N-PX 1 pinebridgeaiciiinpxv1.htm ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY pinebridgeaiciiinpxv1.htm - Generated by SEC Publisher for SEC Filing




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act File Number: 811-22920

The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)

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101 Federal Street
Boston, Massachusetts 02110
 (Address of principal executive offices)

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Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)

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Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: October 31
Date of Reporting Period: July 1, 2020 to June 30, 2021

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Item 1. Proxy Voting Record.

Attached are the proxy voting records for:

PineBridge Dynamic Asset Allocation Fund

A series of The Advisors’ Inner Circle Fund III


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
 
3M COMPANY        
 
Security ID: US88579Y1010 Ticker: MMM      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1 a Elect Director Thomas "Tony" K. Brown Management For Voted - For
1 b Elect Director Pamela J. Craig Management For Voted - For
1 c Elect Director David B. Dillon Management For Voted - For
1 d Elect Director Michael L. Eskew Management For Voted - For
1 e Elect Director James R. Fitterling Management For Voted - For
1 f Elect Director Herbert L. Henkel Management For Voted - For
1 g Elect Director Amy E. Hood   Management For Voted - For
1 h Elect Director Muhtar Kent   Management For Voted - For
1 i Elect Director Dambisa F. Moyo Management For Voted - For
1 j Elect Director Gregory R. Page Management For Voted - For
1 k Elect Director Michael F. Roman Management For Voted - For
1 l Elect Director Patricia A. Woertz Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - Against
5   Consider Pay Disparity Between Executives and Other      
    Employees   Shareholder Against Voted - Against
6   Amend Certificate of Incorporation to Become a      
    Public Benefit Corporation Shareholder Against Voted - Against
 
A.P. MOLLER-MAERSK A/S        
 
Security ID: DK0010244508 Ticker: MAERSK.B      
 
Meeting Date: 23-Mar-21 Meeting Type: Annual      
 
1   Receive Report of Board   Management For Non-Voting
2   Accept Financial Statements and Statutory Reports Management For Voted - For
3   Approve Discharge of Management and Board Management For Voted - For
4   Approve Allocation of Income and Dividends of DKK      
    330 Per Share   Management For Voted - For
5   Approve Remuneration Report (Advisory Vote) Management For Voted - For
6   Authorize Share Repurchase Program Management For Voted - Against
7 a Reelect Bernard L. Bot as Director Management For Voted - For
7 b Reelect Marc Engel as Director Management For Voted - For
7 c Reelect Arne Karlsson as Director Management For Voted - For
7 d Elect Amparo Moraleda as New Director Management For Voted - For
8   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
9 a Authorize Board to Declare Extraordinary Dividend Management For Voted - For
9 b Approve DKK 655.9 Million Reduction in Share      
    Capital via Share Cancellation Management For Voted - For
9 c1 Amend Corporate Purpose   Management For Voted - For

 

1


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9 c2 Amend Articles Re: Editorial Changes due to      
    Requirement for Directors to Hold Class A Shares      
    included in Remuneration Report Management For Voted - For
9 c3 Amend Articles Re: Editorial Changes of Article 6 Management For Voted - For
9 c4 Amend Articles Re: Delete Article 15.1 Management For Voted - For
9 d Allow Shareholder Meetings to be Held by Electronic      
    Means Only   Management For Voted - Against
 
A2A SPA        
 
Security ID: IT0001233417 Ticker: A2A      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual/Special      
 
    Ordinary Business   Management For Non-Voting
1.1   Accept Financial Statements and Statutory Reports Management For Voted - For
1.2   Approve Allocation of Income Management For Voted - For
2.1   Approve Remuneration Policy Management For Voted - For
2.2   Approve Second Section of the Remuneration Report Management For Voted - For
3   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
    Extraordinary Business   Management For Non-Voting
1   Approve Merger by Incorporation of A2A      
    Telecommunications Srl into A2A SpA Management For Voted - For
2   Approve Merger by Incorporation of Suncity Energy      
    Srl into A2A SpA   Management For Voted - For
A   Deliberations on Possible Legal Action Against      
    Directors if Presented by Shareholders Management None Voted - Against
 
AAK AB        
 
Security ID: SE0011337708 Ticker: AAK      
 
Meeting Date: 26-Nov-20 Meeting Type: Special      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5.1   Designate Leif Tornvall as Inspector of Minutes of      
    Meeting   Management For Voted - For
5.2   Designate Yvonne Sorberg as Inspector of Minutes of      
    Meeting   Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7   Approve Dividends of SEK 2.10 Per Share Management For Voted - For
8   Close Meeting   Management For Non-Voting
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For

 

2


 

PineBridge Dynamic Asset Allocation Fund

Proposal Proposed by Mgt. Position Registrant Voted
 
3   Approve Agenda of Meeting Management For Voted - For
4.1   Designate Leif Tornvall as Inspector of Minutes of      
    Meeting Management For Voted - For
4.2   Designate Yvonne Sorberg as Inspector of Minutes of      
    Meeting Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7 a Accept Financial Statements and Statutory Reports Management For Voted - For
7 b Approve Allocation of Income and Dividends of SEK      
    2.30 Per Share Management For Voted - For
7 c1 Approve Discharge of Board Chairman Georg Brunstam Management For Voted - For
7 c2 Approve Discharge of Board Member Bengt Baron Management For Voted - For
7 c3 Approve Discharge of Board Member Gun Nilsson Management For Voted - For
7 c4 Approve Discharge of Board Member Marianne      
    Kirkegaard Management For Voted - For
7 c5 Approve Discharge of Board Member Marta Schorling      
    Andreen Management For Voted - For
7 c6 Approve Discharge of Board Member Patrik Andersson Management For Voted - For
7 c7 Approve Discharge of Employee Representative Leif      
    Hakansson Management For Voted - For
7 c8 Approve Discharge of Employee Representative Lena      
    Nilsson Management For Voted - For
7 c9 Approve Discharge of Deputy Employee Representative      
    Mikael Myhre Management For Voted - For
7c10 Approve Discharge of Deputy Employee Representative      
    Annica Edvardsson Management For Voted - For
7c11 Approve Discharge of Former Deputy Employee      
    Representative Fredrik Rydberg Management For Voted - For
7c12 Approve Discharge of CEO Johan Westman Management For Voted - For
8   Determine Number of Members (5) and Deputy Members      
    (0) of Board Management For Voted - For
9.1   Approve Remuneration of Directors in the Aggregate      
    Amount of SEK 3.1 Million Management For Voted - For
9.2   Approve Remuneration of Auditors Management For Voted - For
10.1   Reelect Gun Nilsson as Director Management For Voted - Against
10.2   Reelect Marianne Kirkegaard as Director Management For Voted - For
10.3   Reelect Marta Schorling Andreen as Director Management For Voted - Against
10.4   Reelect Patrik Andersson as Director Management For Voted - For
10.5   Reelect Georg Brunstam as Director Management For Voted - Against
10.6   Reelect Georg Brunstam as Board Chairman Management For Voted - Against
10.7   Ratify KPMG as Auditors Management For Voted - For
11   Reelect Marta Schorling Andreen, Henrik Didner,      
    Leif Tornvall and Elisabet Jamal Bergstrom as      
    Members of Nominating Committee Management For Voted - For
12   Approve Remuneration Report Management For Voted - For
13   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
14   Approve Stock Option Plan for Key Employees;      
    Approve Creation of SEK 8.3 Million Pool of Capital      
    to Guarantee Conversion Rights Management For Voted - For

 

3


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
15   Approve Issuance of up to 10 Percent of Issued      
    Shares without Preemptive Rights Management For Voted - For
16   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
17   Amend Articles Re: Proxies and Postal Voting Management For Voted - For
 
AALBERTS NV        
 
Security ID: NL0000852564 Ticker: AALB      
 
Meeting Date: 27-May-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Open Meeting   Management For Non-Voting
2   Receive Annual Report   Management For Non-Voting
3 .a Approve Remuneration Report Management For Voted - For
3 .b Approve Consolidated Financial Statements and      
    Statutory Reports   Management For Voted - For
4 .a Receive Explanation on Company's Reserves and      
    Dividend Policy   Management For Non-Voting
4 .b Approve Dividends of EUR 0.60 Per Share Management For Voted - For
5   Approve Discharge of Management Board Management For Voted - For
6   Approve Discharge of Supervisory Board Management For Voted - For
7   Elect L. (Lieve) Declercq to Supervisory Board Management For Voted - For
8   Reelect A.R. (Arno) Monincx to Management Board Management For Voted - For
9   Adopt Revised Remuneration Policy for Management      
    Board   Management For Voted - For
10   Grant Board Authority to Issue Shares Up to 10      
    Percent of Issued Capital   Management For Voted - For
11   Authorize Board to Exclude Preemptive Rights from      
    Share Issuances   Management For Voted - For
12   Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
13   Ratify Deloitte Accountants B.V. as Auditors Management For Voted - For
14   Other Business (Non-Voting) Management For Non-Voting
15   Close Meeting   Management For Non-Voting
 
ABB LTD.        
 
Security ID: CH0012221716 Ticker: ABBN      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report (Non-Binding) Management For Voted - For
3   Approve Discharge of Board and Senior Management Management For Voted - For
4   Approve Allocation of Income and Dividends of CHF      
    0.80 per Share   Management For Voted - For
5   Approve CHF 13.8 Million Reduction in Share Capital      
    as Part of the Share Buyback Program via      
    Cancellation of Repurchased Shares Management For Voted - For

 

4


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6   Approve Creation of CHF 24 Million Pool of Capital      
    without Preemptive Rights Management For Voted - Against
7.1   Approve Remuneration of Directors in the Amount of      
    CHF 4.4 Million   Management For Voted - For
7.2   Approve Remuneration of Executive Committee in the      
    Amount of CHF 40 Million Management For Voted - For
8.1   Reelect Gunnar Brock as Director Management For Voted - For
8.2   Reelect David Constable as Director Management For Voted - For
8.3   Reelect Frederico Curado as Director Management For Voted - For
8.4   Reelect Lars Foerberg as Director Management For Voted - For
8.5   Reelect Jennifer Xin-Zhe Li as Director Management For Voted - For
8.6   Reelect Geraldine Matchett as Director Management For Voted - For
8.7   Reelect David Meline as Director Management For Voted - For
8.8   Reelect Satish Pai as Director Management For Voted - For
8.9   Reelect Jacob Wallenberg as Director Management For Voted - For
8.10   Reelect Peter Voser as Director and Board Chairman Management For Voted - For
9.1   Appoint David Constable as Member of the      
    Compensation Committee   Management For Voted - For
9.2   Appoint Frederico Curado as Member of the      
    Compensation Committee   Management For Voted - For
9.3   Appoint Jennifer Xin-Zhe Li as Member of the      
    Compensation Committee   Management For Voted - For
10   Designate Hans Zehnder as Independent Proxy Management For Voted - For
11   Ratify KPMG AG as Auditors Management For Voted - For
12   Transact Other Business (Voting) Management For Voted - Against
 
ACCENTURE PLC        
 
Security ID: IE00B4BNMY34 Ticker: ACN      
 
Meeting Date: 03-Feb-21 Meeting Type: Annual      
 
1 a Elect Director Jaime Ardila   Management For Voted - For
1 b Elect Director Herbert Hainer Management For Voted - For
1 c Elect Director Nancy McKinstry Management For Voted - For
1 d Elect Director Beth E. Mooney Management For Voted - For
1 e Elect Director Gilles C. Pelisson Management For Voted - For
1 f Elect Director Paula A. Price Management For Voted - For
1 g Elect Director Venkata (Murthy) Renduchintala Management For Voted - For
1 h Elect Director David Rowland Management For Voted - For
1 i Elect Director Arun Sarin   Management For Voted - For
1 j Elect Director Julie Sweet   Management For Voted - For
1 k Elect Director Frank K. Tang Management For Voted - For
1 l Elect Director Tracey T. Travis Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Approve KPMG LLP as Auditors and Authorize Board to      
    Fix Their Remuneration   Management For Voted - For
4   Renew the Board's Authority to Issue Shares Under      
    Irish Law   Management For Voted - For

 

5


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Authorize Board to Opt-Out of Statutory Pre-Emption      
  Rights   Management For Voted - For
6 Determine Price Range for Reissuance of Treasury      
  Shares   Management For Voted - For
 
ACCIONA SA        
 
Security ID: ES0125220311 Ticker: ANA      
 
Meeting Date: 12-Apr-21 Meeting Type: Special      
 
1 Approve Public Offering of Shares in Subsidiary      
  Acciona Energias Renovables SA Management For Voted - For
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1.1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
1.2 Approve Consolidated and Standalone Management      
  Reports   Management For Voted - For
1.3 Approve Discharge of Board Management For Voted - For
1.4 Approve Non-Financial Information Statement Management For Voted - For
1.5 Approve Sustainability Report Management For Voted - For
1.6 Approve Allocation of Income and Dividends Management For Voted - For
1.7 Renew Appointment of KPMG Auditores as Auditor Management For Voted - For
2.1 Reelect Jose Manuel Entrecanales Domecq as Director Management For Voted - For
2.2 Reelect Juan Ignacio Entrecanales Franco as Director Management For Voted - For
2.3 Reelect Daniel Entrecanales Domecq as Director Management For Voted - For
2.4 Reelect Javier Entrecanales Franco as Director Management For Voted - For
2.5 Reelect Javier Sendagorta Gomez del Campillo as      
  Director   Management For Voted - For
2.6 Reelect Jose Maria Pacheco Guardiola as Director Management For Voted - For
2.7 Reelect Ana Saiz de Vicuna Bemberg as Director Management For Voted - For
2.8 Elect Maria Dolores Dancausa Trevino as Director Management For Voted - For
3.1 Authorize Share Repurchase Program Management For Voted - For
3.2 Authorize Company to Call EGM with 15 Days' Notice Management For Voted - For
4.1 Amend Articles Re: Corporate Purpose and      
  Representation of Shares Management For Voted - For
4.2 Amend Article 18 Re: Allow Shareholder Meetings to      
  be Held in Virtual-Only Format Management For Voted - For
4.3 Amend Articles Re: Competences, Proxies, Adoption      
  of Resolution, Minutes of Meetings and      
  Certifications   Management For Voted - For
4.4 Amend Article 31 Re: Board Term and Remuneration Management For Voted - For
4.5 Amend Articles Re: Board of Directors and Board      
  Committees   Management For Voted - For
4.6 Amend Articles Re: Annual Accounts Management For Voted - For
5.1 Amend Articles of General Meeting Regulations Re:      
  Interpretation, Competences, Information Available      
  for Shareholders, Information Subject to Request by      

 

6


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  Shareholders, Meeting Location and Request for      
  Information   Management For Voted - For
5.2 Amend Articles of General Meeting Regulations Re:      
  Allow Shareholder Meetings to be Held in      
  Virtual-Only Format   Management For Voted - For
6 Advisory Vote on Remuneration Report Management For Voted - For
7 Receive Amendments to Board of Directors Regulations Management For Non-Voting
8 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
ACCOR SA        
 
Security ID: FR0000120404 Ticker: AC      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Treatment of Losses Management For Voted - For
4 Approve Compensation of Corporate Officers Management For Voted - For
5 Approve Compensation of Sebastien Bazin, Chairman      
  and CEO   Management For Voted - For
6 Approve Remuneration Policy of Chairman and CEO Management For Voted - For
7 Approve Remuneration Policy of Directors Management For Voted - For
8 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
9 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - Against
  Extraordinary Business   Management For Non-Voting
10 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
11 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of 50 Percent of Issued Capital Management For Voted - For
12 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of 10 Percent of Issued Capital Management For Voted - For
13 Approve Issuance of Equity or Equity-Linked      
  Securities for up to 10 Percent of Issued Capital      
  Per Year Reserved for Specific Beneficiaries Management For Voted - For
14 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Above Management For Voted - For
15 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
16 Authorize Capitalization of Reserves of Up to 50      
  Percent of Issued Capital for Bonus Issue or      
  Increase in Par Value   Management For Voted - For

 

7


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
17 Set Total Limit for Capital Increase to Result from      
  Issuance Requests Under Items 11-16 at 50 Percent      
  of the Share Capital and Under Items 12-15 at 10      
  Percent of Issued Capital   Management For Voted - For
18 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
19 Authorize up to 0.2 Percent of Issued Capital for      
  Use in Restricted Stock Plans Under Performance      
  Conditions Reserved for Some Employees Management For Voted - For
20 Amend Article 1 of Bylaws to Comply with Legal      
  Changes   Management For Voted - For
  Ordinary Business   Management For Non-Voting
21 Authorize Board to Issue Free Warrants with      
  Preemptive Rights During a Public Tender Offer Management For Voted - Against
22 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
ACEA SPA        
 
Security ID: IT0001207098 Ticker: ACE      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3.1 Approve Remuneration Policy Management For Voted - For
3.2 Approve Second Section of the Remuneration Report Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
ACKERMANS & VAN HAAREN NV      
 
Security ID: BE0003764785 Ticker: ACKB      
 
Meeting Date: 09-Nov-20 Meeting Type: Special      
 
  Special General Meeting Agenda Management For Non-Voting
1 Approve Intermediary Dividends of EUR 2.32 Per Share Management For Voted - For
  Extraordinary General Meeting Agenda Management For Non-Voting
1 Receive Special Board Report Re: Renewal of the      
  Authorization Granted Within the Framework of the      
  Authorized Capital   Management For Non-Voting
2 Authorize Board to Issue Shares in the Event of a      
  Public Tender Offer or Share Exchange Offer and      
  Renew Authorization to Increase Share Capital      
  within the Framework of Authorized Capital Management For Voted - Against
3 Authorize Board to Repurchase Shares in the Event      
  of a Serious and Imminent Harm and Under Normal      
  Conditions   Management For Voted - Against
4 Amend Articles of Association Re: Alignment on      
  Companies and Associations Code Management For Voted - For

 

8


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5   Coordination of the Articles of Association Management For Non-Voting
 
ACTIVISION BLIZZARD, INC.        
 
Security ID: US00507V1098 Ticker: ATVI      
 
Meeting Date: 21-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Reveta Bowers Management For Voted - For
1 b Elect Director Robert Corti   Management For Voted - For
1 c Elect Director Hendrik Hartong, III Management For Voted - For
1 d Elect Director Brian Kelly   Management For Voted - For
1 e Elect Director Robert Kotick Management For Voted - For
1 f Elect Director Barry Meyer   Management For Voted - For
1 g Elect Director Robert Morgado Management For Voted - For
1 h Elect Director Peter Nolan   Management For Voted - For
1 i Elect Director Dawn Ostroff   Management For Voted - For
1 j Elect Director Casey Wasserman Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
ADDTECH AB        
 
Security ID: SE0005568136 Ticker: ADDT.B      
 
Meeting Date: 28-Aug-20 Meeting Type: Annual      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7   Receive Financial Statements and Statutory Reports Management For Non-Voting
8   Receive President's Report   Management For Non-Voting
9 .a1 Accept Financial Statements and Statutory Reports Management For Voted - For
9 .a2 Accept Consolidated Financial Statements and      
    Statutory Reports   Management For Voted - For
9 .b Approve Allocation of Income and Dividends of SEK 4      
    Per Share   Management For Voted - For
9 .c1 Approve Discharge of Board Chairman Anders Borjesson Management For Voted - For
9 .c2 Approve Discharge of Board Member Eva Elmstedt Management For Voted - For
9 .c3 Approve Discharge of Board Member Kenth Eriksson Management For Voted - For
9 .c4 Approve Discharge of Board Member Henrik Hedelius Management For Voted - For
9 .c5 Approve Discharge of Board Member Ulf Mattsson Management For Voted - For
9 .c6 Approve Discharge of Board Member Malin Nordesjo Management For Voted - For
9 .c7 Approve Discharge of Board Member Johan Sjo Management For Voted - For
9 .c8 Approve Discharge of CEO Niklas Stenberg Management For Voted - For
10   Receive Report on Nomination Committee's Work Management For Non-Voting

 

9


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
11   Determine Number of Members (7) and Deputy Members      
    (0) of Board   Management For Voted - For
12 .a Approve Remuneration of Directors in the Aggregate      
    Amount of SEK 2.7 Million Management For Voted - For
12 .b Approve Remuneration of Auditors Management For Voted - For
13 .a Reelect Eva Elmstedt as Director Management For Voted - Against
13 .b Reelect Kenth Eriksson as Director Management For Voted - For
13 .c Reelect Henrik Hedelius as Director Management For Voted - Against
13 .d Reelect Ulf Mattsson as Director Management For Voted - For
13 .e Reelect Malin Nordesjo as Director Management For Voted - Against
13 .f Reelect Johan Sjo as Director Management For Voted - Against
13 .g Elect Niklas Stenberg as New Director Management For Voted - For
13 .h Elect Johan Sjo as New Board Chairman Management For Voted - For
14   Ratify KPMG as Auditors   Management For Voted - For
15   Authorize Representatives of Five of Company's      
    Largest Shareholders to Serve on Nominating      
    Committee   Management For Voted - For
16   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
17   Approve Stock Option Plan   Management For Voted - For
18   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
19   Approve Creation Pool of Capital without Preemptive      
    Rights   Management For Voted - For
20   Approve 4:1 Stock Split; Amend Articles Accordingly Management For Voted - For
21   Amend Articles of Association Re: Editorial Changes Management For Voted - For
22   Close Meeting   Management For Non-Voting
 
ADIDAS AG        
 
Security ID: DE000A1EWWW0 Ticker: ADS      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2   Approve Allocation of Income and Dividends of EUR      
    3.00 per Share   Management For Voted - For
3   Approve Discharge of Management Board for Fiscal      
    Year 2020   Management For Voted - For
4   Approve Discharge of Supervisory Board for Fiscal      
    Year 2020   Management For Voted - For
5   Elect Jackie Joyner-Kersee to the Supervisory Board Management For Voted - For
6   Approve Remuneration Policy Management For Voted - For
7   Approve Remuneration of Supervisory Board Management For Voted - For
8   Amend Articles Re: Information for Registration in      
    the Share Register   Management For Voted - For
9   Approve Creation of EUR 50 Million Pool of Capital      
    with Preemptive Rights   Management For Voted - For
10   Approve Creation of EUR 20 Million Pool of Capital      
    without Preemptive Rights Management For Voted - For

 

10


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
11   Cancel Authorized Capital 2016 Management For Voted - For
12   Authorize Share Repurchase Program and Reissuance      
    or Cancellation of Repurchased Shares Management For Voted - For
13   Authorize Use of Financial Derivatives when      
    Repurchasing Shares   Management For Voted - For
14   Ratify KPMG AG as Auditors for Fiscal Year 2021 Management For Voted - For
 
ADLER GROUP SA        
 
Security ID: LU1250154413 Ticker: ADJ      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Receive Special Board's Report (Non-Voting) Management For Non-Voting
2   Receive Management Board and Auditor's Reports      
    (Non-Voting)   Management For Non-Voting
3   Approve Stand-alone Financial Statements Management For Voted - For
4   Approve Consolidated Financial Statements Management For Voted - For
5   Approve Allocation of Income and Dividends of EUR      
    0.46 Per Share   Management For Voted - For
6   Approve Discharge of Directors Management For Voted - For
7   Renew Appointment of KPMG Luxembourg as Auditor Management For Voted - Against
8   Approve Remuneration Policy Management For Voted - Against
9   Approve Remuneration Report Management For Voted - For
 
ADOBE INC.        
 
Security ID: US00724F1012 Ticker: ADBE      
 
Meeting Date: 20-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Amy Banse   Management For Voted - For
1 b Elect Director Melanie Boulden Management For Voted - For
1 c Elect Director Frank Calderoni Management For Voted - For
1 d Elect Director James Daley   Management For Voted - For
1 e Elect Director Laura Desmond Management For Voted - For
1 f Elect Director Shantanu Narayen Management For Voted - For
1 g Elect Director Kathleen Oberg Management For Voted - For
1 h Elect Director Dheeraj Pandey Management For Voted - For
1 i Elect Director David Ricks   Management For Voted - For
1 j Elect Director Daniel Rosensweig Management For Voted - For
1 k Elect Director John Warnock Management For Voted - For
2   Amend Omnibus Stock Plan   Management For Voted - For
3   Ratify KPMG LLP as Auditors Management For Voted - For
4   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For

 

11


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ADVANCED MICRO DEVICES, INC.      
 
Security ID: US0079031078 Ticker: AMD      
 
Meeting Date: 07-Apr-21 Meeting Type: Special      
 
1   Issue Shares in Connection with Merger Management For Voted - For
2   Adjourn Meeting   Management For Voted - For
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1 a Elect Director John E. Caldwell Management For Voted - For
1 b Elect Director Nora M. Denzel Management For Voted - For
1 c Elect Director Mark Durcan   Management For Voted - For
1 d Elect Director Michael P. Gregoire Management For Voted - For
1 e Elect Director Joseph A. Householder Management For Voted - For
1 f Elect Director John W. Marren Management For Voted - For
1 g Elect Director Lisa T. Su   Management For Voted - For
1 h Elect Director Abhi Y. Talwalkar Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
ADVANTEST CORP.        
 
Security ID: JP3122400009 Ticker: 6857      
 
Meeting Date: 23-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Yoshida, Yoshiaki Management For Voted - For
1.2   Elect Director Karatsu, Osamu Management For Voted - For
1.3   Elect Director Urabe, Toshimitsu Management For Voted - For
1.4   Elect Director Nicholas Benes Management For Voted - For
1.5   Elect Director Tsukakoshi, Soichi Management For Voted - For
1.6   Elect Director Fujita, Atsushi Management For Voted - For
1.7   Elect Director Tsukui, Koichi Management For Voted - For
1.8   Elect Director Douglas Lefever Management For Voted - For
2.1   Elect Director and Audit Committee Member Kurita,      
    Yuichi   Management For Voted - For
2.2   Elect Director and Audit Committee Member Namba,      
    Koichi   Management For Voted - For
3   Elect Alternate Director and Audit Committee Member      
    Karatsu, Osamu   Management For Voted - For
4   Approve Compensation Ceiling for Directors Who Are      
    Not Audit Committee Members Management For Voted - For
5   Approve Performance Share Plan and Restricted Stock      
    Plan   Management For Voted - For

 

12


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ADYEN NV        
 
Security ID: NL0012969182 Ticker: ADYEN      
 
Meeting Date: 03-Jun-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
2 .b Approve Remuneration Report Management For Voted - For
2 .c Adopt Financial Statements and Statutory Reports Management For Voted - For
3   Approve Discharge of Management Board Management For Voted - For
4   Approve Discharge of Supervisory Board Management For Voted - For
5   Reelect Ingo Jeroen Uytdehaage to Management Board Management For Voted - For
6   Reelect Delfin Rueda Arroyo to Supervisory Board Management For Voted - For
7   Grant Board Authority to Issue Shares Up to 10      
    Percent of Issued Capital   Management For Voted - For
8   Authorize Board to Exclude Preemptive Rights from      
    Share Issuances   Management For Voted - For
9   Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
10   Ratify PwC as Auditors   Management For Voted - For
 
AEDIFICA SA        
 
Security ID: BE0003851681 Ticker: AED      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Receive Directors' Reports (Non-Voting) Management For Non-Voting
2   Receive Auditors' Reports (Non-Voting) Management For Non-Voting
3   Receive Consolidated Financial Statements and      
    Statutory Reports (Non-Voting) Management For Non-Voting
4   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
5   Approve Remuneration Report Management For Voted - For
6   Approve Remuneration Policy Management For Voted - For
7.1   Approve Discharge Serge Wibaut as Director Management For Voted - For
7.2   Approve Discharge Stefaan Gielens as Director Management For Voted - For
7.3   Approve Discharge Jean Franken as Director Management For Voted - For
7.4   Approve Discharge Katrien Kesteloot as Director Management For Voted - For
7.5   Approve Discharge Elisabeth May-Roberti as Director Management For Voted - For
7.6   Approve Discharge Luc Plasman as Director Management For Voted - For
7.7   Approve Discharge Marleen Willekens as Director Management For Voted - For
7.8   Approve Discharge Pertti Huuskonen as Director Management For Voted - For
7.9   Approve Discharge Sven Bogaerts as Director Management For Voted - For
7.10   Approve Discharge Ingrid Daerden as Director Management For Voted - For
7.11   Approve Discharge Charles-Antoine Van Aelst as      
    Director   Management For Voted - For
7.12   Approve Discharge Adeline Simont as Director Management For Voted - For
7.13   Approve Discharge Eric Hohl as Director Management For Voted - For

 

13


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
7.14   Approve Discharge Laurence Gacoin as Director Management For Voted - For
8   Approve Discharge of Auditors Management For Voted - For
9.1   Elect Stefaan Gielens as Director Management For Voted - For
9.2   Elect Serge Wibaut as Independent Director Management For Voted - For
9.3   Elect Katrien Kesteloot as Independent Director Management For Voted - For
9.4   Elect Elisabeth May-Roberti as Independent Director Management For Voted - For
9.5   Approve Remuneration of Serge Wibaut, Katrien      
    Kesteloot, and Elisabeth May-Roberti in the Way      
    Proposed Under item 11 Management For Voted - For
10.1   Ratify Ernst & Young as Auditors Management For Voted - For
10.2   Approve Auditors' Remuneration Management For Voted - For
11.1   Approve Remuneration of Chairperson of the Board of      
    Directors   Management For Voted - For
11.2   Approve Remuneration of Non-Executive Directors Management For Voted - For
12.1   Approve Change-of-Control Clause Re: Provisions of      
    Credit between the Company and Belfius Banque SA Management For Voted - For
12.2   Approve Change-of-Control Clause Re: Provisions of      
    Credit between the Company and Societe Generale Management For Voted - For
12.3   Approve Change-of-Control Clause Re: Note Purchase      
    Agreement   Management For Voted - For
12.4   Approve Change-of-Control Clause Re: Credit      
    Agreement between Hoivatilat, the Company and OP      
    Corporate Bank   Management For Voted - For
12.5   Approve Change-of-Control Clause Re: Credit      
    Agreement between the Company and ABN AMRO Bank Management For Voted - For
13.1   Approve Discharge of Aedifica NV/SA as Director of      
    Hof Van Bremdael NV/SA Management For Voted - For
13.2   Approve Discharge of Sven Bogaerts as Director of      
    Hof Van Bremdael NV/SA Management For Voted - For
13.3   Approve Discharge of Ingrid Daerden as Director of      
    Hof Van Bremdael NV/SA Management For Voted - For
13.4   Approve Discharge of Charles-Antoine Van Aelst as      
    Director of Hof Van Bremdael NV/SA Management For Voted - For
13.5   Approve Discharge of Laurence Gacoin as Director of      
    Hof Van Bremdael NV/SA Management For Voted - For
14   Approve Discharge of Ernst & Young as Auditor of      
    Hof Van Bremdael NV/SA Management For Voted - For
15   Transact Other Business   Management For Non-Voting
 
Meeting Date: 11-May-21 Meeting Type: Special      
 
    Special Meeting Agenda   Management For Non-Voting
1.1   Receive Special Board Report Re: Renewal of the      
    Authorized Capital   Management For Non-Voting
1.2 a Renew Authorization to Increase Share Capital by      
    Various Means With or Without Preemptive Rights      
    That is Set Within the Limits of the Proposed      
    Sub-Authorizations   Management For Voted - Against
1.2 b If Item 1.2a is not Approved: Renew Authorization      
    to Increase Share Capital by Various Means With or      
    Without Preemptive Rights Management For Voted - For

 

14


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2   Authorize Implementation of Approved Resolutions      
    and Filing of Required Documents/Formalities at      
    Trade Registry   Management For Voted - For
 
AENA S.M.E. SA        
 
Security ID: ES0105046009 Ticker: AENA      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1   Approve Standalone Financial Statements Management For Voted - For
2   Approve Consolidated Financial Statements Management For Voted - For
3   Approve Treatment of Net Loss Management For Voted - For
4   Approve Non-Financial Information Statement Management For Voted - For
5   Approve Discharge of Board Management For Voted - For
6   Ratify Appointment of and Elect Juan Rio Cortes as      
    Director   Management For Voted - For
7.1   Amend Articles Re: Allow Shareholder Meetings to be      
    Held in Virtual-Only Format Management For Voted - For
7.2   Amend Articles Re: Board Competences and Board      
    Committees   Management For Voted - For
7.3   Amend Articles Re: Board Committees, Remuneration      
    and Climate Action Plan   Management For Voted - For
8   Amend Articles of General Meeting Regulations Re:      
    Allow Shareholder Meetings to be Held in      
    Virtual-Only Format   Management For Voted - For
9   Advisory Vote on Remuneration Report Management For Voted - For
10   Advisory Vote on Company's Climate Action Plan Management For Voted - For
11   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - For
 
AERCAP HOLDINGS NV        
 
Security ID: NL0000687663 Ticker: AER      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Open Meeting   Management For Non-Voting
2   Receive Board Report (Non-Voting) Management For Non-Voting
3   Adopt Financial Statements   Management For Voted - For
4   Receive Explanation on Company's Reserves and      
    Dividend Policy   Management For Non-Voting
5   Approve Discharge of Directors Management For Voted - For
6   Approve Acquisition of GECAS Business Management For Voted - For
7 .a Reelect Aengus Kelly as Executive Director Management For Voted - For
7 .b Reelect Paul Dacier as Non-Executive Director Management For Voted - Against
7 .c Reelect Michael Walsh as Non-Executive Director Management For Voted - For
7 .d Reelect James Lawrence as Non-Executive Director Management For Voted - For
8   Elect Jennifer VanBelle as Non-Executive Director Management For Voted - For

 

15


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9   Approve Increase of Ordinary Shares in the      
    Company's Capital Available for Issuance under the      
    Company's Equity Incentive Plan Management For Voted - Against
10   Approve Appointment of Peter L. Juhas as the Person      
    Referred to in Article 16, Paragraph 8 of the      
    Company's Articles of Association Management For Voted - For
11   Ratify PricewaterhouseCoopers Accountants N.V. as      
    Auditors   Management For Voted - For
12 .a Grant Board Authority to Issue Shares Up to 10      
    Percent of Issued Capital   Management For Voted - For
12 .b Authorize Board to Exclude Preemptive Rights from      
    Share Issuances under Item 12.a Management For Voted - For
12 .c Grant Board Authority to Issue Additional Shares Up      
    To 10 Percent of Issued Capital in Case of Merger      
    or Acquisition   Management For Voted - Against
12 .d Authorize Board to Exclude Preemptive Rights from      
    Share Issuances under Item 12.c Management For Voted - Against
12 .e Grant Board Authority to Issue Additional Shares in      
    Relation to the Anticipated Acquisition of the      
    GECAS Business   Management For Voted - For
12 .f Authorize Board to Exclude Preemptive Rights from      
    Share Issuances under Item 12.e Management For Voted - For
13 .a Authorize Repurchase of Shares Management For Voted - For
13 .b Conditional Authorization to Repurchase Additional      
    Shares   Management For Voted - For
14   Approve Reduction in Share Capital through      
    Cancellation of Shares   Management For Voted - For
15   Amend Articles Re: Increase Authorize Share Capital      
    and to Permit Interim Filling of Vacancies on the      
    Board of Directors   Management For Voted - For
16   Allow Questions   Management For Non-Voting
17   Close Meeting   Management For Non-Voting
 
AEROPORTS DE PARIS SA        
 
Security ID: FR0010340141 Ticker: ADP      
 
Meeting Date: 11-May-21 Meeting Type: Annual/Special      
 
    Extraordinary Business   Management For Non-Voting
1   Amend Article 19 of Bylaws Re: Alternate Auditor Management For Voted - For
    Ordinary Business   Management For Non-Voting
2   Approve Financial Statements and Statutory Reports Management For Voted - For
3   Approve Consolidated Financial Statements and      
    Statutory Reports   Management For Voted - For
4   Approve Treatment of Losses Management For Voted - For
5   Approve Transaction with the French State Management For Voted - For
6   Approve Transaction with Grand Paris Management For Voted - For
7   Approve Transaction with Societe du Grand Paris Management For Voted - For
8   Approve Transaction with Societe Royal Schiphol      
    Group   Management For Voted - For
9   Approve Transaction with the French State Management For Voted - For

 

16


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
10 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - Against
11 Approve Compensation of Corporate Officers Management For Voted - For
12 Approve Compensation of Augustin de Romanet,      
  Chairman and CEO   Management For Voted - For
13 Approve Remuneration Policy of Board Members Management For Voted - For
14 Approve Remuneration Policy of Chairman and CEO Management For Voted - For
15 Ratify Appointment of Jean-Benoit Albertini as      
  Director   Management For Voted - Against
16 Ratify Appointment of Severin Cabannes as Director Management For Voted - For
17 Ratify Appointment of Robert Carsouw as Director Management For Voted - Against
18 Renew Appointment of Ernst & Young Audit as Auditor Management For Voted - For
19 Renew Appointment of Deloitte & Associés as Auditor Management For Voted - For
20 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
AF POYRY AB        
 
Security ID: SE0005999836 Ticker: AF.B      
 
Meeting Date: 03-Jun-21 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting   Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8.1 Approve Discharge of Board Member Gunilla Berg Management For Voted - For
8.2 Approve Discharge of Board Member Henrik Ehrnrooth Management For Voted - For
8.3 Approve Discharge of Board Member Joakim Rubin Management For Voted - For
8.4 Approve Discharge of Board Member Kristina Schauman Management For Voted - For
8.5 Approve Discharge of Board Member Anders Snell Management For Voted - For
8.6 Approve Discharge of Board Member Jonas Abrahamsson Management For Voted - For
8.7 Approve Discharge of Board Member Anders Narvinger Management For Voted - For
8.8 Approve Discharge of Board Member Salla Poyry Management For Voted - For
8.9 Approve Discharge of Board Member Ulf Sodergren Management For Voted - For
8.10 Approve Discharge of Board Member and Employee      
  Representative Stefan Lofqvist Management For Voted - For
8.11 Approve Discharge of Board Member and Employee      
  Representative Tomas Ekvall Management For Voted - For
8.12 Approve Discharge of Board Member and Employee      
  Representative Jessica Akerdahl Management For Voted - For
8.13 Approve Discharge of Deputy Board Member and      
  Employee Representative Guojing Chen Management For Voted - For
8.14 Approve Discharge of CEO Jonas Gustafsson Management For Voted - For
9 Approve Remuneration Report Management For Voted - For
10 Approve Allocation of Income and Dividends of SEK 5      
  Per Share   Management For Voted - For

 

17


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
11 .a Determine Number of Members (8) and Deputy Members      
    (0) of Board   Management For Voted - For
11 .b Approve Remuneration of Directors in the Amount of      
    SEK 1.75 Million for Chairman and SEK 450,000 for      
    Other Directors; Approve Remuneration for Committee      
    Work; Approve Remuneration of Auditors Management For Voted - For
11.c1Reelect Gunilla Berg as Director Management For Voted - For
11.c2Reelect Henrik Ehrnrooth as Director Management For Voted - For
11.c3Reelect Joakim Rubin as Director Management For Voted - For
11.c4Reelect Kristina Schauman as Director Management For Voted - For
11.c5Reelect Anders Snell as Director Management For Voted - For
11.c6Elect Tom Erixon as New Director Management For Voted - For
11.c7Elect Carina Hakansson as New Director Management For Voted - For
11.c8Elect Neil McArthur as New Director Management For Voted - For
11 .d Elect Tom Erixon as Board Chair Management For Voted - Against
11 .e Ratify KPMG as Auditors Management For Voted - For
12   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
13   Change Company Name to AFRY AB Management For Voted - For
14 .a Approve Equity Plan Financing Through Class B Share      
    Repurchase Program   Management For Voted - For
14 .b Approve SEK 1.8 Million Reduction in Share Capital      
    via Share Cancellation for Transfer to Unrestricted      
    Equity   Management For Voted - For
15   Approve Creation of Pool of Capital with Preemptive      
    Rights   Management For Voted - For
16   Close Meeting   Management For Non-Voting
 
AGCO CORPORATION        
 
Security ID: US0010841023 Ticker: AGCO      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1.1   Elect Director Roy V. Armes Management For Voted - For
1.2   Elect Director Michael C. Arnold Management For Voted - For
1.3   Elect Director Sondra L. Barbour Management For Voted - For
1.4   Elect Director P. George Benson Management For Voted - For
1.5   Elect Director Suzanne P. Clark Management For Voted - For
1.6   Elect Director Bob De Lange Management For Voted - For
1.7   Elect Director Eric P. Hansotia Management For Voted - For
1.8   Elect Director George E. Minnich Management For Voted - For
1.9   Elect Director Mallika Srinivasan Management For Voted - For
1.10   Elect Director Matthew Tsien Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify KPMG LLP as Auditor Management For Voted - For

 

18


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
AGGREKO PLC        
 
Security ID: GB00BK1PTB77 Ticker: AGK      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Remuneration Policy Management For Voted - For
4   Approve Final Dividend   Management For Voted - For
5   Elect Mark Clare as Director Management For Voted - For
6   Re-elect Ken Hanna as Director Management For Voted - For
7   Re-elect Chris Weston as Director Management For Voted - For
8   Re-elect Heath Drewett as Director Management For Voted - For
9   Re-elect Dame Nicola Brewer as Director Management For Voted - For
10   Re-elect Barbara Jeremiah as Director Management For Voted - For
11   Re-elect Uwe Krueger as Director Management For Voted - For
12   Re-elect Sarah Kuijlaars as Director Management For Voted - For
13   Re-elect Ian Marchant as Director Management For Voted - For
14   Re-elect Miles Roberts as Director Management For Voted - For
15   Reappoint KPMG LLP as Auditors Management For Voted - For
16   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For
17   Authorise Issue of Equity   Management For Voted - For
18   Approve Restricted Stock Plan Management For Voted - For
19   Adopt New Articles of Association Management For Voted - For
20   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
21   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
22   Authorise Market Purchase of Ordinary Shares Management For Voted - For
23   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
Meeting Date: 26-Apr-21 Meeting Type: Court      
 
    Court Meeting   Management For Non-Voting
1   Approve Scheme of Arrangement Management For Voted - For
 
Meeting Date: 26-Apr-21 Meeting Type: Special      
 
1 A Approve Recommended Cash Acquisition of Aggreko plc      
    by Albion Acquisitions Limited Management For Voted - For
1 B Amend Articles of Association Management For Voted - For

 

19


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
AIA GROUP LIMITED        
 
Security ID: HK0000069689 Ticker: 1299      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3   Elect Lee Yuan Siong as Director Management For Voted - For
4   Elect Chung-Kong Chow as Director Management For Voted - For
5   Elect John Barrie Harrison as Director Management For Voted - For
6   Elect Lawrence Juen-Yee Lau as Director Management For Voted - For
7   Elect Cesar Velasquez Purisima as Director Management For Voted - For
8   Approve PricewaterhouseCoopers as Auditor and      
    Authorize Board to Fix Their Remuneration Management For Voted - For
9 A Approve Issuance of Equity or Equity-Linked      
    Securities without Preemptive Rights Management For Voted - For
9 B Authorize Repurchase of Issued Share Capital Management For Voted - For
 
AIR FRANCE-KLM SA        
 
Security ID: FR0000031122 Ticker: AF      
 
Meeting Date: 26-May-21 Meeting Type: Annual/Special      
 
    Ordinary Business   Management For Non-Voting
1   Approve Financial Statements and Statutory Reports Management For Voted - For
2   Approve Consolidated Financial Statements and      
    Statutory Reports   Management For Voted - For
3   Approve Treatment of Losses Management For Voted - For
4   Approve Transaction with French State Re: Loan      
    Contract and Shareholder Loan Management For Voted - For
5   Approve Transaction with KLM and Dutch State Re:      
    Framework Agreement   Management For Voted - For
6   Approve Transaction with Delta Air Lines Inc. and      
    Virgin Atlantic Airways Ltd Re: Adjustment of the      
    Financial Partnerships Arrangements Management For Voted - For
7   Approve Transaction with China Eastern Airlines Co.      
    Ltd. Re: Adjustment of the Financial Partnerships      
    Arrangements   Management For Voted - For
8   Reelect Leni Boeren as Director Management For Voted - For
9   Reelect Isabelle Bouillot as Director Management For Voted - For
10   Reelect Delta Air Lines Inc. as Director Management For Voted - For
11   Reelect Anne-Marie Idrac as Director Management For Voted - For
12   Reelect Jian Wang as Director Management For Voted - For
13   Elect Gwenaelle Avice-Huet as Director Management For Voted - For
14   Approve Compensation Report of Corporate Officers Management For Voted - For
15   Approve Compensation of Anne-Marie Couderc,      
    Chairman of the Board   Management For Voted - For
16   Approve Compensation of Benjamin Smith, CEO Management For Voted - For
17   Approve Remuneration Policy of Corporate Officers Management For Voted - For

 

20


 

  PineBridge Dynamic Asset Allocation Fund
 
Proposal Proposed by Mgt. Position Registrant Voted
 
 
18 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
19 Approve Remuneration Policy of CEO Management For Voted - For
  Extraordinary Business Management For Non-Voting
20 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 1930 Million Management For Voted - For
21 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 643 Million Management For Voted - For
22 Authorize Issuance of Equity or Equity-Linked      
  Instruments without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 129 Million Management For Voted - For
23 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 129 Million Management For Voted - For
24 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Under Items 20 to 23 Management For Voted - For
25 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
26 Authorize Capitalization of Reserves of Up to EUR      
  322 Million for Bonus Issue or Increase in Par Value Management For Voted - For
27 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 161 Million, Including in the      
  Event of a Public Tender Offer Management For Voted - Against
28 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 161 Million,      
  Including in the Event of a Public Tender Offer Management For Voted - Against
29 Authorize Issuance of Equity or Equity-Linked      
  Instruments without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 65 Million, During      
  Public Tender Offer Management For Voted - Against
30 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 65 Million, Including in the      
  Event of a Public Tender Offer Management For Voted - Against
31 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Under Items 27 to 30 Management For Voted - Against
32 Authorize Capital Increase of up to Aggregate      
  Nominal Amount of EUR 33 Million for Contributions      
  in Kind Management For Voted - Against
33 Authorize Capitalization of Reserves of Up to EUR      
  161 Million for Bonus Issue or Increase in Par Value Management For Voted - For
34 Authorize Board to Set Issue Price for 10 Percent      
  Per Year of Issued Capital Pursuant to Issue      
  Authority without Preemptive Rights Management For Voted - Against
35 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Management For Voted - For
36 Amend Article 26 of Bylaws Re: Age Limit of      
  Directors Management For Voted - For

 

21


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
37   Authorize Filing of Required Documents/Other      
    Formalities   Management For Voted - For
 
AIR PRODUCTS AND CHEMICALS, INC.      
 
