of Non-independent Director: Gao Youcheng
  
Management
For
Voted - For
4.4
Election of Non-independent Director: Xu Xin
  
Management
For
Voted - For
4.5
Election of Non-independent Director: Chai Mingang
  
Management
For
Voted - For
4.6
Election of Non-independent Director: Ye Weitao
  
Management
For
Voted - For
5.1
Election of Independent Director: Yan Aimin
  
Management
For
Voted - For
5.2
Election of Independent Director: Wang Hongxia
  
Management
For
Voted - For
5.3
Election of Independent Director: Yi Languang
  
Management
For
Voted - For
6.1
Election of Non-employee Supervisor: Chen Bin
  
Management
For
Voted - For
6.2
Election of Non-employee Supervisor: Liu Yi
  
Management
For
Voted - For
Meeting Date: 20-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):3.000000
  
Management
For
Voted - For
6
Reappointment of 2021 Audit Firm
  
Management
For
Voted - For
7
Application for Comprehensive Credit Line to Banks and Accepting the Guarantee by Related Parties
  
Management
For
Voted - For
8
The Company and De Facto Controller's Provision of Guarantee for Subsidiaries' Application for Bank Credit
  
Management
For
Voted - For
9
Purchase of Wealth Management Products with Some Idle Proprietary Funds
  
Management
For
Voted - For
10
Purchase of Wealth Management Products with Some Idle Raised Funds
  
Management
For
Voted - For
11
Change of the Company's Registered Capital and Business Scope, and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain




86
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

YIXINTANG PHARMACEUTICAL GROUP CO., LTD.
Security ID: Y98815106
Meeting Date: 09-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Special Report on the Deposit and Use of Raised Funds
  
Management
For
Voted - For
4
2020 Annual Report and Its Summary
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2020 Annual Accounts
  
Management
For
Voted - For
Meeting Date: 13-Apr-21
Meeting Type: Extraordinary General Meeting
1
Repurchase and Cancellation of Some Restricted Stocks Under 2020 Restricted Stock Incentive Plan
  
Management
For
Non-Voting
2
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
  
Management
For
Non-Voting
3
Temporarily Supplementing the Working Capital with Some Idle Raised Funds
  
Management
For
Non-Voting
4
Renting Property from A Related Party
  
Management
For
Non-Voting
5
Estimated Continuing Connected Transactions Between the Company and Its Wholly-owned Subsidiaries and A Related Party
  
Management
For
Non-Voting
6
Application for Bank Credit Line by Wholly- Owned Subsidiaries and Provision of Guarantee by the Company
  
Management
For
Non-Voting
ZHEJIANG CF MOTO POWER CO., LTD.
Security ID: Y988F1100
Meeting Date: 31-Mar-21
Meeting Type: Extraordinary General Meeting
1
The Company's Eligibility for Non-public A- Share Offering
  
Management
For
Voted - For
2.1
Plan for Non-public A-share Offering: Stock Type and Par Value
  
Management
For
Voted - For
2.2
Plan for Non-public A-share Offering: Issuing Method and Date
  
Management
For
Voted - For
2.3
Plan for Non-public A-share Offering: Pricing Base Date, Issue Price, and Pricing Principles
  
Management
For
Voted - For
2.4
Plan for Non-public A-share Offering: Total Amount of the Raised Funds
  
Management
For
Voted - For
2.5
Plan for Non-public A-share Offering: Issuing Targets and Subscription Method
  
Management
For
Voted - For





87
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

2.6
Plan for Non-public A-share Offering: Issuing Volume
  
Management
For
Voted - For
2.7
Plan for Non-public A-share Offering: Lockup Period
  
Management
For
Voted - For
2.8
Plan for Non-public A-share Offering: Arrangement for the Accumulated Retained Profits Before the Non-public Share Offering
  
Management
For
Voted - For
2.9
Plan for Non-public A-share Offering: Listing Place
  
Management
For
Voted - For
2.10
Plan for Non-public A-share Offering: Purpose of the Raised Funds
  
Management
For
Voted - For
2.11
Plan for Non-public A-share Offering: the Valid Period of the Resolution on the Non- Public Share Offering
  