Security ID: US0091581068 Ticker: APD      
 
Meeting Date: 28-Jan-21 Meeting Type: Annual      
 
1 a Elect Director Susan K. Carter Management For Voted - For
1 b Elect Director Charles I. Cogut Management For Voted - For
1 c Elect Director Lisa A. Davis   Management For Voted - For
1 d Elect Director Chadwick C. Deaton Management For Voted - For
1 e Elect Director Seifollah (Seifi) Ghasemi Management For Voted - For
1 f Elect Director David H. Y. Ho Management For Voted - For
1 g Elect Director Edward L. Monser Management For Voted - For
1 h Elect Director Matthew H. Paull Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Approve Omnibus Stock Plan Management For Voted - For
4   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
AIXTRON SE        
 
Security ID: DE000A0WMPJ6 Ticker: AIXA      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2   Approve Allocation of Income and Dividends of EUR      
    0.11 per Share   Management For Voted - For
3   Approve Discharge of Management Board for Fiscal      
    Year 2020   Management For Voted - For
4   Approve Discharge of Supervisory Board for Fiscal      
    Year 2020   Management For Voted - For
5.1   Elect Andreas Biagosch to the Supervisory Board Management For Voted - For
5.2   Elect Petra Denk to the Supervisory Board Management For Voted - For
6   Approve Remuneration of Supervisory Board Management For Voted - For
7   Ratify Deloitte GmbH as Auditors for Fiscal Year      
    2021   Management For Voted - For
 
AJ BELL PLC        
 
Security ID: GB00BFZNLB60 Ticker: AJB      
 
Meeting Date: 27-Jan-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Final Dividend   Management For Voted - For
4   Re-elect Andy Bell as Director Management For Voted - For

 

22


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
5   Re-elect Michael Summersgill as Director Management For Voted - For
6   Re-elect Leslie Platts as Director Management For Voted - For
7   Re-elect Laura Carstensen as Director Management For Voted - For
8   Re-elect Simon Turner as Director Management For Voted - For
9   Re-elect Eamonn Flanagan as Director Management For Voted - For
10   Reappoint BDO LLP as Auditors Management For Voted - For
11   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For
12   Authorise Issue of Equity   Management For Voted - For
13 A Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
13 B Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
14   Authorise Market Purchase of Ordinary Shares Management For Voted - For
15   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
AKAMAI TECHNOLOGIES, INC.        
 
Security ID: US00971T1016 Ticker: AKAM      
 
Meeting Date: 03-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Sharon Bowen Management For Voted - For
1.2   Elect Director Marianne Brown Management For Voted - For
1.3   Elect Director Monte Ford   Management For Voted - For
1.4   Elect Director Jill Greenthal   Management For Voted - For
1.5   Elect Director Dan Hesse   Management For Voted - For
1.6   Elect Director Tom Killalea   Management For Voted - For
1.7   Elect Director Tom Leighton Management For Voted - For
1.8   Elect Director Jonathan Miller Management For Voted - For
1.9   Elect Director Madhu Ranganathan Management For Voted - For
1.10   Elect Director Ben Verwaayen Management For Voted - For
1.11   Elect Director Bill Wagner   Management For Voted - For
2   Amend Omnibus Stock Plan   Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
AKER ASA        
 
Security ID: NO0010234552 Ticker: AKER      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1   Open Meeting; Approve Notice of Meeting and Agenda Management For Did Not Vote
2   Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
3   Receive Company Status Reports Management For Did Not Vote
4   Accept Financial Statements and Statutory Reports;      
    Approve Allocation of Income and Dividends Management For Did Not Vote

 

23


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Did Not Vote
6   Discuss Company's Corporate Governance Statement Management For Did Not Vote
7   Approve Remuneration of Directors Management For Did Not Vote
8   Approve Remuneration of Nominating Committee Management For Did Not Vote
9   Elect Directors   Management For Did Not Vote
10   Elect Members of Nomination Committee Management For Did Not Vote
11   Approve Remuneration of Auditors for 2020 Management For Did Not Vote
12   Authorize Share Repurchase Program in Connection      
    with Acquisitions, Mergers, Demergers or Other      
    Transactions   Management For Did Not Vote
13   Authorize Share Repurchase Program in Connection      
    with Incentive Plan   Management For Did Not Vote
14   Authorize Share Repurchase Program for Investment      
    Purposes or Cancellation   Management For Did Not Vote
15   Authorize Board to Distribute Dividends Management For Did Not Vote
16   Approve Creation of Pool of Capital without      
    Preemptive Rights   Management For Did Not Vote
 
ALACER GOLD CORP.        
 
Security ID: CA0106791084 Ticker: ASR      
 
Meeting Date: 10-Jul-20 Meeting Type: Special      
 
1   Approve Acquisition by SSR Mining Inc. Management For Voted - For
 
ALASKA AIR GROUP, INC.        
 
Security ID: US0116591092 Ticker: ALK      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 a Elect Director Patricia M. Bedient Management For Voted - For
1 b Elect Director James A. Beer Management For Voted - For
1 c Elect Director Raymond L. Conner Management For Voted - For
1 d Elect Director Daniel K. Elwell Management For Voted - For
1 e Elect Director Dhiren R. Fonseca Management For Voted - For
1 f Elect Director Kathleen T. Hogan Management For Voted - For
1 g Elect Director Jessie J. Knight, Jr. Management For Voted - For
1 h Elect Director Susan J. Li   Management For Voted - For
1 i Elect Director Benito Minicucci Management For Voted - For
1 j Elect Director Helvi K. Sandvik Management For Voted - For
1 k Elect Director J. Kenneth Thompson Management For Voted - For
1 l Elect Director Bradley D. Tilden Management For Voted - For
1 m Elect Director Eric K. Yeaman Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify KPMG LLP as Auditors Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For

 

24


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
ALEXANDRIA REAL ESTATE EQUITIES, INC.      
 
Security ID: US0152711091 Ticker: ARE      
 
Meeting Date: 18-May-21 Meeting Type: Annual      
 
1.1 Elect Director Joel S. Marcus Management For Voted - For
1.2 Elect Director Steven R. Hash Management For Voted - For
1.3 Elect Director James P. Cain   Management For Voted - Against
1.4 Elect Director Maria C. Freire Management For Voted - Against
1.5 Elect Director Jennifer Friel Goldstein Management For Voted - For
1.6 Elect Director Richard H. Klein Management For Voted - For
1.7 Elect Director Michael A. Woronoff Management For Voted - Against
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
ALIBABA GROUP HOLDING LIMITED      
 
Security ID: KYG017191142 Ticker: 9988      
 
Meeting Date: 30-Sep-20 Meeting Type: Annual      
 
  Meeting for ADR Holders   Management For Non-Voting
1 Amend Articles of Association Management For Voted - For
2.1 Elect Maggie Wei Wu as Director Management For Voted - Against
2.2 Elect Kabir Misra as Director Management For Voted - Against
2.3 Elect Walter Teh Ming Kwauk as Director Management For Voted - For
3 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
 
ALIGN TECHNOLOGY, INC.        
 
Security ID: US0162551016 Ticker: ALGN      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1.1 Elect Director Kevin J. Dallas Management For Voted - For
1.2 Elect Director Joseph M. Hogan Management For Voted - For
1.3 Elect Director Joseph Lacob   Management For Voted - For
1.4 Elect Director C. Raymond Larkin, Jr. Management For Voted - For
1.5 Elect Director George J. Morrow Management For Voted - For
1.6 Elect Director Anne M. Myong Management For Voted - For
1.7 Elect Director Andrea L. Saia Management For Voted - For
1.8 Elect Director Greg J. Santora Management For Voted - For
1.9 Elect Director Susan E. Siegel Management For Voted - For
1.10 Elect Director Warren S. Thaler Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Amend Bylaws to Add Federal Forum Selection      
  Provision   Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For

 

25


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
A-LIVING SERVICES CO., LTD.        
 
Security ID: CNE100002RY5 Ticker: 3319      
 
Meeting Date: 16-Sep-20 Meeting Type: Special      
 
1   Approve Change of Company Name Management For Voted - For
2   Amend Articles of Association Management For Voted - For
 
Meeting Date: 09-Nov-20 Meeting Type: Special      
 
1   Approve Supplemental Property Management Services      
    Agreement, Revised Annual Cap and Related      
    Transactions   Management For Voted - For
2   Approve 2021 Property Management Services Framework      
    Agreement, Revised Annual Caps and Related      
    Transactions   Management For Voted - For
3   Approve 2021 Property Agency Services Framework      
    Agreement, Proposed Annual Caps and Related      
    Transactions   Management For Voted - For
4   Approve 2021 Framework Referral Agreement, Proposed      
    Annual Caps and Related Transactions Management For Voted - For
 
ALK-ABELLO A/S        
 
Security ID: DK0060027142 Ticker: ALK.B      
 
Meeting Date: 18-Mar-21 Meeting Type: Annual      
 
1   Receive Report of Board   Management For Non-Voting
2   Accept Financial Statements and Statutory Reports;      
    Approve Allocation of Income; Approve Remuneration      
    of Directors; Approve Discharge of Management and      
    Board   Management For Voted - For
3   Approve Allocation of Income and Omission of      
    Dividends   Management For Voted - For
4   Approve Remuneration Report (Advisory Vote) Management For Voted - For
5   Approve Remuneration of Directors in the Amount of      
    DKK 900,000 for Chairman, DKK 600,000 for Vice      
    Chairman, and DKK 300,000 for Other Directors;      
    Approve Remuneration for Committee Work Management For Voted - For
6   Reelect Anders Hedegaard (Chairman) as Director Management For Voted - For
7   Reelect Lene Skole (Vice Chairman) as Director Management For Voted - For
8 .a Reelect Lars Holmqvist as Director Management For Voted - Abstain
8 .b Reelect Jakob Riis as Director Management For Voted - For
8 .c Reelect Vincent Warnery as Director Management For Voted - For
8 .d Elect Gitte Aabo as New Director Management For Voted - For
8 .e Elect Bertil Lindmark as New Director Management For Voted - For
9   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For

 

26


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
10 .a Allow Shareholder Meetings to be Held by Electronic      
    Means Only   Management For Voted - Against
10 .b Approve Company Announcements in English Management For Voted - For
10 .c Approve Director Indemnification Management For Voted - Against
10 .d Approve Guidelines for Incentive-Based Compensation      
    for Executive Management and Board Management For Voted - For
10 .e Authorize Editorial Changes to Adopted Resolutions      
    in Connection with Registration with Danish      
    Authorities   Management For Voted - For
11   Other Business   Management For Non-Voting
 
ALLIANZ SE        
 
Security ID: DE0008404005 Ticker: ALV      
 
Meeting Date: 05-May-21 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal Year 2020 (Non-Voting) Management For Did Not Vote
2   Approve Allocation of Income and Dividends of EUR      
    9.60 per Share   Management For Did Not Vote
3   Approve Discharge of Management Board for Fiscal      
    Year 2020   Management For Did Not Vote
4   Approve Discharge of Supervisory Board for Fiscal      
    Year 2020   Management For Did Not Vote
5   Approve Remuneration Policy Management For Did Not Vote
6   Approve Remuneration of Supervisory Board Management For Did Not Vote
7   Amend Articles Re: Supervisory Board Term of Office Management For Did Not Vote
 
ALLREAL HOLDING AG        
 
Security ID: CH0008837566 Ticker: ALLN      
 
Meeting Date: 16-Apr-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2.1   Approve Allocation of Income and Ordinary Dividends      
    of CHF 3.50 per Share Management For Voted - For
2.2   Approve Dividends of CHF 3.25 per Share from      
    Capital Contribution Reserves Management For Voted - For
3   Approve Discharge of Board and Senior Management Management For Voted - For
4.1.1 Reelect Ralph-Thomas Honegger as Director and Board      
    Chairman   Management For Voted - For
4.1.2 Reelect Philipp Gmuer as Director Management For Voted - For
4.1.3 Reelect Andrea Sieber as Director Management For Voted - Against
4.1.4 Reelect Peter Spuhler as Director Management For Voted - Against
4.1.5 Reelect Olivier Steimer as Director Management For Voted - For
4.1.6 Reelect Thomas Stenz as Director Management For Voted - For
4.1.7 Reelect Juerg Stoeckli as Director Management For Voted - For
4.2.1 Reappoint Philipp Gmuer as Member of the Nomination      
    and Compensation Committee Management For Voted - For

 

27


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.2.2 Reappoint Andrea Sieber as Member of the Nomination      
    and Compensation Committee Management For Voted - Against
4.2.3 Reappoint Peter Spuhler as Member of the Nomination      
    and Compensation Committee Management For Voted - Against
4.3   Designate Andre Weber as Independent Proxy Management For Voted - For
4.4   Ratify Ernst & Young AG as Auditors Management For Voted - For
5.1   Approve Remuneration Report Management For Voted - For
5.2   Approve Fixed Remuneration of Directors in the      
    Amount of CHF 900,000   Management For Voted - For
5.3   Approve Fixed Remuneration of Executive Committee      
    in the Amount of CHF 2.4 Million Management For Voted - For
5.4   Approve Variable Remuneration of Executive      
    Committee in the Amount of CHF 1.3 Million Management For Voted - For
6   Transact Other Business (Voting) Management For Voted - Against
 
ALPHABET INC.        
 
Security ID: US02079K3059 Ticker: GOOGL      
 
Meeting Date: 02-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Larry Page   Management For Voted - For
1 b Elect Director Sergey Brin   Management For Voted - For
1 c Elect Director Sundar Pichai   Management For Voted - For
1 d Elect Director John L. Hennessy Management For Voted - For
1 e Elect Director Frances H. Arnold Management For Voted - For
1 f Elect Director L. John Doerr   Management For Voted - Against
1 g Elect Director Roger W. Ferguson, Jr. Management For Voted - For
1 h Elect Director Ann Mather   Management For Voted - Against
1 i Elect Director Alan R. Mulally Management For Voted - For
1 j Elect Director K. Ram Shriram Management For Voted - Against
1 k Elect Director Robin L. Washington Management For Voted - Against
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Approve Omnibus Stock Plan Management For Voted - Against
4   Approve Recapitalization Plan for all Stock to Have      
    One-vote per Share   Shareholder Against Voted - For
5   Require Independent Director Nominee with Human      
    and/or Civil Rights Experience Shareholder Against Voted - For
6   Assess Feasibility of Including Sustainability as a      
    Performance Measure for Senior Executive      
    Compensation   Shareholder Against Voted - For
7   Report on Takedown Requests Shareholder Against Voted - For
8   Report on Whistleblower Policies and Practices Shareholder Against Voted - Against
9   Report on Charitable Contributions Shareholder Against Voted - Against
10   Report on Risks Related to Anticompetitive Practices Shareholder Against Voted - For
11   Amend Certificate of Incorporation to Become a      
    Public Benefit Corporation Shareholder Against Voted - Against

 

28


 

    PineBridge Dynamic Asset Allocation Fund
 
Proposal   Proposed by Mgt. Position Registrant Voted
 
ALSTRIA OFFICE REIT-AG        
 
Security ID: DE000A0LD2U1 Ticker: AOX      
 
Meeting Date: 29-Sep-20 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal 2019 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.52 per Share   Management For Voted - For
3 Approve Increase in the Dividend by Partially      
  Changing the Profit Carried Forward in Accordance      
  with Agenda Item 2 or if Rejected, Approve      
  Investment in Green Projects Management For Voted - For
4 Approve Discharge of Management Board for Fiscal      
  2019   Management For Voted - For
5 Approve Discharge of Supervisory Board for Fiscal      
  2019   Management For Voted - For
6 Ratify KPMG AG as Auditors for Fiscal 2020 Management For Voted - For
7.1 Elect Johannes Conradi to the Supervisory Board Management For Voted - For
7.2 Elect Marianne Voigt to the Supervisory Board Management For Voted - For
8.1 Approve Creation of EUR 35.5 Million Pool of      
  Capital with Partial Exclusion of Preemptive Rights Management For Voted - For
8.2 Exclude Preemptive Rights up to 5 Percent of Share      
  Capital Against Contributions in Cash or Kind for      
  the Capital Pool Proposed under Item 8.1 Management For Voted - For
8.3 Exclude Preemptive Rights up to a Further 5 Percent      
  of Share Capital Against Contributions in Cash or      
  Kind for the Capital Pool Proposed under Item 8.1 Management For Voted - For
9 Approve Creation of EUR 260,000 Pool of Conditional      
  Capital without Preemptive Rights Management For Voted - For
10 Approve Remuneration of Supervisory Board Management For Voted - For
11 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds with Partial Exclusion      
  of Preemptive Rights up to Aggregate Nominal Amount      
  of EUR 419 Million; Approve Creation of EUR 16.8      
  Million Pool of Capital to Guarantee Conversion      
  Rights   Management For Voted - For
12 Approve Issuance of Convertible Profit-Sharing      
  Certificates without Preemptive Rights up to an      
  Aggregate Nominal Amount of EUR 1 Million to      
  Employees of the Company; Approve Creation of EUR 1      
  Million Pool of Capital to Guarantee Conversion      
  Rights   Management For Voted - For
13 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
14 Amend Articles Re: Proof of Entitlement and General      
  Meeting Participation Management For Voted - For
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting

 

29


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Approve Allocation of Income and Dividends of EUR      
  0.53 per Share   Management For Voted - For
3 Approve EUR 1.8 Million Investment in Green Projects Management For Voted - For
4 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
5 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
6 Ratify KPMG AG as Auditors for Fiscal Year 2021 Management For Voted - For
7.1 Elect Frank Poerschke to the Supervisory Board Management For Voted - For
7.2 Elect Elisabeth Stheeman to the Supervisory Board Management For Voted - For
8 Approve Remuneration Policy Management For Voted - For
9 Approve Remuneration of Supervisory Board Management For Voted - For
 
ALTEOGEN, INC.        
 
Security ID: KR7196170005 Ticker: 196170      
 
Meeting Date: 29-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1 Elect Lee Seung-ju as Inside Director Management For Voted - For
2.2 Elect Kang Sang-woo as Inside Director Management For Voted - For
2.3 Elect Kim Yang-woo as Non-Independent Non-Executive      
  Director   Management For Voted - For
3.1 Elect Choi Jong-in as Outside Director Management For Voted - For
3.2 Elect Ko In-young as Outside Director Management For Voted - For
4 Appoint Lee Byeong-gyu as Internal Auditor Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
6 Authorize Board to Fix Remuneration of Internal      
  Auditor(s)   Management For Voted - For
7.1 Approve Stock Option Grants Management For Voted - For
7.2 Approve Stock Option Grants Management For Voted - For
 
ALTERYX, INC.        
 
Security ID: US02156B1035 Ticker: AYX      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1.1 Elect Director Anjali Joshi Management For Voted - For
1.2 Elect Director Timothy I. Maudlin Management For Voted - Withheld
1.3 Elect Director Eileen M. Schloss Management For Voted - Withheld
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against

 

30


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
AMADEUS IT GROUP SA        
 
Security ID: ES0109067019 Ticker: AMS      
 
Meeting Date: 16-Jun-21 Meeting Type: Annual      
 
1   Approve Consolidated and Standalone Financial      
    Statements   Management For Voted - For
2   Approve Non-Financial Information Statement Management For Voted - For
3   Approve Treatment of Net Loss Management For Voted - For
4   Approve Discharge of Board Management For Voted - For
5.1   Elect Jana Eggers as Director Management For Voted - For
5.2   Elect Amanda Mesler as Director Management For Voted - For
5.3   Reelect Luis Maroto Camino as Director Management For Voted - For
5.4   Reelect David Webster as Director Management For Voted - For
5.5   Reelect Clara Furse as Director Management For Voted - For
5.6   Reelect Nicolas Huss as Director Management For Voted - For
5.7   Reelect Stephan Gemkow as Director Management For Voted - For
5.8   Reelect Peter Kuerpick as Director Management For Voted - For
5.9   Reelect Pilar Garcia Ceballos-Zuniga as Director Management For Voted - For
5.10   Reelect Francesco Loredan as Director Management For Voted - For
6   Advisory Vote on Remuneration Report Management For Voted - For
7   Approve Remuneration of Directors Management For Voted - For
8   Approve Remuneration Policy Management For Voted - For
9   Approve Performance Share Plan Management For Voted - For
10.1   Amend Article 11 Re: Share Capital Increase Management For Voted - For
10.2   Amend Article 24 Re: Remote Voting Management For Voted - For
10.3   Add New Article 24 bis Re: Allow Shareholder      
    Meetings to be Held in Virtual-Only Format Management For Voted - For
10.4   Amend Articles Re: Board Functions and Remuneration Management For Voted - For
10.5   Amend Articles Re: Board Committees Management For Voted - For
11.1   Amend Articles of General Meeting Regulations Re:      
    Company's Name and Corporate Website Management For Voted - For
11.2   Amend Article 7 of General Meeting Regulations Re:      
    Right to Information   Management For Voted - For
11.3   Amend Articles of General Meeting Regulations Re:      
    Holding of the General Meeting Management For Voted - For
11.4   Amend Articles of General Meeting Regulations Re:      
    Constitution and Start of the Session Management For Voted - For
12   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - For
 
AMAZON.COM, INC.        
 
Security ID: US0231351067 Ticker: AMZN      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1 a Elect Director Jeffrey P. Bezos Management For Voted - For
1 b Elect Director Keith B. Alexander Management For Voted - For
1 c Elect Director Jamie S. Gorelick Management For Voted - For

 

31


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 d Elect Director Daniel P. Huttenlocher Management For Voted - For
1 e Elect Director Judith A. McGrath Management For Voted - For
1 f Elect Director Indra K. Nooyi Management For Voted - For
1 g Elect Director Jonathan J. Rubinstein Management For Voted - For
1 h Elect Director Thomas O. Ryder Management For Voted - For
1 i Elect Director Patricia Q. Stonesifer Management For Voted - For
1 j Elect Director Wendell P. Weeks Management For Voted - For
2   Ratify Ernst & Young LLP as Auditor Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
4   Report on Customers' Use of its Surveillance and      
    Computer Vision Products Capabilities or Cloud      
    Products Contribute to Human Rights Violations Shareholder Against Voted - For
5   Require Independent Board Chair Shareholder Against Voted - Against
6   Report on Gender/Racial Pay Gap Shareholder Against Voted - For
7   Report on Promotion Data   Shareholder Against Voted - Against
8   Report on the Impacts of Plastic Packaging Shareholder Against Voted - For
9   Oversee and Report on a Civil Rights, Equity,      
    Diversity and Inclusion Audit Shareholder Against Voted - For
10   Adopt a Policy to Include Hourly Employees as      
    Director Candidates   Shareholder Against Voted - For
11   Report on Board Oversight of Risks Related to      
    Anti-Competitive Practices Shareholder Against Voted - For
12   Reduce Ownership Threshold for Shareholders to Call      
    Special Meeting   Shareholder Against Voted - For
13   Report on Lobbying Payments and Policy Shareholder Against Voted - For
14   Report on Potential Human Rights Impacts of      
    Customers' Use of Rekognition Shareholder Against Voted - For
 
AMDOCS LIMITED        
 
Security ID: GB0022569080 Ticker: DOX      
 
Meeting Date: 29-Jan-21 Meeting Type: Annual      
 
1.1   Elect Director Robert A. Minicucci Management For Voted - For
1.2   Elect Director Adrian Gardner Management For Voted - For
1.3   Elect Director James S. Kahan Management For Voted - For
1.4   Elect Director Rafael de la Vega Management For Voted - For
1.5   Elect Director Giora Yaron   Management For Voted - For
1.6   Elect Director Eli Gelman   Management For Voted - For
1.7   Elect Director Richard T.C. LeFave Management For Voted - For
1.8   Elect Director John A. MacDonald Management For Voted - For
1.9   Elect Director Shuky Sheffer Management For Voted - For
1.10   Elect Director Yvette Kanouff Management For Voted - For
2   Approve an Increase in the Quarterly Cash Dividend      
    Rate   Management For Voted - For
3   Accept Financial Statements and Statutory Reports Management For Voted - For
4   Approve Ernst & Young LLP as Auditors and Authorize      
    Board to Fix Their Remuneration Management For Voted - For

 

32


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
AMERICA MOVIL SAB DE CV        
 
Security ID: MXP001691213 Ticker: AMXL      
 
Meeting Date: 26-Apr-21 Meeting Type: Annual      
 
    Ordinary Business   Management For Non-Voting
1.1   Approve CEO and Auditors' Report on Operations and      
    Results and Board's Opinion on CEO and Auditors'      
    Report   Management For Voted - For
1.2   Approve Board's Report on Principal Policies and      
    Accounting Criteria Followed in Preparation of      
    Financial Information   Management For Voted - For
1.3   Approve Report on Activities and Operations      
    Undertaken by Board   Management For Voted - For
1.4   Approve Audit and Corporate Practices Committee's      
    Report on their Activities   Management For Voted - For
1.5   Approve Consolidated Financial Statements,      
    Allocation of Income and Dividends Management For Voted - For
1.6   Approve Report on Repurchased Shares Reserve Management For Voted - For
2.1   Approve Discharge of Board and CEO Management For Voted - For
2.2 a Elect or Ratify Carlos Slim Domit as Board Chairman Management For Voted - For
2.2 b Elect or Ratify Patrick Slim Domit as Vice-Chairman Management For Voted - Against
2.2 c Elect or Ratify Antonio Cosio Pando as Director Management For Voted - For
2.2 d Elect or Ratify Arturo Elias Ayub as Director Management For Voted - Against
2.2 e Elect or Ratify Daniel Hajj Aboumrad as Director Management For Voted - Against
2.2 f Elect or Ratify Vanessa Hajj Slim as Director Management For Voted - Against
2.2 g Elect or Ratify Rafael Moises Kalach Mizrahi as      
    Director   Management For Voted - For
2.2 h Elect or Ratify Francisco Medina Chavez as Director Management For Voted - For
2.2 i Elect or Ratify Luis Alejandro Soberon Kuri as      
    Director   Management For Voted - Against
2.2 j Elect or Ratify Ernesto Vega Velasco as Director Management For Voted - Against
2.2 k Elect or Ratify Oscar Von Hauske Solis as Director Management For Voted - Against
2.2 l Elect or Ratify Alejandro Cantu Jimenez as      
    Secretary (Non-Member) of Board Management For Voted - For
2.2m Elect or Ratify Rafael Robles Miaja as Deputy      
    Secretary (Non-Member) of Board Management For Voted - For
2.3   Approve Remuneration of Directors Management For Voted - For
3.1   Approve Discharge of Executive Committee Management For Voted - For
3.2 a Elect or Ratify Carlos Slim Domit as Chairman of      
    Executive Committee   Management For Voted - For
3.2 b Elect or Ratify Patrick Slim Domit as Member of      
    Executive Committee   Management For Voted - For
3.2 c Elect or Ratify Daniel Hajj Aboumrad as Member of      
    Executive Committee   Management For Voted - For
3.3   Approve Remuneration of Executive Committee Management For Voted - For
4.1   Approve Discharge of Audit and Corporate Practices      
    Committee   Management For Voted - For
4.2 a Elect or Ratify Ernesto Vega Velasco as Chairman of      
    Audit and Corporate Practices Committee Management For Voted - For

 

33


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.2 b Elect or Ratify Pablo Roberto Gonzalez Guajardo as      
    Member of Audit and Corporate Practices Committee Management For Voted - Against
4.2 c Elect or Ratify Rafael Moises Kalach Mizrahi as      
    Member of Audit and Corporate Practices Committee Management For Voted - For
4.3   Approve Remuneration of Members of Audit and      
    Corporate Practices Committee Management For Voted - For
5   Set Amount of Share Repurchase Reserve Management For Voted - For
6   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - For
 
Meeting Date: 26-Apr-21 Meeting Type: Special      
 
    Only Series L Shareholders Have Voting Rights Management For Non-Voting
1.1   Elect or Ratify Pablo Roberto Gonzalez Guajardo as      
    Director for Series L Shareholders Management For Voted - Against
1.2   Elect or Ratify David Ibarra Munoz as Director for      
    Series L Shareholders   Management For Voted - Against
2   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - Against
 
AMERICAN EXPRESS COMPANY        
 
Security ID: US0258161092 Ticker: AXP      
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1 a Elect Director Thomas J. Baltimore Management For Voted - For
1 b Elect Director Charlene Barshefsky Management For Voted - For
1 c Elect Director John J. Brennan Management For Voted - For
1 d Elect Director Peter Chernin   Management For Voted - For
1 e Elect Director Ralph de la Vega Management For Voted - For
1 f Elect Director Michael O. Leavitt Management For Voted - For
1 g Elect Director Theodore J. Leonsis Management For Voted - For
1 h Elect Director Karen L. Parkhill Management For Voted - For
1 i Elect Director Charles E. Phillips Management For Voted - For
1 j Elect Director Lynn A. Pike   Management For Voted - For
1 k Elect Director Stephen J. Squeri Management For Voted - For
1 l Elect Director Daniel L. Vasella Management For Voted - For
1 m Elect Director Lisa W. Wardell Management For Voted - For
1 n Elect Director Ronald A. Williams Management For Voted - For
1 o Elect Director Christopher D. Young Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - For
5   Publish Annually a Report Assessing Diversity,      
    Equity, and Inclusion Efforts Shareholder Against Voted - For

 

34


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
AMERICAN TOWER CORPORATION      
 
Security ID: US03027X1000 Ticker: AMT      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1 a Elect Director Thomas A. Bartlett Management For Voted - For
1 b Elect Director Raymond P. Dolan Management For Voted - For
1 c Elect Director Kenneth R. Frank Management For Voted - For
1 d Elect Director Robert D. Hormats Management For Voted - For
1 e Elect Director Gustavo Lara Cantu Management For Voted - For
1 f Elect Director Grace D. Lieblein Management For Voted - For
1 g Elect Director Craig Macnab Management For Voted - For
1 h Elect Director JoAnn A. Reed Management For Voted - For
1 i Elect Director Pamela D.A. Reeve Management For Voted - For
1 j Elect Director David E. Sharbutt Management For Voted - For
1 k Elect Director Bruce L. Tanner Management For Voted - For
1 l Elect Director Samme L. Thompson Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Reduce Ownership Threshold for Shareholders to Call      
    Special Meeting   Shareholder Against Voted - For
5   Establish a Board Committee on Human Rights Shareholder Against Voted - Against
 
AMETEK, INC.        
 
Security ID: US0311001004 Ticker: AME      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 a Elect Director Tod E. Carpenter Management For Voted - For
1 b Elect Director Karleen M. Oberton Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
AMOREPACIFIC CORP.        
 
Security ID: KR7090430000 Ticker: 090430      
 
Meeting Date: 19-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - For
3.1   Elect Seo Gyeong-bae as Inside Director Management For Voted - For
3.2   Elect Ahn Se-hong as Inside Director Management For Voted - For
3.3   Elect Lee Dong-soon as Inside Director Management For Voted - For
4   Elect Cho Seong-jin as Outside Director to Serve as      
    an Audit Committee Member Management For Voted - For

 

35


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Approve Terms of Retirement Pay Management For Voted - For
6 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
AMPHENOL CORPORATION        
 
Security ID: US0320951017 Ticker: APH      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1.1 Elect Director Stanley L. Clark Management For Voted - For
1.2 Elect Director John D. Craig Management For Voted - For
1.3 Elect Director David P. Falck Management For Voted - For
1.4 Elect Director Edward G. Jepsen Management For Voted - For
1.5 Elect Director Rita S. Lane Management For Voted - For
1.6 Elect Director Robert A. Livingston Management For Voted - For
1.7 Elect Director Martin H. Loeffler Management For Voted - For
1.8 Elect Director R. Adam Norwitt Management For Voted - For
1.9 Elect Director Anne Clarke Wolff Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend Stock Option Plan Management For Voted - Against
5 Increase Authorized Common Stock Management For Voted - For
6 Amend Proxy Access Right Shareholder Against Voted - For
 
AMS AG        
 
Security ID: AT0000A18XM4 Ticker: AMS      
 
Meeting Date: 02-Jun-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
5 Approve Remuneration of Supervisory Board Members Management For Voted - For
6 Ratify KPMG Austria GmbH as Auditors for Fiscal      
  Year 2021   Management For Voted - For
7 Approve Remuneration Policy Management For Voted - Against
8 Approve Remuneration Report Management For Voted - For
9 Approve Increase in Size of Supervisory Board to      
  Eight Members   Management For Voted - For
10.1 Elect Margarete Haase as Supervisory Board Member Management For Voted - For
10.2 Elect Brigitte Ederer as Supervisory Board Member Management For Voted - For
11 Change Company Name to ams-OSRAM AG. Management For Voted - For

 

36


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
12   Approve Creation of EUR 10.5 Million Capital      
    Increase without Preemptive Rights Management For Voted - For
13   Authorize Share Repurchase Program and Reissuance      
    or Cancellation of Repurchased Shares Management For Voted - For
14.1   New/Amended Proposals from Shareholders Management None Voted - Against
14.2   New/Amended Proposals from Management and      
    Supervisory Board   Management None Voted - Against
 
ANALOG DEVICES, INC.        
 
Security ID: US0326541051 Ticker: ADI      
 
Meeting Date: 08-Oct-20 Meeting Type: Special      
 
1   Issue Shares in Connection with Acquisition Management For Voted - For
2   Adjourn Meeting   Management For Voted - For
 
Meeting Date: 10-Mar-21 Meeting Type: Annual      
 
1 a Elect Director Ray Stata   Management For Voted - For
1 b Elect Director Vincent Roche Management For Voted - For
1 c Elect Director James A. Champy Management For Voted - For
1 d Elect Director Anantha P. Chandrakasan Management For Voted - For
1 e Elect Director Bruce R. Evans Management For Voted - For
1 f Elect Director Edward H. Frank Management For Voted - For
1 g Elect Director Laurie H. Glimcher Management For Voted - For
1 h Elect Director Karen M. Golz Management For Voted - For
1 i Elect Director Mark M. Little Management For Voted - For
1 j Elect Director Kenton J. Sicchitano Management For Voted - For
1 k Elect Director Susie Wee   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
ANDRITZ AG        
 
Security ID: AT0000730007 Ticker: ANDR      
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2   Approve Allocation of Income and Dividends of EUR      
    1.00 per Share   Management For Voted - For
3   Approve Discharge of Management Board for Fiscal      
    Year 2020   Management For Voted - For
4   Approve Discharge of Supervisory Board for Fiscal      
    Year 2020   Management For Voted - For
5   Approve Remuneration of Supervisory Board Members Management For Voted - For
6   Ratify KPMG Austria GmbH as Auditors for Fiscal      
    Year 2021   Management For Voted - For

 

37


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
7.1 Elect Juergen Fechter as Supervisory Board Member Management For Voted - Against
7.2 Elect Alexander Isola as Supervisory Board Member Management For Voted - Against
8 Approve Remuneration Report Management For Voted - For
9 Approve Remuneration Policy Management For Voted - For
10 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
 
ANGLO AMERICAN PLATINUM LTD.      
 
Security ID: ZAE000013181 Ticker: AMS      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
  Ordinary Resolutions   Management For Non-Voting
1.1 Re-elect Nombulelo Moholi as Director Management For Voted - For
1.2 Re-elect Stephen Pearce as Director Management For Voted - For
2.2 Elect Thabi Leoka as Director Management For Voted - For
2.3 Elect Roger Dixon as Director Management For Voted - For
3.1 Re-elect Peter Mageza as Member of the Audit and      
  Risk Committee   Management For Voted - For
3.2 Re-elect John Vice as Member of the Audit and Risk      
  Committee   Management For Voted - For
3.3 Re-elect Daisy Naidoo as Member of the Audit and      
  Risk Committee   Management For Voted - For
4 Reappoint PricewaterhouseCoopers (PwC) as Auditors      
  with JFM Kotze as Individual Designated Auditor Management For Voted - For
5 Place Authorised but Unissued Shares under Control      
  of Directors   Management For Voted - For
6 Authorise Ratification of Approved Resolutions Management For Voted - For
7.1 Approve Remuneration Policy Management For Voted - For
7.2 Approve Remuneration Implementation Report Management For Voted - For
  Special Resolutions   Management For Non-Voting
1 Approve Non-executive Directors' Fees Management For Voted - For
2 Approve Financial Assistance in Terms of Sections      
  44 and 45 of the Companies Act Management For Voted - For
3 Authorise Repurchase of Issued Share Capital Management For Voted - For
 
ANHEUSER-BUSCH INBEV SA/NV      
 
Security ID: BE0974293251 Ticker: ABI      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual/Special      
 
  Annual/Special Meeting   Management For Non-Voting
  Special Meeting Agenda   Management For Non-Voting
A1 Authorize Repurchase of Up to 20 Percent of Issued      
  Share Capital   Management For Voted - Against
  Annual Meeting Agenda   Management For Non-Voting
B2 Receive Directors' Reports (Non-Voting) Management For Non-Voting
B3 Receive Auditors' Reports (Non-Voting) Management For Non-Voting

 

38


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
B4   Receive Consolidated Financial Statements and      
    Statutory Reports (Non-Voting) Management For Non-Voting
B5   Approve Financial Statements, Allocation of Income,      
    and Dividends of EUR 0.50 per Share Management For Voted - For
B6   Approve Discharge of Directors Management For Voted - For
B7   Approve Discharge of Auditors Management For Voted - For
B8 a Reelect Martin J. Barrington as Director Management For Voted - Against
B8 b Reelect William F. Gifford, Jr. as Director Management For Voted - Against
B8 c Reelect Alejandro Santo Domingo Davila as Director Management For Voted - Against
B9   Approve Remuneration policy Management For Voted - Against
B10   Approve Remuneration Report Management For Voted - For
B11   Approve Change-of-Control Clause Re: Revolving      
    Credit and Swingline Facilities Agreement Management For Voted - For
C12   Authorize Implementation of Approved Resolutions      
    and Filing of Required Documents/Formalities at      
    Trade Registry   Management For Voted - For
 
ANNEHEM FASTIGHETER AB        
 
Security ID: SE0015221684 Ticker: ANNE.B      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2.1   Designate Fredrik Paulsson as Inspector of Minutes      
    of Meeting   Management For Voted - For
2.2   Designate Ulf Liljedahl as Inspector of Minutes of      
    Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7   Accept Financial Statements and Statutory Reports Management For Voted - For
8   Approve Allocation of Income and Omission of      
    Dividends   Management For Voted - For
9.1   Approve Discharge of Goran Grosskopf Management For Voted - For
9.2   Approve Discharge of Pia Andersson Management For Voted - For
9.3   Approve Discharge of Karin Ebbinghaus Management For Voted - For
9.4   Approve Discharge of Jesper Goransson Management For Voted - For
9.5   Approve Discharge of Anders Hylen Management For Voted - For
9.6   Approve Discharge of Lars Ljungalv Management For Voted - For
9.7   Approve Discharge of Karin Malmgren Management For Voted - For
9.8   Approve Discharge of Marie Vernersson Management For Voted - For
9.9   Approve Discharge of Niclas Winkvist Management For Voted - For
9.10   Approve Discharge of CEO Jorgen Lundgren Management For Voted - For
10 a Determine Number of Members (7) and Deputy Members      
    (0) of Board   Management For Voted - For
10 b Determine Number of Auditors (1) and Deputy      
    Auditors (0)   Management For Voted - For

 

39


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
11 a Approve Remuneration of Directors in the Amount of      
    SEK 300,000 for Chairman and SEK 150,000 for Other      
    Directors; Approve Remuneration for Committee Work Management For Voted - For
11 b Approve Remuneration of Auditors Management For Voted - Against
12 a Reelect Goran Grosskopf as Director Management For Voted - For
12 b Reelect Pia Andersson as Director Management For Voted - For
12 c Reelect Karin Ebbinghaus as Director Management For Voted - For
12 d Reelect Jesper Goransson as Director Management For Voted - For
12 e Reelect Anders Hylen as Director Management For Voted - For
12 f Reelect Lars Ljungalv as Director Management For Voted - For
12 g Elect Axel Granlund as New Director Management For Voted - For
13   Reelect Goran Grosskopf as Board Chairman Management For Voted - For
14   Ratify KPMG as Auditors   Management For Voted - For
15   Approve Remuneration Report Management For Voted - For
16   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
17   Amend Articles Re: Proxies and Postal Voting Management For Voted - For
18   Approve Issuance of Class B Shares up to 10 Percent      
    of Issued Shares without Preemptive Rights Management For Voted - For
19   Authorize Class B Share Repurchase Program and      
    Reissuance of Repurchased Shares Management For Voted - For
 
ANSYS, INC.        
 
Security ID: US03662Q1058 Ticker: ANSS      
 
Meeting Date: 14-May-21 Meeting Type: Annual      
 
1 a Elect Director Jim Frankola   Management For Voted - For
1 b Elect Director Alec D. Gallimore Management For Voted - For
1 c Elect Director Ronald W. Hovsepian Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
3   Approve Omnibus Stock Plan Management For Voted - For
4   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
5   Adopt Simple Majority Vote   Shareholder Against Voted - For
 
APERAM SA        
 
Security ID: LU0569974404 Ticker: APAM      
 
Meeting Date: 08-Jun-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
I   Approve Consolidated Financial Statements Management For Voted - For
II   Approve Financial Statements Management For Voted - For
III   Approve Remuneration of Directors Management For Voted - For
IV   Approve Dividends of EUR 1.75 Per Share Management For Voted - For
V   Approve Allocation of Income Management For Voted - For
VI   Approve Remuneration Report Management For Voted - For

 

40


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
VII   Approve Annual Fees Structure of the Board and      
    Remuneration of CEO   Management For Voted - For
VIII   Approve Discharge of Directors Management For Voted - For
IX   Elect Sandeep Jalan as Director Management For Voted - For
X   Appoint PricewaterhouseCoopers as Auditor Management For Voted - For
XI   Approve Share Plan Grant Under the Leadership Team      
    Performance Share Unit Plan Management For Voted - For
 
APPLE INC.        
 
Security ID: US0378331005 Ticker: AAPL      
 
Meeting Date: 23-Feb-21 Meeting Type: Annual      
 
1 a Elect Director James Bell   Management For Voted - For
1 b Elect Director Tim Cook   Management For Voted - For
1 c Elect Director Al Gore   Management For Voted - For
1 d Elect Director Andrea Jung   Management For Voted - For
1 e Elect Director Art Levinson   Management For Voted - For
1 f Elect Director Monica Lozano Management For Voted - For
1 g Elect Director Ron Sugar   Management For Voted - For
1 h Elect Director Sue Wagner   Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Proxy Access Amendments   Shareholder Against Voted - For
5   Improve Principles of Executive Compensation Program Shareholder Against Voted - Against
 
APPLIED MATERIALS, INC.        
 
Security ID: US0382221051 Ticker: AMAT      
 
Meeting Date: 11-Mar-21 Meeting Type: Annual      
 
1 a Elect Director Rani Borkar   Management For Voted - For
1 b Elect Director Judy Bruner   Management For Voted - For
1 c Elect Director Xun (Eric) Chen Management For Voted - For
1 d Elect Director Aart J. de Geus Management For Voted - For
1 e Elect Director Gary E. Dickerson Management For Voted - For
1 f Elect Director Thomas J. Iannotti Management For Voted - For
1 g Elect Director Alexander A. Karsner Management For Voted - For
1 h Elect Director Adrianna C. Ma Management For Voted - For
1 i Elect Director Yvonne McGill Management For Voted - For
1 j Elect Director Scott A. McGregor Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify KPMG LLP as Auditors Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For
5   Amend Qualified Employee Stock Purchase Plan Management For Voted - For
6   Require Independent Board Chairman Shareholder Against Voted - For

 

41


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7   Improve Executive Compensation Program and Policy Shareholder Against Voted - Against
 
APTIV PLC        
 
Security ID: JE00B783TY65 Ticker: APTV      
 
Meeting Date: 30-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Kevin P. Clark Management For Voted - For
1 b Elect Director Richard L. Clemmer Management For Voted - For
1 c Elect Director Nancy E. Cooper Management For Voted - For
1 d Elect Director Nicholas M. Donofrio Management For Voted - For
1 e Elect Director Rajiv L. Gupta Management For Voted - For
1 f Elect Director Joseph L. Hooley Management For Voted - For
1 g Elect Director Merit E. Janow Management For Voted - For
1 h Elect Director Sean O. Mahoney Management For Voted - For
1 i Elect Director Paul M. Meister Management For Voted - For
1 j Elect Director Robert K. Ortberg Management For Voted - For
1 k Elect Director Colin J. Parris Management For Voted - For
1 l Elect Director Ana G. Pinczuk Management For Voted - For
2   Approve Ernst & Young LLP as Auditors and Authorize      
    Board to Fix Their Remuneration Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
 
ARISTA NETWORKS, INC.        
 
Security ID: US0404131064 Ticker: ANET      
 
Meeting Date: 01-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Kelly Battles   Management For Voted - For
1.2   Elect Director Andreas Bechtolsheim Management For Voted - Withheld
1.3   Elect Director Jayshree Ullal Management For Voted - Withheld
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
ARROW ELECTRONICS, INC.        
 
Security ID: US0427351004 Ticker: ARW      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1.1   Elect Director Barry W. Perry Management For Voted - For
1.2   Elect Director William F. Austen Management For Voted - For
1.3   Elect Director Steven H. Gunby Management For Voted - For
1.4   Elect Director Gail E. Hamilton Management For Voted - For
1.5   Elect Director Richard S. Hill Management For Voted - For
1.6   Elect Director M. F. (Fran) Keeth Management For Voted - For
1.7   Elect Director Andrew C. Kerin Management For Voted - For

 

42


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.8 Elect Director Laurel J. Krzeminski Management For Voted - For
1.9 Elect Director Michael J. Long Management For Voted - For
1.10 Elect Director Stephen C. Patrick Management For Voted - For
1.11 Elect Director Gerry P. Smith Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
ASAHI GROUP HOLDINGS LTD.        
 
Security ID: JP3116000005 Ticker: 2502      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 53   Management For Voted - For
2.1 Elect Director Koji, Akiyoshi Management For Voted - For
2.2 Elect Director Katsuki, Atsushi Management For Voted - For
2.3 Elect Director Taemin Park   Management For Voted - For
2.4 Elect Director Tanimura, Keizo Management For Voted - For
2.5 Elect Director Kosaka, Tatsuro Management For Voted - For
2.6 Elect Director Shingai, Yasushi Management For Voted - For
2.7 Elect Director Christina L. Ahmadjian Management For Voted - For
2.8 Elect Director Kitagawa, Ryoichi Management For Voted - For
3 Appoint Statutory Auditor Kawakami, Yutaka Management For Voted - For
 
ASCENTIAL PLC        
 
Security ID: GB00BYM8GJ06 Ticker: ASCL      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Policy Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Approve Ten-Year Equity Plan Management For Voted - Against
5 Re-elect Rita Clifton as Director Management For Voted - For
6 Re-elect Scott Forbes as Director Management For Voted - For
7 Re-elect Mandy Gradden as Director Management For Voted - For
8 Re-elect Paul Harrison as Director Management For Voted - For
9 Re-elect Gillian Kent as Director Management For Voted - For
10 Re-elect Duncan Painter as Director Management For Voted - For
11 Re-elect Judy Vezmar as Director Management For Voted - For
12 Elect Suzanne Baxter as Director Management For Voted - For
13 Elect Joanne Harris as Director Management For Voted - For
14 Elect Funke Ighodaro as Director Management For Voted - For
15 Elect Charles Song as Director Management For Voted - For
16 Reappoint KPMG LLP as Auditors Management For Voted - For
17 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
18 Authorise UK Political Donations and Expenditure Management For Voted - For

 

43


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
19 Authorise Issue of Equity   Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
21 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
22 Authorise Market Purchase of Ordinary Shares Management For Voted - For
23 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
24 Adopt New Articles of Association Management For Voted - For
 
ASELSAN ELEKTRONIK SANAYI VE TICARET AS      
 
Security ID: TRAASELS91H2 Ticker: ASELS.E      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting and Elect Presiding Council of Meeting Management For Voted - For
2 Accept Board Report   Management For Voted - For
3 Accept Audit Report   Management For Voted - For
4 Accept Financial Statements   Management For Voted - For
5 Approve Discharge of Board Management For Voted - For
6 Approve Allocation of Income Management For Voted - For
7 Elect Directors   Management For Voted - Against
8 Approve Director Remuneration Management For Voted - Against
9 Ratify External Auditors   Management For Voted - Against
10 Receive Information on Guarantees, Pledges and      
  Mortgages Provided to Third Parties Management For Non-Voting
11 Receive Information on Related Party Transactions Management For Non-Voting
12 Approve Upper Limit of Donations for 2021 Management For Voted - Against
13 Approve Upper Limit of Sponsorships to Be Made in      
  2021   Management For Voted - Against
14 Grant Permission for Board Members to Engage in      
  Commercial Transactions with Company and Be      
  Involved with Companies with Similar Corporate      
  Purpose   Management For Voted - For
15 Wishes   Management For Non-Voting
 
ASM PACIFIC TECHNOLOGY LIMITED      
 
Security ID: KYG0535Q1331 Ticker: 522      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3 Approve Deloitte Touche Tohmatsu as Auditors and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
4 Authorize Repurchase of Issued Share Capital Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - For

 

44


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
6   Authorize Reissuance of Repurchased Shares Management For Voted - For
7   Elect Lok Kam Chong, John as Director Management For Voted - For
8   Elect Benjamin Loh Gek Lim as Director Management For Voted - For
9   Elect Patricia Chou Pei-Fen as Director Management For Voted - For
10   Authorize Board to Fix Remuneration of Directors Management For Voted - For
 
ASML HOLDING NV        
 
Security ID: NL0010273215 Ticker: ASML      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Open Meeting   Management For Non-Voting
2   Discuss the Company's Business, Financial Situation      
    and Sustainability   Management For Non-Voting
3 .a Approve Remuneration Report Management For Voted - For
3 .b Adopt Financial Statements and Statutory Reports Management For Voted - For
3 .c Receive Clarification on Company's Reserves and      
    Dividend Policy   Management For Non-Voting
3 .d Approve Dividends of EUR 2.75 Per Share Management For Voted - For
4 .a Approve Discharge of Management Board Management For Voted - For
4 .b Approve Discharge of Supervisory Board Management For Voted - For
5   Approve Number of Shares for Management Board Management For Voted - For
6   Approve Certain Adjustments to the Remuneration      
    Policy for Management Board Management For Voted - For
7   Approve Certain Adjustments to the Remuneration      
    Policy for Supervisory Board Management For Voted - For
8   Receive Information on the Composition of the      
    Management Board   Management For Non-Voting
9 .a Elect B. Conix to Supervisory Board Management For Voted - For
9 .b Receive Information on the Composition of the      
    Supervisory Board   Management For Non-Voting
10   Ratify KPMG Accountants N.V. as Auditors Management For Voted - For
11 .a Grant Board Authority to Issue Shares Up to 5      
    Percent of Issued Capital for General Purposes Management For Voted - For
11 .b Authorize Board to Exclude Preemptive Rights from      
    Share Issuances under Item 11.a Management For Voted - For
11 .c Grant Board Authority to Issue or Grant Rights to      
    Subscribe for Ordinary Shares Up to 5 Percent in      
    Case of Merger or Acquisition Management For Voted - For
11 .d Authorize Board to Exclude Preemptive Rights from      
    Share Issuances under 11.c Management For Voted - For
12 .a Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
12 .b Authorize Additional Repurchase of Up to 10 Percent      
    of Issued Share Capital   Management For Voted - For
13   Authorize Cancellation of Repurchased Shares Management For Voted - For
14   Other Business (Non-Voting) Management For Non-Voting
15   Close Meeting   Management For Non-Voting

 

45


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ASR NEDERLAND NV        
 
Security ID: NL0011872643 Ticker: ASRNL      
 
Meeting Date: 28-Oct-20 Meeting Type: Special      
 
    Special Meeting Agenda   Management For Non-Voting
1   Open Meeting   Management For Non-Voting
2 a Announce Intention to Appoint Joop Wijn as      
    Supervisory Board Member Management For Non-Voting
2 b Elect Joop Wijn to Supervisory Board Management For Voted - For
3   Allow Questions   Management For Non-Voting
4   Close Meeting   Management For Non-Voting
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Open Meeting   Management For Non-Voting
2 .a Receive Report of Management Board (Non-Voting) Management For Non-Voting
2 .b Receive Report of Supervisory Board (Non-Voting) Management For Non-Voting
2 .c Discussion on Company's Corporate Governance      
    Structure   Management For Non-Voting
2 .d Approve Remuneration Report Management For Voted - For
3 .a Adopt Financial Statements and Statutory Reports Management For Voted - For
3 .b Receive Explanation on Company's Reserves and      
    Dividend Policy   Management For Non-Voting
3 .c Approve Dividends of EUR 2.04 Per Share Management For Voted - For
4 .a Approve Discharge of Executive Board Management For Voted - For
4 .b Approve Discharge of Supervisory Board Management For Voted - For
5 .a Grant Board Authority to Issue Shares Up to 10      
    Percent of Issued Capital   Management For Voted - For
5 .b Authorize Board to Exclude Preemptive Rights from      
    Share Issuances   Management For Voted - For
5 .c Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
6 .a Approve Cancellation of Repurchased Shares Management For Voted - For
6 .b Amend Articles Re: Cancellation of Repurchased      
    Shares   Management For Voted - For
7   Allow Questions   Management For Non-Voting
8 .a Acknowledge Resignation of Kick van der Pol as      
    Supervisory Board Member Management For Non-Voting
9   Close Meeting   Management For Non-Voting
 
AT&T INC.        
 
Security ID: US00206R1023 Ticker: T      
 
Meeting Date: 30-Apr-21 Meeting Type: Annual      
 
1 a Elect Director William E. Kennard Management For Voted - For
1 b Elect Director Samuel A. Di Piazza, Jr. Management For Voted - For

 

46


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 c Elect Director Scott T. Ford   Management For Voted - For
1 d Elect Director Glenn H. Hutchins Management For Voted - For
1 e Elect Director Debra L. Lee   Management For Voted - For
1 f Elect Director Stephen J. Luczo Management For Voted - For
1 g Elect Director Michael B. McCallister Management For Voted - For
1 h Elect Director Beth E. Mooney Management For Voted - For
1 i Elect Director Matthew K. Rose Management For Voted - For
1 j Elect Director John T. Stankey Management For Voted - For
1 k Elect Director Cynthia B. Taylor Management For Voted - For
1 l Elect Director Geoffrey Y. Yang Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
4   Lower Ownership Threshold for Action by Written      
    Consent   Shareholder Against Voted - For
 
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC      
 
Security ID: GB00BLP5YB54 Ticker: AY      
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Remuneration Policy Management For Voted - For
4   Elect Director Michael Woollcombe Management For Voted - For
5   Elect Director Michael Forsayeth Management For Voted - For
6   Elect Director William Aziz   Management For Voted - For
7   Elect Director Brenda Eprile   Management For Voted - For
8   Elect Director Debora Del Favero Management For Voted - For
9   Elect Director Arun Banskota Management For Voted - For
10   Elect Director George Trisic   Management For Voted - For
11   Elect Director Santiago Seage Management For Voted - For
12   Reappoint Ernst & Young LLP and Ernst & Young S.L.      
    as Auditors   Management For Voted - For
13   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14   Authorise Issue of Equity   Management For Voted - For
15   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive      
    Rights (Additional Authority) Management For Voted - Against
17   Approve Reduction of the Share Premium Account Management For Voted - For
 
ATLAS COPCO AB        
 
Security ID: SE0011166610 Ticker: ATCO.A      
 
Meeting Date: 26-Nov-20 Meeting Type: Special      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For

 

47


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
3   Approve Agenda of Meeting Management For Voted - For
4   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Approve Special Dividends of SEK 3.50 Per Share Management For Voted - For
7   Amend Articles Re: Editorial Changes; Collection of      
    Proxies and Postal Voting Management For Voted - For
8   Close Meeting   Management For Non-Voting
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1   Opening of Meeting; Elect Chairman of Meeting Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Approve Agenda of Meeting Management For Voted - For
4   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7 .a Accept Financial Statements and Statutory Reports Management For Voted - For
7 .b1 Approve Discharge of Staffan Bohman Management For Voted - For
7 .b2 Approve Discharge of Tina Donikowski Management For Voted - For
7 .b3 Approve Discharge of Johan Forssell Management For Voted - For
7 .b4 Approve Discharge of Anna Ohlsson-Leijon Management For Voted - For
7 .b5 Approve Discharge of Mats Rahmstrom Management For Voted - For
7 .b6 Approve Discharge of Gordon Riske Management For Voted - For
7 .b7 Approve Discharge of Hans Straberg Management For Voted - For
7 .b8 Approve Discharge of Peter Wallenberg Jr Management For Voted - For
7 .b9 Approve Discharge of Sabine Neuss Management For Voted - For
7                     .b10   Approve Discharge of Mikael Bergstedt Management For Voted - For
7.                     b11   Approve Discharge of Benny Larsson Management For Voted - For
7                     .b12   Approve Discharge of President Mats Rahmstrom Management For Voted - For
7 .c Approve Allocation of Income and Dividends of SEK      
    7.30 Per Share   Management For Voted - For
7 .d Approve Record Date for Dividend Payment Management For Voted - For
8 .a Determine Number of Members (8) and Deputy Members      
    of Board (0)   Management For Voted - For
8 .b Determine Number of Auditors (1) and Deputy      
    Auditors (0)   Management For Voted - For
9 .a1 Reelect Staffan Bohman as Director Management For Voted - Against
9 .a2 Reelect Tina Donikowski as Director Management For Voted - For
9 .a3 Reelect Johan Forssell as Director Management For Voted - Against
9 .a4 Reelect Anna Ohlsson-Leijon as Director Management For Voted - For
9 .a5 Reelect Mats Rahmstrom as Director Management For Voted - For
9 .a6 Reelect Gordon Riske as Director Management For Voted - For
9 .a7 Reelect Hans Straberg as Director Management For Voted - Against
9 .a8 Reelect Peter Wallenberg Jr as Director Management For Voted - Against
9 .b Reelect Hans Straberg as Board Chairman Management For Voted - Against
9 .c Ratify Ernst & Young as Auditors Management For Voted - For
10 .a Approve Remuneration of Directors in the Amount of      
    SEK 2.6 Million to Chair and SEK 825,000 to Other      
    Directors; Approve Remuneration for Committee Work;      

 

48


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
    Approve Delivering Part of Remuneration in form of      
    Synthetic Shares   Management For Voted - For
10 .b Approve Remuneration of Auditors Management For Voted - For
11 .a Approve Remuneration Report Management For Voted - For
11 .b Approve Stock Option Plan 2021 for Key Employees Management For Voted - For
12 .a Acquire Class A Shares Related to Personnel Option      
    Plan for 2021   Management For Voted - For
12 .b Acquire Class A Shares Related to Remuneration of      
    Directors in the Form of Synthetic Shares Management For Voted - For
12 .c Transfer Class A Shares Related to Personnel Option      
    Plan for 2021   Management For Voted - For
12 .d Sell Class A Shares to Cover Costs Related to      
    Synthetic Shares to the Board Management For Voted - For
12 .e Sell Class A to Cover Costs in Relation to the      
    Personnel Option Plans for 2016, 2017 and 2018 Management For Voted - For
13   Close Meeting   Management For Non-Voting
 
ATLASSIAN CORPORATION PLC        
 
Security ID: GB00BZ09BD16 Ticker: TEAM      
 
Meeting Date: 03-Dec-20 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Appoint Ernst & Young LLP as Auditors Management For Voted - For
4   Authorize Board to Fix Remuneration of Auditors Management For Voted - For
5   Elect Director Shona L. Brown Management For Voted - For
6   Elect Director Michael Cannon-Brookes Management For Voted - For
7   Elect Director Scott Farquhar Management For Voted - For
8   Elect Director Heather Mirjahangir Fernandez Management For Voted - For
9   Elect Director Sasan Goodarzi Management For Voted - For
10   Elect Director Jay Parikh   Management For Voted - For
11   Elect Director Enrique Salem Management For Voted - For
12   Elect Director Steven Sordello Management For Voted - For
13   Elect Director Richard P. Wong Management For Voted - For
14   Authorize to Make Off-Market Purchases of Ordinary      
    Shares   Management For Voted - For
15   Authorize Share Repurchase Program Management For Voted - For
 
ATOS SE        
 
Security ID: FR0000051732 Ticker: ATO      
 
Meeting Date: 27-Oct-20 Meeting Type: Special      
 
    Ordinary Business   Management For Non-Voting
1   Discussion About Medium-Term Orientation of the      
    Company   Management For Voted - For
2   Elect Edouard Philippe as Director Management For Voted - For

 

49


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
Meeting Date: 12-May-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - Against
3 Approve Allocation of Income and Dividends of EUR      
  0.90 per Share   Management For Voted - For
4 Reelect Vivek Badrinath as Director Management For Voted - For
5 Reelect Bertrand Meunier as Director Management For Voted - For
6 Reelect Aminata Niane as Director Management For Voted - For
7 Reelect Lynn Paine as Director Management For Voted - For
8 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
9 Approve Compensation of Bertrand Meunier, Chairman      
  of the Board   Management For Voted - For
10 Approve Compensation of Elie Girard, CEO Management For Voted - For
11 Approve Compensation of Corporate Officers Management For Voted - For
12 Approve Remuneration Policy of Directors Management For Voted - For
13 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
14 Approve Remuneration Policy of CEO Management For Voted - For
15 Say-on-Climate   Management For Voted - For
16 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
17 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
18 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
19 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Reserved for Employees of      
  International Subsidiaries   Management For Voted - For
20 Authorize up to 0.9 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - For
21 Amend Bylaws to Comply with Legal Changes Management For Voted - For
22 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
AURUBIS AG        
 
Security ID: DE0006766504 Ticker: NDA      
 
Meeting Date: 11-Feb-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal 2019/20 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.30 per Share   Management For Voted - For

 

50


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3.1 Approve Discharge of Management Board Member Roland      
  Harings for Fiscal 2019/20 Management For Voted - For
3.2 Approve Discharge of Management Board Member Heiko      
  Arnold for Fiscal 2019/20   Management For Voted - For
3.3 Approve Discharge of Management Board Member Thomas      
  Buenger for Fiscal 2019/20 Management For Voted - For
3.4 Approve Discharge of Management Board Member Rainer      
  Verhoeven for Fiscal 2019/20 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member Fritz      
  Vahrenholt for Fiscal 2019/20 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member      
  Stefan Schmidt for Fiscal 2019/20 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member Deniz      
  Acar for Fiscal 2019/20   Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member      
  Andrea Bauer for Fiscal 2019/20 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member      
  Christian Ehrentraut for Fiscal 2019/20 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member Heinz      
  Fuhrmann for Fiscal 2019/20 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member Karl      
  Jakob for Fiscal 2019/20   Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member Jan      
  Koltze for Fiscal 2019/20   Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member      
  Stephan Kruemmer for Fiscal 2019/20 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member Elke      
  Lossin for Fiscal 2019/20   Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member      
  Sandra Reich for Fiscal 2019/20 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member Melf      
  Singer for Fiscal 2019/20   Management For Voted - For
5 Ratify Deloitte GmbH as Auditors for Fiscal 2020/21 Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
8 Approve Creation of EUR 57.5 Million Pool of      
  Capital with Partial Exclusion of Preemptive Rights Management For Voted - Against
 
AUTO TRADER GROUP PLC        
 
Security ID: GB00BVYVFW23 Ticker: AUTO      
 
Meeting Date: 16-Sep-20 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Re-elect Ed Williams as Director Management For Voted - For
4 Re-elect Nathan Coe as Director Management For Voted - For
5 Re-elect David Keens as Director Management For Voted - For
6 Re-elect Jill Easterbrook as Director Management For Voted - For
7 Re-elect Jeni Mundy as Director Management For Voted - For

 

51


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
8   Re-elect Catherine Faiers as Director Management For Voted - For
9   Elect Jamie Warner as Director Management For Voted - For
10   Elect Sigga Sigurdardottir as Director Management For Voted - For
11   Reappoint KPMG LLP as Auditors Management For Voted - For
12   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
13   Authorise Issue of Equity   Management For Voted - For
14   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
15   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or      
    Specified Capital Investment Management For Voted - For
16   Authorise Market Purchase of Ordinary Shares Management For Voted - For
17   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
18   Adopt New Articles of Association Management For Voted - For
 
AUTODESK, INC.        
 
Security ID: US0527691069 Ticker: ADSK      
 
Meeting Date: 16-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Andrew Anagnost Management For Voted - For
1 b Elect Director Karen Blasing Management For Voted - For
1 c Elect Director Reid French   Management For Voted - For
1 d Elect Director Ayanna Howard Management For Voted - For
1 e Elect Director Blake Irving   Management For Voted - For
1 f Elect Director Mary T. McDowell Management For Voted - For
1 g Elect Director Stephen Milligan Management For Voted - For
1 h Elect Director Lorrie M. Norrington Management For Voted - For
1 i Elect Director Elizabeth (Betsy) Rafael Management For Voted - For
1 j Elect Director Stacy J. Smith Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
AUTOHOME INC.        
 
Security ID: US05278C1071 Ticker: ATHM      
 
Meeting Date: 02-Feb-21 Meeting Type: Special      
 
    Meeting for ADR Holders   Management For Non-Voting
1   Approve Recapitalization Plan Management For Voted - For
2   Adopt New Memorandum of Association and Articles of      
    Association   Management For Voted - For

 

52


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
AUTOMATIC DATA PROCESSING, INC.      
 
Security ID: US0530151036 Ticker: ADP      
 
Meeting Date: 11-Nov-20 Meeting Type: Annual      
 
1 a Elect Director Peter Bisson   Management For Voted - For
1 b Elect Director Richard T. Clark Management For Voted - For
1 c Elect Director Linnie M. Haynesworth Management For Voted - For
1 d Elect Director John P. Jones   Management For Voted - For
1 e Elect Director Francine S. Katsoudas Management For Voted - For
1 f Elect Director Nazzic S. Keene Management For Voted - For
1 g Elect Director Thomas J. Lynch Management For Voted - For
1 h Elect Director Scott F. Powers Management For Voted - For
1 i Elect Director William J. Ready Management For Voted - For
1 j Elect Director Carlos A. Rodriguez Management For Voted - For
1 k Elect Director Sandra S. Wijnberg Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4   Report on Non-Management Employee Representation on      
    the Board of Directors   Shareholder Against Voted - Against
 
AUTONATION, INC.        
 
Security ID: US05329W1027 Ticker: AN      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Mike Jackson   Management For Voted - For
1 b Elect Director Rick L. Burdick Management For Voted - For
1 c Elect Director David B. Edelson Management For Voted - For
1 d Elect Director Steven L. Gerard Management For Voted - For
1 e Elect Director Robert R. Grusky Management For Voted - For
1 f Elect Director Norman K. Jenkins Management For Voted - For
1 g Elect Director Lisa Lutoff-Perlo Management For Voted - For
1 h Elect Director G. Mike Mikan Management For Voted - For
1 i Elect Director Jacqueline A. Travisano Management For Voted - For
2   Ratify KPMG LLP as Auditor Management For Voted - For
3   Provide Right to Call A Special Meeting Shareholder Against Voted - For
 
AUTOZONE, INC.        
 
Security ID: US0533321024 Ticker: AZO      
 
Meeting Date: 16-Dec-20 Meeting Type: Annual      
 
1.1   Elect Director Douglas H. Brooks Management For Voted - For
1.2   Elect Director Linda A. Goodspeed Management For Voted - For
1.3   Elect Director Earl G. Graves, Jr. Management For Voted - For
1.4   Elect Director Enderson Guimaraes Management For Voted - For

 

53


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.5   Elect Director Michael M. Calbert Management For Voted - For
1.6   Elect Director D. Bryan Jordan Management For Voted - For
1.7   Elect Director Gale V. King   Management For Voted - For
1.8   Elect Director George R. Mrkonic, Jr. Management For Voted - For
1.9   Elect Director William C. Rhodes, III Management For Voted - For
1.10   Elect Director Jill A. Soltau   Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Approve Omnibus Stock Plan Management For Voted - For
 
AVANGRID, INC.        
 
Security ID: US05351W1036 Ticker: AGR      
 
Meeting Date: 01-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Ignacio S. Galan Management For Voted - Against
1.2   Elect Director John Baldacci   Management For Voted - Against
1.3   Elect Director Daniel Alcain Lopez Management For Voted - Against
1.4   Elect Director Dennis V. Arriola Management For Voted - Against
1.5   Elect Director Pedro Azagra Blazquez Management For Voted - Against
1.6   Elect Director Robert Duffy   Management For Voted - For
1.7   Elect Director Teresa Herbert Management For Voted - For
1.8   Elect Director Patricia Jacobs Management For Voted - For
1.9   Elect Director John Lahey   Management For Voted - For
1.10   Elect Director Jose Angel Marra Rodriguez Management For Voted - Against
1.11   Elect Director Santiago Martinez Garrido Management For Voted - Against
1.12   Elect Director Jose Sainz Armada Management For Voted - Against
1.13   Elect Director Alan Solomont Management For Voted - For
1.14   Elect Director Elizabeth Timm Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For
 
AVANZA BANK HOLDING AB        
 
Security ID: SE0012454072 Ticker: AZA      
 
Meeting Date: 30-Mar-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Approve Agenda of Meeting   Management For Voted - For
4   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7 .a Accept Financial Statements and Statutory Reports Management For Voted - For

 

54


 

    PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
7 .b Approve Allocation of Income and Dividends of SEK      
    0.85 Per Share Management For Voted - For
7 .c1 Approve Discharge of Board Member Magnus Dybeck Management For Voted - For
7 .c2 Approve Discharge of Board Member Catharina Eklof Management For Voted - For
7 .c3 Approve Discharge of Board Member Viktor Fritzen Management For Voted - For
7 .c4 Approve Discharge of Board Member Jonas Hagstromer Management For Voted - For
7 .c5 Approve Discharge of Board Member Sven Hagstromer Management For Voted - For
7 .c6 Approve Discharge of Board Member Birgitta Klasen Management For Voted - For
7 .c7 Approve Discharge of Board Member Mattias Miksche Management For Voted - For
7 .c8 Approve Discharge of Board Member Johan Roos Management For Voted - For
7 .c9 Approve Discharge of Board Member Hans Toll Management For Voted - For
7.c10Approve Discharge of Board Member Jacqueline Winberg Management For Voted - For
7.c11Approve Discharge of Board Member Rikard Josefson Management For Voted - For
8   Determine Number of Members (9) and Deputy Members      
    of Board Management For Voted - For
9.1   Approve Remuneration of Directors in the Amount of      
    SEK 460,000 For Each Director Except Sven Hagstroer      
    (Chair), Jonas Hagstromer and Magnus Dybeck Management For Voted - For
9.2   Approve Remuneration of Directors in the Amount of      
    SEK 368,000 For Each Director Sven Hagstroer      
    (Chair), Jonas Hagstromer and Magnus Dybeck Management For Voted - For
9.3   Approve Remuneration for Chairman of the Audit,      
    Risk and Capital Committee Management For Voted - For
9.4   Approve Remuneration for the Audit, Risk and      
    Capital Committee Management For Voted - For
9.5   Approve Remuneration for the Credit Committee Management For Voted - For
9.6   Approve Remuneration for the Remuneration Committee Management For Voted - For
9.7   Approve Remuneration for the IT Committee Management For Voted - For
10   Approve Remuneration of Auditors Management For Voted - For
11.1   Reelect Magnus Dybeck as Directors Management For Voted - For
11.2   Reelect Catharina Eklof as Directors Management For Voted - For
11.3   Reelect Viktor Fritzen as Directors Management For Voted - For
11.4   Reelect Jonas Hagstromer as Directors Management For Voted - For
11.5   Reelect Sven Hagstromer as Directors Management For Voted - For
11.6   Reelect Mattias Miksche as Directors Management For Voted - For
11.7   Reelect Johan Roos as Directors Management For Voted - For
11.8   Reelect Hans Toll as Directors Management For Voted - For
11.9   Elect Leemon Wu as New Directors Management For Voted - For
12   Reelect Sven Hagstromer as Board Chairman Management For Voted - For
13   Ratify KPMG as Auditors Management For Voted - For
14   Amend Articles Management For Voted - For
15 .a Approve Warrants Plan for Key Employees; Incentive      
    Program, Series 2021/2024 Management For Voted - For
15 .b Approve Warrants Plan for Key Employees; Incentive      
    Program, Series 2022/2025 Management For Voted - For
15 .c Approve Warrants Plan for Key Employees; Incentive      
    Program, Series 2023/2026 Management For Voted - For
16   Authorize Share Repurchase Program Management For Voted - For
17   Approve Remuneration Report Management For Voted - For

 

55


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
AVAST PLC        
 
Security ID: GB00BDD85M81 Ticker: AVST      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect John Schwarz as Director Management For Voted - For
5 Re-elect Ondrej Vlcek as Director Management For Voted - For
6 Re-elect Philip Marshall as Director Management For Voted - For
7 Re-elect Pavel Baudis as Director Management For Voted - For
8 Re-elect Eduard Kucera as Director Management For Voted - For
9 Re-elect Warren Finegold as Director Management For Voted - For
10 Re-elect Maggie Chan Jones as Director Management For Voted - For
11 Re-elect Tamara Minick-Scokalo as Director Management For Voted - For
12 Re-elect Belinda Richards as Director Management For Voted - For
13 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15 Authorise UK Political Donations and Expenditure Management For Voted - For
16 Authorise Issue of Equity   Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Approve Employee Benefit Trust Management For Voted - For
21 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
AVEVA GROUP PLC        
 
Security ID: GB00BBG9VN75 Ticker: AVV      
 
Meeting Date: 21-Jul-20 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - Against
4 Amend Long Term Incentive Plan Management For Voted - Against
5 Approve Final Dividend   Management For Voted - For
6 Approve Global Employee Share Purchase Plan Management For Voted - For
7 Elect Olivier Blum as Director Management For Voted - Against
8 Re-elect Craig Hayman as Director Management For Voted - For
9 Re-elect Peter Herweck as Director Management For Voted - For
10 Re-elect Philip Aiken as Director Management For Voted - For
11 Re-elect James Kidd as Director Management For Voted - For
12 Re-elect Jennifer Allerton as Director Management For Voted - For
13 Re-elect Christopher Humphrey as Director Management For Voted - For

 

56


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
14 Re-elect Ron Mobed as Director Management For Voted - For
15 Re-elect Paula Dowdy as Director Management For Voted - For
16 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
17 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Authorise Issue of Equity   Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
21 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
Meeting Date: 24-Nov-20 Meeting Type: Special      
 
1 Approve Matters Relating to the Acquisition of      
  OSIsoft, LLC   Management For Voted - For
 
AVIVA PLC        
 
Security ID: GB0002162385 Ticker: AV      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Approve Climate-Related Financial Disclosure Management For Voted - For
5 Approve Final Dividend   Management For Voted - For
6 Elect Mohit Joshi as Director Management For Voted - For
7 Elect Pippa Lambert as Director Management For Voted - For
8 Elect Jim McConville as Director Management For Voted - For
9 Re-elect Amanda Blanc as Director Management For Voted - For
10 Re-elect Patricia Cross as Director Management For Voted - For
11 Re-elect George Culmer as Director Management For Voted - For
12 Re-elect Patrick Flynn as Director Management For Voted - For
13 Re-elect Belen Romana Garcia as Director Management For Voted - For
14 Re-elect Michael Mire as Director Management For Voted - For
15 Re-elect Jason Windsor as Director Management For Voted - For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
17 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
18 Authorise UK Political Donations and Expenditure Management For Voted - For
19 Authorise Issue of Equity   Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
21 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
22 Authorise Issue of Equity in Relation to Any      
  Issuance of SII Instruments Management For Voted - For
23 Authorise Issue of Equity without Pre-emptive      
  Rights in Relation to Any Issuance of SII      
  Instruments   Management For Voted - For

 

57


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
24 Approve Annual Bonus Plan   Management For Voted - For
25 Approve Long Term Incentive Plan Management For Voted - For
26 Approve All-Employee Share Plan Management For Voted - For
27 Authorise Market Purchase of Ordinary Shares Management For Voted - For
28 Authorise Market Purchase of 8 3/4 % Preference      
  Shares   Management For Voted - For
29 Authorise Market Purchase of 8 3/8 % Preference      
  Shares   Management For Voted - For
30 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
AVON RUBBER PLC        
 
Security ID: GB0000667013 Ticker: AVON      
 
Meeting Date: 29-Jan-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Approve Final Dividend   Management For Voted - For
5 Re-elect Chloe Ponsonby as Director Management For Voted - For
6 Re-elect Paul McDonald as Director Management For Voted - For
7 Re-elect Nick Keveth as Director Management For Voted - For
8 Elect Bruce Thompson as Director Management For Voted - For
9 Elect Bindi Foyle as Director Management For Voted - For
10 Elect Victor Chavez as Director Management For Voted - For
11 Reappoint KPMG LLP as Auditors Management For Voted - For
12 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
13 Authorise EU Political Donations and Expenditure Management For Voted - For
14 Adopt New Articles of Association Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
20 Amend Long-Term Incentive Plan Management For Voted - For
 
AXFOOD AB        
 
Security ID: SE0006993770 Ticker: AXFO      
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2.1 Designate Sussi Kvart as Inspector of Minutes of      
  Meeting   Management For Voted - For

 

58


 

  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
2.2 Designate Martin Gartner as Inspector of Minutes of      
  Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Approve Remuneration Report Management For Voted - For
8 Accept Financial Statements and Statutory Reports Management For Voted - For
9.1 Approve Discharge of Board Chairman Mia Brunell      
  Livfors Management For Voted - For
9.2 Approve Discharge of Board Member Stina Andersson Management For Voted - For
9.3 Approve Discharge of Board Member Fabian Bengtsson Management For Voted - For
9.4 Approve Discharge of Board Member Caroline Berg Management For Voted - For
9.5 Approve Discharge of Board Member Christer Aberg Management For Voted - For
9.6 Approve Discharge of Board Member Christian Luiga Management For Voted - For
9.7 Approve Discharge of Board Member Jesper Lien Management For Voted - For
9.8 Approve Discharge of Board Member Lars Olofsson Management For Voted - For
9.9 Approve Discharge of Employee Representative Anders      
  Helsing Management For Voted - For
9.10 Approve Discharge of Employee Representative      
  Michael Sjoren Management For Voted - For
9.11 Approve Discharge of Employee Representative Lars      
  Ostberg Management For Voted - For
9.12 Approve Discharge of CEO Klas Balkow Management For Voted - For
10 Approve Allocation of Income and Dividends of SEK      
  7.50 Per Share Management For Voted - For
11 Determine Number of Members (7) and Deputy Members      
  (0) of Board Management For Voted - For
12.1 Approve Remuneration of Directors in the Amount of      
  SEK 750,000 for Chairman and SEK 475,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
12.2 Approve Remuneration of Auditors Management For Voted - For
13.1 Reelect Mia Brunell Livfors as Director Management For Voted - For
13.2 Reelect Stina Andersson as Director Management For Voted - For
13.3 Reelect Fabian Bengtsson as Director Management For Voted - For
13.4 Reelect Caroline Berg as Director Management For Voted - For
13.5 Reelect Christer Aberg as Director Management For Voted - For
13.6 Reelect Christian Luiga as Director Management For Voted - For
13.7 Elect Peter Ruzicka as New Director Management For Voted - For
13.8 Reelect Mia Brunell Livfors as Board Chairman Management For Voted - For
14 Authorize Representatives of Four of Company's      
  Largest Shareholders to Serve on Nominating      
  Committee Management For Voted - For
15.1 Approve Performance Share Matching Plan for Key      
  Employees Management For Voted - For
15.2 Approve Equity Plan Financing Management For Voted - For
16 Amend Articles Re: Corporate Purpose; Postal Ballots Management For Voted - For

 

59


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
AZIMUT HOLDING SPA        
 
Security ID: IT0003261697 Ticker: AZM      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
4.1 Approve Remuneration Policy Management For Voted - For
4.2 Approve Second Section of the Remuneration Report Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
BACHEM HOLDING AG        
 
Security ID: CH0012530207 Ticker: BANB      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  3.25 per Share   Management For Voted - For
4.1 Approve Remuneration of Directors in the Amount of      
  CHF 750,000   Management For Voted - For
4.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 2.5 Million Management For Voted - For
5.1 Reelect Kuno Sommer as Director and Board Chairman Management For Voted - Against
5.2 Reelect Nicole Hoetzer as Director Management For Voted - Against
5.3 Reelect Helma Wennemers as Director Management For Voted - Against
5.4 Reelect Steffen Lang as Director Management For Voted - Against
5.5 Elect Alex Faessler as Director Management For Voted - Against
6.1 Reappoint Kuno Sommer as Member of the Compensation      
  Committee   Management For Voted - Against
6.2 Appoint Nicole Hoetzer as Member of the      
  Compensation Committee   Management For Voted - Against
6.3 Appoint Alex Faessler as Member of the Compensation      
  Committee   Management For Voted - Against
7 Ratify MAZARS SA as Auditors Management For Voted - For
8 Designate Paul Wiesli as Independent Proxy Management For Voted - For
9 Transact Other Business (Voting) Management For Voted - Against

 

60


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BAIDU, INC.        
 