Management
For
Voted - For
3
Preplan for Non-public A-share Offering
  
Management
For
Voted - For
4
Feasibility Analysis Report on the Use of Funds to be Raised from the Non-public A- Share Offering
  
Management
For
Voted - For
5
Diluted Immediate Return After the Non- Public Share Offering, Filling Measures and Commitments of Relevant Parties
  
Management
For
Voted - For
6
Full Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering
  
Management
For
Voted - For
7
Report on the Use of Previously Raised Funds As of December 31, 2020
  
Management
For
Voted - For
8
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - For
Meeting Date: 07-May-21
Meeting Type: Annual General Meeting
 
Please Note That This is an Amendment to Meeting Id 555987 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You
  
Non-Voting
  
Non-Voting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Work Report of Independent Directors
  
Management
For
Voted - For
4
2020 Annual Report and Its Summary
  
Management
For
Voted - For
5
Reappointment of 2021 Audit Firm and Internal Control Audit Firm
  
Management
For
Voted - For
6
2021 Remuneration Plan for Directors and Supervisors
  
Management
For
Voted - For
7
2020 Annual Accounts
  
Management
For
Voted - For
8
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny8.30000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None
  
Management
For
Voted - For




88
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

9
Implementing Results of 2020 Estimated Connected Transactions with A Company, and Estimation of 2021 Continuing Connected Transactions
  
Management
For
Voted - For
10
2021 Entrusted Wealth Management with Idle Proprietary Funds
  
Management
For
Voted - For
11
2021 Application for Bank Credit Line
  
Management
For
Voted - For
12
Launching Forward Foreign Exchange Settlement and Sale Business in 2021
  
Management
For
Voted - For
13
Purchase of Liability Insurance for Directors, Supervisors and Senior Management
  
Management
For
Voted - For
14.1
By-election of Independent Directors
  
Management
For
Voted - For
 
28 Apr 2021: Please Note That This is A Revision Due to Modification of The-text of Resolution 14.1. If You Have Already Sent in Your Votes to Mid-566281, Please Do Not Vote Again Unless You Decide to Amend Your Original-instructions. Thank You
  
Non-Voting
  
Non-Voting
ZHEJIANG DAHUA TECHNOLOGY CO LTD
Security ID: Y988AP102
Meeting Date: 22-Jan-21
Meeting Type: Extraordinary General Meeting
 
Please Note That This is an Amendment to Meeting Id 507914 Due to Receipt Of- Additional Resolution Number 2. All Votes Received on the Previous Meeting-will be Disregarded and You Will Need to Reinstruct on This Meeting Notice.-thank You
  
Non-Voting
  
Non-Voting
1
Management Measures for Core Employees' Followed Investment in Innovative Business
  
Management
For
Voted - For
2
Connected Transaction Regarding Waiver of the Right for Capital Increase in A Joint Stock Company in Proportion to the Shareholding in It
  
Management
For
Voted - Abstain
ZHEJIANG JINGXIN PHARMACEUTICAL CO LTD
Security ID: Y988AC101
Meeting Date: 20-Apr-21
Meeting Type: Annual General Meeting
 
Please Note That This is an Amendment to Meeting Id 539447 Due to Receipt Of-updated Agenda. All Votes Received on the Previous Meeting Will Be-disregarded If Vote Deadline Extensions are Granted. Therefore Please-reinstruct on This Meeting Notice on the New Job. If However Vote Deadline-extensions are Not Granted in the Market, This Meeting Will be Closed And-your Vote Intentions on the Original Meeting Will be Applicable. Please-ensure Voting is Submitted Prior to Cutoff on the Original Meeting, and As-soon As Possible on This New Amended Meeting. Thank You
  
Non-Voting
  
Non-Voting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For




89
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

3
2020 Annual Report and Its Summary
  
Management
For
Voted - For
4
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan is As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny3.50000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): 2.000000
  
Management
For
Voted - For
5
2020 Annual Accounts
  
Management
For
Voted - For
6
2021 Reappointment of Audit Firm
  
Management
For
Voted - For
7
Provision of Guarantee for Wholly-owned Subsidiaries
  
Management
For
Voted - For
8
Entrusted Wealth Management with Idle Proprietary Funds
  