Security ID: US0567521085 Ticker: BIDU      
 
Meeting Date: 01-Mar-21 Meeting Type: Special      
 
  Meeting for ADR Holders   Management For Non-Voting
1 Approve One-to-Eighty Stock Split Management For Voted - For
 
BAKKAFROST P/F        
 
Security ID: FO0000000179 Ticker: BAKKA      
 
Meeting Date: 09-Apr-21 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Did Not Vote
2 Receive Board's Report   Management For Did Not Vote
3 Approve Financial Statements and Statutory Reports Management For Did Not Vote
4 Approve Allocation of Income and Dividends of DKK      
  3.65 Per Share   Management For Did Not Vote
5.1 Reelect Johannes Jensen as Director Management For Did Not Vote
5.2 Reelect Teitur Samuelsen as Director Management For Did Not Vote
5.3 Reelect Annika Frederiksberg as Director Management For Did Not Vote
5.4 Reelect Oystein Sandvik as Director Management For Did Not Vote
5.5 Reelect Einar Wathne as Director Management For Did Not Vote
6 Reelect Runi M. Hansen as Director and Board      
  Chairman   Management For Did Not Vote
7 Approve Remuneration of Directors in the Amount of      
  DKK 471,240 for Chairman, DKK 294,525 for Deputy      
  Chairman, and DKK 235,620 for Other Directors;      
  Approve Remuneration of Accounting Committee Management For Did Not Vote
8.1 Reelect Leif Eriksrod as Member of Election      
  Committee   Management For Did Not Vote
8.2 Reelect Eydun Rasmussen as Member of Election      
  Committee   Management For Did Not Vote
8.3 Reelect Gunnar i Lida as Chairman of Election      
  Committee   Management For Did Not Vote
9 Approve Remuneration of Election Committee in the      
  Amount of DKK 24,000 for Chairman and 12,000 for      
  Other Directors   Management For Did Not Vote
10 Ratify P/F Januar as Auditors Management For Did Not Vote
11 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
 
BALFOUR BEATTY PLC        
 
Security ID: GB0000961622 Ticker: BBY      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For

 

61


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3   Approve Final Dividend   Management For Voted - For
4   Re-elect Philip Aiken as Director Management For Voted - Against
5   Re-elect Dr Stephen Billingham as Director Management For Voted - For
6   Re-elect Stuart Doughty as Director Management For Voted - For
7   Re-elect Philip Harrison as Director Management For Voted - For
8   Re-elect Michael Lucki as Director Management For Voted - For
9   Re-elect Barbara Moorhouse as Director Management For Voted - For
10   Re-elect Leo Quinn as Director Management For Voted - For
11   Re-elect Anne Drinkwater as Director Management For Voted - For
12   Reappoint KPMG LLP as Auditors Management For Voted - For
13   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14   Authorise UK Political Donations and Expenditure Management For Voted - For
15   Authorise Issue of Equity   Management For Voted - For
16   Approve Performance Share Plan Management For Voted - For
17   Adopt New Articles of Association Management For Voted - For
18   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19   Authorise Market Purchase of Ordinary Shares Management For Voted - For
20   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
BALL CORPORATION        
 
Security ID: US0584981064 Ticker: BLL      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1.1   Elect Director John A. Bryant Management For Voted - Withheld
1.2   Elect Director Michael J. Cave Management For Voted - Withheld
1.3   Elect Director Daniel W. Fisher Management For Voted - For
1.4   Elect Director Pedro Henrique Mariani Management For Voted - Withheld
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
BANCA GENERALI SPA        
 
Security ID: IT0001031084 Ticker: BGN      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
    Ordinary Business   Management For Non-Voting
    Management Proposals   Management For Non-Voting
1 a Accept Financial Statements and Statutory Reports Management For Voted - For
1 b Approve Allocation of Income Management For Voted - For
    Shareholder Proposal Submitted by Assicurazioni      
    Generali SpA   Management For Non-Voting
2 a Fix Number of Directors   Shareholder None Voted - For
    Appoint Directors (Slate Election) - Choose One of      
    the Following Slates   Management For Non-Voting
2 b.1 Slate 1 Submitted by Assicurazioni Generali SpA Shareholder None Voted - Against

 

62


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 b.2 Slate 2 Submitted by Institutional Investors      
    (Assogestioni)   Shareholder None Voted - For
    Shareholder Proposal Submitted by Assicurazioni      
    Generali SpA   Management For Non-Voting
2 c Approve Remuneration of Directors Shareholder None Voted - For
    Appoint Internal Statutory Auditors (Slate      
    Election) - Choose One of the Following Slates Management For Non-Voting
3 a.1 Slate 1 Submitted by Assicurazioni Generali SpA Shareholder None Voted - Against
3 a.2 Slate 2 Submitted by Institutional Investors      
    (Assogestioni)   Shareholder None Voted - For
    Shareholder Proposal Submitted by Assicurazioni      
    Generali SpA   Management For Non-Voting
3 b Approve Internal Auditors' Remuneration Shareholder None Voted - For
    Management Proposals   Management For Non-Voting
4   Approve Remuneration Policy Management For Voted - For
5   Approve Second Section of the Remuneration Report Management For Voted - For
6   Approve Fixed-Variable Compensation Ratio Management For Voted - For
7   Approve Long-Term Incentive Plan Management For Voted - For
8   Approve Network Loyalty Plan Management For Voted - For
9   Approve Share-based Incentive System Management For Voted - For
10   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares to Service 2021 Network      
    Loyalty Plan, 2021 Long-term Incentive Plan, and      
    the 2021 Incentive System   Management For Voted - For
11   Revoke Auditors; Approve New Auditors and Authorize      
    Board to Fix Their Remuneration Management For Voted - For
A   Deliberations on Possible Legal Action Against      
    Directors if Presented by Shareholders Management None Voted - Against
 
BANCO BPM SPA        
 
Security ID: IT0005218380 Ticker: BAMI      
 
Meeting Date: 15-Apr-21 Meeting Type: Annual/Special      
 
    Ordinary Business   Management For Non-Voting
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Allocation of Income Management For Voted - For
3.1   Approve Remuneration Policy Management For Voted - For
3.2   Approve Second Section of the Remuneration Report Management For Voted - For
4   Approve Severance Payments Policy Management For Voted - For
5.1   Approve 2021 Short-Term Incentive Plan Management For Voted - For
5.2   Approve 2021-2023 Long-Term Incentive Plan Management For Voted - For
6   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares to Service 2021 Short-Term      
    Incentive Plan and 2021-2023 Long-Term Incentive      
    Plan   Management For Voted - For
    Appoint One Primary Statutory Auditor Management For Non-Voting
7 .a Shareholder Proposal Submitted by Foundations Shareholder None Voted - For
    Appoint One Alternate Statutory Auditor Management For Non-Voting

 

63


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7.b.1 Shareholder Proposal Submitted by Institutional      
  Investors (Assogestioni)   Shareholder None Voted - For
7.b.2 Shareholder Proposal Submitted by Foundations Shareholder None Voted - Against
  Extraordinary Business   Management For Non-Voting
1 Amend Company Bylaws   Management For Voted - For
 
BANCO BTG PACTUAL SA        
 
Security ID: BRBPACUNT006 Ticker: BPAC11      
 
Meeting Date: 09-Apr-21 Meeting Type: Annual      
 
  Meeting for Holders of Units Management For Non-Voting
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year Ended Dec. 31, 2020 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Do You Wish to Adopt Cumulative Voting for the      
  Election of the Members of the Board of Directors,      
  Under the Terms of Article 141 of the Brazilian      
  Corporate Law?   Management None Voted - Abstain
4.1 Elect Claudio Eugenio Stiller Galeazzi as      
  Independent Director   Management For Voted - Against
4.2 Elect Eduardo Henrique de Mello Motta Loyo as      
  Director   Management For Voted - Against
4.3 Elect Guillermo Ortiz Martinez as Director Management For Voted - Against
4.4 Elect John Huw Gwili Jenkins as Director Management For Voted - Against
4.5 Elect Mark Clifford Maletz as Independent Director Management For Voted - For
4.6 Elect Nelson Azevedo Jobim as Director Management For Voted - For
4.7 Elect Roberto Balls Sallouti as Director Management For Voted - Against
4.8 Elect Sofia De Fatima Esteves as Independent      
  Director   Management For Voted - For
5 In Case Cumulative Voting Is Adopted, Do You Wish      
  to Equally Distribute Your Votes Amongst the      
  Nominees below?   Management None Voted - Abstain
  APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If    
  You Vote FOR on Item 5, Votes Will Be Automatically      
  Distributed in Equal % Amongst The Nominees voted      
  FOR below. If You Vote AGST, Contact Your Client      
  Service Rep to Disproportionately Allocate % of      
  Votes   Management For Non-Voting
6.1 Percentage of Votes to Be Assigned - Elect Claudio      
  Eugenio Stiller Galeazzi as Independent Director Management None Voted - Abstain
6.2 Percentage of Votes to Be Assigned - Elect Eduardo      
  Henrique de Mello Motta Loyo as Director Management None Voted - Abstain
6.3 Percentage of Votes to Be Assigned - Elect      
  Guillermo Ortiz Martinez as Director Management None Voted - Abstain
6.4 Percentage of Votes to Be Assigned - Elect John Huw      
  Gwili Jenkins as Director   Management None Voted - Abstain
6.5 Percentage of Votes to Be Assigned - Elect Mark      
  Clifford Maletz as Independent Director Management None Voted - Abstain
6.6 Percentage of Votes to Be Assigned - Elect Nelson      
  Azevedo Jobim as Director Management None Voted - Abstain

 

64


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6.7 Percentage of Votes to Be Assigned - Elect Roberto      
  Balls Sallouti as Director   Management None Voted - Abstain
6.8 Percentage of Votes to Be Assigned - Elect Sofia De      
  Fatima Esteves as Independent Director Management None Voted - Abstain
7 As an Ordinary Shareholder, Would You like to      
  Request a Separate Minority Election of a Member of      
  the Board of Directors, Under the Terms of Article      
  141 of the Brazilian Corporate Law? Management None Voted - For
8 As a Preferred Shareholder, Would You like to      
  Request a Separate Minority Election of a Member of      
  the Board of Directors, Under the Terms of Article      
  141 of the Brazilian Corporate Law? Management None Voted - For
9 In Case Neither Class of Shares Reaches the Minimum      
  Quorum Required by the Brazilian Corporate Law to      
  Elect a Board Representative in Separate Elections,      
  Would You Like to Use Your Votes to Elect the      
  Candidate with More Votes to Represent Both Classes? Management None Voted - For
10 Approve Remuneration of Company's Management Management For Voted - Against
11 Do You Wish to Request Installation of a Fiscal      
  Council, Under the Terms of Article 161 of the      
  Brazilian Corporate Law?   Management None Voted - For
 
Meeting Date: 09-Apr-21 Meeting Type: Special      
 
1 Approve 4-for-1 Stock Split   Management For Voted - For
2 Approve Increase in Authorized Capital Management For Voted - Against
3 Amend Articles 5 and 30 and Consolidate Bylaws Management For Voted - Against
 
BANCO DE SABADELL SA        
 
Security ID: ES0113860A34 Ticker: SAB      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements and Discharge of Board Management For Voted - For
2 Approve Non-Financial Information Statement Management For Voted - For
3.1 Ratify Appointment of and Elect Cesar      
  Gonzalez-Bueno Mayer Wittgenstein as Director Management For Voted - For
3.2 Ratify Appointment of and Elect Alicia Reyes      
  Revuelta as Director   Management For Voted - For
3.3 Reelect Anthony Frank Elliott Ball as Director Management For Voted - For
3.4 Reelect Manuel Valls Morato as Director Management For Voted - For
4.1 Amend Articles Re: Allow Shareholder Meetings to be      
  Held in Virtual-Only Format Management For Voted - For
4.2 Amend Articles Re: Board   Management For Voted - For
4.3 Amend Articles Re: Board Committees Management For Voted - For
4.4 Amend Articles Re: Improvements from Applicable      
  Regulations   Management For Voted - For
4.5 Approve Restated Articles of Association Management For Voted - For
5 Amend Articles and Approve Restated General Meeting      
  Regulations   Management For Voted - For

 

65


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6   Receive Amendments to Board of Directors Regulations Management For Non-Voting
7   Fix Maximum Variable Compensation Ratio of      
    Designated Group Members Management For Voted - For
8   Approve Remuneration Policy Management For Voted - For
9   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - For
10   Advisory Vote on Remuneration Report Management For Voted - For
 
BANCO SANTANDER (BRASIL) SA      
 
Security ID: BRSANBCDAM13 Ticker: SANB11      
 
Meeting Date: 31-Aug-20 Meeting Type: Special      
 
1   Ratify PricewaterhouseCoopers Auditores      
    Independentes as the Independent Firm to Appraise      
    Proposed Transactions   Management For Voted - For
2   Approve Independent Firm's Appraisals Management For Voted - For
3   Approve Agreement to Absorb Bosan Participacoes      
    S.A. (Bosan)   Management For Voted - For
4   Approve Absorption of Bosan Participacoes S.A.      
    (Bosan)   Management For Voted - For
5   Aprove Agreement to Absorb Banco Ole Consignado      
    S.A. (Banco Ole)   Management For Voted - For
6   Approve Absorption of Banco Ole Consignado S.A.      
    (Banco Ole)   Management For Voted - For
7   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - For
 
BANK OF AMERICA CORPORATION      
 
Security ID: US0605051046 Ticker: BAC      
 
Meeting Date: 20-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Sharon L. Allen Management For Voted - For
1 b Elect Director Susan S. Bies   Management For Voted - For
1 c Elect Director Frank P. Bramble, Sr. Management For Voted - For
1 d Elect Director Pierre J.P. de Weck Management For Voted - For
1 e Elect Director Arnold W. Donald Management For Voted - For
1 f Elect Director Linda P. Hudson Management For Voted - For
1 g Elect Director Monica C. Lozano Management For Voted - For
1 h Elect Director Thomas J. May Management For Voted - For
1 i Elect Director Brian T. Moynihan Management For Voted - For
1 j Elect Director Lionel L. Nowell, III Management For Voted - For
1 k Elect Director Denise L. Ramos Management For Voted - For
1 l Elect Director Clayton S. Rose Management For Voted - For
1 m Elect Director Michael D. White Management For Voted - For
1 n Elect Director Thomas D. Woods Management For Voted - For
1 o Elect Director R. David Yost Management For Voted - For
1 p Elect Director Maria T. Zuber Management For Voted - For

 

66


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan   Management For Voted - For
5 Amend Proxy Access Right   Shareholder Against Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
7 Approve Change in Organizational Form Shareholder Against Voted - Against
8 Request on Racial Equity Audit Shareholder Against Voted - Against
 
BANKINTER SA        
 
Security ID: ES0113679I37 Ticker: BKT      
 
Meeting Date: 21-Apr-21 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Non-Financial Information Statement Management For Voted - For
3 Approve Discharge of Board Management For Voted - For
4 Approve Allocation of Income and Dividends Management For Voted - For
5.1 Amend Article 18 Re: Allow Shareholder Meetings to      
  be Held in Virtual-Only Format Management For Voted - For
5.2 Amend Articles Re: Board Committees Management For Voted - For
5.3 Amend Article 41 Re: Payment of Dividends Management For Voted - For
6 Amend Article 10 of General Meeting Regulations Re:      
  Allow Shareholder Meetings to be Held in      
  Virtual-Only Format   Management For Voted - For
7 Renew Appointment of PricewaterhouseCoopers as      
  Auditor   Management For Voted - For
8.1 Elect Cristina Garcia-Peri Alvarez as Director Management For Voted - For
8.2 Reelect Pedro Guerrero Guerrero as Director Management For Voted - For
8.3 Reelect Marcelino Botin-Sanz de Sautuola y Naveda      
  as Director   Management For Voted - For
8.4 Reelect Fernando Maria Masaveu Herrero as Director Management For Voted - For
8.5 Fix Number of Directors at 11 Management For Voted - For
9 Approve Restricted Capitalization Reserve Management For Voted - For
10.1 Approve Remuneration Policy Management For Voted - For
10.2 Approve Delivery of Shares under FY 2020 Variable      
  Pay Scheme   Management For Voted - For
10.3 Fix Maximum Variable Compensation Ratio Management For Voted - For
11 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
12 Advisory Vote on Remuneration Report Management For Voted - For
13 Receive Amendments to Board of Directors Regulations Management For Non-Voting

 

67


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BAVARIAN NORDIC A/S        
 
Security ID: DK0015998017 Ticker: BAVA      
 
Meeting Date: 20-Apr-21 Meeting Type: Annual      
 
1   Receive Report of Board   Management For Non-Voting
2   Accept Financial Statements and Statutory Reports Management For Voted - For
3   Approve Allocation of Income Management For Voted - For
4   Approve Remuneration Report (Advisory Vote) Management For Voted - For
5   Approve Discharge of Management and Board Management For Voted - For
6 a Reelect Gerard van Odijk as Director Management For Voted - For
6 b Reelect Anders Gersel Pedersen as Director Management For Voted - For
6 c Reelect Erik Hansen as Director Management For Voted - For
6 d Reelect Peter Kurstein as Director Management For Voted - For
6 e Reelect Frank Verwiel as Director Management For Voted - For
6 f Reelect Elizabeth McKee Anderson as Director Management For Voted - For
6 g Reelect Anne Louise Eberhard as Director Management For Voted - For
7   Ratify Deloitte as Auditors   Management For Voted - For
8 a Approve Creation of DKK 63.7 Million Pool of      
    Capital with Preemptive Rights; Approve Creation of      
    DKK 63.7 Million Pool of Capital without Preemptive      
    Rights; Maximum Increase in Share Capital under      
    Both Authorizations up to DKK 63.7 Million Management For Voted - For
8 b Approve Issuance of Warrants for Key Employees;      
    Approve Creation of DKK 14 Million Pool of      
    Conditional Capital to Guarantee Conversion Rights Management For Voted - For
8 c Approve Guidelines for Incentive-Based Compensation      
    for Executive Management and Board Management For Voted - For
8 d Approve Remuneration of Directors in the Amount of      
    DKK 750,000 for Chairman, DKK 450,000 for Vice      
    Chairman, and DKK 300,000 for Other Directors;      
    Approve Committee Fees; Approve Meeting Fees Management For Voted - For
8 e Authorize Share Repurchase Program Management For Voted - For
 
BAWAG GROUP AG        
 
Security ID: AT0000BAWAG2 Ticker: BG      
 
Meeting Date: 30-Oct-20 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal 2019 (Non-Voting) Management For Non-Voting
2   Approve Allocation of Income and Omission of      
    Dividends   Management For Voted - For
3   Approve Discharge of Management Board for Fiscal      
    2019   Management For Voted - For
4   Approve Discharge of Supervisory Board for Fiscal      
    2019   Management For Voted - For
5   Ratify KPMG Austria GmbH as Auditors for Fiscal 2021 Management For Voted - For
6   Amend Articles Re: Shareholders' Right to Delegate      
    Supervisory Board Members Management For Voted - For

 

68


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Approve Remuneration Policy for the Management Board Management For Voted - For
8 Approve Remuneration Policy for the Supervisory      
  Board   Management For Voted - For
9 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
 
Meeting Date: 03-Mar-21 Meeting Type: Special      
 
1 Approve Allocation of Income and Dividends of EUR      
  0.46 per Share   Management For Voted - For
 
BAYERISCHE MOTOREN WERKE AG      
 
Security ID: DE0005190003 Ticker: BMW      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.90 per Ordinary Share and EUR 1.92 per Preferred      
  Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2021   Management For Voted - For
6.1 Elect Marc Bitzer to the Supervisory Board Management For Voted - For
6.2 Elect Rachel Empey to the Supervisory Board Management For Voted - For
6.3 Elect Christoph Schmidt to the Supervisory Board Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8 Approve Remuneration of Supervisory Board Management For Voted - For
9.1 Amend Articles Re: Participation of Supervisory      
  Board Members in the Annual General Meeting by      
  Means of Audio and Video Transmission Management For Voted - For
9.2 Amend Articles Re: Proof of Entitlement Management For Voted - For
9.3 Amend Articles Re: Participation and Voting Rights Management For Voted - For
10 Amend Affiliation Agreement with BMW Bank GmbH Management For Voted - For
 
BE SEMICONDUCTOR INDUSTRIES NV      
 
Security ID: NL0012866412 Ticker: BESI      
 
Meeting Date: 30-Apr-21 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Receive Annual Report   Management For Non-Voting
3 Approve Remuneration Report Management For Voted - For
4 Adopt Financial Statements and Statutory Reports Management For Voted - For

 

69


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5 .a Receive Explanation on Company's Reserves and      
    Dividend Policy   Management For Non-Voting
5 .b Approve Dividends of EUR 1.70 Per Share Management For Voted - For
6 .a Approve Discharge of Management Board Management For Voted - For
6 .b Approve Discharge of Supervisory Board Management For Voted - For
7   Amend Remuneration Policy Management For Voted - For
8 .a Elect Laura Oliphant to Supervisory Board Management For Voted - For
8 .b Elect Elke Eckstein to Supervisory Board Management For Voted - For
9   Grant Board Authority to Issue Shares Up To 10      
    Percent of Issued Capital and Exclude Pre-emptive      
    Rights   Management For Voted - For
10   Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
11   Approve Reduction in Share Capital through      
    Cancellation of Shares   Management For Voted - For
12   Amend Articles Re: Mandatory Statutory Provision      
    Regarding the Absence of All Members of the      
    Supervisory Board   Management For Voted - For
13   Other Business (Non-Voting) Management For Non-Voting
14   Close Meeting   Management For Non-Voting
 
BEAZLEY PLC        
 
Security ID: GB00BYQ0JC66 Ticker: BEZ      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Re-elect Adrian Cox as Director Management For Voted - For
4   Re-elect Nicola Hodson as Director Management For Voted - For
5   Re-elect Andrew Horton as Director Management For Voted - For
6   Re-elect Sally Lake as Director Management For Voted - For
7   Re-elect Christine LaSala as Director Management For Voted - For
8   Re-elect John Reizenstein as Director Management For Voted - For
9   Re-elect David Roberts as Director Management For Voted - For
10   Re-elect Robert Stuchbery as Director Management For Voted - For
11   Re-elect Catherine Woods as Director Management For Voted - For
12   Elect Pierre-Olivier Desaulle as Director Management For Voted - For
13   Reappoint EY as Auditors   Management For Voted - For
14   Authorise the Audit and Risk Committee to Fix      
    Remuneration of Auditors   Management For Voted - For
15   Authorise Issue of Equity   Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17   Authorise Market Purchase of Ordinary Shares Management For Voted - For
18   Adopt New Articles of Association Management For Voted - For
19   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For

 

70


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BEFESA SA        
 
Security ID: LU1704650164 Ticker: BFSA      
 
Meeting Date: 30-Jun-21 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Receive Board's and Auditor's Reports Management For Non-Voting
2 Approve Consolidated Financial Statements Management For Voted - For
3 Approve Financial Statements Management For Voted - For
4 Approve Allocation of Income and Dividends of EUR      
  1.17 Per Share   Management For Voted - For
5 Approve Discharge of Directors Management For Voted - For
6 Approve Fixed Remuneration of Directors Management For Voted - For
7 Approve Remuneration Report Management For Voted - For
8 Renew Appointment of KPMG Luxembourg as Auditor Management For Voted - For
 
Meeting Date: 30-Jun-21 Meeting Type: Extraordinary Shareholders    
 
  Special Meeting Agenda   Management For Non-Voting
1 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights and Amend      
  Article 6 of the Articles of Association Management For Voted - Against
2 Amend Article 28 of the Articles of Association Management For Voted - For
3 Amend Article 29 of the Articles of Association Management For Voted - For
4 Amend Article 30 of the Articles of Association Management For Voted - For
5 Amend Article 32 of the Articles of Association Management For Voted - For
 
BEIJER REF AB        
 
Security ID: SE0011116508 Ticker: BEIJ.B      
 
Meeting Date: 03-Mar-21 Meeting Type: Special      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting   Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Determine Number of Members (6) and Deputy Members      
  (0) of Board   Management For Voted - For
7.1 Elect Kate Swann as New Director Management For Voted - Against
7.2 Elect Albert Gustafsson as New Director Management For Voted - Against
7.3 Elect Per Bertland as New Director Management For Voted - For
8 Elect Kate Swann as New Board Chairperson Management For Voted - Against
9 Close Meeting   Management For Non-Voting

 

71


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BEIJER REF AB        
 
Security ID: SE0015949748 Ticker: BEIJ.B      
 
Meeting Date: 15-Apr-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Designate Inspector(s) of Minutes of Meeting Management For Non-Voting
3   Prepare and Approve List of Shareholders Management For Non-Voting
4   Approve Agenda of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7 .a Accept Financial Statements and Statutory Reports Management For Voted - For
7 .b Approve Allocation of Income and Dividends of SEK 3      
    Per Share   Management For Voted - For
7 .c Approve Remuneration Report Management For Voted - For
7 .d Approve Discharge of Board and President Management For Voted - For
8   Determine Number of Members (7) and Deputy Members      
    of Board (0)   Management For Voted - For
9   Approve Remuneration of Directors in the Amount of      
    SEK 775,000 for Chairman andSEK 375,000 for Other      
    Directors; Approve Remuneration for Committee Work Management For Voted - For
10   Approve Remuneration of Auditors Management For Voted - For
11 .a Reelect Kate Swann as Director Management For Voted - Against
11 .b Reelect Joen Magnusson as Director Management For Voted - Against
11 .c Reelect Albert Gustafsson as Director Management For Voted - Against
11 .d Reelect Per Bertland as Director Management For Voted - For
11 .e Reelect Frida Norrbom Sams as Director Management For Voted - For
11 .f Elect Kerstin Lindvall as New Director Management For Voted - For
11 .g Elect William Striebe as New Director Management For Voted - Against
12   Elect Kate Swann as Board Chair Management For Voted - Against
13   Ratify Deloitte as Auditors   Management For Voted - For
14   Approve 3:1 Stock Split   Management For Voted - For
15   Amend Articles Re: Collecting of Proxies and Postal      
    Voting   Management For Voted - For
16   Approve Equity Plan Financing Management For Voted - For
17   Approve Stock Option Plan for Key Employees;      
    Authorize Share Repurchase Program to Finance      
    Equity Plan; Authorize Transfer of up to 2.3      
    Million Class B Shares in Connection with Incentive      
    Program   Management For Voted - For
18   Close Meeting   Management For Non-Voting
 
BELIMO HOLDING AG        
 
Security ID: CH1101098163 Ticker: BEAN      
 
Meeting Date: 29-Mar-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For

 

72


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Approve Allocation of Income and Dividends of CHF      
  150 per Share   Management For Voted - For
3 Approve Remuneration Report (Non-Binding) Management For Voted - For
4 Approve Discharge of Board of Directors Management For Voted - For
5.1 Approve Fixed Remuneration of Directors in the      
  Amount of CHF 970,000   Management For Voted - For
5.2 Approve Fixed and Variable Remuneration of      
  Executive Committee in the Amount of CHF 5.9 Million Management For Voted - For
6.1.1 Reelect Adrian Altenburger as Director Management For Voted - For
6.1.2 Reelect Patrick Burkhalter as Director Management For Voted - For
6.1.3 Reelect Sandra Emme as Director Management For Voted - For
6.1.4 Reelect Urban Linsi as Director Management For Voted - For
6.1.5 Reelect Stefan Ranstrand as Director Management For Voted - For
6.1.6 Reelect Martin Zwyssig as Director Management For Voted - For
6.2.1 Reelect Patrick Burkhalter as Board Chairman Management For Voted - For
6.2.2 Reelect Martin Zwyssig as Deputy Chairman Management For Voted - For
6.3.1 Reappoint Sandra Emme as Member of the Compensation      
  Committee   Management For Voted - For
6.3.2 Reappoint Adrian Altenburger as Member of the      
  Compensation Committee   Management For Voted - For
6.3.3 Appoint Urban Linsi as Member of the Compensation      
  Committee   Management For Voted - For
6.4 Designate Proxy Voting Services GmbH as Independent      
  Proxy   Management For Voted - For
6.5 Ratify KPMG AG as Auditors Management For Voted - For
7 Approve 1:20 Stock Split   Management For Voted - For
8 Transact Other Business (Voting) Management For Voted - Against
 
BERKELEY GROUP HOLDINGS PLC      
 
Security ID: GB00B02L3W35 Ticker: BKG      
 
Meeting Date: 04-Sep-20 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Re-elect Glyn Barker as Director Management For Voted - For
4 Re-elect Rob Perrins as Director Management For Voted - For
5 Re-elect Richard Stearn as Director Management For Voted - For
6 Re-elect Karl Whiteman as Director Management For Voted - For
7 Re-elect Sean Ellis as Director Management For Voted - For
8 Re-elect Sir John Armitt as Director Management For Voted - For
9 Re-elect Dame Alison Nimmo as Director Management For Voted - For
10 Re-elect Veronica Wadley as Director Management For Voted - For
11 Re-elect Adrian Li as Director Management For Voted - For
12 Re-elect Andy Myers as Director Management For Voted - For
13 Re-elect Diana Brightmore-Armour as Director Management For Voted - For
14 Re-elect Justin Tibaldi as Director Management For Voted - For
15 Re-elect Paul Vallone as Director Management For Voted - For
16 Re-elect Peter Vernon as Director Management For Voted - For

 

73


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
17   Re-elect Rachel Downey as Director Management For Voted - For
18   Reappoint KPMG LLP as Auditors Management For Voted - For
19   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For
20   Authorise Issue of Equity   Management For Voted - For
21   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
22   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
23   Authorise Market Purchase of Ordinary Shares Management For Voted - For
24   Authorise EU Political Donations and Expenditure Management For Voted - For
25   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
BEST BUY CO., INC.        
 
Security ID: US0865161014 Ticker: BBY      
 
Meeting Date: 16-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Corie S. Barry Management For Voted - For
1 b Elect Director Lisa M. Caputo Management For Voted - For
1 c Elect Director J. Patrick Doyle Management For Voted - For
1 d Elect Director David W. Kenny Management For Voted - For
1 e Elect Director Mario J. Marte Management For Voted - For
1 f Elect Director Karen A. McLoughlin Management For Voted - For
1 g Elect Director Thomas L. "Tommy" Millner Management For Voted - For
1 h Elect Director Claudia F. Munce Management For Voted - For
1 i Elect Director Richelle P. Parham Management For Voted - For
1 j Elect Director Steven E. Rendle Management For Voted - For
1 k Elect Director Eugene A. Woods Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - For
 
BHP GROUP PLC        
 
Security ID: GB00BH0P3Z91 Ticker: BHP      
 
Meeting Date: 15-Oct-20 Meeting Type: Annual      
 
    Management Proposals   Management For Non-Voting
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Reappoint Ernst & Young LLP as Auditors Management For Voted - For
3   Authorise the Risk and Audit Committee to Fix      
    Remuneration of Auditors   Management For Voted - For
4   Authorise Issue of Equity   Management For Voted - For
5   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
6   Authorise Market Purchase of Ordinary Shares Management For Voted - For
7   Approve Remuneration Report for UK Law Purposes Management For Voted - For

 

74


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8   Approve Remuneration Report for Australian Law      
    Purposes   Management For Voted - For
9   Approve Grant of Awards under the Group's Incentive      
    Plans to Mike Henry   Management For Voted - For
10   Approve Leaving Entitlements Management For Voted - For
11   Elect Xiaoqun Clever as Director Management For Voted - For
12   Elect Gary Goldberg as Director Management For Voted - For
13   Elect Mike Henry as Director Management For Voted - For
14   Elect Christine O'Reilly as Director Management For Voted - For
15   Elect Dion Weisler as Director Management For Voted - For
16   Re-elect Terry Bowen as Director Management For Voted - For
17   Re-elect Malcolm Broomhead as Director Management For Voted - For
18   Re-elect Ian Cockerill as Director Management For Voted - For
19   Re-elect Anita Frew as Director Management For Voted - For
20   Re-elect Susan Kilsby as Director Management For Voted - For
21   Re-elect John Mogford as Director Management For Voted - For
22   Re-elect Ken MacKenzie as Director Management For Voted - For
    Shareholder Proposals   Management For Non-Voting
23   Amend Constitution of BHP Group Limited Shareholder Against Voted - Against
24   Adopt Interim Cultural Heritage Protection Measures Shareholder Against Voted - Against
25   Approve Suspension of Memberships of Industry      
    Associations where COVID-19 Related Advocacy is      
    Inconsistent with Paris Agreement Goals Shareholder Against Voted - Against
 
BILLERUDKORSNAS AB        
 
Security ID: SE0000862997 Ticker: BILL      
 
Meeting Date: 05-May-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4   Acknowledge Proper Convening of Meeting Management For Voted - For
5   Approve Agenda of Meeting   Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7 .a Accept Financial Statements and Statutory Reports Management For Voted - For
7 .b Approve Allocation of Income and Dividends of SEK      
    4.30 Per Share   Management For Voted - For
7 .c1 Approve Discharge of Tobias Auchli Management For Voted - For
7 .c2 Approve Discharge of Andrea Gisle Joosen Management For Voted - For
7 .c3 Approve Discharge of Bengt Hammar Management For Voted - For
7 .c4 Approve Discharge of Michael M.F. Kaufmann Management For Voted - For
7 .c5 Approve Discharge of Kristina Schauman Management For Voted - For
7 .c6 Approve Discharge of Victoria Van Camp Management For Voted - For
7 .c7 Approve Discharge of Jan Astrom Management For Voted - For
7 .c8 Approve Discharge of Jan Svensson Management For Voted - For
7 .c9 Approve Discharge of Lehtinen Johansson Management For Voted - For
7.c10Approve Discharge of Nicklas Johansson Management For Voted - For
7.c11Approve Discharge of Ulrika Gustafsson Management For Voted - For

 

75


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
7.c12Approve Discharge of Bo Knoos Management For Voted - For
7.c13Approve Discharge of Christoph Michalski Management For Voted - For
7.c14Approve Discharge of Lennart Holm Management For Voted - For
8   Approve Remuneration Report Management For Voted - For
9   Determine Number of Members (8) and Deputy Members      
    (0) of Board   Management For Voted - For
10.1   Approve Remuneration of Directors in the Amount of      
    SEK 1.5 Million for Chairman, SEK 910,000 for Vice      
    Chairman and SEK 540,000 for Other Directors Management For Voted - For
10.2   Approve Remuneration for Committee Work Management For Voted - For
10.3   Approve Remuneration of Auditors Management For Voted - For
11 .a Reelect Tobias Auchli as Director Management For Voted - For
11 .b Reelect Andrea Gisle Joosen as Director Management For Voted - For
11 .c Reelect Bengt Hammar as Director Management For Voted - For
11 .d Reelect Michael M.F. Kaufmann as Director Management For Voted - For
11 .e Reelect Kristina Schauman as Director Management For Voted - For
11 .f Reelect Jan Svensson as Director Management For Voted - Against
11 .g Reelect Victoria Van Camp as Director Management For Voted - For
11 .h Reelect Jan Astrom as Director Management For Voted - For
12.1   Elect Jan Svensson as Board Chair Management For Voted - Against
12.2   Reelect Michael M.F. Kaufmann as Vice Chair Management For Voted - For
13   Ratify KPMG as Auditors   Management For Voted - For
14   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
15 .a Approve Performance Share Plan LTIP 2021 Management For Voted - Against
15 .b Approve Equity Plan Financing Through Transfer of      
    Shares to Participants   Management For Voted - Against
 
BIM BIRLESIK MAGAZALAR AS        
 
Security ID: TREBIMM00018 Ticker: BIMAS      
 
Meeting Date: 06-Jan-21 Meeting Type: Special      
 
    Special Meeting Agenda   Management For Non-Voting
1   Open Meeting, Elect Presiding Council of Meeting      
    and Authorize Presiding Council to Sign Meeting      
    Minutes   Management For Voted - For
2   Approve Special Dividend   Management For Voted - For
3   Receive Information on Share Repurchase Program Management For Non-Voting
4   Wishes and Close Meeting   Management For Non-Voting
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Open Meeting, Elect Presiding Council of Meeting      
    and Authorize Presiding Council to Sign Minutes of      
    Meeting   Management For Voted - For
2   Accept Board Report   Management For Voted - For
3   Accept Audit Report   Management For Voted - For
4   Accept Financial Statements   Management For Voted - For

 

76


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Approve Discharge of Board Management For Voted - For
6 Approve Allocation of Income Management For Voted - For
7 Elect Directors and Approve Their Remuneration Management For Voted - For
8 Grant Permission for Board Members to Engage in      
  Commercial Transactions with Company and Be      
  Involved with Companies with Similar Corporate      
  Purpose and Receive Information in Accordance to      
  Article 1.3.6 of Corporate Governance Principles Management For Voted - For
9 Receive Information on Donations Made in 2020 Management For Non-Voting
10 Receive Information on Guarantees, Pledges and      
  Mortgages Provided to Third Parties Management For Non-Voting
11 Ratify External Auditors   Management For Voted - For
12 Wishes   Management For Non-Voting
 
BKW AG        
 
Security ID: CH0130293662 Ticker: BKW      
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Discharge of Board of Directors Management For Voted - For
4 Approve Allocation of Income and Dividends of CHF      
  2.40 per Share   Management For Voted - For
5.1 Approve Remuneration of Directors in the Amount of      
  CHF 1.4 Million   Management For Voted - For
5.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 9.8 Million Management For Voted - For
6.1.1 Reelect Hartmut Geldmacher as Director Management For Voted - For
6.1.2 Reelect Kurt Schaer as Director Management For Voted - For
6.1.3 Reelect Roger Baillod as Director Management For Voted - For
6.1.4 Reelect Carole Ackermann as Director Management For Voted - For
6.1.5 Reelect Rebecca Guntern as Director Management For Voted - For
6.1.6 Elect Petra Denkas Director   Management For Voted - For
6.2 Elect Roger Baillod as Board Chairman Management For Voted - For
6.3.1 Appoint Roger Baillod as Member of the Compensation      
  and Nomination Committee Management For Voted - For
6.3.2 Reappoint Hartmut Geldmacher as Member of the      
  Compensation and Nomination Committee Management For Voted - Against
6.3.3 Reappoint Andreas Rickenbacher as Member of the      
  Compensation and Nomination Committee Management For Voted - Against
6.4 Designate Andreas Byland as Independent Proxy Management For Voted - For
6.5 Ratify Ernst & Young AG as Auditors Management For Voted - For
7 Transact Other Business (Voting) Management For Voted - Against

 

77


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BNP PARIBAS SA        
 
Security ID: FR0000131104 Ticker: BNP      
 
Meeting Date: 18-May-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  1.11 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
5 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
6 Reelect Pierre Andre de Chalendar as Director Management For Voted - For
7 Reelect Rajna Gibson Brandon as Director Management For Voted - For
8 Elect Christian Noyer as Director Management For Voted - For
9 Elect Juliette Brisac as Representative of Employee      
  Shareholders to the Board   Management For Voted - For
A Elect Isabelle Coron as Representative of Employee      
  Shareholders to the Board   Management Against Voted - Against
B Elect Cecile Besse Advani as Representative of      
  Employee Shareholders to the Board Management Against Voted - Against
C Elect Dominique Potier as Representative of      
  Employee Shareholders to the Board Management Against Voted - Against
10 Approve Remuneration Policy of Directors Management For Voted - For
11 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
12 Approve Remuneration Policy of CEO and Vice-CEO Management For Voted - For
13 Approve Compensation of Corporate Officers Management For Voted - For
14 Approve Compensation of Jean Lemierre, Chairman of      
  the Board   Management For Voted - For
15 Approve Compensation of Jean-Laurent Bonnafe, CEO Management For Voted - For
16 Approve Compensation of Philippe Bordenave, Vice-CEO Management For Voted - For
17 Approve the Overall Envelope of Compensation of      
  Certain Senior Management, Responsible Officers and      
  the Risk-takers   Management For Voted - For
18 Approve Remuneration of Directors in the Aggregate      
  Amount of EUR 1.4 Million Management For Voted - For
19 Set Limit for the Variable Remuneration of      
  Executives and Specific Employees Management For Voted - For
  Extraordinary Business   Management For Non-Voting
20 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
21 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For

 

78


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BODYCOTE PLC        
 
Security ID: GB00B3FLWH99 Ticker: BOY      
 
Meeting Date: 27-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3 Re-elect Anne Quinn as Director Management For Voted - For
4 Re-elect Stephen Harris as Director Management For Voted - For
5 Re-elect Eva Lindqvist as Director Management For Voted - For
6 Re-elect Ian Duncan as Director Management For Voted - For
7 Re-elect Dominique Yates as Director Management For Voted - For
8 Re-elect Patrick Larmon as Director Management For Voted - For
9 Re-elect Lili Chahbazi as Director Management For Voted - For
10 Elect Kevin Boyd as Director Management For Voted - For
11 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
12 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
13 Approve Remuneration Report Management For Voted - For
14 Authorise Issue of Equity   Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
BOOKING HOLDINGS INC.        
 
Security ID: US09857L1089 Ticker: BKNG      
 
Meeting Date: 03-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Timothy M. Armstrong Management For Voted - For
1.2 Elect Director Glenn D. Fogel Management For Voted - For
1.3 Elect Director Mirian M. Graddick-Weir Management For Voted - For
1.4 Elect Director Wei Hopeman Management For Voted - For
1.5 Elect Director Robert J. Mylod, Jr. Management For Voted - For
1.6 Elect Director Charles H. Noski Management For Voted - For
1.7 Elect Director Nicholas J. Read Management For Voted - For
1.8 Elect Director Thomas E. Rothman Management For Voted - For
1.9 Elect Director Bob van Dijk   Management For Voted - For
1.10 Elect Director Lynn M. Vojvodich Management For Voted - For
1.11 Elect Director Vanessa A. Wittman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Amend Omnibus Stock Plan   Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For

 

79


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5   Provide Right to Act by Written Consent Management For Voted - For
6   Provide Right to Act by Written Consent Shareholder Against Voted - For
7   Report on Annual Climate Transition Shareholder Against Voted - For
8   Annual Investor Advisory Vote on Climate Plan Shareholder Against Voted - For
 
BOOZ ALLEN HAMILTON HOLDING CORPORATION      
 
Security ID: US0995021062 Ticker: BAH      
 
Meeting Date: 29-Jul-20 Meeting Type: Annual      
 
1 a Elect Director Ralph W. Shrader Management For Voted - For
1 b Elect Director Joan Lordi C. Amble Management For Voted - For
1 c Elect Director Michele A. Flournoy Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Certificate of Incorporation Management For Voted - For
 
BPER BANCA SPA        
 
Security ID: IT0000066123 Ticker: BPE      
 
Meeting Date: 23-Jun-21 Meeting Type: Ordinary Shareholders    
 
    Ordinary Business   Management For Non-Voting
    Shareholder Proposal Submitted by Unipol Gruppo SpA Management For Non-Voting
1 a Appoint Daniela Travella as Chairman of Internal      
    Statutory Auditors   Shareholder None Voted - For
    Shareholder Proposals Submitted by Institutional      
    Investors (Assogestioni)   Management For Non-Voting
1 b Appoint Patrizia Tettamanzi as Internal Statutory      
    Auditor   Shareholder None Voted - For
1 c Appoint Sonia Peron as Alternate Internal Statutory      
    Auditor   Shareholder None Voted - For
    Shareholder Proposal Submitted by Modena Foundation Management For Non-Voting
2   Elect Elisa Valeriani as Director Shareholder None Voted - For
 
BRAVIDA HOLDING AB        
 
Security ID: SE0007491303 Ticker: BRAV      
 
Meeting Date: 23-Oct-20 Meeting Type: Special      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Approve Agenda of Meeting   Management For Voted - For
3.1   Designate Marianne Flik as Inspector of Minutes of      
    Meeting   Management For Voted - For
3.2   Designate Peter Lagerlof as Inspector of Minutes of      
    Meeting   Management For Voted - For
4   Prepare and Approve List of Shareholders Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For

 

80


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
6   Approve Dividends of SEK 2.25 Per Share Management For Voted - For
7   Approve Remuneration of Directors in the Aggregate      
    Amount of SEK 4.3 Million Management For Voted - For
8 .a Approve Performance Share Program LTIP 2020 Management For Voted - Against
8 .b Approve Equity Plan Financing Management For Voted - Against
8 .c Approve Alternative Equity Plan Financing Management For Voted - Against
 
BREMBO SPA        
 
Security ID: IT0005252728 Ticker: BRE      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual/Special      
 
    Ordinary Business   Management For Non-Voting
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Allocation of Income Management For Voted - For
3   Receive Consolidated Financial Statements and      
    Statutory Reports (Non-Voting) Management For Non-Voting
4   Receive Consolidated Non-Financial Statements and      
    Statutory Reports (Non-Voting) Management For Non-Voting
5   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
6.1   Approve Remuneration Policy Management For Voted - For
6.2   Approve Second Section of the Remuneration Report Management For Voted - For
7   Approve Auditors and Authorize Board to Fix Their      
    Remuneration   Management For Voted - For
    Extraordinary Business   Management For Non-Voting
1.1   Amend Article 4 Re: Corporate Purpose Management For Voted - For
1.2   Amend Article 1 Re: Company Name Management For Voted - For
A   Deliberations on Possible Legal Action Against      
    Directors if Presented by Shareholders Management None Voted - Against
 
BRISTOL-MYERS SQUIBB COMPANY      
 
Security ID: US1101221083 Ticker: BMY      
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1 A Elect Director Peter J. Arduini Management For Voted - For
1 B Elect Director Michael W. Bonney Management For Voted - For
1 C Elect Director Giovanni Caforio Management For Voted - For
1 D Elect Director Julia A. Haller Management For Voted - For
1 E Elect Director Paula A. Price Management For Voted - For
1 F Elect Director Derica W. Rice Management For Voted - For
1 G Elect Director Theodore R. Samuels Management For Voted - For
1 H Elect Director Gerald L. Storch Management For Voted - For
1 I Elect Director Karen H. Vousden Management For Voted - For
1 J Elect Director Phyllis R. Yale Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Approve Omnibus Stock Plan Management For Voted - For

 

81


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5   Reduce Ownership Threshold for Special Shareholder      
    Meetings to 15%   Management For Voted - For
6   Require Independent Board Chair Shareholder Against Voted - Against
7   Provide Right to Act by Written Consent Shareholder Against Voted - For
8   Reduce Ownership Threshold for Special Shareholder      
    Meetings to 10%   Shareholder Against Voted - For
 
BRITVIC PLC        
 
Security ID: GB00B0N8QD54 Ticker: BVIC      
 
Meeting Date: 28-Jan-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3   Approve Remuneration Policy Management For Voted - For
4   Approve Remuneration Report Management For Voted - For
5   Amend Performance Share Plan Management For Voted - For
6   Amend Executive Share Option Plan Management For Voted - For
7   Re-elect John Daly as Director Management For Voted - For
8   Re-elect Simon Litherland as Director Management For Voted - For
9   Re-elect Joanne Wilson as Director Management For Voted - For
10   Re-elect Suniti Chauhan as Director Management For Voted - For
11   Re-elect Sue Clark as Director Management For Voted - For
12   Re-elect William Eccleshare as Director Management For Voted - For
13   Re-elect Ian McHoul as Director Management For Voted - For
14   Re-elect Euan Sutherland as Director Management For Voted - For
15   Reappoint Ernst & Young LLP as Auditors Management For Voted - For
16   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For
17   Authorise EU Political Donations and Expenditure Management For Voted - For
18   Authorise Issue of Equity   Management For Voted - For
19   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
20   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
21   Authorise Market Purchase of Ordinary Shares Management For Voted - For
22   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
23   Approve Matters Relating to the Distributable      
    Reserves Amendment   Management None Voted - For
 
BROADCOM INC.        
 
Security ID: US11135F1012 Ticker: AVGO      
 
Meeting Date: 05-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Diane M. Bryant Management For Voted - For
1 b Elect Director Gayla J. Delly Management For Voted - For

 

82



 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 c Elect Director Raul J. Fernandez Management For Voted - For
1 d Elect Director Eddy W. Hartenstein Management For Voted - For
1 e Elect Director Check Kian Low Management For Voted - For
1 f Elect Director Justine F. Page Management For Voted - For
1 g Elect Director Henry Samueli Management For Voted - For
1 h Elect Director Hock E. Tan   Management For Voted - For
1 i Elect Director Harry L. You   Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Amend Omnibus Stock Plan   Management For Voted - Against
4   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
BUCHER INDUSTRIES AG        
 
Security ID: CH0002432174 Ticker: BUCN      
 
Meeting Date: 15-Apr-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Discharge of Board and Senior Management Management For Voted - For
3   Approve Allocation of Income and Dividends of CHF      
    6.50 per Share   Management For Voted - For
4.1   Amend Articles Re: Opting Out Clause Management For Voted - For
4.2   Amend Articles Re: Size of Compensation Committee Management For Voted - For
4.3   Amend Articles Re: Remuneration of Directors Management For Voted - For
5.1.1 Reelect Anita Hauser as Director Management For Voted - Against
5.1.2 Reelect Michael Hauser as Director Management For Voted - Against
5.1.3 Reelect Martin Hirzel as Director Management For Voted - For
5.1.4 Reelect Philip Mosimann as Director and Board      
    Chairman   Management For Voted - Against
5.1.5 Reelect Heinrich Spoerry as Director Management For Voted - Against
5.1.6 Reelect Valentin Vogt as Director Management For Voted - For
5.2.1 Reappoint Anita Hauser as Member of the      
    Compensation Committee   Management For Voted - Against
5.2.2 Reappoint Valentin Vogt as Member of the      
    Compensation Committee   Management For Voted - For
5.3   Designate Keller KLG as Independent Proxy Management For Voted - For
5.4   Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
6.1   Approve Variable Remuneration of Executive      
    Committee in the Amount of CHF 2.2 Million Management For Voted - For
6.2   Approve Remuneration Report (Non-Binding) Management For Voted - For
6.3   Approve Remuneration of Directors in the Amount of      
    CHF 1.3 Million   Management For Voted - For
6.4   Approve Fixed Remuneration of Executive Committee      
    in the Amount of CHF 5 Million Management For Voted - For
7   Transact Other Business (Voting) Management For Voted - Against

 

83


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
BUZZI UNICEM SPA        
 
Security ID: IT0001347308 Ticker: BZU      
 
Meeting Date: 19-Nov-20 Meeting Type: Special      
 
    Extraordinary Business   Management For Non-Voting
1   Approve Conversion of Saving Shares into Ordinary      
    Shares; Amend Bylaws Re: Articles 5, 7, 8, 25, and      
    28   Management For Voted - For
    Ordinary Business   Management For Non-Voting
1   Authorize Extraordinary Dividend Management For Voted - For
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
    Ordinary Business   Management For Non-Voting
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Allocation of Income Management For Voted - For
3   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
4.1   Approve Remuneration Policy Management For Voted - For
4.2   Approve Second Section of the Remuneration Report Management For Voted - For
A   Deliberations on Possible Legal Action Against      
    Directors if Presented by Shareholders Management None Voted - Against
 
CA IMMOBILIEN ANLAGEN AG        
 
Security ID: AT0000641352 Ticker: CAI      
 
Meeting Date: 25-Aug-20 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal 2019 (Non-Voting) Management For Non-Voting
2   Approve Allocation of Income and Dividends of EUR      
    1.00 per Share   Management For Voted - For
3   Approve Discharge of Management Board for Fiscal      
    2019   Management For Voted - For
4   Approve Discharge of Supervisory Board for Fiscal      
    2019   Management For Voted - For
5   Approve Remuneration of Supervisory Board Members Management For Voted - For
6   Ratify Ernst & Young as Auditors for Fiscal 2020 Management For Voted - For
7.1   Approve Decrease in Size of Supervisory Board Management For Voted - For
7.2   Elect Michael Stanton as Supervisory Board Member Management For Voted - For
8   Approve Remuneration Policy Management For Voted - For
 
CACI INTERNATIONAL INC        
 
Security ID: US1271903049 Ticker: CACI      
 
Meeting Date: 12-Nov-20 Meeting Type: Annual      
 
1 a Elect Director Michael A. Daniels Management For Voted - For

 

84


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 b Elect Director Susan M. Gordon Management For Voted - For
1 c Elect Director William L. Jews Management For Voted - For
1 d Elect Director Gregory G. Johnson Management For Voted - For
1 e Elect Director J. Phillip London Management For Voted - For
1 f Elect Director John S. Mengucci Management For Voted - For
1 g Elect Director James L. Pavitt Management For Voted - For
1 h Elect Director Warren R. Phillips Management For Voted - For
1 i Elect Director Debora A. Plunkett Management For Voted - For
1 j Elect Director Charles P. Revoile Management For Voted - For
1 k Elect Director William S. Wallace Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Amend Omnibus Stock Plan   Management For Voted - For
4   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
CADENCE DESIGN SYSTEMS, INC.      
 
Security ID: US1273871087 Ticker: CDNS      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1.1   Elect Director Mark W. Adams Management For Voted - For
1.2   Elect Director Ita Brennan   Management For Voted - For
1.3   Elect Director Lewis Chew   Management For Voted - For
1.4   Elect Director Julia Liuson   Management For Voted - For
1.5   Elect Director James D. Plummer Management For Voted - For
1.6   Elect Director Alberto Sangiovanni-Vincentelli Management For Voted - For
1.7   Elect Director John B. Shoven Management For Voted - For
1.8   Elect Director Young K. Sohn Management For Voted - For
1.9   Elect Director Lip-Bu Tan   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Reduce Ownership Threshold for Shareholders to      
    Request Action by Written Consent Shareholder Against Voted - For
 
CANCOM SE        
 
Security ID: DE0005419105 Ticker: COK      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2   Approve Allocation of Income and Dividends of EUR      
    0.75 per Share   Management For Voted - For
3   Approve Discharge of Management Board for Fiscal      
    Year 2020   Management For Voted - For
4   Approve Discharge of Supervisory Board for Fiscal      
    Year 2020   Management For Voted - For
5   Ratify KPMG AG as Auditors for Fiscal Year 2021 Management For Voted - For

 

85


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Approve Remuneration Policy Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
 
CANON, INC.        
 
Security ID: JP3242800005 Ticker: 7751      
 
Meeting Date: 30-Mar-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 40   Management For Voted - For
2.1 Elect Director Mitarai, Fujio   Management For Voted - For
2.2 Elect Director Tanaka, Toshizo Management For Voted - For
2.3 Elect Director Homma, Toshio Management For Voted - For
2.4 Elect Director Saida, Kunitaro Management For Voted - For
2.5 Elect Director Kawamura, Yusuke Management For Voted - For
3 Appoint Statutory Auditor Yoshida, Hiroshi Management For Voted - Against
4 Approve Deep Discount Stock Option Plan Management For Voted - For
 
CAPGEMINI SE        
 
Security ID: FR0000125338 Ticker: CAP      
 
Meeting Date: 20-May-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  1.95 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
5 Approve Compensation of Paul Hermelin, Chairman and      
  CEO Until 20 May 2020   Management For Voted - For
6 Approve Compensation of Aiman Ezzat, Vice-CEO Until      
  20 May 2020   Management For Voted - For
7 Approve Compensation of Paul Hermelin, Chairman of      
  the Board Since 20 May 2020 Management For Voted - For
8 Approve Compensation of Aiman Ezzat, CEO Since 20      
  May 2020   Management For Voted - For
9 Approve Compensation of Corporate Officers Management For Voted - For
10 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
11 Approve Remuneration Policy of CEO Management For Voted - For
12 Approve Remuneration Policy of Directors Management For Voted - For
13 Reelect Patrick Pouyanne as Director Management For Voted - For
14 Elect Tanja Rueckert as Director Management For Voted - For
15 Elect Kurt Sievers as Director Management For Voted - For
16 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting

 

86


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
17   Amend Articles 12 of Bylaws to Comply with Legal      
    Changes   Management For Voted - For
18   Authorize up to 1.2 Percent of Issued Capital for      
    Use in Restricted Stock Plans Under Performance      
    Conditions Reserved for Employees and Executive      
    Officers   Management For Voted - For
19   Authorize Capital Issuances for Use in Employee      
    Stock Purchase Plans   Management For Voted - For
20   Authorize Capital Issuances for Use in Employee      
    Stock Purchase Plans Reserved for Employees of      
    International Subsidiaries   Management For Voted - For
21   Authorize Filing of Required Documents/Other      
    Formalities   Management For Voted - For
 
CAPITAL & COUNTIES PROPERTIES PLC      
 
Security ID: GB00B62G9D36 Ticker: CAPC      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Re-elect Henry Staunton as Director Management For Voted - For
3   Re-elect Ian Hawksworth as Director Management For Voted - For
4   Re-elect Situl Jobanputra as Director Management For Voted - For
5   Re-elect Michelle McGrath as Director Management For Voted - For
6   Re-elect Charlotte Boyle as Director Management For Voted - For
7   Re-elect Jonathan Lane as Director Management For Voted - For
8   Re-elect Anthony Steains as Director Management For Voted - For
9   Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
10   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For
11   Approve Remuneration Report Management For Voted - For
12   Authorise Issue of Equity   Management For Voted - For
13   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
14   Authorise Market Purchase of Ordinary Shares Management For Voted - For
15   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
16   Adopt New Articles of Association Management For Voted - For
 
CAPITAL ONE FINANCIAL CORPORATION      
 
Security ID: US14040H1059 Ticker: COF      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 a Elect Director Richard D. Fairbank Management For Voted - For
1 b Elect Director Ime Archibong Management For Voted - For
1 c Elect Director Ann Fritz Hackett Management For Voted - For
1 d Elect Director Peter Thomas Killalea Management For Voted - For
1 e Elect Director Cornelis "Eli" Leenaars Management For Voted - For
1 f Elect Director Francois Locoh-Donou Management For Voted - For

 

87


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 g Elect Director Peter E. Raskind Management For Voted - For
1 h Elect Director Eileen Serra   Management For Voted - For
1 i Elect Director Mayo A. Shattuck, III Management For Voted - For
1 j Elect Director Bradford H. Warner Management For Voted - For
1 k Elect Director Catherine G. West Management For Voted - For
1 l Elect Director Craig Anthony Williams Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For
 
CAPITEC BANK HOLDINGS LTD.        
 
Security ID: ZAE000035861 Ticker: CPI      
 
Meeting Date: 28-May-21 Meeting Type: Annual      
 
    Ordinary Resolutions   Management For Non-Voting
1   Re-elect Daniel Meintjes as Director Management For Voted - For
2   Re-elect Petrus Mouton as Director Management For Voted - For
3   Re-elect Jean Pierre Verster as Director Management For Voted - For
4   Elect Cora Fernandez as Director Management For Voted - For
5   Elect Stan du Plessis as Director Management For Voted - For
6   Elect Vusi Mahlangu as Director Management For Voted - For
7   Reappoint PricewaterhouseCoopers Inc as Auditors Management For Voted - For
8   Reappoint Deloitte & Touche as Auditors Management For Voted - For
9   Authorise Specific Issue of Loss Absorbent      
    Convertible Capital Securities for Cash Management For Voted - For
10   Authorise Board to Issue Shares for Cash Management For Voted - For
11   Approve Remuneration Policy Management For Voted - For
12   Approve Implementation Report of Remuneration Policy Management For Voted - For
13   Amend Share Trust Deed   Management For Voted - For
    Special Resolutions   Management For Non-Voting
1   Approve Non-executive Directors' Remuneration Management For Voted - For
2   Authorise Repurchase of Issued Share Capital Management For Voted - For
3   Approve Financial Assistance in Terms of Section 45      
    of the Companies Act   Management For Voted - For
4   Approve Financial Assistance in Respect of the      
    Restricted Share Plan   Management For Voted - For
 
CARNIVAL CORPORATION        
 
Security ID: PA1436583006 Ticker: CCL      
 
Meeting Date: 20-Apr-21 Meeting Type: Annual      
 
1   Re-elect Micky Arison as a Director of Carnival      
    Corporation and as a Director of Carnival plc. Management For Voted - For
2   Re-elect Jonathon Band as a Director of Carnival      
    Corporation and as a Director of Carnival plc. Management For Voted - For

 

88


 

  PineBridge Dynamic Asset Allocation Fund
 
Proposal   Proposed by Mgt. Position Registrant Voted
 
 
3 Re-elect Jason Glen Cahilly as a Director of      
  Carnival Corporation and as a Director of Carnival      
  plc.   Management For Voted - For
4 Re-elect Helen Deeble as a Director of Carnival      
  Corporation and as a Director of Carnival plc. Management For Voted - For
5 Re-elect Arnold W. Donald as a Director of Carnival      
  Corporation and as a Director of Carnival plc. Management For Voted - For
6 Re-elect Jeffrey J. Gearhart as a Director of      
  Carnival Corporation and as a Director of Carnival      
  plc.   Management For Voted - For
7 Re-elect Richard J. Glasier as a Director of      
  Carnival Corporation and as a Director of Carnival      
  plc.   Management For Voted - For
8 Re-elect Katie Lahey as a Director of Carnival      
  Corporation and as a Director of Carnival plc. Management For Voted - For
9 Re-elect John Parker as a Director of Carnival      
  Corporation and as a Director of Carnival plc. Management For Voted - For
10 Re-elect Stuart Subotnick as a Director of Carnival      
  Corporation and as a Director of Carnival plc. Management For Voted - For
11 Re-elect Laura Weil as a Director of Carnival      
  Corporation and as a Director of Carnival plc. Management For Voted - For
12 Re-elect Randall J. Weisenburger as a Director of      
  Carnival Corporation and as a Director of Carnival      
  plc.   Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
14 Approve Directors' Remuneration Report (in      
  accordance with legal requirements applicable to UK      
  companies)   Management For Voted - For
15 Reappoint PricewaterhouseCoopers LLP as Independent      
  Auditors of Carnival plc; Ratify the Selection of      
  the U.S. Firm of PricewaterhouseCoopers LLP as the      
  Independent Registered Certified Public Accounting      
  Firm of Carnival Corporation Management For Voted - For
16 Authorize Board to Fix Remuneration of Auditors Management For Voted - For
17 Receive the UK Accounts and Reports of the      
  Directors and Auditors of Carnival plc for the year      
  ended November 30, 2020 (in accordance with legal      
  requirements applicable to UK companies). Management For Voted - For
18 Approve Issuance of Equity   Management For Voted - For
19 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - For
20 Authorize Share Repurchase Program Management For Voted - For
21 Amend Omnibus Stock Plan   Management For Voted - For
 
CARNIVAL PLC        
 
Security ID: GB0031215220 Ticker: CCL      
 
Meeting Date: 20-Apr-21 Meeting Type: Annual      
 
1 Re-elect Micky Arison as Director of Carnival      
  Corporation and as a Director of Carnival plc Management For Voted - For

 

89


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2   Re-elect Sir Jonathon Band as Director of Carnival      
    Corporation and as a Director of Carnival plc Management For Voted - For
3   Re-elect Jason Cahilly as Director of Carnival      
    Corporation and as a Director of Carnival plc Management For Voted - For
4   Re-elect Helen Deeble as Director of Carnival      
    Corporation and as a Director of Carnival plc Management For Voted - For
5   Re-elect Arnold Donald as Director of Carnival      
    Corporation and as a Director of Carnival plc Management For Voted - For
6   Elect Jeffery Gearhart as Director of Carnival      
    Corporation and as a Director of Carnival plc Management For Voted - For
7   Re-elect Richard Glasier as Director of Carnival      
    Corporation and as a Director of Carnival plc Management For Voted - For
8   Re-elect Katie Lahey as Director of Carnival      
    Corporation and as a Director of Carnival plc Management For Voted - For
9   Re-elect Sir John Parker as Director of Carnival      
    Corporation and as a Director of Carnival plc Management For Voted - For
10   Re-elect Stuart Subotnick as Director of Carnival      
    Corporation and as a Director of Carnival plc Management For Voted - For
11   Re-elect Laura Weil as Director of Carnival      
    Corporation and as a Director of Carnival plc Management For Voted - For
12   Re-elect Randall Weisenburger as Director of      
    Carnival Corporation and as a Director of Carnival      
    plc   Management For Voted - For
13   Advisory Vote to Approve Executive Compensation Management For Voted - For
14   Approve Remuneration Report Management For Voted - For
15   Reappoint PricewaterhouseCoopers LLP as Independent      
    Auditors of Carnival plc; Ratify the Selection of      
    the U.S. Firm of PricewaterhouseCoopers LLP as the      
    Independent Registered Public Accounting Firm of      
    Carnival Corporation   Management For Voted - For
16   Authorise the Audit Committee of Carnival plc to      
    Fix Remuneration of Auditors Management For Voted - For
17   Accept Financial Statements and Statutory Reports Management For Voted - For
18   Authorise Issue of Equity   Management For Voted - For
19   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
20   Authorise Market Purchase of Ordinary Shares Management For Voted - For
21   Amend 2020 Stock Plan   Management For Voted - For
 
CARRIER GLOBAL CORP.        
 
Security ID: US14448C1045 Ticker: CARR      
 
Meeting Date: 19-Apr-21 Meeting Type: Annual      
 
1 a Elect Director John V. Faraci Management For Voted - For
1 b Elect Director Jean-Pierre Garnier Management For Voted - For
1 c Elect Director David Gitlin   Management For Voted - For
1 d Elect Director John J. Greisch Management For Voted - For
1 e Elect Director Charles M. Holley, Jr. Management For Voted - For
1 f Elect Director Michael M. McNamara Management For Voted - For
1 g Elect Director Michael A. Todman Management For Voted - For

 

90


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 h Elect Director Virginia M. Wilson Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
 
CASIO COMPUTER CO., LTD.        
 
Security ID: JP3209000003 Ticker: 6952      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 22.5   Management For Voted - For
2.1   Elect Director Kashio, Kazuhiro Management For Voted - For
2.2   Elect Director Nakayama, Jin Management For Voted - For
2.3   Elect Director Takano, Shin   Management For Voted - For
2.4   Elect Director Kashio, Tetsuo Management For Voted - For
2.5   Elect Director Yamagishi, Toshiyuki Management For Voted - For
2.6   Elect Director Ozaki, Motoki Management For Voted - For
3.1   Elect Director and Audit Committee Member      
    Yamaguchi, Akihiko   Management For Voted - For
3.2   Elect Director and Audit Committee Member Chiba,      
    Michiko   Management For Voted - For
3.3   Elect Director and Audit Committee Member Abe,      
    Hirotomo   Management For Voted - For
 
CASTELLUM AB        
 
Security ID: SE0000379190 Ticker: CAST      
 
Meeting Date: 21-Dec-20 Meeting Type: Special      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Approve Agenda of Meeting   Management For Voted - For
4   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Approve Issuance of Shares in Connection with      
    Merger Agreement with Entra ASA Management For Voted - For
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2.1   Designate Magnus Stromer as Inspector of Minutes of      
    Meeting   Management For Voted - For
2.2   Designate Lars-Erik Jansson as Inspector of Minutes      
    of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For

 

91


 

    PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
6 .a Receive Financial Statements and Statutory Reports Management For Non-Voting
6 .b Receive Auditor's Report on Application of      
    Guidelines for Remuneration for Executive Management Management For Non-Voting
7   Accept Financial Statements and Statutory Reports Management For Voted - For
8   Approve Allocation of Income and Dividends of SEK      
    6.90 Per Share Management For Voted - For
9.1   Approve Discharge of Board Chairman Charlotte      
    Stromberg Management For Voted - For
9.2   Approve Discharge of Board Member Per Berggren Management For Voted - For
9.3   Approve Discharge of Board Member Anna-Karin Hatt Management For Voted - For
9.4   Approve Discharge of Board Member Christer Jacobson Management For Voted - For
9.5   Approve Discharge of Board Member Christina      
    Karlsson Kazeem Management For Voted - For
9.6   Approve Discharge of Board Member Nina Linander Management For Voted - For
9.7   Approve Discharge of Board Member Zdravko Markovski Management For Voted - For
9.8   Approve Discharge of Board Member Joacim Sjoberg Management For Voted - For
9.9   Approve Discharge of Former Board Member Johan      
    Skoglund Management For Voted - For
9.10   Approve Discharge of CEO Henrik Saxborn Management For Voted - For
    Shareholders are Instructed to Vote on the Election      
    of Directors EITHER by Voting For One of the Two      
    Proposals in Item 10.A or 10.B OR by Voting for      
    Number, Directors Individually, and Board Chairman      
    in Items 10.1, 10.2a-10.2j, and 10.3a-b Management For Non-Voting
    Proposal Submitted by the Majority of the Election      
    Committee Management For Non-Voting
10.A Fix Number of Directors at Seven; Reelect Per      
    Berggren, Christina Karlsson Kazeem, Zdravko      
    Markovski and Joacim Sjoberg as Directors; Elect      
    Rutger Arnhult (New Chair), Anna Kinberg Batra and      
    Anna-Karin Celsing as New Directors Shareholder None Voted - Against
    Proposal Submitted by Stichting Pensioenfonds ABP      
    and the Members of the Election Committee, Vincent      
    Fokke and Charlotte Stromberg Management For Non-Voting
10.B Fix Number of Directors at Seven; Reelect Per      
    Berggren (New Chair), Anna-Karin Hatt, Christer      
    Jacobson, Christina Karlsson Kazeem, Nina Linander,      
    Zdravko Markovski and Joacim Sjoberg as Directors Shareholder None Voted - For
    If the Shareholder chooses NOT to Vote in      
    Accordance with Any of the Simplified Alternatives      
    in Item 10.A or 10.B, Vote on Number of Directors      
    (item 10.1), Election of Directors Individually      
    (10.2), and Appointment of Board Chairman (10.3) Management For Non-Voting
10.1   Determine Number of Members (7) and Deputy Members      
    of Board Management For Voted - For
    Elect Seven Directors by Cumulative Voting Management For Non-Voting
10.2aReelect Per Berggren as Director Management None Voted - For
10.2bReelect Anna-Karin Hatt as Director Management None Voted - For
10.2cReelect Christer Jacobson as Director Management None Voted - For
10.2dReelect Christina Karlsson Kazeem as Director Management None Voted - For
10.2eReelect Nina Linander as Director Management None Voted - For
10.2f Reelect Zdravko Markovski as Director Management None Voted - For

 

92


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
10.2gReelect Joacim Sjoberg as Director Management None Voted - For
10.2hReelect Rutger Arnhult as Director Management None Voted - Against
10.2i Elect Anna Kinberg Batra as New Director Management None Voted - Against
10.2j Elect Anna-Karin Celsing as New Director Management None Voted - Against
  Elect One Board Chairman by Cumulative Voting Management For Non-Voting
10.3aElect Rutger Arnhult as New Board Chairman Management None Voted - Against
10.3bElect Per Berggren as New Board Chairman Management None Voted - For
  Management Proposals   Management For Non-Voting
11.1 Determine Number of Auditors (1) and Deputy      
  Auditors (0)   Management For Voted - For
11.2 Ratify Deloitte as Auditors   Management For Voted - For
12.1 Approve Remuneration of Directors in the Amount of      
  SEK 1 Million for Chairman and SEK 425,000 for      
  Other Directors; Approve Remuneration for Committee      
  Work   Management For Voted - For
12.2 Approve Remuneration of Auditors Management For Voted - For
13 Authorize Chairman of Board and Representatives of      
  Four of Company's Largest Shareholders to Serve on      
  Nominating Committee   Management For Voted - For
14 Approve Remuneration Report Management For Voted - For
15 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
16 Approve Issuance of up to 10 Percent of Share      
  Capital without Preemptive Rights Management For Voted - For
17 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
 
CATERPILLAR INC.        
 
Security ID: US1491231015 Ticker: CAT      
 
Meeting Date: 09-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Kelly A. Ayotte Management For Voted - For
1.2 Elect Director David L. Calhoun Management For Voted - For
1.3 Elect Director Daniel M. Dickinson Management For Voted - For
1.4 Elect Director Gerald Johnson Management For Voted - For
1.5 Elect Director David W. MacLennan Management For Voted - For
1.6 Elect Director Debra L. Reed-Klages Management For Voted - For
1.7 Elect Director Edward B. Rust, Jr. Management For Voted - For
1.8 Elect Director Susan C. Schwab Management For Voted - For
1.9 Elect Director D. James Umpleby, III Management For Voted - For
1.10 Elect Director Miles D. White Management For Voted - For
1.11 Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Report on Climate Policy   Shareholder Against Voted - For
5 Report on Diversity and Inclusion Efforts Shareholder Against Voted - Against
6 Amend Certificate of Incorporate to become Public      
  Benefit Corporation   Shareholder Against Voted - Against

 

93


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7   Provide Right to Act by Written Consent Shareholder Against Voted - For
 
CATHAY FINANCIAL HOLDINGS CO. LTD.      
 
Security ID: TW0002882008 Ticker: 2882      
 
Meeting Date: 11-Jun-21 Meeting Type: Annual      
 
    AGM BALLOT FOR HOLDERS OF COMMON SHARES Management For Non-Voting
1   Approve Business Operations Report and Financial      
    Statements   Management For Voted - For
2   Approve Plan on Profit Distribution Management For Voted - For
3   Approve Amendments to Rules and Procedures      
    Regarding Shareholder's General Meeting Management For Voted - For
4   Approve Amendment to Rules and Procedures for      
    Election of Directors   Management For Voted - For
5   Approve to Raise Long-term Capital Management For Voted - For
 
CBRE GROUP, INC.        
 
Security ID: US12504L1098 Ticker: CBRE      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1 a Elect Director Brandon B. Boze Management For Voted - For
1 b Elect Director Beth F. Cobert Management For Voted - For
1 c Elect Director Reginald H. Gilyard Management For Voted - For
1 d Elect Director Shira D. Goodman Management For Voted - For
1 e Elect Director Christopher T. Jenny Management For Voted - For
1 f Elect Director Gerardo I. Lopez Management For Voted - For
1 g Elect Director Oscar Munoz   Management For Voted - For
1 h Elect Director Robert E. Sulentic Management For Voted - For
1 i Elect Director Laura D. Tyson Management For Voted - For
1 j Elect Director Sanjiv Yajnik   Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Reduce Ownership Threshold for Shareholders to Call      
    Special Meeting   Shareholder Against Voted - For
 
CDK GLOBAL, INC.        
 
Security ID: US12508E1010 Ticker: CDK      
 
Meeting Date: 12-Nov-20 Meeting Type: Annual      
 
1 a Elect Director Leslie A. Brun Management For Voted - For
1 b Elect Director Willie A. Deese Management For Voted - For
1 c Elect Director Amy J. Hillman Management For Voted - For
1 d Elect Director Brian M. Krzanich Management For Voted - For
1 e Elect Director Stephen A. Miles Management For Voted - For

 

94


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 f Elect Director Robert E. Radway Management For Voted - For
1 g Elect Director Stephen F. Schuckenbrock Management For Voted - For
1 h Elect Director Frank S. Sowinski Management For Voted - For
1 i Elect Director Eileen J. Voynick Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
CDW CORPORATION        
 
Security ID: US12514G1085 Ticker: CDW      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1 a Elect Director Virginia C. Addicott Management For Voted - For
1 b Elect Director James A. Bell Management For Voted - For
1 c Elect Director Lynda M. Clarizio Management For Voted - For
1 d Elect Director Paul J. Finnegan Management For Voted - For
1 e Elect Director Anthony R. Foxx Management For Voted - For
1 f Elect Director Christine A. Leahy Management For Voted - For
1 g Elect Director Sanjay Mehrotra Management For Voted - For
1 h Elect Director David W. Nelms Management For Voted - For
1 i Elect Director Joseph R. Swedish Management For Voted - For
1 j Elect Director Donna F. Zarcone Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditor Management For Voted - For
4   Eliminate Supermajority Vote Requirement Management For Voted - For
5   Amend Certificate of Incorporation to Eliminate      
    Obsolete Competition and Corporate Opportunity      
    Provision   Management For Voted - For
6   Approve Omnibus Stock Plan Management For Voted - For
7   Amend Qualified Employee Stock Purchase Plan Management For Voted - For
 
CELLTRION HEALTHCARE CO., LTD.      
 
Security ID: KR7091990002 Ticker: 091990      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1.1   Approve Consolidated Financial Statements Management For Voted - For
1.2   Approve Separate Financial Statements Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - For
3.1   Elect Seo Jun-seok as Inside Director Management For Voted - For
3.2   Elect Lee Han-gi as Inside Director Management For Voted - For
3.3   Elect Lee Jung-jae as Outside Director Management For Voted - For
4   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - Against
5   Approve Appropriation of Income (Stock Dividends) Management For Voted - For
6   Approve Stock Option Grants Management For Voted - For

 

95


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CELLTRION, INC.        
 
Security ID: KR7068270008 Ticker: 068270      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Seo Jin-seok as Inside Director Management For Voted - For
4 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
5 Approve Stock Option Grants Management For Voted - For
 
CEMBRA MONEY BANK AG        
 
Security ID: CH0225173167 Ticker: CMBN      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  3.75 per Share   Management For Voted - For
4 Approve Discharge of Board and Senior Management Management For Voted - For
5.1.1 Reelect Felix Weber as Director Management For Voted - For
5.1.2 Reelect Urs Baumann as Director Management For Voted - For
5.1.3 Reelect Thomas Buess as Director Management For Voted - For
5.1.4 Reelect Denis Hall as Director Management For Voted - For
5.1.5 Reelect Monica Maechler as Director Management For Voted - For
5.2.1 Elect Martin Blessing as Director Management For Voted - For
5.2.2 Elect Susanne Kloess-Braekler as Director Management For Voted - For
5.3 Reelect Felix Weber as Board Chairman Management For Voted - For
5.4.1 Reappoint Urs Baumann as Member of the Compensation      
  and Nomination Committee Management For Voted - For
5.4.2 Appoint Martin Blessing as Member of the      
  Compensation and Nomination Committee Management For Voted - For
5.4.3 Appoint Susanne Kloess-Braekler as Member of the      
  Compensation and Nomination Committee Management For Voted - For
5.5 Designate Keller KLG as Independent Proxy Management For Voted - For
5.6 Ratify KPMG AG as Auditors Management For Voted - For
6 Approve Renewal of CHF 3 Million Pool of Authorized      
  Share Capital without Preemptive Rights Management For Voted - For
7.1 Approve Remuneration of Directors in the Amount of      
  CHF 1.5 Million   Management For Voted - For
7.2 Approve Fixed and Variable Remuneration of      
  Executive Committee in the Amount of CHF 6.4 Million Management For Voted - For
8 Transact Other Business (Voting) Management For Voted - Against

 

96


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CEMEX SAB DE CV        
 
Security ID: MXP225611567 Ticker: CEMEXCPO      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual/Special      
 
    Meeting for ADR Holders   Management For Non-Voting
    Annual Meeting   Management For Non-Voting
1   Approve Financial Statements and Statutory Reports Management For Voted - For
2   Approve Allocation of Income Management For Voted - For
3   Present Share Repurchase Report Management For Voted - For
4   Set Maximum Amount of Share Repurchase Reserve Management For Voted - For
5 A Approve Reduction in Variable Portion of Capital      
    via Cancellation of Repurchased Shares Which were      
    Acquired Through Repurchase Program in 2020 Management For Voted - For
5 B Approve Reduction in Variable Portion of Capital      
    via Cancellation of Treasury Shares Authorized to      
    Support New Issuance of Convertible Notes or for      
    Placement of Such Shares in Public Offering or      
    Private Subscription   Management For Voted - For
6   Elect Directors, Chairman and Secretary of Board,      
    Members and Chairmen of Audit, Corporate Practices      
    and Finance, and Sustainability Committees Management For Voted - Against
7   Approve Remuneration of Directors and Members of      
    Audit, Corporate Practices and Finance, and      
    Sustainability Committees   Management For Voted - For
8   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - For
    Special Meeting   Management For Non-Voting
1   Amend Article 2 Re: Corporate Purpose Management For Voted - For
2   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - For
 
CENTAMIN PLC        
 
Security ID: JE00B5TT1872 Ticker: CEY      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3   Approve Remuneration Report Management For Voted - For
4.1   Re-elect James Rutherford as Director Management For Voted - For
4.2   Re-elect Martin Horgan as Director Management For Voted - For
4.3   Re-elect Ross Jerrard as Director Management For Voted - For
4.4   Re-elect Dr Sally Eyre as Director Management For Voted - For
4.5   Re-elect Mark Bankes as Director Management For Voted - For
4.6   Re-elect Dr Ibrahim Fawzy as Director Management For Voted - For
4.7   Re-elect Marna Cloete as Director Management For Voted - For
4.8   Re-elect Dr Catharine Farrow as Director Management For Voted - For
4.9   Elect Hendrik Faul as Director Management For Voted - For

 

97


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5.1 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5.2 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
6 Authorise Issue of Equity   Management For Voted - For
7.1 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
7.2 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
8 Authorise Market Purchase of Ordinary Shares Management For Voted - For
 
CENTRAL JAPAN RAILWAY CO.        
 