Management
For
Voted - For
9
Change of the Company's Registered Capital and Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
ZHEJIANG SATELLITE PETROCHEMICAL CO LTD
Security ID: Y98961116
Meeting Date: 07-Apr-21
Meeting Type: Extraordinary General Meeting
1
The Framework Agreement on External Investment to be Signed
  
Management
For
Voted - Abstain
2
Additional External Guarantee Quota
  
Management
For
Voted - Abstain
ZHEJIANG SUPOR CO LTD
Security ID: Y98925103
Meeting Date: 12-May-21
Meeting Type: Extraordinary General Meeting
1.1
Plan for Repurchase of Public Shares: Objective and Purpose of the Share Repurchase
  
Management
For
Voted - For
1.2
Plan for Repurchase of Public Shares: Method of the Share Repurchase
  
Management
For
Voted - For
1.3
Plan for Repurchase of Public Shares: Price and Pricing Principles of Share Repurchase
  
Management
For
Voted - For
1.4
Plan for Repurchase of Public Shares: Type, Number and Percentage to the Total Capital of Shares to be Repurchased
  
Management
For
Voted - For
1.5
Plan for Repurchase of Public Shares: Total Amount and Source of the Funds to be Used for the Repurchase
  
Management
For
Voted - For
1.6
Plan for Repurchase of Public Shares: Source of the Funds for the Repurchase
  
Management
For
Voted - For
1.7
Plan for Repurchase of Public Shares: Time Limit of the Share Repurchase
  
Management
For
Voted - For
1.8
Plan for Repurchase of Public Shares: the Valid Period of the Resolution
  
Management
For
Voted - For
2
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain




90
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

ZHONGFU INFORMATION INC
Security ID: Y9908R107
Meeting Date: 20-Apr-21
Meeting Type: Extraordinary General Meeting
1
2021 Restricted Stock Incentive Plan (draft) and Its Summary
  
Management
For
Voted - For
2
Appraisal Management Measures for the Implementation of 2021 Restricted Stock Incentive Plan
  
Management
For
Voted - For
3
Authorization to the Board to Handle Matters Regarding Equity Incentive
  
Management
For
Voted - For
Meeting Date: 29-Apr-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 Annual Report and Its Summary
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny2.50000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
2020 Special Report on the Deposit and Use of Raised Funds
  
Management
For
Voted - For
7
2021 Reappointment of Audit Firm
  
Management
For
Voted - For
8
Provision of Guarantee for Wholly-owned Subsidiaries
  
Management
For
Voted - For
9
Amendments to the Company's Rules of Procedure Governing Shareholders' General Meetings
  
Management
For
Voted - For
10
Amendments to the Rules of Procedure Governing the Board Meetings
  
Management
For
Voted - For
11
Amendments to the Company's Rules of Procedure Governing Meetings of the Supervisory Committee
  
Management
For
Voted - For
12
Amendments to the External Guarantee Management System
  
Management
For
Voted - For
13
Amendments to the Implementing Rules for Cumulative Voting System
  
Management
For
Voted - For
14
Amendments to the System for Prevention of Fund Occupation by Controlling Shareholders and Other Related Parties
  
Management
For
Voted - For
ZHUZHOU HONGDA ELECTRONICS CORP.,LTD.
Security ID: Y989F0100
Meeting Date: 16-Apr-21
Meeting Type: Annual General Meeting
1
2020 Annual Report and Its Summary
  
Management
For
Voted - For
2
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
3
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For




91
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

4
2020 Annual Accounts
  
Management
For
Voted - For
5
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.60000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
6
Reappointment of 2021 Audit Firm
  
Management
For
Voted - For
Meeting Date: 23-Jun-21
Meeting Type: Extraordinary General Meeting
1
The Company's Eligibility for A-share Offering to Specific Parties
  
Management
For
Voted - For
2.1
Plan for A-share Offering to Specific Parties: Stock Type and Par Value
  
Management
For
Voted - For
2.2
Plan for A-share Offering to Specific Parties: Issuing Method and Date
  
Management
For
Voted - For
2.3
Plan for A-share Offering to Specific Parties: Issuing Targets and Subscription Method
  
Management
For
Voted - For
2.4
Plan for A-share Offering to Specific Parties: Pricing Base Date, Pricing Principles and Issue Price
  