Security ID: JP3566800003 Ticker: 9022      
 
Meeting Date: 23-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 65   Management For Voted - For
 
CENTRICA PLC        
 
Security ID: GB00B033F229 Ticker: CNA      
 
Meeting Date: 10-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Elect Carol Arrowsmith as Director Management For Voted - For
5 Elect Kate Ringrose as Director Management For Voted - For
6 Re-elect Stephen Hester as Director Management For Voted - For
7 Re-elect Pam Kaur as Director Management For Voted - For
8 Re-elect Heidi Mottram as Director Management For Voted - For
9 Re-elect Kevin O'Byrne as Director Management For Voted - For
10 Re-elect Chris O'Shea as Director Management For Voted - For
11 Re-elect Scott Wheway as Director Management For Voted - For
12 Reappoint Deloitte LLP as Auditors Management For Voted - For
13 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14 Authorise UK Political Donations and Expenditure Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For

 

98


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CERIDIAN HCM HOLDING INC.        
 
Security ID: US15677J1088 Ticker: CDAY      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1.1   Elect Director David D. Ossip Management For Voted - For
1.2   Elect Director Andrea S. Rosen Management For Voted - For
1.3   Elect Director Gerald C. Throop Management For Voted - For
2   Declassify the Board of Directors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
4   Ratify KPMG LLP as Auditors Management For Voted - For
 
CERVED GROUP SPA        
 
Security ID: IT0005010423 Ticker: CERV      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
    Ordinary Business   Management For Non-Voting
    Management Proposals   Management For Non-Voting
1 .A Accept Financial Statements and Statutory Reports Management For Voted - For
1 .B Approve Allocation of Income Management For Voted - For
    Shareholder Proposal Submitted by Gruppo      
    MutuiOnline SpA and Centro Istruttorie SpA Management For Non-Voting
1-bis Approve Dividend Distribution Shareholder None Voted - Against
    Management Proposals   Management For Non-Voting
2 .a Approve Remuneration Policy Management For Voted - For
2 .b Approve Second Section of the Remuneration Report Management For Voted - For
3   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
4   Approve Auditors and Authorize Board to Fix Their      
    Remuneration   Management For Voted - For
A   Deliberations on Possible Legal Action Against      
    Directors if Presented by Shareholders Management None Voted - Against
 
CHAILEASE HOLDING CO., LTD.        
 
Security ID: KYG202881093 Ticker: 5871      
 
Meeting Date: 28-May-21 Meeting Type: Annual      
 
1   Approve Business Operations Report and Financial      
    Statements   Management For Voted - For
2   Approve Profit Distribution   Management For Voted - For
3   Amend Rules and Procedures Regarding Shareholder's      
    General Meeting   Management For Voted - For
4   Approve the Issuance of New Shares by      
    Capitalization of Profit   Management For Voted - For

 

99


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CHARTER COMMUNICATIONS, INC.      
 
Security ID: US16119P1084 Ticker: CHTR      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1 a Elect Director W. Lance Conn Management For Voted - Against
1 b Elect Director Kim C. Goodman Management For Voted - For
1 c Elect Director Craig A. Jacobson Management For Voted - For
1 d Elect Director Gregory B. Maffei Management For Voted - Against
1 e Elect Director John D. Markley, Jr. Management For Voted - For
1 f Elect Director David C. Merritt Management For Voted - For
1 g Elect Director James E. Meyer Management For Voted - For
1 h Elect Director Steven A. Miron Management For Voted - Against
1 i Elect Director Balan Nair   Management For Voted - For
1 j Elect Director Michael A. Newhouse Management For Voted - For
1 k Elect Director Mauricio Ramos Management For Voted - Against
1 l Elect Director Thomas M. Rutledge Management For Voted - For
1 m Elect Director Eric L. Zinterhofer Management For Voted - Against
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Report on Lobbying Payments and Policy Shareholder Against Voted - For
4   Require Independent Board Chair Shareholder Against Voted - For
5   Publish Annually a Report Assessing Diversity,      
    Equity, and Inclusion Efforts Shareholder Against Voted - For
6   Report on Greenhouse Gas Emissions Disclosure Shareholder Against Voted - For
7   Adopt Policy to Annually Disclose EEO-1 Data Shareholder Against Voted - For
 
CHECK POINT SOFTWARE TECHNOLOGIES LTD.      
 
Security ID: IL0010824113 Ticker: CHKP      
 
Meeting Date: 03-Aug-20 Meeting Type: Annual      
 
1 .a Elect Gil Shwed as Director   Management For Voted - For
1 .b Elect Jerry Ungerman as Director Management For Voted - For
1 .c Elect Dan Propper as Director Management For Voted - For
1 .d Elect Tal Shavit as Director   Management For Voted - For
1 .e Elect Eyal Waldman as Director Management For Voted - For
1 .f Elect Shai Weiss as Director   Management For Voted - For
2 a Elect Irwin Federman as External Director Management For Voted - For
2 b Elect Ray Rothrock as External Director Management For Voted - For
3   Reappoint Kost, Forer, Gabbay & Kasierer as      
    Auditors and Authorize Board to Fix Their      
    Remuneration   Management For Voted - For
4   Approve Compensation Terms of Check Point's CEO Management For Voted - For
5   Approve Amended Compensation of Non- Executive      
    Directors   Management For Voted - For
A   Vote FOR if you are NOT a controlling shareholder      
    and do NOT have a personal interest in one or      
    several resolutions, as indicated in the proxy      
    card; otherwise, vote AGAINST. If you vote AGAINST,      

 

100


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
    please provide an explanation to your account      
    manager   Management None Voted - For
 
CHEMED CORPORATION        
 
Security ID: US16359R1032 Ticker: CHE      
 
Meeting Date: 17-May-21 Meeting Type: Annual      
 
1.1   Elect Director Kevin J. McNamara Management For Voted - For
1.2   Elect Director Ron DeLyons   Management For Voted - For
1.3   Elect Director Joel F. Gemunder Management For Voted - For
1.4   Elect Director Patrick P. Grace Management For Voted - For
1.5   Elect Director Christopher J. Heaney Management For Voted - For
1.6   Elect Director Thomas C. Hutton Management For Voted - For
1.7   Elect Director Andrea R. Lindell Management For Voted - For
1.8   Elect Director Thomas P. Rice Management For Voted - For
1.9   Elect Director Donald E. Saunders Management For Voted - For
1.10   Elect Director George J. Walsh, III Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Report on Political Contributions Shareholder Against Voted - For
 
CHEVRON CORPORATION        
 
Security ID: US1667641005 Ticker: CVX      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1 a Elect Director Wanda M. Austin Management For Voted - For
1 b Elect Director John B. Frank   Management For Voted - For
1 c Elect Director Alice P. Gast   Management For Voted - For
1 d Elect Director Enrique Hernandez, Jr. Management For Voted - For
1 e Elect Director Marillyn A. Hewson Management For Voted - For
1 f Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1 g Elect Director Charles W. Moorman, IV Management For Voted - For
1 h Elect Director Dambisa F. Moyo Management For Voted - For
1 i Elect Director Debra Reed-Klages Management For Voted - For
1 j Elect Director Ronald D. Sugar Management For Voted - For
1 k Elect Director D. James Umpleby, III Management For Voted - For
1 l Elect Director Michael K. Wirth Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Reduce Scope 3 Emissions   Shareholder Against Voted - For
5   Report on Impacts of Net Zero 2050 Scenario Shareholder Against Voted - For
6   Amend Certificate of Incorporation to Become a      
    Public Benefit Corporation Shareholder Against Voted - Against
7   Report on Lobbying Payments and Policy Shareholder Against Voted - For

 

101


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8 Require Independent Board Chair Shareholder Against Voted - Against
9 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Shareholder Against Voted - For
 
CHINA CONSTRUCTION BANK CORPORATION      
 
Security ID: CNE1000002H1 Ticker: 939      
 
Meeting Date: 12-Nov-20 Meeting Type: Special      
 
  EGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Elect Lyu Jiajin as Director   Management For Voted - For
2 Elect Shao Min as Director   Management For Voted - For
3 Elect Liu Fang as Director   Management For Voted - For
4 Elect William (Bill) Coen as Director Management For Voted - For
5 Approve Remuneration Distribution and Settlement      
  Plan for Directors   Management For Voted - For
6 Approve Remuneration Distribution and Settlement      
  Plan for Supervisors   Management For Voted - For
7 Approve Issuance of Qualified Write-Down Tier 2      
  Capital Instruments   Management For Voted - For
 
Meeting Date: 26-Mar-21 Meeting Type: Special      
 
  EGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Elect Wang Jiang as Director Management For Voted - For
2 Approve Confirmation of the Donations of      
  Anti-Pandemic Materials Made in 2020 Management For Voted - For
3 Approve Additional Limit on Poverty Alleviation      
  Donations   Management For Voted - For
 
Meeting Date: 25-Jun-21 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Report of the Board of Directors Management For Voted - For
2 Approve Report of the Board of Supervisors Management For Voted - For
3 Approve Final Financial Accounts Management For Voted - For
4 Approve Profit Distribution Plan Management For Voted - For
5 Approve Budget for Fixed Assets Investment Management For Voted - For
6 Elect Kenneth Patrick Chung as Director Management For Voted - For
7 Elect Leung Kam Chung, Antony as Director Management For Voted - For
8 Approve Ernst & Young Hua Ming LLP as Domestic      
  Auditor and Ernst & Young as International Auditor      
  and Authorize Board to Fix Their Remuneration Management For Voted - For

 

102


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CHINA LIFE INSURANCE COMPANY LIMITED      
 
Security ID: CNE1000002L3 Ticker: 2628      
 
Meeting Date: 30-Jun-21 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve 2020 Report of the Board of Directors Management For Voted - For
2 Approve 2020 Report of the Board of Supervisors Management For Voted - For
3 Approve 2020 Financial Report Management For Voted - For
4 Approve 2020 Profit Distribution Plan Management For Voted - For
5 Approve Remuneration of Directors and Supervisors Management For Voted - For
6 Elect Wang Bin as Director   Shareholder For Voted - For
7 Elect Su Hengxuan as Director Shareholder For Voted - For
8 Elect Li Mingguang as Director Shareholder For Voted - For
9 Elect Huang Xiumei as Director Shareholder For Voted - For
10 Elect Yuan Changqing as Director Shareholder For Voted - Against
11 Elect Wu Shaohua as Director Shareholder For Voted - For
12 Elect Sheng Hetai as Director Shareholder For Voted - For
13 Elect Wang Junhui as Director Shareholder For Voted - For
14 Elect Tang Xin as Director   Shareholder For Voted - For
15 Elect Leung Oi-Sie Elsie as Director Management For Voted - For
16 Elect Lam Chi Kuen as Director Management For Voted - For
17 Elect Zhai Haitao as Director Management For Voted - For
18 Elect Jia Yuzeng as Supervisor Shareholder For Voted - For
19 Elect Han Bing as Supervisor Shareholder For Voted - For
20 Elect Niu Kailong as Supervisor Shareholder For Voted - For
21 Approve Renewal of Liability Insurance for      
  Directors, Supervisors and Senior Management Management For Voted - For
22 Approve Continued Donations to China Life Foundation Management For Voted - For
23 Approve PricewaterhouseCoopers Zhong Tian LLP as      
  PRC Auditor and PricewaterhouseCoopers as Hong Kong      
  Auditor and Authorize Board to Fix Their      
  Remuneration   Shareholder For Voted - For
24 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights for H Shares Shareholder For Voted - Against
 
CHINA MERCHANTS BANK CO., LTD.      
 
Security ID: CNE1000002M1 Ticker: 3968      
 
Meeting Date: 09-Sep-20 Meeting Type: Special      
 
  EGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Elect Miao Jianmin as Director Management For Voted - For

 

103


 

  PineBridge Dynamic Asset Allocation Fund  
Proposal   Proposed by Mgt. Position Registrant Voted
 
CHINA PETROLEUM & CHEMICAL CORP.        
 
Security ID: CNE1000002Q2 Ticker: 386        
 
Meeting Date: 25-May-21 Meeting Type: Annual        
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Report of the Board of Directors of Sinopec        
  Corp. (including the Report of the Board of        
  Directors of for 2020)   Management For Voted - For
2 Approve Report of the Board of Supervisors of        
  Sinopec Corp. (including the Report of the Board of        
  Supervisors for 2020)   Management For Voted - For
3 Approve 2020 Audited Financial Reports of Sinopec        
  Corp.   Management For Voted - For
4 Approve 2020 Profit Distribution Plan of Sinopec        
  Corp.   Management For Voted - For
5 Approve 2021 Interim Profit Distribution Plan of        
  Sinopec Corp.   Management For Voted - For
6 Approve KPMG Huazhen (Special General Partnership)        
  and KPMG as External Auditors of Sinopec Corp. and        
  Authorize Board to Fix Their Remuneration Management For Voted - For
7 Authorize Board to Determine the Proposed Plan for        
  Issuance of Debt Financing Instruments Management For Voted - Against
8 Approve Grant to the Board a General Mandate to        
  Issue New Domestic Shares and/or Overseas-Listed        
  Foreign Shares of Sinopec Corp. Management For Voted - Against
9 Approve Service Contracts of Directors and        
  Supervisors of Sinopec Corp. Management For Voted - For
  ELECT DIRECTORS (NOT INCLUDING INDEPENDENT        
  NON-EXECUTIVE DIRECTORS) VIA CUMULATIVE VOTING Management For Non-Voting
10.01Elect Zhang Yuzhuo as Director Management For Voted - For
10.02Elect Ma Yongsheng as Director Management For Voted - For
10.03Elect Zhao Dong as Director   Management For Voted - For
10.04Elect Yu Baocai as Director   Management For Voted - For
10.05Elect Liu Hongbin as Director Management For Voted - For
10.06Elect Ling Yiqun as Director Management For Voted - For
10.07Elect Li Yonglin as Director   Management For Voted - For
  ELECT INDEPENDENT NON-EXECUTIVE DIRECTORS VIA      
  CUMULATIVE VOTING   Management For Non-Voting
11.01Elect Cai Hongbin as Director Management For Voted - For
11.02Elect Ng, Kar Ling Johnny as Director Management For Voted - For
11.03Elect Shi Dan as Director   Management For Voted - For
11.04Elect Bi Mingjian as Director Management For Voted - For
  ELECT SUPERVISORS VIA CUMULATIVE VOTING Management For Non-Voting
12.01Elect Zhang Shaofeng as Supervisor Management For Voted - For
12.02Elect Jiang Zhenying as Supervisor Management For Voted - For
12.03Elect Zhang Zhiguo as Supervisor Management For Voted - For
12.04Elect Yin Zhaolin as Supervisor Management For Voted - For
12.05Elect Guo Hongjin as Supervisor Management For Voted - For

 

104


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CHINA PETROLEUM & CHEMICAL CORPORATION      
 
Security ID: CNE1000002Q2 Ticker: 386      
 
Meeting Date: 28-Sep-20 Meeting Type: Special      
 
  EGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Disposal of Assets and External Investment Management For Voted - For
2 Approve Special Interim Dividend Distribution Plan      
  for 2020   Shareholder For Voted - For
3 Elect Zhang Shaofeng as Director Shareholder For Voted - For
 
CHINA SHENHUA ENERGY COMPANY LIMITED      
 
Security ID: CNE1000002R0 Ticker: 1088      
 
Meeting Date: 25-Sep-20 Meeting Type: Special      
 
  EGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve General Mandate to Repurchase H Shares and      
  Related Transactions   Management For Voted - For
  CLASS MEETING FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve General Mandate to Repurchase H Shares and      
  Related Transactions   Management For Voted - For
 
Meeting Date: 25-Jun-21 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Report of the Board of Directors Management For Voted - For
2 Approve Report of the Supervisory Committee Management For Voted - For
3 Approve Audited Financial Statements Management For Voted - For
4 Approve Profit Distribution Plan and Final Dividend Management For Voted - For
5 Approve Remuneration of Directors and Supervisors Management For Voted - For
6 Approve KPMG as International Auditors and KPMG      
  Huazhen LLP as PRC Auditors and Authorize      
  Directors' Committee to Fix Their Remuneration Management For Voted - For
7 Approve 2021-2023 Financial Services Agreement with      
  China Energy Finance Co., Ltd., Proposed Annual      
  Caps and Related Transactions Management For Voted - Against
8 Elect Yang Rongming as Director Management For Voted - For
9 Approve Decrease of Registered Capital and Amend      
  Articles of Association Management For Voted - Against
10 Approve Grant of General Mandate to the Board to      
  Repurchase H Shares of the Company Management For Voted - For
 
Meeting Date: 25-Jun-21 Meeting Type: Special      
 
  CLASS MEETING FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Grant of General Mandate to the Board to      
  Repurchase H Shares of the Company Management For Voted - For

 

105


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CHINA TOWER CORPORATION LIMITED      
 
Security ID: CNE100003688 Ticker: 788      
 
Meeting Date: 13-Oct-20 Meeting Type: Special      
 
1 Elect Gao Tongqing as Director and Authorize to      
  Sign on behalf of the Company the Director's      
  Service Contract with Gao Tongqing Management For Voted - For
2 Elect Li Zhangting as Supervisor and Authorize to      
  Sign on behalf of the Company the Director's      
  Service Contract with Li Zhangting Management For Voted - For
 
Meeting Date: 04-Dec-20 Meeting Type: Special      
 
1 Approve Continuing Connected Transactions      
  Contemplated under the 2021-2023 Service Supply      
  Framework Agreement with China Telecommunications      
  Corporation, Proposed Annual Caps and Related      
  Transactions   Management For Voted - For
 
CHIPOTLE MEXICAN GRILL, INC.        
 
Security ID: US1696561059 Ticker: CMG      
 
Meeting Date: 18-May-21 Meeting Type: Annual      
 
1.1 Elect Director Albert S. Baldocchi Management For Voted - For
1.2 Elect Director Matthew A. Carey Management For Voted - For
1.3 Elect Director Gregg L. Engles Management For Voted - For
1.4 Elect Director Patricia Fili-Krushel Management For Voted - For
1.5 Elect Director Neil W. Flanzraich Management For Voted - For
1.6 Elect Director Mauricio Gutierrez Management For Voted - For
1.7 Elect Director Robin Hickenlooper Management For Voted - For
1.8 Elect Director Scott Maw   Management For Voted - For
1.9 Elect Director Ali Namvar   Management For Voted - For
1.10 Elect Director Brian Niccol   Management For Voted - For
1.11 Elect Director Mary Winston Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
 
CHOICE HOTELS INTERNATIONAL, INC.      
 
Security ID: US1699051066 Ticker: CHH      
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
1.1 Elect Director Brian B. Bainum Management For Voted - For
1.2 Elect Director Stewart W. Bainum, Jr. Management For Voted - For
1.3 Elect Director William L. Jews Management For Voted - For

 

106


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.4   Elect Director Monte J.M. Koch Management For Voted - For
1.5   Elect Director Liza K. Landsman Management For Voted - For
1.6   Elect Director Patrick S. Pacious Management For Voted - For
1.7   Elect Director Ervin R. Shames Management For Voted - For
1.8   Elect Director Maureen D. Sullivan Management For Voted - For
1.9   Elect Director John P. Tague Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
CHUGAI PHARMACEUTICAL CO., LTD.      
 
Security ID: JP3519400000 Ticker: 4519      
 
Meeting Date: 23-Mar-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 30   Management For Voted - For
2.1   Elect Director Oku, Masayuki Management For Voted - For
2.2   Elect Director Ichimaru, Yoichiro Management For Voted - For
2.3   Elect Director Christoph Franz Management For Voted - For
2.4   Elect Director William N. Anderson Management For Voted - For
2.5   Elect Director James H. Sabry Management For Voted - For
3   Appoint Statutory Auditor Ohashi, Yoshiaki Management For Voted - For
 
CINTAS CORPORATION        
 
Security ID: US1729081059 Ticker: CTAS      
 
Meeting Date: 27-Oct-20 Meeting Type: Annual      
 
1 a Elect Director Gerald S. Adolph Management For Voted - For
1 b Elect Director John F. Barrett Management For Voted - For
1 c Elect Director Melanie W. Barstad Management For Voted - For
1 d Elect Director Karen L. Carnahan Management For Voted - For
1 e Elect Director Robert E. Coletti Management For Voted - For
1 f Elect Director Scott D. Farmer Management For Voted - For
1 g Elect Director Joseph Scaminace Management For Voted - For
1 h Elect Director Ronald W. Tysoe Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Report on Political Contributions Disclosure Shareholder Against Voted - For
 
CISCO SYSTEMS, INC.        
 
Security ID: US17275R1023 Ticker: CSCO      
 
Meeting Date: 10-Dec-20 Meeting Type: Annual      
 
1 a Elect Director M. Michele Burns Management For Voted - For

 

107


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 b Elect Director Wesley G. Bush Management For Voted - For
1 c Elect Director Michael D. Capellas Management For Voted - For
1 d Elect Director Mark Garrett   Management For Voted - For
1 e Elect Director Kristina M. Johnson Management For Voted - For
1 f Elect Director Roderick C. McGeary Management For Voted - For
1 g Elect Director Charles H. Robbins Management For Voted - For
1 h Elect Director Arun Sarin - Withdrawn Management For Non-Voting
1 i Elect Director Brenton L. Saunders Management For Voted - For
1 j Elect Director Lisa T. Su   Management For Voted - For
2   Change State of Incorporation from California to      
    Delaware   Management For Voted - For
3   Amend Omnibus Stock Plan   Management For Voted - For
4   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
5   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
6   Require Independent Board Chair Shareholder Against Voted - Against
 
CITIGROUP INC.        
 
Security ID: US1729674242 Ticker: C      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Ellen M. Costello Management For Voted - For
1 b Elect Director Grace E. Dailey Management For Voted - For
1 c Elect Director Barbara J. Desoer Management For Voted - For
1 d Elect Director John C. Dugan Management For Voted - For
1 e Elect Director Jane N. Fraser Management For Voted - For
1 f Elect Director Duncan P. Hennes Management For Voted - For
1 g Elect Director Peter B. Henry Management For Voted - For
1 h Elect Director S. Leslie Ireland Management For Voted - For
1 i Elect Director Lew W. (Jay) Jacobs, IV Management For Voted - For
1 j Elect Director Renee J. James Management For Voted - For
1 k Elect Director Gary M. Reiner Management For Voted - For
1 l Elect Director Diana L. Taylor Management For Voted - For
1 m Elect Director James S. Turley Management For Voted - For
1 n Elect Director Deborah C. Wright Management For Voted - For
1 o Elect Director Alexander R. Wynaendts Management For Voted - For
1 p Elect Director Ernesto Zedillo Ponce de Leon Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For
5   Amend Proxy Access Right   Shareholder Against Voted - For
6   Require Independent Board Chair Shareholder Against Voted - Against
7   Adopt a Policy to Include Non-Management Employees      
    as Prospective Director Candidates Shareholder Against Voted - Against
8   Report on Lobbying Payments and Policy Shareholder Against Voted - Against
9   Report on Racial Equity Audit Shareholder Against Voted - Against

 

108


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
10   Amend Certificate of Incorporation to Become a      
    Public Benefit Corporation Shareholder Against Voted - Against
 
CITIZENS FINANCIAL GROUP, INC.      
 
Security ID: US1746101054 Ticker: CFG      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1.1   Elect Director Bruce Van Saun Management For Voted - For
1.2   Elect Director Lee Alexander Management For Voted - For
1.3   Elect Director Christine M. Cumming Management For Voted - For
1.4   Elect Director William P. Hankowsky Management For Voted - For
1.5   Elect Director Leo I. ("Lee") Higdon Management For Voted - For
1.6   Elect Director Edward J. ("Ned") Kelly, III Management For Voted - For
1.7   Elect Director Charles J. ("Bud") Koch Management For Voted - For
1.8   Elect Director Robert G. Leary Management For Voted - For
1.9   Elect Director Terrance J. Lillis Management For Voted - For
1.10   Elect Director Shivan Subramaniam Management For Voted - For
1.11   Elect Director Christopher J. Swift Management For Voted - For
1.12   Elect Director Wendy A. Watson Management For Voted - For
1.13   Elect Director Marita Zuraitis Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
CITRIX SYSTEMS, INC.        
 
Security ID: US1773761002 Ticker: CTXS      
 
Meeting Date: 04-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Robert M. Calderoni Management For Voted - For
1 b Elect Director Nanci E. Caldwell Management For Voted - For
1 c Elect Director Murray J. Demo Management For Voted - For
1 d Elect Director Ajei S. Gopal   Management For Voted - For
1 e Elect Director David J. Henshall Management For Voted - For
1 f Elect Director Thomas E. Hogan Management For Voted - For
1 g Elect Director Moira A. Kilcoyne Management For Voted - For
1 h Elect Director Robert E. Knowling, Jr. Management For Voted - For
1 i Elect Director Peter J. Sacripanti Management For Voted - For
1 j Elect Director J. Donald Sherman Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Adopt Simple Majority Vote   Shareholder None Voted - For

 

109


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CJ CHEILJEDANG CORP.        
 
Security ID: KR7097950000 Ticker: 097950      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Elect Kim So-young as Inside Director Management For Voted - For
3 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
CLEARWAY ENERGY, INC.        
 
Security ID: US18539C2044 Ticker: CWEN      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1.1 Elect Director Jonathan Bram Management For Voted - Withheld
1.2 Elect Director Nathaniel Anschuetz Management For Voted - Withheld
1.3 Elect Director Brian R. Ford   Management For Voted - For
1.4 Elect Director Bruce MacLennan Management For Voted - Withheld
1.5 Elect Director Ferrell P. McClean Management For Voted - For
1.6 Elect Director Daniel B. More Management For Voted - For
1.7 Elect Director E. Stanley O'Neal Management For Voted - For
1.8 Elect Director Christopher S. Sotos Management For Voted - Withheld
1.9 Elect Director Scott Stanley   Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Amend Omnibus Stock Plan   Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
CNOOC LIMITED        
 
Security ID: HK0883013259 Ticker: 883      
 
Meeting Date: 20-Nov-20 Meeting Type: Special      
 
1 Approve Supplemental Agreement and Amendments to      
  the Existing Non-Compete Undertaking and Related      
  Transactions   Management For Voted - For
 
COATS GROUP PLC        
 
Security ID: GB00B4YZN328 Ticker: COA      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Nicholas Bull as Director Management For Voted - For

 

110


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Re-elect Anne Fahy as Director Management For Voted - For
6 Re-elect David Gosnell as Director Management For Voted - For
7 Re-elect Hongyan Echo Lu as Director Management For Voted - For
8 Re-elect Fran Philip as Director Management For Voted - For
9 Re-elect Rajiv Sharma as Director Management For Voted - For
10 Elect Jacqueline Callaway as Director Management For Voted - For
11 Elect Jakob Sigurdsson as Director Management For Voted - For
12 Reappoint Deloitte LLP as Auditors Management For Voted - For
13 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14 Authorise Issue of Equity   Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
19 Adopt New Articles of Association Management For Voted - For
 
COFINIMMO SA        
 
Security ID: BE0003593044 Ticker: COFB      
 
Meeting Date: 12-May-21 Meeting Type: Annual/Special      
 
  Annual and Special Meeting   Management For Non-Voting
  Annual Meeting Agenda   Management For Non-Voting
1 Receive Directors' Reports (Non-Voting) Management For Non-Voting
2 Approve Remuneration Report Management For Voted - For
3 Receive Auditors' Reports (Non-Voting) Management For Non-Voting
4 Approve Financial Statements, Allocation of Income,      
  and Dividends of EUR 5.80 per Share Management For Voted - For
5 Receive Consolidated Financial Statements and      
  Statutory Reports (Non-Voting) Management For Non-Voting
6 Approve Discharge of Directors Management For Voted - For
7 Approve Discharge of Auditors Management For Voted - For
8.1 Reelect Francoise Roels as Director Management For Voted - For
8.2 Reelect Jacques van Rijckevorsel as Director Management For Voted - For
8.3 Indicate Jacques van Rijckevorsel as Independent      
  Director   Management For Voted - For
8.4 Reelect Ines Archer-Toper as Director Management For Voted - For
8.5 Indicate Ines Archer-Toper as Independent Director Management For Voted - For
9 Approve Change-of-Control Clause Re: Credit      
  Agreements   Management For Voted - For
10 Authorize Implementation of Approved Resolutions      
  and Filing of Required Documents/Formalities at      
  Trade Registry   Management For Voted - For
11 Transact Other Business   Management For Non-Voting
  Special Meeting Agenda   Management For Non-Voting
1.1 Receive Special Board Report In Accordance with      
  Article 7:199 of the Companies and Associations Code Management For Non-Voting

 

111


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.2.1 Renew Authorization to Increase Share Capital up to      
    50 Percent of Authorized Capital With Preemptive      
    Rights by Cash Contributions Management For Voted - For
1.2.2 Renew Authorization to Increase Share Capital up to      
    20 Percent by Distribution of Optional Dividend Management For Voted - For
1.2.3 Renew Authorization to Increase Share Capital up to      
    10 Percent of Authorized Capital Without Preemptive      
    Rights by Various Means   Management For Voted - For
1.3   Amend Article 6.2 of the Articles of Association to      
    Reflect Changes in Capital Management For Voted - For
2   Authorize Implementation of Approved Resolutions      
    and Filing of Required Documents/Formalities at      
    Trade Registry   Management For Voted - For
 
Meeting Date: 07-Jun-21 Meeting Type: Special      
 
    Special Meeting Agenda   Management For Non-Voting
1.1   Receive Special Board Report Re: Article 7:199 of      
    the Companies and Associations Code Management For Non-Voting
1.2.1 Renew Authorization to Increase Share Capital up to      
    50 Percent of Authorized Capital With Preemptive      
    Rights by Cash Contributions Management For Voted - For
1.2.2 Renew Authorization to Increase Share Capital up to      
    20 Percent by Distribution of Optional Dividend Management For Voted - For
1.2.3 Renew Authorization to Increase Share Capital up to      
    10 Percent of Authorized Capital Without Preemptive      
    Rights by Various Means   Management For Voted - For
1.3   Amend Article 6.2 to Reflect Changes in Capital Management For Voted - For
2   Authorize Implementation of Approved Resolutions      
    and Filing of Required Documents/Formalities at      
    Trade Registry   Management For Voted - For
 
COGNEX CORPORATION        
 
Security ID: US1924221039 Ticker: CGNX      
 
Meeting Date: 05-May-21 Meeting Type: Annual      
 
1   Elect Director Sachin Lawande Management For Voted - For
2   Ratify Grant Thornton LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION      
 
Security ID: US1924461023 Ticker: CTSH      
 
Meeting Date: 01-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Zein Abdalla   Management For Voted - For
1 b Elect Director Vinita Bali   Management For Voted - For
1 c Elect Director Maureen Breakiron-Evans Management For Voted - For

 

112


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 d Elect Director Archana Deskus Management For Voted - For
1 e Elect Director John M. Dineen Management For Voted - For
1 f Elect Director Brian Humphries Management For Voted - For
1 g Elect Director Leo S. Mackay, Jr. Management For Voted - For
1 h Elect Director Michael Patsalos-Fox Management For Voted - For
1 i Elect Director Joseph M. Velli Management For Voted - For
1 j Elect Director Sandra S. Wijnberg Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - Against
 
COMCAST CORPORATION        
 
Security ID: US20030N1019 Ticker: CMCSA      
 
Meeting Date: 02-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Kenneth J. Bacon Management For Voted - For
1.2   Elect Director Madeline S. Bell Management For Voted - For
1.3   Elect Director Naomi M. Bergman Management For Voted - For
1.4   Elect Director Edward D. Breen Management For Voted - For
1.5   Elect Director Gerald L. Hassell Management For Voted - For
1.6   Elect Director Jeffrey A. Honickman Management For Voted - For
1.7   Elect Director Maritza G. Montiel Management For Voted - For
1.8   Elect Director Asuka Nakahara Management For Voted - For
1.9   Elect Director David C. Novak Management For Voted - For
1.10   Elect Director Brian L. Roberts Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4   Report on Risks Posed by the Failing to Prevent      
    Workplace Sexual Harassment Shareholder Against Voted - Against
 
COMERICA INCORPORATED        
 
Security ID: US2003401070 Ticker: CMA      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1.1   Elect Director Michael E. Collins Management For Voted - For
1.2   Elect Director Roger A. Cregg Management For Voted - For
1.3   Elect Director T. Kevin DeNicola Management For Voted - For
1.4   Elect Director Curtis C. Farmer Management For Voted - For
1.5   Elect Director Jacqueline P. Kane Management For Voted - For
1.6   Elect Director Richard G. Lindner Management For Voted - For
1.7   Elect Director Barbara R. Smith Management For Voted - For
1.8   Elect Director Robert S. Taubman Management For Voted - For
1.9   Elect Director Reginald M. Turner, Jr. Management For Voted - For
1.10   Elect Director Nina G. Vaca   Management For Voted - For

 

113


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.11   Elect Director Michael G. Van de Ven Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For
5   Approve Nonqualified Employee Stock Purchase Plan Management For Voted - For
 
COMPUGROUP MEDICAL SE & CO. KGAA      
 
Security ID: DE000A288904 Ticker: COP      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports      
    for Fiscal Year 2020   Management For Voted - For
2   Approve Allocation of Income and Dividends of EUR      
    0.50 per Share   Management For Voted - For
3   Approve Discharge of Management Board of CompuGroup      
    Medical SE for Fiscal Year 2020 Management For Voted - For
4   Approve Discharge of Personally Liable Partner of      
    CompuGroup Medical SE & Co. KGaA for Fiscal Year      
    2020   Management For Voted - For
5   Approve Discharge of Supervisory Board of      
    CompuGroup Medical SE for Fiscal Year 2020 Management For Voted - For
6   Approve Discharge of Supervisory Board of      
    CompuGroup Medical SE & Co. KGaA for Fiscal Year      
    2020   Management For Voted - For
7   Ratify KPMG AG as Auditors for Fiscal Year 2021 Management For Voted - For
8   Approve Creation of EUR 10.7 Million Pool of      
    Capital without Preemptive Rights Management For Voted - Against
9   Authorize Share Repurchase Program and Reissuance      
    or Cancellation of Repurchased Shares Management For Voted - For
10   Approve Remuneration Policy Management For Voted - For
11   Approve Remuneration of Supervisory Board Management For Voted - For
12   Approve Affiliation Agreement with CGM Clinical      
    Europe GmbH   Management For Voted - For
13   Amend Stock Option Plan   Management For Voted - For
14   Amend Articles Re: Registration Requirements Management For Voted - For
 
COMPUTACENTER PLC        
 
Security ID: GB00BV9FP302 Ticker: CCC      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Final Dividend   Management For Voted - For
4 a Re-elect Tony Conophy as Director Management For Voted - For
4 b Re-elect Rene Haas as Director Management For Voted - For
4 c Re-elect Philip Hulme as Director Management For Voted - For
4 d Re-elect Ljiljana Mitic as Director Management For Voted - For

 

114


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 e Re-elect Mike Norris as Director Management For Voted - For
4 f Re-elect Peter Ogden as Director Management For Voted - For
4 g Re-elect Minnow Powell as Director Management For Voted - For
4 h Re-elect Ros Rivaz as Director Management For Voted - For
4 i Re-elect Peter Ryan as Director Management For Voted - For
5   Reappoint KPMG LLP as Auditors Management For Voted - For
6   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
7   Authorise Issue of Equity   Management For Voted - For
8   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
9   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
10   Authorise Market Purchase of Ordinary Shares Management For Voted - For
11   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
CONAGRA BRANDS, INC.        
 
Security ID: US2058871029 Ticker: CAG      
 
Meeting Date: 23-Sep-20 Meeting Type: Annual      
 
1 a Elect Director Anil Arora   Management For Voted - For
1 b Elect Director Thomas "Tony" K. Brown Management For Voted - For
1 c Elect Director Sean M. Connolly Management For Voted - For
1 d Elect Director Joie A. Gregor Management For Voted - For
1 e Elect Director Rajive Johri   Management For Voted - For
1 f Elect Director Richard H. Lenny Management For Voted - For
1 g Elect Director Melissa Lora   Management For Voted - For
1 h Elect Director Ruth Ann Marshall Management For Voted - For
1 i Elect Director Craig P. Omtvedt Management For Voted - For
1 j Elect Director Scott Ostfeld   Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
CONCORDIA FINANCIAL GROUP, LTD.      
 
Security ID: JP3305990008 Ticker: 7186      
 
Meeting Date: 22-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Oya, Yasuyoshi Management For Voted - For
1.2   Elect Director Oishi, Yoshiyuki Management For Voted - For
1.3   Elect Director Komine, Tadashi Management For Voted - For
1.4   Elect Director Suzuki, Yoshiaki Management For Voted - For
1.5   Elect Director Akiyoshi, Mitsuru Management For Voted - For
1.6   Elect Director Yamada, Yoshinobu Management For Voted - For
1.7   Elect Director Yoda, Mami   Management For Voted - For
2.1   Appoint Statutory Auditor Hara, Mitsuhiro Management For Voted - For

 

115


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2.2   Appoint Statutory Auditor Noguchi, Mayumi Management For Voted - For
 
CONOCOPHILLIPS        
 
Security ID: US20825C1045 Ticker: COP      
 
Meeting Date: 15-Jan-21 Meeting Type: Special      
 
1   Issue Shares in Connection with Merger Management For Voted - For
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1 a Elect Director Charles E. Bunch Management For Voted - For
1 b Elect Director Caroline Maury Devine Management For Voted - For
1 c Elect Director John V. Faraci Management For Voted - For
1 d Elect Director Jody Freeman   Management For Voted - For
1 e Elect Director Gay Huey Evans Management For Voted - For
1 f Elect Director Jeffrey A. Joerres Management For Voted - For
1 g Elect Director Ryan M. Lance Management For Voted - For
1 h Elect Director Timothy A. Leach Management For Voted - For
1 i Elect Director William H. McRaven Management For Voted - For
1 j Elect Director Sharmila Mulligan Management For Voted - For
1 k Elect Director Eric D. Mullins Management For Voted - For
1 l Elect Director Arjun N. Murti Management For Voted - For
1 m Elect Director Robert A. Niblock Management For Voted - For
1 n Elect Director David T. Seaton Management For Voted - For
1 o Elect Director R.A. Walker   Management For Voted - For
2   Ratify Ernst & Young LLP as Auditor Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Adopt Simple Majority Vote   Shareholder For Voted - For
5   Emission Reduction Targets   Shareholder Against Voted - For
 
CONVATEC GROUP PLC        
 
Security ID: GB00BD3VFW73 Ticker: CTEC      
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Final Dividend   Management For Voted - For
4   Re-elect Dr John McAdam as Director Management For Voted - For
5   Re-elect Karim Bitar as Director Management For Voted - For
6   Re-elect Frank Schulkes as Director Management For Voted - For
7   Re-elect Margaret Ewing as Director Management For Voted - For
8   Re-elect Brian May as Director Management For Voted - For
9   Re-elect Rick Anderson as Director Management For Voted - For
10   Re-elect Dr Regina Benjamin as Director Management For Voted - For
11   Re-elect Sten Scheibye as Director Management For Voted - For

 

116


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
12 Elect Heather Mason as Director Management For Voted - For
13 Elect Constantin Coussios as Director Management For Voted - For
14 Reappoint Deloitte LLP as Auditors Management For Voted - For
15 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
16 Authorise UK Political Donations and Expenditure Management For Voted - For
17 Authorise Issue of Equity   Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
20 Authorise Market Purchase of Ordinary Shares Management For Voted - For
21 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
COPART, INC.        
 
Security ID: US2172041061 Ticker: CPRT      
 
Meeting Date: 04-Dec-20 Meeting Type: Annual      
 
1.1 Elect Director Willis J. Johnson Management For Voted - For
1.2 Elect Director A. Jayson Adair Management For Voted - For
1.3 Elect Director Matt Blunt   Management For Voted - For
1.4 Elect Director Steven D. Cohan Management For Voted - For
1.5 Elect Director Daniel J. Englander Management For Voted - For
1.6 Elect Director James E. Meeks Management For Voted - For
1.7 Elect Director Thomas N. Tryforos Management For Voted - For
1.8 Elect Director Diane M. Morefield Management For Voted - For
1.9 Elect Director Stephen Fisher Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Amend Omnibus Stock Plan   Management For Voted - Against
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
CORBION NV        
 
Security ID: NL0010583399 Ticker: CRBN      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Receive Report of Management Board (Non-Voting) Management For Non-Voting
3 Adopt Financial Statements and Statutory Reports Management For Voted - For
4 Approve Remuneration Report Management For Voted - For
5 Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
6 Approve Dividends of EUR 0.56 Per Share Management For Voted - For
7 Approve Discharge of Management Board Management For Voted - For
8 Approve Discharge of Supervisory Board Management For Voted - For

 

117


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9   Reelect Eddy van Rhede van der Kloot to Management      
    Board   Management For Voted - For
10   Elect Dessi Temperley to Supervisory Board Management For Voted - For
11   Reelect Mathieu Vrijsen to Supervisory Board Management For Voted - For
12   Grant Board Authority to Issue Shares Up to 10      
    Percent of Issued Capital for General Purposes Management For Voted - For
13   Authorize Board to Exclude Preemptive Rights from      
    Share Issuances under Item 12 Management For Voted - For
14   Grant Board Authority to Issue Shares Up to 10      
    Percent of Issued Capital in Case of Mergers,      
    Acquisitions, or Strategic Alliances Management For Voted - Against
15   Authorize Board to Exclude Preemptive Rights from      
    Share Issuances under Item 14 Management For Voted - Against
16   Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
17   Approve Cancellation of Repurchased Shares Management For Voted - For
18   Ratify KPMG Accountants N.V as Auditors Management For Voted - For
19   Other Business (Non-Voting) Management For Non-Voting
20   Close Meeting   Management For Non-Voting
 
CORNING INCORPORATED        
 
Security ID: US2193501051 Ticker: GLW      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Donald W. Blair Management For Voted - For
1 b Elect Director Leslie A. Brun Management For Voted - For
1 c Elect Director Stephanie A. Burns Management For Voted - For
1 d Elect Director Richard T. Clark Management For Voted - For
1 e Elect Director Robert F. Cummings, Jr. Management For Voted - For
1 f Elect Director Roger W. Ferguson, Jr. Management For Voted - For
1 g Elect Director Deborah A. Henretta Management For Voted - For
1 h Elect Director Daniel P. Huttenlocher Management For Voted - For
1 i Elect Director Kurt M. Landgraf Management For Voted - For
1 j Elect Director Kevin J. Martin Management For Voted - For
1 k Elect Director Deborah D. Rieman Management For Voted - For
1 l Elect Director Hansel E. Tookes, II Management For Voted - For
1 m Elect Director Wendell P. Weeks Management For Voted - For
1 n Elect Director Mark S. Wrighton Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Approve Omnibus Stock Plan Management For Voted - For

 

118


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CORTEVA, INC.        
 
Security ID: US22052L1044 Ticker: CTVA      
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
1 a Elect Director Lamberto Andreotti Management For Voted - For
1 b Elect Director James C. Collins, Jr. Management For Voted - For
1 c Elect Director Klaus A. Engel Management For Voted - For
1 d Elect Director David C. Everitt Management For Voted - For
1 e Elect Director Janet P. Giesselman Management For Voted - For
1 f Elect Director Karen H. Grimes Management For Voted - For
1 g Elect Director Michael O. Johanns Management For Voted - For
1 h Elect Director Rebecca B. Liebert Management For Voted - For
1 i Elect Director Marcos M. Lutz Management For Voted - For
1 j Elect Director Nayaki Nayyar Management For Voted - For
1 k Elect Director Gregory R. Page Management For Voted - For
1 l Elect Director Kerry J. Preete Management For Voted - For
1 m Elect Director Patrick J. Ward Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
COSTAR GROUP, INC.        
 
Security ID: US22160N1090 Ticker: CSGP      
 
Meeting Date: 02-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Michael R. Klein Management For Voted - For
1 b Elect Director Andrew C. Florance Management For Voted - For
1 c Elect Director Laura Cox Kaplan Management For Voted - For
1 d Elect Director Michael J. Glosserman Management For Voted - For
1 e Elect Director John W. Hill Management For Voted - For
1 f Elect Director Robert W. Musslewhite Management For Voted - For
1 g Elect Director Christopher J. Nassetta Management For Voted - For
1 h Elect Director Louise S. Sams Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Increase Authorized Common Stock Management For Voted - For
5   Amend Qualified Employee Stock Purchase Plan Management For Voted - For
6   Eliminate Supermajority Vote Requirement Shareholder Against Voted - For
 
COSTCO WHOLESALE CORPORATION      
 
Security ID: US22160K1051 Ticker: COST      
 
Meeting Date: 21-Jan-21 Meeting Type: Annual      
 
1.1   Elect Director Susan L. Decker Management For Voted - For

 

119


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.2   Elect Director Kenneth D. Denman Management For Voted - For
1.3   Elect Director Richard A. Galanti Management For Voted - For
1.4   Elect Director W. Craig Jelinek Management For Voted - For
1.5   Elect Director Sally Jewell   Management For Voted - For
1.6   Elect Director Charles T. Munger Management For Voted - For
1.7   Elect Director Jeffrey S. Raikes Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED      
 
Security ID: KYG2453A1085 Ticker: 6098      
 
Meeting Date: 28-Sep-20 Meeting Type: Special      
 
1   Adopt Share Option Scheme   Management For Voted - Against
 
Meeting Date: 23-Dec-20 Meeting Type: Special      
 
1   Approve Property Management Services Framework      
    Agreement, Annual Caps and Related Transactions Management For Voted - For
2   Approve Sales and Leasing Agency Services Framework      
    Agreement, Annual Caps and Related Transactions Management For Voted - For
3   Approve Consultancy and Other Services Framework      
    Agreement, Annual Caps and Related Transactions Management For Voted - For
 
Meeting Date: 28-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3 a1 Elect Xiao Hua as Director   Management For Voted - For
3 a2 Elect Wu Bijun as Director   Management For Voted - For
3 a3 Elect Mei Wenjue as Director Management For Voted - For
3 b Authorize Board to Fix Remuneration of Directors Management For Voted - For
4   Approve PricewaterhouseCoopers as Auditor and      
    Authorize Board to Fix Their Remuneration Management For Voted - For
5   Approve Issuance of Equity or Equity-Linked      
    Securities without Preemptive Rights Management For Voted - Against
6   Authorize Repurchase of Issued Share Capital Management For Voted - For
7   Authorize Reissuance of Repurchased Shares Management For Voted - Against
 
COUNTRYSIDE PROPERTIES PLC      
 
Security ID: GB00BYPHNG03 Ticker: CSP      
 
Meeting Date: 05-Feb-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Re-elect David Howell as Director Management For Voted - For

 

120


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Re-elect Iain McPherson as Director Management For Voted - For
5 Re-elect Mike Scott as Director Management For Voted - For
6 Re-elect Douglas Hurt as Director Management For Voted - For
7 Re-elect Amanda Burton as Director Management For Voted - For
8 Re-elect Baroness Sally Morgan as Director Management For Voted - For
9 Re-elect Simon Townsend as Director Management For Voted - For
10 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
11 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
12 Authorise Issue of Equity   Management For Voted - For
13 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
14 Authorise Market Purchase of Ordinary Shares Management For Voted - For
15 Authorise EU Political Donations and Expenditure Management For Voted - For
16 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
COUPA SOFTWARE INCORPORATED      
 
Security ID: US22266L1061 Ticker: COUP      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1.1 Elect Director Roger Siboni   Management For Voted - Withheld
1.2 Elect Director Tayloe Stansbury Management For Voted - Withheld
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
COWAY CO., LTD.        
 
Security ID: KR7021240007 Ticker: 021240      
 
Meeting Date: 31-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
CREDIT SUISSE GROUP AG        
 
Security ID: CH0012138530 Ticker: CSGN      
 
Meeting Date: 30-Apr-21 Meeting Type: Annual      
 
1.1 Approve Remuneration Report Management For Voted - For
1.2 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management      
  [Item Withdrawn]   Management None Voted - Abstain
3 Approve Allocation of Income and Dividends of CHF      
  0.10 per Share   Management For Voted - For

 

121


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4   Approve Creation of CHF 5 Million Pool of Capital      
    without Preemptive Rights Management For Voted - For
5.1.a Elect Antonio Horta-Osorio as Director and Board      
    Chairman   Management For Voted - For
5.1.b Reelect Iris Bohnet as Director Management For Voted - For
5.1.c Reelect Christian Gellerstad as Director Management For Voted - For
5.1.d Reelect Andreas Gottschling as Director Management For Voted - For
5.1.e Reelect Michael Klein as Director Management For Voted - For
5.1.f Reelect Shan Li as Director   Management For Voted - For
5.1.g Reelect Seraina Macia as Director Management For Voted - For
5.1.h Reelect Richard Meddings as Director Management For Voted - For
5.1 .i Reelect Kai Nargolwala as Director Management For Voted - For
5.1 .j Reelect Ana Pessoa as Director Management For Voted - For
5.1.k Reelect Severin Schwan as Director Management For Voted - For
5.1 .l Elect Clare Brady as Director Management For Voted - For
5.1.mElect Blythe Masters as Director Management For Voted - For
5.2.1 Reappoint Iris Bohnet as Member of the Compensation      
    Committee   Management For Voted - For
5.2.2 Reappoint Christian Gellerstad as Member of the      
    Compensation Committee   Management For Voted - For
5.2.3 Reappoint Michael Klein as Member of the      
    Compensation Committee   Management For Voted - For
5.2.4 Reappoint Kai Nargolwala as Member of the      
    Compensation Committee   Management For Voted - For
5.2.5 Appoint Blythe Masters as Member of the      
    Compensation Committee   Management For Voted - For
6.1   Approve Remuneration of Directors in the Amount of      
    CHF 12 Million   Management For Voted - For
6.2.1 Approve Short-Term Variable Remuneration of      
    Executive Committee in the Amount of CHF 15.7      
    Million [Item Withdrawn]   Management None Voted - Abstain
6.2.2 Approve Fixed Remuneration of Executive Committee      
    in the Amount of CHF 31 Million Management For Voted - For
6.2.3 Approve Long-Term Variable Remuneration of      
    Executive Committee in the Amount of CHF 25.1      
    Million [Item Withdrawn]   Management None Voted - Abstain
7.1   Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
7.2   Ratify BDO AG as Special Auditors Management For Voted - For
7.3   Designate Keller KLG as Independent Proxy Management For Voted - For
8.1   Additional Voting Instructions - Shareholder      
    Proposals (Voting)   Management Against Voted - Against
8.2   Additional Voting Instructions - Board of Directors      
    Proposals (Voting)   Management For Voted - Against
 
CROWN CASTLE INTERNATIONAL CORP.      
 
Security ID: US22822V1017 Ticker: CCI      
 
Meeting Date: 21-May-21 Meeting Type: Annual      
 
1 a Elect Director P. Robert Bartolo Management For Voted - For

 

122


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 b Elect Director Jay A. Brown   Management For Voted - For
1 c Elect Director Cindy Christy Management For Voted - For
1 d Elect Director Ari Q. Fitzgerald Management For Voted - For
1 e Elect Director Andrea J. Goldsmith Management For Voted - For
1 f Elect Director Lee W. Hogan Management For Voted - For
1 g Elect Director Tammy K. Jones Management For Voted - For
1 h Elect Director J. Landis Martin Management For Voted - For
1 i Elect Director Anthony J. Melone Management For Voted - For
1 j Elect Director W. Benjamin Moreland Management For Voted - For
1 k Elect Director Kevin A. Stephens Management For Voted - For
1 l Elect Director Matthew Thornton, III Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
 
CSX CORPORATION        
 
Security ID: US1264081035 Ticker: CSX      
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
1 a Elect Director Donna M. Alvarado Management For Voted - For
1 b Elect Director Thomas P. Bostick Management For Voted - For
1 c Elect Director James M. Foote Management For Voted - For
1 d Elect Director Steven T. Halverson Management For Voted - For
1 e Elect Director Paul C. Hilal   Management For Voted - For
1 f Elect Director David M. Moffett Management For Voted - For
1 g Elect Director Linda H. Riefler Management For Voted - For
1 h Elect Director Suzanne M. Vautrinot Management For Voted - For
1 i Elect Director James L. Wainscott Management For Voted - For
1 j Elect Director J. Steven Whisler Management For Voted - For
1 k Elect Director John J. Zillmer Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
CTBC FINANCIAL HOLDING CO., LTD.      
 
Security ID: TW0002891009 Ticker: 2891      
 
Meeting Date: 11-Jun-21 Meeting Type: Annual      
 
1   Approve Financial Statements Management For Voted - For
2   Approve Profit Distribution   Management For Voted - For
3   Amend Rules and Procedures Regarding Shareholder's      
    General Meeting   Management For Voted - For

 

123


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
CTS EVENTIM AG & CO. KGAA      
 
Security ID: DE0005470306 Ticker: EVD      
 
Meeting Date: 13-Jan-21 Meeting Type: Special      
 
1 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds with Partial Exclusion      
  of Preemptive Rights up to Aggregate Nominal Amount      
  of EUR 800 Million; Approve Creation of EUR 19.2      
  Million Pool of Capital to Guarantee Conversion      
  Rights   Management For Voted - For
2 Approve Creation of EUR 19.2 Million Pool of      
  Capital with Partial Exclusion of Preemptive Rights Management For Voted - For
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Accept Financial Statements and Statutory Reports      
  for Fiscal Year 2020   Management For Voted - For
3 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
4 Approve Discharge of Personally Liable Partner for      
  Fiscal Year 2020   Management For Voted - For
5 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
6 Ratify KPMG AG as Auditors for Fiscal Year 2021 Management For Voted - For
7 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
8 Approve Remuneration Policy Management For Voted - For
9 Approve Remuneration of Supervisory Board Management For Voted - For
10 Approve Increase in Size of Board to Four Members Management For Voted - For
11 Elect Philipp Westermeyer to the Supervisory Board Management For Voted - For
12 Approve Stock Option Plan for Key Employees;      
  Approve Creation of EUR 1.4 Million Pool of      
  Conditional Capital to Guarantee Conversion Rights Management For Voted - For
 
CUMMINS INC.        
 
Security ID: US2310211063 Ticker: CMI      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1 Elect Director N. Thomas Linebarger Management For Voted - For
2 Elect Director Robert J. Bernhard Management For Voted - For
3 Elect Director Franklin R. Chang Diaz Management For Voted - For
4 Elect Director Bruno V. Di Leo Allen Management For Voted - For
5 Elect Director Stephen B. Dobbs Management For Voted - For
6 Elect Director Carla A. Harris Management For Voted - For
7 Elect Director Robert K. Herdman Management For Voted - For
8 Elect Director Alexis M. Herman Management For Voted - For

 

124


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
9   Elect Director Thomas J. Lynch Management For Voted - For
10   Elect Director William I. Miller Management For Voted - For
11   Elect Director Georgia R. Nelson Management For Voted - For
12   Elect Director Kimberly A. Nelson Management For Voted - For
13   Elect Director Karen H. Quintos Management For Voted - For
14   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
15   Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
16   Abolish Professional Services Allowance Shareholder Against Voted - For
 
D.R. HORTON, INC.        
 
Security ID: US23331A1097 Ticker: DHI      
 
Meeting Date: 20-Jan-21 Meeting Type: Annual      
 
1 a Elect Director Donald R. Horton Management For Voted - For
1 b Elect Director Barbara K. Allen Management For Voted - For
1 c Elect Director Brad S. Anderson Management For Voted - For
1 d Elect Director Michael R. Buchanan Management For Voted - For
1 e Elect Director Michael W. Hewatt Management For Voted - For
1 f Elect Director Maribess L. Miller Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
DAELIM INDUSTRIAL CO., LTD.        
 
Security ID: KR7000210005 Ticker: 000210      
 
Meeting Date: 04-Dec-20 Meeting Type: Special      
 
1   Approve Spin-Off Agreement Management For Voted - For
2.1   Elect Bae Won-bok as Inside Director Management For Voted - For
2.2   Elect Shin Hyeon-sik as Non-Independent      
    Non-Executive Director   Management For Voted - For
2.3   Elect Lee Han-sang as Outside Director Management For Voted - For
2.4   Elect Lee Young-myeong as Outside Director Management For Voted - For
2.5   Elect Lee Yoon-jeong as Outside Director Management For Voted - For
3.1   Elect Lee Han-sang as a Member of Audit Committee Management For Voted - For
3.2   Elect Lee Young-myeong as a Member of Audit      
    Committee   Management For Voted - For
3.3   Elect Lee Yoon-jeong as a Member of Audit Committee Management For Voted - For
4   Approve Terms of Retirement Pay Management For Voted - For

 

125


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
DAETWYLER HOLDING AG        
 
Security ID: CH0030486770 Ticker: DAE      
 
Meeting Date: 09-Mar-21 Meeting Type: Annual      
 
1.1 Accept Financial Statements and Statutory Reports Management For Did Not Vote
1.2 Approve Remuneration Report (Non-Binding) Management For Did Not Vote
2 Approve Allocation of Income and Dividends of CHF      
  0.64 per Registered Share and CHF 3.20 per Bearer      
  Share   Management For Did Not Vote
3 Approve Discharge of Board and Senior Management Management For Did Not Vote
4.1.1 Renominate Juerg Fedier as Candidate at the Special      
  Meeting of Holders of Bearer Shares Management For Did Not Vote
4.1.2 Renominate Jens Breu as Candidate at the Special      
  Meeting of Holders of Bearer Shares Management For Did Not Vote
4.1.3 Nominate Martin Hirzel as Candidate at the Special      
  Meeting of Holders of Bearer Shares Management For Did Not Vote
4.2 Reelect Paul Haelg as Director and Board Chairman Management For Did Not Vote
4.3 Reelect Hanspeter Faessler as Director Management For Did Not Vote
4.4 Reelect Claude Cornaz as Director Management For Did Not Vote
4.5 Reelect Gabi Huber as Director Management For Did Not Vote
4.6 Reelect Hanno Ulmer as Director Management For Did Not Vote
4.7.1 Reelect Juerg Fedier as Director Representing      
  Bearer Shareholders at the Special Meeting of      
  Holders of Bearer Shares   Management For Did Not Vote
4.7.2 Reelect Jens Breu as Director Representing Bearer      
  Shareholders at the Special Meeting of Holders of      
  Bearer Shares   Management For Did Not Vote
4.7.3 Elect Martin Hirzel as Director Representing Bearer      
  Shareholders at the Special Meeting of Holders of      
  Bearer Shares   Management For Did Not Vote
5.1 Reappoint Hanspeter Faessler as Member of the      
  Nomination and Compensation Committee Management For Did Not Vote
5.2 Reappoint Claude Cornaz as Member of the Nomination      
  and Compensation Committee Management For Did Not Vote
5.3 Reappoint Jens Breu as Member of the Nomination and      
  Compensation Committee   Management For Did Not Vote
6 Ratify KPMG as Auditors   Management For Did Not Vote
7 Designate Remo Baumann as Independent Proxy Management For Did Not Vote
8.1 Approve Remuneration of Directors in the Amount of      
  CHF 2.1 Million   Management For Did Not Vote
8.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 8.5 Million Management For Did Not Vote
9 Transact Other Business (Voting) Management For Did Not Vote

 

126


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
DAIFUKU CO., LTD.        
 
Security ID: JP3497400006 Ticker: 6383      
 
Meeting Date: 25-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Geshiro, Hiroshi Management For Voted - For
1.2 Elect Director Honda, Shuichi Management For Voted - For
1.3 Elect Director Sato, Seiji   Management For Voted - For
1.4 Elect Director Hayashi, Toshiaki Management For Voted - For
1.5 Elect Director Nobuta, Hiroshi Management For Voted - For
1.6 Elect Director Ozawa, Yoshiaki Management For Voted - For
1.7 Elect Director Sakai, Mineo   Management For Voted - For
1.8 Elect Director Kato, Kaku   Management For Voted - For
1.9 Elect Director Kaneko, Keiko Management For Voted - For
 
DAI-ICHI LIFE HOLDINGS, INC.        
 
Security ID: JP3476480003 Ticker: 8750      
 
Meeting Date: 21-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 62   Management For Voted - For
2.1 Elect Director Watanabe, Koichiro Management For Voted - For
2.2 Elect Director Inagaki, Seiji   Management For Voted - For
2.3 Elect Director Teramoto, Hideo Management For Voted - For
2.4 Elect Director Kikuta, Tetsuya Management For Voted - For
2.5 Elect Director Shoji, Hiroshi   Management For Voted - For
2.6 Elect Director Akashi, Mamoru Management For Voted - For
2.7 Elect Director Sumino, Toshiaki Management For Voted - For
2.8 Elect Director George Olcott Management For Voted - For
2.9 Elect Director Maeda, Koichi Management For Voted - For
2.10 Elect Director Inoue, Yuriko   Management For Voted - For
2.11 Elect Director Shingai, Yasushi Management For Voted - For
 
DAIICHI SANKYO CO., LTD.        
 
Security ID: JP3475350009 Ticker: 4568      
 
Meeting Date: 21-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 13.5   Management For Voted - For
2.1 Elect Director Manabe, Sunao Management For Voted - For
2.2 Elect Director Kimura, Satoru Management For Voted - For
2.3 Elect Director Otsuki, Masahiko Management For Voted - For
2.4 Elect Director Hirashima, Shoji Management For Voted - For
2.5 Elect Director Uji, Noritaka   Management For Voted - For
2.6 Elect Director Fukui, Tsuguya Management For Voted - For
2.7 Elect Director Kama, Kazuaki Management For Voted - For

 

127


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
2.8 Elect Director Nohara, Sawako Management For Voted - For
2.9 Elect Director Okuzawa, Hiroyuki Management For Voted - For
3 Appoint Statutory Auditor Watanabe, Masako Management For Voted - For
4 Approve Annual Bonus   Management For Voted - For
5 Approve Fixed Cash Compensation Ceiling for      
  Directors, Annual Bonus Ceiling, and Restricted      
  Stock Plan   Management For Voted - For
6 Approve Compensation Ceiling for Statutory Auditors Management For Voted - For
7 Approve Trust-Type Equity Compensation Plan Management For Voted - For
 
DAIKIN INDUSTRIES LTD.        
 
Security ID: JP3481800005 Ticker: 6367      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 80   Management For Voted - For
2.1 Elect Director Inoue, Noriyuki Management For Voted - For
2.2 Elect Director Togawa, Masanori Management For Voted - For
2.3 Elect Director Kawada, Tatsuo Management For Voted - For
2.4 Elect Director Makino, Akiji Management For Voted - For
2.5 Elect Director Torii, Shingo   Management For Voted - For
2.6 Elect Director Arai, Yuko   Management For Voted - For
2.7 Elect Director Tayano, Ken   Management For Voted - For
2.8 Elect Director Minaka, Masatsugu Management For Voted - For
2.9 Elect Director Matsuzaki, Takashi Management For Voted - For
2.10 Elect Director Kanwal Jeet Jawa Management For Voted - For
2.11 Elect Director Mineno, Yoshihiro Management For Voted - For
3 Appoint Statutory Auditor Yano, Ryu Management For Voted - Against
4 Appoint Alternate Statutory Auditor Ono, Ichiro Management For Voted - For
5 Approve Deep Discount Stock Option Plan Management For Voted - For
 
DASSAULT SYSTEMES SA        
 
Security ID: FR0000130650 Ticker: DSY      
 
Meeting Date: 26-May-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  0.56 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
5 Approve Remuneration Policy of Corporate Officers Management For Voted - Against
6 Approve Compensation of Charles Edelstenne,      
  Chairman of the Board   Management For Voted - For

 

128


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7   Approve Compensation of Bernard Charles, Vice      
    Chairman of the Board and CEO Management For Voted - For
8   Approve Compensation Report of Corporate Officers Management For Voted - For
9   Reelect Odile Desforges as Director Management For Voted - For
10   Reelect Soumitra Dutta as Director Management For Voted - For
11   Ratify Appointment of Pascal Daloz as Interim      
    Director   Management For Voted - For
12   Authorize Repurchase of Up to 5 Million Issued      
    Share Capital   Management For Voted - For
    Extraordinary Business   Management For Non-Voting
13   Authorize Decrease in Share Capital via      
    Cancellation of Repurchased Shares Management For Voted - For
14   Authorize Issuance of Equity or Equity-Linked      
    Securities with Preemptive Rights up to Aggregate      
    Nominal Amount of EUR 12 Million Management For Voted - For
15   Authorize Issuance of Equity or Equity-Linked      
    Securities without Preemptive Rights up to      
    Aggregate Nominal Amount of EUR 12 Million Management For Voted - For
16   Approve Issuance of Equity or Equity-Linked      
    Securities for Private Placements up to Aggregate      
    Nominal Amount of EUR 12 Million Management For Voted - For
17   Authorize Board to Increase Capital in the Event of      
    Additional Demand Related to Delegation Submitted      
    to Shareholder Vote Under Items 14-16 Management For Voted - For
18   Authorize Capitalization of Reserves of Up to EUR      
    12 Million for Bonus Issue or Increase in Par Value Management For Voted - For
19   Authorize Capital Increase of up to 10 Percent of      
    Issued Capital for Contributions in Kind Management For Voted - For
20   Authorize up to 1.5 Percent of Issued Capital for      
    Use in Restricted Stock Plans Management For Voted - For
21   Authorize Capital Issuances for Use in Employee      
    Stock Purchase Plans   Management For Voted - For
22   Authorize Capital Issuances for Use in Employee      
    Stock Purchase Plans Reserved for Employees and      
    Corporate Officers of International Subsidiaries Management For Voted - For
23   Approve 5-for-1 Stock Split   Management For Voted - For
24   Authorize Filing of Required Documents/Other      
    Formalities   Management For Voted - For
 
DAVITA INC.        
 
Security ID: US23918K1088 Ticker: DVA      
 
Meeting Date: 10-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Pamela M. Arway Management For Voted - For
1 b Elect Director Charles G. Berg Management For Voted - For
1 c Elect Director Barbara J. Desoer Management For Voted - For
1 d Elect Director Paul J. Diaz   Management For Voted - For
1 e Elect Director Shawn M. Guertin *Withdrawn      
    Resolution*   Management For Non-Voting
1 f Elect Director John M. Nehra Management For Voted - For

 

129


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 g Elect Director Paula A. Price Management For Voted - For
1 h Elect Director Javier J. Rodriguez Management For Voted - For
1 i Elect Director Phyllis R. Yale Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Report on Political Contributions Shareholder Against Voted - For
 
DB INSURANCE CO., LTD.        
 
Security ID: KR7005830005 Ticker: 005830      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - For
3.1   Elect Choi Jeong-ho as Outside Director Management For Voted - For
3.2   Elect Moon Jeong-suk as Outside Director Management For Voted - Against
3.3   Elect Kim Jeong-nam as Inside Director Management For Voted - For
3.4   Elect Jeong Jong-pyo as Inside Director Management For Voted - For
4   Elect Kim Seong-guk as Outside Director to Serve as      
    an Audit Committee Member Management For Voted - For
5.1   Elect Choi Jeong-ho as a Member of Audit Committee Management For Voted - For
5.2   Elect Moon Jeong-suk as a Member of Audit Committee Management For Voted - Against
6   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For
 
DEERE & COMPANY        
 
Security ID: US2441991054 Ticker: DE      
 
Meeting Date: 24-Feb-21 Meeting Type: Annual      
 
1 a Elect Director Tamra A. Erwin Management For Voted - For
1 b Elect Director Alan C. Heuberger Management For Voted - For
1 c Elect Director Charles O. Holliday, Jr. Management For Voted - For
1 d Elect Director Dipak C. Jain   Management For Voted - For
1 e Elect Director Michael O. Johanns Management For Voted - For
1 f Elect Director Clayton M. Jones Management For Voted - For
1 g Elect Director John C. May   Management For Voted - For
1 h Elect Director Gregory R. Page Management For Voted - For
1 i Elect Director Sherry M. Smith Management For Voted - For
1 j Elect Director Dmitri L. Stockton Management For Voted - For
1 k Elect Director Sheila G. Talton Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For

 

130


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
DE'LONGHI SPA        
 
Security ID: IT0003115950 Ticker: DLG      
 
Meeting Date: 15-Dec-20 Meeting Type: Special      
 
    Ordinary Business   Management For Non-Voting
1   Approve Dividend Distribution Management For Voted - For
 
Meeting Date: 21-Apr-21 Meeting Type: Annual      
 
    Ordinary Business   Management For Non-Voting
1.1   Accept Financial Statements and Statutory Reports Management For Voted - For
1.2   Approve Allocation of Income Management For Voted - For
2.1   Approve Remuneration Policy Management For Voted - For
2.2   Approve Second Section of the Remuneration Report Management For Voted - For
3   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - Against
A   Deliberations on Possible Legal Action Against      
    Directors if Presented by Shareholders Management None Voted - Against
 
DELTA AIR LINES, INC.        
 
Security ID: US2473617023 Ticker: DAL      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Edward H. Bastian Management For Voted - For
1 b Elect Director Francis S. Blake Management For Voted - For
1 c Elect Director Ashton B. Carter Management For Voted - For
1 d Elect Director David G. DeWalt Management For Voted - For
1 e Elect Director William H. Easter, III Management For Voted - For
1 f Elect Director Christopher A. Hazleton Management For Voted - For
1 g Elect Director Michael P. Huerta Management For Voted - For
1 h Elect Director Jeanne P. Jackson Management For Voted - For
1 i Elect Director George N. Mattson Management For Voted - For
1 j Elect Director Sergio A.L. Rial Management For Voted - For
1 k Elect Director David S. Taylor Management For Voted - For
1 l Elect Director Kathy N. Waller Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - For
5   Report on Climate Lobbying   Shareholder Against Voted - For

 

131


 

  PineBridge Dynamic Asset Allocation Fund  
Proposal   Proposed by Mgt. Position Registrant Voted
 
DELTA ELECTRONICS, INC.          
 
Security ID: TW0002308004 Ticker: 2308        
 
Meeting Date: 11-Jun-21 Meeting Type: Annual        
 
1 Approve Financial Statements Management For Voted - For
2 Approve Profit Distribution   Management For Voted - For
  ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE      
  VOTING   Management For Non-Voting
3.1 Elect YANCEY HAI, with SHAREHOLDER NO.38010, as        
  Non-Independent Director   Management For Voted - For
3.2 Elect MARK KO, with Shareholder No. 15314, as        
  Non-Independent Director   Management For Voted - For
3.3 Elect BRUCE CH CHENG, with SHAREHOLDER NO.1, as        
  Non-Independent Director   Management For Voted - For
3.4 Elect PING CHENG, with SHAREHOLDER NO.43, as        
  Non-Independent Director   Management For Voted - For
3.5 Elect SIMON CHANG, with SHAREHOLDER NO.19, as        
  Non-Independent Director   Management For Voted - For
3.6 Elect VICTOR CHENG, with SHAREHOLDER NO.44, as        
  Non-Independent Director   Management For Voted - For
  ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING Management For Non-Voting
3.7 Elect JI-REN LEE, with ID NO.Y120143XXX, as        
  Independent Director   Management For Voted - For
3.8 Elect SHYUE-CHING LU, with ID NO.H100330XXX, as        
  Independent Director   Management For Voted - For
3.9 Elect ROSE TSOU, with ID NO.E220471XXX, as        
  Independent Director   Management For Voted - For
3.10 Elect JACK J.T. HUANG, with ID NO.A100320XXX, as        
  Independent Director   Management For Voted - For
4 Approve Release of Restrictions of Competitive        
  Activities of Directors   Management For Voted - For
 
DERWENT LONDON PLC          
 
Security ID: GB0002652740 Ticker: DLN        
 
Meeting Date: 14-May-21 Meeting Type: Annual        
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Claudia Arney as Director Management For Voted - For
5 Re-elect Lucinda Bell as Director Management For Voted - For
6 Elect Mark Breuer as Director Management For Voted - For
7 Re-elect Richard Dakin as Director Management For Voted - For
8 Re-elect Simon Fraser as Director Management For Voted - For
9 Re-elect Nigel George as Director Management For Voted - For
10 Re-elect Helen Gordon as Director Management For Voted - For
11 Elect Emily Prideaux as Director Management For Voted - For

 

132


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
12 Re-elect David Silverman as Director Management For Voted - For
13 Re-elect Cilla Snowball as Director Management For Voted - For
14 Re-elect Paul Williams as Director Management For Voted - For
15 Re-elect Damian Wisniewski as Director Management For Voted - For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
17 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
18 Authorise Issue of Equity   Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
21 Authorise Market Purchase of Ordinary Shares Management For Voted - For
22 Adopt New Articles of Association Management For Voted - For
23 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
DEUTSCHE LUFTHANSA AG        
 
Security ID: DE0008232125 Ticker: LHA      
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Did Not Vote
2 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Did Not Vote
3 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Did Not Vote
4.1 Elect Angela Titzrath to the Supervisory Board Management For Did Not Vote
4.2 Elect Michael Kerkloh to the Supervisory Board Management For Did Not Vote
4.3 Elect Britta Seeger to the Supervisory Board Management For Did Not Vote
5 Approve Remuneration of Supervisory Board Management For Did Not Vote
6 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds without Preemptive      
  Rights up to Aggregate Nominal Amount of EUR 1.5      
  Billion; Approve Creation of EUR 153 Million Pool      
  of Capital to Guarantee Conversion Rights Management For Did Not Vote
7 Approve Creation of EUR 5.5 Billion Pool of Capital      
  with Preemptive Rights   Management For Did Not Vote
8 Ratify Ernst & Young GmbH as Auditors for Fiscal      
  Year 2021   Management For Did Not Vote
 
DEUTSCHE POST AG        
 
Security ID: DE0005552004 Ticker: DPW      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting

 

133


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Approve Allocation of Income and Dividends of EUR      
  1.35 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2021   Management For Voted - For
6.1 Elect Ingrid Deltenre to the Supervisory Board Management For Voted - For
6.2 Elect Katja Windt to the Supervisory Board Management For Voted - For
6.3 Elect Nikolaus von Bomhard to the Supervisory Board Management For Voted - For
7 Approve Creation of EUR 130 Million Pool of Capital      
  without Preemptive Rights Management For Voted - For
8 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
9 Authorize Use of Financial Derivatives when      
  Repurchasing Shares   Management For Voted - For
10 Approve Remuneration Policy Management For Voted - For
11 Approve Remuneration of Supervisory Board Management For Voted - For
 
DEUTSCHE TELEKOM AG        
 
Security ID: DE0005557508 Ticker: DTE      
 
Meeting Date: 01-Apr-21 Meeting Type: Annual      
 
  Management Proposals   Management For Non-Voting
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.60 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
5.1 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2021   Management For Voted - For
5.2 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  the 2021 Interim Financial Statements Management For Voted - For
5.3 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  the First Quarter of Fiscal Year 2021 Management For Voted - For
5.4 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  the Third Quarter of Fiscal Year 2021 and First      
  Quarter of Fiscal Year 2022 Management For Voted - For
6 Elect Helga Jung to the Supervisory Board Management For Voted - For
7 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
8 Authorize Use of Financial Derivatives when      
  Repurchasing Shares   Management For Voted - For
9 Approve Remuneration Policy Management For Voted - For
10 Approve Remuneration of Supervisory Board Management For Voted - For

 

134


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  Shareholder Proposal Submitted by Deutsche      
  Schutzvereinigung fuer Wertpapierbesitz e.V. (DSW) Management For Non-Voting
11 Amend Articles Re: Shareholders' Right to      
  Participation during the Virtual Meeting Shareholder Against Voted - For
 
DEXCOM, INC.        
 
Security ID: US2521311074 Ticker: DXCM      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1.1 Elect Director Kevin R. Sayer Management For Voted - For
1.2 Elect Director Nicholas Augustinos Management For Voted - For
1.3 Elect Director Bridgette P. Heller Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
 
DIALOG SEMICONDUCTOR PLC        
 
Security ID: GB0059822006 Ticker: DLG      
 
Meeting Date: 09-Apr-21 Meeting Type: Court      
 
  Court Meeting   Management For Non-Voting
1 Approve Scheme of Arrangement Management For Voted - For
 
Meeting Date: 09-Apr-21 Meeting Type: Special      
 
1 Approve the Recommended Cash Offer of Dialog      
  Semiconductor plc by Renesas Electronics      
  Corporation; Amend Articles of Association Management For Voted - For
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Reappoint Deloitte LLP as Auditors Management For Voted - For
4 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
5 Re-elect Alan Campbell as Director Management For Voted - For
6 Re-elect Nicholas Jeffery as Director Management For Voted - For
7 Re-elect Eamonn O'Hare as Director Management For Voted - For
8 Authorise Issue of Equity   Management For Voted - For
9 Authorise Issue of Equity in Connection with a      
  Rights Issue   Management For Voted - For
10 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
11 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For

 

135


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
12   Authorise the Company to Enter into a Contingent      
    Forward Share Purchase Contract with Barclays Bank      
    plc   Management For Voted - For
13   Authorise the Company to Enter into a Contingent      
    Forward Share Purchase Contract with Goldman Sachs      
    International   Management For Voted - For
14   Authorise the Company to Enter into a Contingent      
    Forward Share Purchase Contract with HSBC Bank plc Management For Voted - For
15   Authorise the Company to Enter into a Contingent      
    Forward Share Purchase Contract with Merrill Lynch      
    International   Management For Voted - For
16   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
DICK'S SPORTING GOODS, INC.        
 
Security ID: US2533931026 Ticker: DKS      
 
Meeting Date: 09-Jun-21 Meeting Type: Annual      
 
1 a Elect Director William J. Colombo Management For Voted - For
1 b Elect Director Sandeep Mathrani Management For Voted - For
1 c Elect Director Desiree Ralls-Morrison Management For Voted - For
1 d Elect Director Larry D. Stone Management For Voted - For
2   Declassify the Board of Directors Management For Voted - For
3   Approve Increase in Size of Board Management For Voted - For
4   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
6   Amend Omnibus Stock Plan   Management For Voted - Against
 
D'IETEREN SA        
 
Security ID: BE0974259880 Ticker: DIE      
 
Meeting Date: 27-May-21 Meeting Type: Annual/Special      
 
    Annual/Special Meeting   Management For Non-Voting
    Annual Meeting Agneda   Management For Non-Voting
1   Receive Directors' and Auditors' Reports      
    (Non-Voting)   Management For Non-Voting
2   Approve Financial Statements, Allocation of Income,      
    and Dividends of EUR 1.35 per Share Management For Voted - For
3   Approve Remuneration Report Management For Voted - Against
4   Approve Remuneration Policy Management For Voted - Against
5   Approve Remuneration of Non-Executive Directors Management For Voted - For
6.1   Approve Discharge of Directors Management For Voted - For
6.2   Approve Discharge of Auditors Management For Voted - For
    Special Meeting Agenda   Management For Non-Voting
1   Change Company Name to D'Ieteren Group Management For Voted - For
2   Authorize Implementation of Approved Resolutions Management For Voted - For

 

136


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3   Approve Coordination of Articles of Association Management For Voted - For
4   Authorize Filing of Required Documents/Formalities      
    at Trade Registry   Management For Voted - For
 
DIGITAL REALTY TRUST, INC.        
 