Management
For
Voted - For
2.5
Plan for A-share Offering to Specific Parties: Issuing Volume
  
Management
For
Voted - For
2.6
Plan for A-share Offering to Specific Parties: Lockup Period
  
Management
For
Voted - For
2.7
Plan for A-share Offering to Specific Parties: Amount and Purpose of the Raised Funds
  
Management
For
Voted - For
2.8
Plan for A-share Offering to Specific Parties: Plan for Distribution of Accumulated Retained Profits Before the Issuance
  
Management
For
Voted - For
2.9
Plan for A-share Offering to Specific Parties: Listing Place
  
Management
For
Voted - For
2.10
Plan for A-share Offering to Specific Parties: the Valid Period of the Resolution
  
Management
For
Voted - For
3
Preplan for 2021 A-share Offering to Specific Parties
  
Management
For
Voted - For
4
Demonstration Analysis Report on the Plan for 2021 Share Offering to Specific Parties
  
Management
For
Voted - For
5
Feasibility Analysis Report on the Use of Funds to be Raised from the A-share Offering to Specific Parties
  
Management
For
Voted - For
6
Report on the Use of Previously-raised Funds
  
Management
For
Voted - For
7
Diluted Immediate Return After the 2021 Share Offering to Specific Parties, Filling Measures and Commitments of Relevant Parties
  
Management
For
Voted - For
8
Authorization to the Board to Handle Matters Regarding the Share Offering to Specific Parties
  
Management
For
Voted - For
9
Shareholder Return Plan for the Next Three Years from 2021 to 2023
  
Management
For
Voted - For
10
Amendments to the Articles of Association
  
Management
For
Voted - Abstain
11
Amendments to the Rules of Procedure Governing the General Meeting of Shareholders
  
Management
For
Voted - For




92
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

12
Amendments to the Rules of Procedure Governing the Board of Directors
  
Management
For
Voted - For
13
Amendments to the Rules of Procedure Governing the Supervisory Committee
  
Management
For
Voted - For
14
Amendments to the System for Independent Directors
  
Management
For
Voted - For
15
Amendments to the Connected Transactions Management System
  
Management
For
Voted - For
16
Amendments to the External Guarantee Management System
  
Management
For
Voted - For
17
Amendments to the External Investment Management System
  
Management
For
Voted - For
18
Amendments to the Management System for the Use of Raised Funds
  
Management
For
Voted - For
ZIJIN MINING GROUP CO LTD
Security ID: Y9892H115
Meeting Date: 28-May-21
Meeting Type: Annual General Meeting
1
2020 Work Report of the Board of Directors
  
Management
For
Non-Voting
2
2020 Work Report of Independent Directors
  
Management
For
Non-Voting
3
2020 Work Report of the Supervisory Committee
  
Management
For
Non-Voting
4
2020 Annual Report and Its Summary
  
Management
For
Non-Voting
5
2020 Annual Accounts
  
Management
For
Non-Voting
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.20000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Non-Voting
7
2020 Remuneration Plan for Executive Directors and the Chairman of the Supervisory Committee
  
Management
For
Non-Voting
8
Amendments to the Articles of Associations of the Company
  
Management
For
Non-Voting
9
General Authorization for the Issuance of Debt Financing Instruments
  
Management
For
Non-Voting
10
General Authorization to the Board Regarding A-share and (or) H-share Additional Offering
  
Management
For
Non-Voting
11
2021 External Guarantee Arrangement
  
Management
For
Non-Voting
12
Purchase of Liability Insurance for the Company, Directors, Supervisors and Senior Management
  
Management
For
Non-Voting
13
Reappointment of 2021 Audit Firm
  
Management
For
Non-Voting
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO
Security ID: Y1293Y102
Meeting Date: 28-May-21
Meeting Type: Annual General Meeting
 
Please Note That the Vote Direction/intention Must be the Same for The-resolution Number 25 Under the Agm and Resolution Number 1 Under the Class- Meeting, Otherwise the Vote Will be Rejected in the Market. If They are Voted-in Different Directions Your Ballot Will be Disqualified As A Split Vote.-thank You
  
Non-Voting
  
Non-Voting




93
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

1
2020 Work Report of the Board of Directors
  
Management
For
Voted - For
2
2020 Work Report of the Supervisory Committee
  
Management
For
Voted - For
3
2020 Annual Accounts
  
Management
For
Voted - For
4
2020 A-share Annual Report and Its Summary
  
Management
For
Voted - For
5
2020 H-share Annual Report
  
Management
For
Voted - For
6
2020 Profit Distribution Plan: the Detailed Profit Distribution Plan are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.20000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none
  
Management
For
Voted - For
7
2020 Provision for Assets Impairment
  
Management
For
Voted - For
8.1
2021 Appointment of Domestic Financial Audit Firm and Internal Control Audit Firm: Baker Tilly China Certified Public Accountants
  
Management
For
Voted - For
8.2
2021 Appointment of International Audit Firm: KPMG Certified Public Accountants
  
Management
For
Voted - For
8.3
Authorization to the Audit Committee of the Board to Decide the Remuneration Principles and Authorization to the Management Team to Determine the Remuneration According to the Principles Confirmed
  
Management
For
Voted - For
9
Application for Comprehensive Credit Line to Financial Institutions and Authorization to the Chairman of the Board to Sign Relevant Financing Documents
  
Management
For
Voted - For
10
Approval of and Authorization to A Company to Conduct Confirming Warehouse Business
  
Management
For
Voted - For
11
Approval of and Authorization to A Company to Conduct Financing Business with Downstream Clients and to Provide External Guarantee
  
Management
For
Voted - For
12
Provision of Guarantee for Controlled Companies
  
Management
For
Voted - For
13
Authorization to Conduct Low-risk Investment and Wealth Management
  
Management
For
Voted - For
14
Authorization to Conduct Financial Derivatives Business
  
Management
For
Voted - For
15
Authorization to A Company to Conduct Financing Guarantee
  
Management
For
Voted - For
16
Registration and Issuance of Assets Securitization Products by A Company
  
Management
For
Voted - For
17
Registration and Issuance of Supply Chain Assets Securitization Products by A Company
  
Management
For
Voted - For
18.1
Connected Transactions Regarding Sale of Equities in A Subsidiary
  
Management
For
Voted - For
18.2
Continuing to Provide Guarantee for A Company
  
Management
For
Voted - For
19
Provision of Guarantee Quota for the Mortgage Loans, Financial Leasing and Buyer's Credit Business
  
Management
For
Voted - For
20
Registration of Debt Financing Instruments
  
Management
For
Voted - For
21
Issuance of Medium-term Notes
  
Management
For
Voted - For




94
Rayliant Quantamental China Equity ETF
 
Proposal
  
Proposed by
Mgt. Position
Registrant Voted

22
The Company's Eligibility for Corporate Bond Issuance
  
Management
For
Voted - For
23
Public Issuance of Corporate Bonds to Qualified Investors
  
Management
For
Voted - For
24
Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Issuance of Corporate Bonds
  
Management
For
Voted - For
25
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
 
18 May 2021: Please Note That This is A Revision Due to Modification of Text-on Resolutions 8.1 and 8.2. If You Have Already Sent in Your Votes, Please Do-not Vote Again Unless You Decide to Amend Your Original Instructions. Thank-you
  
Non-Voting
  
Non-Voting
Meeting Date: 28-May-21
Meeting Type: Class Meeting
1
Amendments to the Company's Articles of Association
  
Management
For
Voted - Abstain
 
27 Apr 2021: Please Note That the Meeting Type Changed from Agm to Cls And-addition of Comment. If You Have Already Sent in Your Votes, Please Do Not-vote Again Unless You Decide to Amend Your Original Instructions. Thank You
  
Non-Voting
  
Non-Voting
 
27 Apr 2021: Please Note That the Vote Direction/intention Must be the Same-for the Resolution Number 25 Under the Agm and Resolution Number 1 Under The-class Meeting, Otherwise the Vote Will be Rejected in the Market. If They Are-voted in Different Directions Your Ballot Will be Disqualified As A Split-vote. Thank You
  
Non-Voting
  
Non-Voting


















95

SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


The Advisors’ Inner Circle Fund III

By:   /s/ Michael Beattie
Michael Beattie
President
Date: August 30, 2021













96