Security ID: US2538681030 Ticker: DLR      
 
Meeting Date: 03-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Laurence A. Chapman Management For Voted - Against
1 b Elect Director Alexis Black Bjorlin Management For Voted - For
1 c Elect Director VeraLinn "Dash" Jamieson Management For Voted - For
1 d Elect Director Kevin J. Kennedy Management For Voted - For
1 e Elect Director William G. LaPerch Management For Voted - Against
1 f Elect Director Jean F.H.P. Mandeville Management For Voted - For
1 g Elect Director Afshin Mohebbi Management For Voted - For
1 h Elect Director Mark R. Patterson Management For Voted - Against
1 i Elect Director Mary Hogan Preusse Management For Voted - Against
1 j Elect Director Dennis E. Singleton Management For Voted - For
1 k Elect Director A. William Stein Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
DINO POLSKA SA        
 
Security ID: PLDINPL00011 Ticker: DNP      
 
Meeting Date: 18-Jun-21 Meeting Type: Annual      
 
1   Open Meeting   Management For Non-Voting
2   Elect Meeting Chairman   Management For Voted - For
3   Acknowledge Proper Convening of Meeting Management For Non-Voting
4   Approve Agenda of Meeting   Management For Voted - For
5   Receive Management Board Report on Company's and      
    Group's Operations, Financial Statements, and      
    Management Board Proposal on Allocation of Income      
    and Dividends   Management For Non-Voting
6   Receive Supervisory Board Reports on Board's Work,      
    Management Board Report on Company's and Group's      
    Operations, Financial Statements, and Management      
    Board Proposal on Allocation of Income and Dividends Management For Non-Voting
7   Receive Supervisory Board Requests on Approval of      
    Management Board Report on Company's and Group's      
    Operations, Financial Statements, Management Board      
    Proposal on Allocation of Income and Dividends, and      
    Discharge of Management Board Members Management For Non-Voting
8.1   Approve Management Board Report on Company's      
    Operations; Approve Management Board Report on      
    Group's Operations   Management For Voted - For
8.2   Approve Financial Statements Management For Voted - For

 

137


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
8.3 Approve Consolidated Financial Statements Management For Voted - For
9 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
10.1 Approve Discharge of Szymon Piduch (CEO) Management For Voted - For
10.2 Approve Discharge of Michal Krauze (Management      
  Board Member)   Management For Voted - For
10.3 Approve Discharge of Michal Muskala (Management      
  Board Member)   Management For Voted - For
10.4 Approve Discharge of Izabela Biadala (Management      
  Board Member)   Management For Voted - For
11.1 Approve Discharge of Tomasz Biernacki (Supervisory      
  Board Chairman)   Management For Voted - For
11.2 Approve Discharge of Eryk Bajer (Supervisory Board      
  Member)   Management For Voted - For
11.3 Approve Discharge of Slawomir Jakszuk (Supervisory      
  Board Member)   Management For Voted - For
11.4 Approve Discharge of Piotr Nowjalis (Supervisory      
  Board Member)   Management For Voted - For
11.5 Approve Discharge of Maciej Polanowski (Supervisory      
  Board Member)   Management For Voted - For
11.6 Approve Discharge of Szymon Piduch (Supervisory      
  Board Member)   Management For Voted - For
12 Approve Remuneration Report Management For Voted - For
13 Fix Number of Supervisory Board Members Management For Voted - For
14.1 Elect Supervisory Board Member Management For Voted - Against
14.2 Elect Supervisory Board Member Management For Voted - Against
14.3 Elect Supervisory Board Member Management For Voted - Against
14.4 Elect Supervisory Board Member Management For Voted - Against
15 Approve Remuneration of Supervisory Board Members Management For Voted - Against
16 Close Meeting   Management For Non-Voting
 
DIPLOMA PLC        
 
Security ID: GB0001826634 Ticker: DPLM      
 
Meeting Date: 20-Jan-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3 Re-elect John Nicholas as Director Management For Voted - For
4 Re-elect Johnny Thomson as Director Management For Voted - For
5 Elect Barbara Gibbes as Director Management For Voted - For
6 Re-elect Andy Smith as Director Management For Voted - For
7 Re-elect Anne Thorburn as Director Management For Voted - For
8 Elect Geraldine Huse as Director Management For Voted - For
9 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
10 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
11 Approve Remuneration Report Management For Voted - For
12 Authorise Issue of Equity   Management For Voted - For
13 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For

 

138


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
14 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
15 Authorise Market Purchase of Ordinary Shares Management For Voted - For
16 Adopt New Articles of Association Management For Voted - For
17 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
DIRECT LINE INSURANCE GROUP PLC      
 
Security ID: GB00BY9D0Y18 Ticker: DLG      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Danuta Gray as Director Management For Voted - For
5 Re-elect Mark Gregory as Director Management For Voted - For
6 Re-elect Tim Harris as Director Management For Voted - For
7 Re-elect Penny James as Director Management For Voted - For
8 Re-elect Sebastian James as Director Management For Voted - For
9 Elect Adrian Joseph as Director Management For Voted - For
10 Re-elect Fiona McBain as Director Management For Voted - For
11 Re-elect Gregor Stewart as Director Management For Voted - For
12 Re-elect Richard Ward as Director Management For Voted - For
13 Reappoint Deloitte LLP as Auditors Management For Voted - For
14 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
15 Authorise UK Political Donations and Expenditure Management For Voted - For
16 Authorise Issue of Equity   Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
21 Authorise Issue of Equity in Relation to an Issue      
  of RT1 Instruments   Management For Voted - For
22 Authorise Issue of Equity without Pre-emptive      
  Rights in Relation to an Issue of RT1 Instruments Management For Voted - For
 
DISCOVER FINANCIAL SERVICES      
 
Security ID: US2547091080 Ticker: DFS      
 
Meeting Date: 05-May-21 Meeting Type: Annual      
 
1.1 Elect Director Jeffrey S. Aronin Management For Voted - For
1.2 Elect Director Mary K. Bush Management For Voted - For

 

139


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.3 Elect Director Gregory C. Case Management For Voted - For
1.4 Elect Director Candace H. Duncan Management For Voted - For
1.5 Elect Director Joseph F. Eazor Management For Voted - For
1.6 Elect Director Cynthia A. Glassman Management For Voted - For
1.7 Elect Director Roger C. Hochschild Management For Voted - For
1.8 Elect Director Thomas G. Maheras Management For Voted - For
1.9 Elect Director Michael H. Moskow Management For Voted - For
1.10 Elect Director David L. Rawlinson, II Management For Voted - For
1.11 Elect Director Mark A. Thierer Management For Voted - For
1.12 Elect Director Jennifer L. Wong Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
DKSH HOLDING AG        
 
Security ID: CH0126673539 Ticker: DKSH      
 
Meeting Date: 18-Mar-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  1.95 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Approve Remuneration of Directors in the Amount of      
  CHF 2.8 Million   Management For Voted - For
4.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 18.5 Million Management For Voted - For
5.1.1 Reelect Wolfgang Baier as Director Management For Voted - For
5.1.2 Reelect Jack Clemons as Director Management For Voted - For
5.1.3 Reelect Marco Gadola as Director Management For Voted - For
5.1.4 Reelect Frank Gulich as Director Management For Voted - For
5.1.5 Reelect Adrian Keller as Director Management For Voted - For
5.1.6 Reelect Andreas Keller as Director Management For Voted - For
5.1.7 Reelect Annette Koehler as Director Management For Voted - For
5.1.8 Reelect Hans Tanner as Director Management For Voted - For
5.1.9 Reelect Eunice Zehnder-Lai as Director Management For Voted - For
5.2 Reelect Marco Gadola as Board Chairman Management For Voted - For
5.3.1 Reappoint Frank Gulich as Member of the Nomination      
  and Compensation Committee Management For Voted - Against
5.3.2 Reappoint Adrian Keller as Member of the Nomination      
  and Compensation Committee Management For Voted - Against
5.3.3 Reappoint Eunice Zehnder-Lai as Member of the      
  Nomination and Compensation Committee Management For Voted - For
6 Ratify Ernst & Young AG as Auditors Management For Voted - For
7 Designate Ernst Widmer as Independent Proxy Management For Voted - For
8 Transact Other Business (Voting) Management For Voted - Against

 

140


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
DL HOLDINGS CO., LTD.        
 
Security ID: KR7000210005 Ticker: 000210      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For
 
DOCUSIGN, INC.        
 
Security ID: US2561631068 Ticker: DOCU      
 
Meeting Date: 28-May-21 Meeting Type: Annual      
 
1.1   Elect Director Enrique Salem Management For Voted - Withheld
1.2   Elect Director Peter Solvik   Management For Voted - Withheld
1.3   Elect Director Inhi Cho Suh   Management For Voted - Withheld
1.4   Elect Director Mary Agnes "Maggie" Wilderotter Management For Voted - Withheld
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
DOLLAR GENERAL CORPORATION      
 
Security ID: US2566771059 Ticker: DG      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1 a Elect Director Warren F. Bryant Management For Voted - For
1 b Elect Director Michael M. Calbert Management For Voted - For
1 c Elect Director Patricia D. Fili-Krushel Management For Voted - For
1 d Elect Director Timothy I. McGuire Management For Voted - For
1 e Elect Director William C. Rhodes, III Management For Voted - For
1 f Elect Director Debra A. Sandler Management For Voted - For
1 g Elect Director Ralph E. Santana Management For Voted - For
1 h Elect Director Todd J. Vasos Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Approve Omnibus Stock Plan Management For Voted - For
5   Provide Right to Call Special Meeting of the total      
    of 25% of Outstanding Common Stock Management For Voted - For
6   Provide Right to Call A Special Meeting of the      
    total of 10% of Outstanding Common Stock Shareholder Against Voted - For

 

141


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
DOMETIC GROUP AB        
 
Security ID: SE0007691613 Ticker: DOM      
 
Meeting Date: 13-Apr-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2.1   Designate Magnus Billing as Inspector of Minutes of      
    Meeting   Management For Voted - For
2.2   Designate Jan Sarlvik as Inspector of Minutes of      
    Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7 .a Accept Financial Statements and Statutory Reports Management For Voted - For
7 .b Approve Allocation of Income and Dividends of SEK      
    2.30 Per Share   Management For Voted - For
7.c.1 Approve Discharge of Fredrik Cappelen Management For Voted - For
7.c.2 Approve Discharge of Erik Olsson Management For Voted - For
7.c.3 Approve Discharge of Helene Vibbleus Management For Voted - For
7.c.4 Approve Discharge of Jacqueline Hoogerbrugge Management For Voted - For
7.c.5 Approve Discharge of Magnus Yngen Management For Voted - For
7.c.6 Approve Discharge of Peter Sjolander Management For Voted - For
7.c.7 Approve Discharge of Rainer E. Schmuckle Management For Voted - For
7.c.8 Approve Discharge of Juan Vargues Management For Voted - For
8   Determine Number of Members (8) and Deputy Members      
    (0) of Board; Determine Number of Auditors (1) and      
    Deputy Auditors (0)   Management For Voted - For
9.1   Approve Remuneration of Directors in the Amount of      
    SEK 1.1 Million for Chairman andSEK 450,000 for      
    Other Directors; Approve Remuneration for Committee      
    Work   Management For Voted - For
9.2   Approve Remuneration of Auditors Management For Voted - For
10.1   Reelect Fredrik Cappelen as Director Management For Voted - For
10.2   Reelect Erik Olsson as Director Management For Voted - For
10.3   Reelect Helene Vibbleus as Director Management For Voted - For
10.4   Reelect Jacqueline Hoogerbrugge as Director Management For Voted - For
10.5   Reelect Magnus Yngen as Director Management For Voted - For
10.6   Reelect Peter Sjolander as Director Management For Voted - For
10.7   Reelect Rainer E. Schmuckle as Director Management For Voted - For
10.8   Elect Mengmeng Du as New Director Management For Voted - For
10.9   Relect Fredrik Cappelen as Board Chair Management For Voted - For
11   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
12   Authorize Chairman of Board and Representatives of      
    Three of Company's Largest Shareholders to Serve on      
    Nominating Committee   Management For Voted - For
13   Approve Remuneration Report Management For Voted - For
14   Approve Issuance of up to 10 Percent of Share      
    Capital without Preemptive Rights Management For Voted - For

 

142


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
15 Amend Articles Re: Collecting of Proxies and Postal      
  Voting   Management For Voted - For
 
DOMINO'S PIZZA GROUP PLC        
 
Security ID: GB00BYN59130 Ticker: DOM      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
4 Approve Final Dividend   Management For Voted - For
5 Re-elect Matt Shattock as Director Management For Voted - For
6 Re-elect Colin Halpern as Director Management For Voted - For
7 Re-elect Ian Bull as Director   Management For Voted - For
8 Re-elect Dominic Paul as Director Management For Voted - For
9 Re-elect Kevin Higgins as Director Management For Voted - For
10 Re-elect Usman Nabi as Director Management For Voted - For
11 Re-elect Elias Diaz Sese as Director Management For Voted - For
12 Elect Neil Smith as Director   Management For Voted - For
13 Elect Lynn Fordham as Director Management For Voted - For
14 Elect Natalia Barsegiyan as Director Management For Voted - For
15 Elect Stella David as Director Management For Voted - For
16 Approve Remuneration Report Management For Voted - For
17 Authorise Issue of Equity   Management For Voted - For
18 Authorise UK Political Donations and Expenditure Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
21 Authorise Market Purchase of Ordinary Shares Management For Voted - For
22 Adopt New Articles of Association Management For Voted - For
23 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
DORMAKABA HOLDING AG        
 
Security ID: CH0011795959 Ticker: DOKA      
 
Meeting Date: 20-Oct-20 Meeting Type: Annual      
 
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  10.50 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Amend Corporate Purpose   Management For Voted - For
4.2 Amend Articles Re: Powers of the Nomination and      
  Compensation Committee   Management For Voted - For

 

143


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.3   Amend Articles Re: Annulment of the Contribution in      
    Kind Clause   Management For Voted - For
4.4   Amend Articles Re: Editorial Changes Management For Voted - For
5.1   Reelect Riet Cadonau as Director and Board Chairman Management For Voted - For
5.2   Reelect Hans Hess as Director Management For Voted - For
5.3   Reelect Jens Birgersson as Director Management For Voted - For
5.4   Reelect Stephanie Brecht-Bergen as Director Management For Voted - For
5.5   Reelect Daniel Daeniker as Director Management For Voted - Against
5.6   Reelect Karina Dubs-Kuenzle as Director Management For Voted - For
5.7   Reelect Hans Gummert as Director Management For Voted - For
5.8   Reelect John Heppner as Director Management For Voted - For
5.9   Reelect Christine Mankel as Director Management For Voted - For
5.10   Elect John Liu as Director   Management For Voted - For
6.1   Reappoint Hans Hess as Member of the Nomination and      
    Compensation Committee   Management For Voted - For
6.2   Appoint Stephanie Brecht-Bergen as Member of the      
    Nomination and Compensation Committee Management For Voted - For
6.3   Appoint John Heppner as Member of the Nomination      
    and Compensation Committee Management For Voted - For
7   Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
8   Designate Keller KLG as Independent Proxy Management For Voted - For
9.1   Approve Remuneration of Directors in the Amount of      
    CHF 2.9 Million   Management For Voted - For
9.2   Approve Remuneration of Executive Committee in the      
    Amount of CHF 16.5 Million Management For Voted - For
10   Transact Other Business (Voting) Management For Voted - Against
 
DOW INC.        
 
Security ID: US2605571031 Ticker: DOW      
 
Meeting Date: 15-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Samuel R. Allen Management For Voted - For
1 b Elect Director Gaurdie Banister, Jr. Management For Voted - For
1 c Elect Director Wesley G. Bush Management For Voted - For
1 d Elect Director Richard K. Davis Management For Voted - For
1 e Elect Director Debra L. Dial   Management For Voted - For
1 f Elect Director Jeff M. Fettig   Management For Voted - For
1 g Elect Director Jim Fitterling   Management For Voted - For
1 h Elect Director Jacqueline C. Hinman Management For Voted - For
1 i Elect Director Luis A. Moreno Management For Voted - For
1 j Elect Director Jill S. Wyant   Management For Voted - For
1 k Elect Director Daniel W. Yohannes Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Amend Omnibus Stock Plan   Management For Voted - Against
4   Approve Qualified Employee Stock Purchase Plan Management For Voted - For
5   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
6   Provide Right to Act by Written Consent Shareholder Against Voted - For

 

144


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
DRAX GROUP PLC        
 
Security ID: GB00B1VNSX38 Ticker: DRX      
 
Meeting Date: 31-Mar-21 Meeting Type: Special      
 
1 Approve Acquisition of Pinnacle Renewable Energy      
  Inc. by Drax Canadian Holdings Inc. Management For Voted - For
 
Meeting Date: 21-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Philip Cox as Director Management For Voted - For
5 Re-elect Will Gardiner as Director Management For Voted - For
6 Re-elect Andy Skelton as Director Management For Voted - For
7 Re-elect John Baxter as Director Management For Voted - For
8 Re-elect Nicola Hodson as Director Management For Voted - For
9 Re-elect David Nussbaum as Director Management For Voted - For
10 Re-elect Vanessa Simms as Director Management For Voted - For
11 Reappoint Deloitte LLP as Auditors Management For Voted - For
12 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
13 Authorise UK Political Donations and Expenditure Management For Voted - For
14 Authorise Issue of Equity   Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise Market Purchase of Ordinary Shares Management For Voted - For
17 Adopt New Articles of Association Management For Voted - For
18 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
DROPBOX, INC.        
 
Security ID: US26210C1045 Ticker: DBX      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1.1 Elect Director Andrew W. Houston Management For Voted - Withheld
1.2 Elect Director Donald W. Blair Management For Voted - Withheld
1.3 Elect Director Lisa Campbell Management For Voted - Withheld
1.4 Elect Director Paul E. Jacobs Management For Voted - Withheld
1.5 Elect Director Robert J. Mylod, Jr. Management For Voted - Withheld
1.6 Elect Director Karen Peacock Management For Voted - Withheld
1.7 Elect Director Michael Seibel Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

145


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
DUFRY AG        
 
Security ID: CH0023405456 Ticker: DUFN      
 
Meeting Date: 18-May-21 Meeting Type: Annual      
 
1   Elect Yves Gerster as Chairman of Meeting Management For Voted - For
2.1   Accept Financial Statements and Statutory Reports Management For Voted - For
2.2   Approve Remuneration Report (Non-Binding) Management For Voted - For
3   Approve Treatment of Net Loss Management For Voted - For
4   Approve Discharge of Board and Senior Management Management For Voted - For
5   Approve Increase in Conditional Capital Pool to CHF      
    45.4 Million to Cover Exercise of Convertible Bonds Management For Voted - For
6.1   Reelect Juan Carretero as Director and Board      
    Chairman   Management For Voted - For
6.2.1 Reelect Jorge Born as Director Management For Voted - For
6.2.2 Reelect Julian Gonzalez as Director Management For Voted - For
6.2.3 Reelect Heekyung Min as Director Management For Voted - For
6.2.4 Reelect Luis Camino as Director Management For Voted - For
6.2.5 Reelect Steven Tadler as Director Management For Voted - For
6.2.6 Reelect Mary Guilfoile as Director Management For Voted - For
6.2.7 Reelect Ranjan Sen as Director Management For Voted - For
6.2.8 Reelect Lynda Tyler-Cagni as Director Management For Voted - For
6.3.1 Elect Eugenia Ulasewicz as Director Management For Voted - For
6.3.2 Elect Joaquin Cabrera as Director Management For Voted - For
7.1   Appoint Steven Tadler as Member of the Compensation      
    Committee   Management For Voted - For
7.2   Appoint Luis Camino as Member of the Compensation      
    Committee   Management For Voted - For
7.3   Appoint Eugenia Ulasewicz as Member of the      
    Compensation Committee   Management For Voted - For
8   Ratify Deloitte AG as Auditors Management For Voted - For
9   Designate Altenburger Ltd as Independent Proxy Management For Voted - For
10.1   Approve Remuneration of Directors in the Amount of      
    CHF 8.5 Million   Management For Voted - For
10.2   Approve Remuneration of Executive Committee in the      
    Amount of CHF 29 Million Management For Voted - For
11   Transact Other Business (Voting) Management For Voted - Against
 
DUPONT DE NEMOURS, INC.        
 
Security ID: US26614N1028 Ticker: DD      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Amy G. Brady Management For Voted - For
1 b Elect Director Edward D. Breen Management For Voted - For
1 c Elect Director Ruby R. Chandy Management For Voted - For
1 d Elect Director Franklin K. Clyburn, Jr. Management For Voted - For
1 e Elect Director Terrence R. Curtin Management For Voted - For
1 f Elect Director Alexander M. Cutler Management For Voted - For

 

146


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 g Elect Director Eleuthere I. du Pont Management For Voted - For
1 h Elect Director Luther C. Kissam Management For Voted - For
1 i Elect Director Frederick M. Lowery Management For Voted - For
1 j Elect Director Raymond J. Milchovich Management For Voted - For
1 k Elect Director Deanna M. Mulligan Management For Voted - For
1 l Elect Director Steven M. Sterin Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Reduce Ownership Threshold for Shareholders to Call      
    Special Meeting   Management For Voted - For
5   Provide Right to Act by Written Consent Shareholder Against Voted - For
6   Adopt Policy to Annually Disclose EEO-1 Data Shareholder Against Voted - For
7   Report on Plastic Pollution   Shareholder Against Voted - For
 
DXC TECHNOLOGY COMPANY        
 
Security ID: US23355L1061 Ticker: DXC      
 
Meeting Date: 13-Aug-20 Meeting Type: Annual      
 
1 a Elect Director Mukesh Aghi   Management For Voted - For
1 b Elect Director Amy E. Alving Management For Voted - For
1 c Elect Director David A. Barnes Management For Voted - For
1 d Elect Director Raul J. Fernandez Management For Voted - For
1 e Elect Director David L. Herzog Management For Voted - For
1 f Elect Director Mary L. Krakauer Management For Voted - For
1 g Elect Director Ian C. Read   Management For Voted - For
1 h Elect Director Michael J. Salvino Management For Voted - For
1 i Elect Director Manoj P. Singh Management For Voted - For
1 j Elect Director Robert F. Woods Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
4   Amend Omnibus Stock Plan   Management For Voted - Against
5   Amend Non-Employee Director Restricted Stock Plan Management For Voted - Against
 
E*TRADE FINANCIAL CORPORATION      
 
Security ID: US2692464017 Ticker: ETFC      
 
Meeting Date: 17-Jul-20 Meeting Type: Special      
 
1   Approve Merger Agreement   Management For Voted - For
2   Advisory Vote on Golden Parachutes Management For Voted - Against
3   Adjourn Meeting   Management For Voted - For

 

147


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
E.ON SE        
 
Security ID: DE000ENAG999 Ticker: EOAN      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2   Approve Allocation of Income and Dividends of EUR      
    0.47 per Share   Management For Voted - For
3   Approve Discharge of Management Board for Fiscal      
    Year 2020   Management For Voted - For
4   Approve Discharge of Supervisory Board for Fiscal      
    Year 2020   Management For Voted - For
5.1   Ratify KPMG AG as Auditors for Fiscal Year 2021 Management For Voted - For
5.2   Ratify KPMG AG as Auditors for Half-Year and      
    Quarterly Reports 2021   Management For Voted - For
5.3   Ratify KPMG AG as Auditors for the First Quarter of      
    Fiscal Year 2022   Management For Voted - For
6   Approve Remuneration Policy Management For Voted - For
7   Approve Remuneration of Supervisory Board Management For Voted - For
8.1   Elect Erich Clementi to the Supervisory Board Management For Voted - For
8.2   Elect Andreas Schmitz to the Supervisory Board Management For Voted - For
8.3   Elect Ewald Woste to the Supervisory Board Management For Voted - For
9.1   Approve Affiliation Agreements with E.ON 45.      
    Verwaltungs GmbH   Management For Voted - For
9.2   Approve Affiliation Agreement with E.ON 46.      
    Verwaltungs GmbH   Management For Voted - For
 
EATON CORPORATION PLC        
 
Security ID: IE00B8KQN827 Ticker: ETN      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Craig Arnold   Management For Voted - For
1 b Elect Director Christopher M. Connor Management For Voted - For
1 c Elect Director Olivier Leonetti Management For Voted - For
1 d Elect Director Deborah L. McCoy Management For Voted - For
1 e Elect Director Silvio Napoli   Management For Voted - For
1 f Elect Director Gregory R. Page Management For Voted - For
1 g Elect Director Sandra Pianalto Management For Voted - For
1 h Elect Director Lori J. Ryerkerk Management For Voted - For
1 i Elect Director Gerald B. Smith Management For Voted - For
1 j Elect Director Dorothy C. Thompson Management For Voted - For
2   Approve Ernst & Young LLP as Auditors and Authorize      
    Board to Fix Their Remuneration Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Authorize Issue of Equity with Pre-emptive Rights Management For Voted - For
5   Authorize Issue of Equity without Pre-emptive Rights Management For Voted - For

 

148


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6   Authorize Share Repurchase of Issued Share Capital Management For Voted - For
 
EBAY INC.        
 
Security ID: US2786421030 Ticker: EBAY      
 
Meeting Date: 15-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Anthony J. Bates Management For Voted - For
1 b Elect Director Adriane M. Brown Management For Voted - For
1 c Elect Director Diana Farrell   Management For Voted - For
1 d Elect Director Logan D. Green Management For Voted - For
1 e Elect Director Bonnie S. Hammer Management For Voted - For
1 f Elect Director E. Carol Hayles Management For Voted - For
1 g Elect Director Jamie Iannone Management For Voted - For
1 h Elect Director Kathleen C. Mitic Management For Voted - For
1 i Elect Director Matthew J. Murphy Management For Voted - For
1 j Elect Director Paul S. Pressler Management For Voted - For
1 k Elect Director Mohak Shroff   Management For Voted - For
1 l Elect Director Robert H. Swan Management For Voted - For
1 m Elect Director Perry M. Traquina Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Improve Principles of Executive Compensation Program Shareholder Against Voted - Against
5   Provide Right to Act by Written Consent Shareholder Against Voted - For
 
ECOLAB INC.        
 
Security ID: US2788651006 Ticker: ECL      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 a Elect Director Douglas M. Baker, Jr. Management For Voted - For
1 b Elect Director Shari L. Ballard Management For Voted - For
1 c Elect Director Barbara J. Beck Management For Voted - For
1 d Elect Director Christophe Beck Management For Voted - For
1 e Elect Director Jeffrey M. Ettinger Management For Voted - For
1 f Elect Director Arthur J. Higgins Management For Voted - For
1 g Elect Director Michael Larson Management For Voted - For
1 h Elect Director David W. MacLennan Management For Voted - For
1 i Elect Director Tracy B. McKibben Management For Voted - For
1 j Elect Director Lionel L. Nowell, III Management For Voted - For
1 k Elect Director Victoria J. Reich Management For Voted - For
1 l Elect Director Suzanne M. Vautrinot Management For Voted - For
1 m Elect Director John J. Zillmer Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Proxy Access Right   Shareholder Against Voted - For

 

149


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
EDP RENOVAVEIS SA        
 
Security ID: ES0127797019 Ticker: EDPR      
 
Meeting Date: 22-Feb-21 Meeting Type: Special      
 
1 .A Ratify Appointment of and Elect Miguel Stilwell de      
    Andrade as Director   Management For Voted - For
1 .B Ratify Appointment of and Elect Ana Paula Garrido      
    Pina Marques as Director   Management For Voted - For
1 .C Ratify Appointment of and Elect Joan Avalyn Dempsey      
    as Director   Management For Voted - For
2 .A Dismiss Antonio Luis Guerra Nunes Mexia as Director Management For Voted - For
2 .B Dismiss Joao Manuel Manso Neto as Director Management For Voted - For
3   Fix Number of Directors at 12 Management For Voted - For
4   Amend Articles Re: General Meetings Management For Voted - For
5   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - For
 
Meeting Date: 12-Apr-21 Meeting Type: Annual      
 
1   Approve Consolidated and Standalone Financial      
    Statements   Management For Voted - For
2   Approve Allocation of Income and Dividends Management For Voted - For
3   Approve Consolidated and Standalone Management      
    Reports, and Corporate Governance Report Management For Voted - For
4   Approve Non-Financial Information Statement Management For Voted - For
5   Appraise Management of Company and Approve Vote of      
    Confidence to Board of Directors and Executive      
    Committee   Management For Voted - For
6 a Reelect Miguel Stilwell de Andrade as Director Management For Voted - For
6 b Reelect Rui Manuel Rodrigues Lopes Teixeira as      
    Director   Management For Voted - For
6 c Reelect Vera de Morais Pinto Pereira Carneiro as      
    Director   Management For Voted - For
6 d Reelect Ana Paula Garrido de Pina Marques as      
    Director   Management For Voted - For
6 e Reelect Manuel Menendez Menendez as Director Management For Voted - For
6 f Reelect Acacio Liberado Mota Piloto as Director Management For Voted - For
6 g Reelect Allan J. Katz as Director Management For Voted - For
6 h Reelect Joan Avalyn Dempsey as Director Management For Voted - For
6 i Elect Antonio Sarmento Gomes Mota as Director Management For Voted - For
6 j Elect Miguel Nuno Simoes Nunes Ferreira Setas as      
    Director   Management For Voted - For
6 k Elect Rosa Maria Garcia Garcia as Director Management For Voted - For
6 l Elect Jose Manuel Felix Morgado as Director Management For Voted - For
7   Approve Remuneration Policy Management For Voted - For
8   Renew PricewaterhouseCoopers as Auditor Management For Voted - For
9   Approve Capital Raising   Management For Voted - For
10   Approve Dividends Charged Against Reserves Management For Voted - For

 

150


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
11 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
EDP-ENERGIAS DE PORTUGAL SA      
 
Security ID: PTEDP0AM0009 Ticker: EDP      
 
Meeting Date: 19-Jan-21 Meeting Type: Special      
 
1 Approve Statement on Remuneration Policy Applicable      
  to Executive Board   Management For Voted - For
2 Elect Executive Board   Management For Voted - For
 
Meeting Date: 14-Apr-21 Meeting Type: Annual      
 
1 Approve Individual and Consolidated Financial      
  Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3.1 Appraise Management of Company and Approve Vote of      
  Confidence to Management Board Management For Voted - For
3.2 Appraise Supervision of Company and Approve Vote of      
  Confidence to Supervisory Board Management For Voted - For
3.3 Appraise Work Performed by Statutory Auditor and      
  Approve Vote of Confidence to Statutory Auditor Management For Voted - For
4 Authorize Repurchase and Reissuance of Shares Management For Voted - For
5 Authorize Repurchase and Reissuance of Repurchased      
  Debt Instruments   Management For Voted - For
6 Authorize Increase in Capital Up to 10 Percent via      
  Issuance of Equity or Equity-Linked Securities      
  without Preemptive Rights Management For Voted - For
7 Amend Articles   Management For Voted - For
8 Eliminate Preemptive Rights Management For Voted - For
9 Approve Statement on Remuneration Policy Applicable      
  to Executive Board   Management For Voted - For
10 Approve Statement on Remuneration Policy Applicable      
  to Other Corporate Bodies   Management For Voted - For
11.1 Elect Corporate Bodies for 2021-2023 Term Management For Voted - For
11.2 Appoint PricewaterhouseCoopers & Associados -      
  Sociedade de Revisores de Contas, Lda. as Auditor      
  and Aurelio Adriano Rangel Amado as Alternate for      
  2021-2023 Term   Management For Voted - For
11.3 Elect General Meeting Board for 2021-2023 Term Management For Voted - For
11.4 Elect Remuneration Committee for 2021-2023 Term Management For Voted - For
11.5 Approve Remuneration of Remuneration Committee      
  Members   Management For Voted - For
11.6 Elect Environment and Sustainability Board for      
  2021-2023 Term   Management For Voted - For

 

151


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ELASTIC N.V.        
 
Security ID: NL0013056914 Ticker: ESTC      
 
Meeting Date: 21-Oct-20 Meeting Type: Annual      
 
1 a Elect Director Jonathan Chadwick Management For Voted - Against
1 b Elect Director Michelangelo Volpi Management For Voted - Against
2   Adopt Financial Statements and Statutory Reports Management For Voted - For
3   Approve Discharge of Executive Director Management For Voted - For
4   Approve Discharge of Non-Executive Directors Management For Voted - For
5   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
6   Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
7   Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
 
ELECTRONIC ARTS INC.        
 
Security ID: US2855121099 Ticker: EA      
 
Meeting Date: 06-Aug-20 Meeting Type: Annual      
 
1 a Elect Director Leonard S. Coleman Management For Voted - For
1 b Elect Director Jay C. Hoag   Management For Voted - For
1 c Elect Director Jeffrey T. Huber Management For Voted - For
1 d Elect Director Lawrence F. Probst, III Management For Voted - For
1 e Elect Director Talbott Roche Management For Voted - For
1 f Elect Director Richard A. Simonson Management For Voted - For
1 g Elect Director Luis A. Ubinas Management For Voted - For
1 h Elect Director Heidi J. Ueberroth Management For Voted - For
1 i Elect Director Andrew Wilson Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify KPMG LLP as Auditors Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - For
 
ELEKTA AB        
 
Security ID: SE0000163628 Ticker: EKTA.B      
 
Meeting Date: 26-Aug-20 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Approve Agenda of Meeting   Management For Voted - For
4.1   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4.2   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7   Accept Financial Statements and Statutory Reports Management For Voted - For

 

152


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8   Approve Allocation of Income and Dividends of SEK      
    0.90 Per Share   Management For Voted - For
9.1   Approve Discharge of Board Member and Chair Laurent      
    Leksell   Management For Voted - For
9.2   Approve Discharge of Board Member Caroline Leksell      
    Cooke   Management For Voted - For
9.3   Approve Discharge of Board Member Johan Malmquist Management For Voted - For
9.4   Approve Discharge of Board Member Tomas Puusepp Management For Voted - For
9.5   Approve Discharge of Board Member Wolfgang Reim Management For Voted - For
9.6   Approve Discharge of Board Member Jan Secher Management For Voted - For
9.7   Approve Discharge of Board Member Birgitta Stymne      
    Goransson   Management For Voted - For
9.8   Approve Discharge of Board Member Cecilia Wikstrom Management For Voted - For
9.9   Approve Discharge of President and CEO Richard      
    Hausmann   Management For Voted - For
10.1   Determine Number of Members (7) of Board Management For Voted - For
10.2   Determine Number Deputy Members (0) of Board Management For Voted - For
11.1   Approve Remuneration of Directors in the Aggregate      
    Amount of SEK 4.6 Million Management For Voted - For
11.2   Approve Remuneration of Auditors Management For Voted - For
12.1   Reelect Laurent Leksell as Director Management For Voted - For
12.2   Reelect Caroline Leksell Cooke as Director Management For Voted - For
12.3   Reelect Johan Malmquist as Director Management For Voted - For
12.4   Reelect Wolfgang Reim as Director Management For Voted - For
12.5   Reelect Jan Secher as Director Management For Voted - For
12.6   Reelect Birgitta Stymne Goransson as Director Management For Voted - For
12.7   Reelect Cecilia Wikstrom as Director Management For Voted - For
12.8   Elect Laurent Leksell as Board Chair Management For Voted - For
13   Ratify Ernst & Young as Auditors Management For Voted - For
14   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
15 .a Approve Performance Share Plan 2020 Management For Voted - For
15 .b Approve Equity Plan Financing Management For Voted - For
16   Approve Equity Plan Financing of 2018, 2019 and      
    2020 Performance Share Plans Management For Voted - Against
17 .a Authorize Share Repurchase Program Management For Voted - For
17 .b Authorize Reissuance of Repurchased Shares Management For Voted - For
18   Authorize Chairman of Board and Representatives of      
    Four of Company's Largest Shareholders to Serve on      
    Nominating Committee Management For Voted - For
19   Amend Articles   Management For Voted - For
 
Meeting Date: 16-Apr-21 Meeting Type: Special      
 
1   Elect Chairman of Meeting Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Approve Agenda of Meeting Management For Voted - For
4.1   Designate Per Colleen as Inspector of Minutes of      
    Meeting   Management For Voted - For

 

153


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.2   Designate Caroline Sjosten as Inspector of Minutes      
    of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Approve Extra Dividends of SEK 0.90 Per Share Management For Voted - For
 
E-MART, INC.        
 
Security ID: KR7139480008 Ticker: 139480      
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - For
3.1   Elect Kang Seung-hyeop as Inside Director Management For Voted - Against
3.2   Elect Shin Eon-seong as Outside Director Management For Voted - For
3.3   Elect Han Sang-lin as Outside Director Management For Voted - For
3.4   Elect Seo Jin-wook as Outside Director Management For Voted - Against
4   Elect Kim Yeon-mi as Outside Director to Serve as      
    an Audit Committee Member Management For Voted - For
5.1   Elect Han Sang-lin as a Member of Audit Committee Management For Voted - For
5.2   Elect Shin Eon-seong as a Member of Audit Committee Management For Voted - For
6   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For
 
EMBRACER GROUP AB        
 
Security ID: SE0013121589 Ticker: EMBRAC.B      
 
Meeting Date: 16-Sep-20 Meeting Type: Annual      
 
1   Open Meeting   Management For Did Not Vote
2   Elect Chairman of Meeting   Management For Did Not Vote
3   Prepare and Approve List of Shareholders Management For Did Not Vote
4   Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
5   Acknowledge Proper Convening of Meeting Management For Did Not Vote
6   Approve Agenda of Meeting   Management For Did Not Vote
7   Receive Presentation on Business Activities Management For Did Not Vote
8   Receive Financial Statements and Statutory Reports Management For Did Not Vote
9 .a Accept Financial Statements and Statutory Reports Management For Did Not Vote
9 .b Approve Allocation of Income and Omission of      
    Dividends   Management For Did Not Vote
9 .c Approve Discharge of Board and President Management For Did Not Vote
10   Determine Number of Members (7) and Deputy Members      
    (0) of Board; Determine Number of Auditors (1) and      
    Deputy Auditors (0)   Management For Did Not Vote
11   Approve Remuneration of Directors in the Aggregate      
    Amount of SEK 1.55 Million; Approve Remuneration of      
    Auditors   Management For Did Not Vote
12   Reelect David Gardner, Ulf Hjalmarsson, Jacob      
    Jonmyren, Matthew Karch, Erik Stenberg, Kicki      

 

154


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
  Wallje-Lund (Chair) and Lars Wingefors as      
  Directors; Ratify Ernst & Young as Auditors Management For Did Not Vote
13 Amend Articles Re: Participation at General Meeting Management For Did Not Vote
14 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Did Not Vote
15 Close Meeting   Management For Did Not Vote
 
Meeting Date: 16-Nov-20 Meeting Type: Special      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Non-Voting
4 Designate Inspector(s) of Minutes of Meeting Management For Non-Voting
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Approve Agenda of Meeting   Management For Voted - For
7 Approve Issuance of Class B Shares of up to 10      
  Percent of Issued Shares without Preemptive Rights Management For Voted - For
8 Close Meeting   Management For Non-Voting
 
Meeting Date: 26-Feb-21 Meeting Type: Special      
 
1 Open Meeting   Management For Did Not Vote
2 Elect Chairman of Meeting   Management For Did Not Vote
3 Prepare and Approve List of Shareholders Management For Did Not Vote
4 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
5 Acknowledge Proper Convening of Meeting Management For Did Not Vote
6 Approve Agenda of Meeting   Management For Did Not Vote
7 Approve Issuance of up to 41.7 Million Class B      
  Shares without Preemptive Rights Management For Did Not Vote
8 Approve Issuance of up to 10 Percent of Total      
  Amount of Shares without Preemptive Rights Management For Did Not Vote
9 Close Meeting   Management For Did Not Vote
 
EMERSON ELECTRIC CO.        
 
Security ID: US2910111044 Ticker: EMR      
 
Meeting Date: 02-Feb-21 Meeting Type: Annual      
 
1.1 Elect Director Mark A. Blinn Management For Voted - For
1.2 Elect Director Arthur F. Golden Management For Voted - For
1.3 Elect Director Candace Kendle Management For Voted - For
1.4 Elect Director James S. Turley Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

155


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
EMMI AG        
 
Security ID: CH0012829898 Ticker: EMMN      
 
Meeting Date: 15-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board of Directors Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  13.00 per Share   Management For Voted - For
4.1 Approve Fixed Remuneration of Directors in the      
  Amount of CHF 1.1 Million Management For Voted - For
4.2 Approve Fixed Remuneration of the Agricultural      
  Council in the Amount of CHF 40,000 Management For Voted - For
4.3 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 5.5 Million Management For Voted - For
4.4 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 1.1 Million Management For Voted - For
5.1.1 Reelect Konrad Graber as Director and Board Chairman Management For Voted - For
5.1.2 Reelect Thomas Oehen-Buehlmann as Director Management For Voted - For
5.1.3 Reelect Monique Bourquin as Director Management For Voted - For
5.1.4 Reelect Christina Johansson as Director Management For Voted - For
5.1.5 Reelect Alexandra Quillet as Director Management For Voted - For
5.1.6 Reelect Franz Steiger as Director Management For Voted - For
5.1.7 Reelect Diana Strebel as Director Management For Voted - For
5.2.1 Elect Dominik Buergy as Director Management For Voted - For
5.2.2 Elect Thomas Grueter as Director Management For Voted - For
5.3.1 Reappoint Konrad Graber as Member of the Personnel      
  and Compensation Committee Management For Voted - Against
5.3.2 Reappoint Monique Bourquin as Member of the      
  Personnel and Compensation Committee Management For Voted - For
5.3.3 Reappoint Thomas Oehen-Buehlmann as Member of the      
  Personnel and Compensation Committee Management For Voted - Against
6 Ratify KPMG AG as Auditors Management For Voted - For
7 Designate Pascal Engelberger as Independent Proxy Management For Voted - For
8 Transact Other Business (Voting) Management For Voted - Against
 
ENEL AMERICAS SA        
 
Security ID: CLP371861061 Ticker: ENELAM      
 
Meeting Date: 18-Dec-20 Meeting Type: Special      
 
1 Approve Merger by Absorption of EGP Americas SpA Management For Voted - For
2 Approve Related-Party Transaction Re: Merger by      
  Absorption of EGP Americas SpA Management For Voted - For
3 Amend Articles; Consolidate Bylaws Management For Voted - For
4 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
5 Receive Report Regarding Related-Party Transactions Management For Non-Voting

 

156


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Statutory Reports Management For Voted - For
2   Approve Allocation of Income and Dividends Management For Voted - For
    Elect Directors. Votes Will Be Equally Distributed      
    Amongst the Nominees You Voted FOR OR Contact Your      
    Client Service Rep to Disproportionately Allocate      
    Votes   Management For Non-Voting
3 .a Elect Borja Acha B. as Director Nominated by Enel      
    S.p.A.   Management For Voted - For
3 .b Elect Domingo Cruzat A. as Director Nominated by      
    Enel S.p.A.   Management For Voted - For
3 .c Elect Giulia Genuardi as Director Nominated by Enel      
    S.p.A.   Management For Voted - Withheld
3 .d Elect Patricio Gomez S. as Director Nominated by      
    Enel S.p.A.   Management For Voted - For
3 .e Elect Francesca Gostinelli as Director Nominated by      
    Enel S.p.A.   Management For Voted - Withheld
3 .f Elect Hernan Somerville S. as Director Nominated by      
    Enel S.p.A.   Management For Voted - Withheld
3 .g Elect Jose Antonio Vargas as Director Nominated by      
    Enel S.p.A.   Management For Voted - Withheld
4   Approve Remuneration of Directors Management For Voted - For
5   Approve Remuneration of Directors' Committee and      
    Approve Their Budget for FY 2021 Management For Voted - For
6   Present Board's Report on Expenses; Present      
    Directors' Committee Report on Activities and      
    Expenses   Management For Non-Voting
7   Appoint Auditors   Management For Voted - For
8   Designate Risk Assessment Companies Management For Voted - For
9   Approve Investment and Financing Policy Management For Voted - For
10   Present Dividend Policy and Distribution Procedures Management For Non-Voting
11   Receive Report Regarding Related-Party Transactions Management For Non-Voting
12   Present Report on Processing, Printing, and Mailing      
    Information Required by Chilean Law Management For Non-Voting
13   Other Business   Management For Voted - Against
14   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - For
 
ENEL CHILE SA        
 
Security ID: CL0002266774 Ticker: ENELCHILE      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
    Meeting for ADR Holders Management For Non-Voting
1   Approve Financial Statements and Statutory Reports Management For Voted - For
2   Approve Allocation of Income and Dividends Management For Voted - For
    Elect Directors. Votes Will Be Equally Distributed      
    Amongst the Nominees You Voted FOR OR Contact Your      
    Client Service Rep to Disproportionately Allocate      
    Votes   Management For Non-Voting

 

157


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 .A Elect Herman Chadwick Pinera as Director Nominated      
    by Enel S.p.A.   Management For Voted - For
3 .B Elect Isabella Alessio as Director Nominated by      
    Enel S.p.A.   Management For Voted - For
3 .C Elect Salvatore Bernabei as Director Nominated by      
    Enel S.p.A.   Management For Voted - For
3 .D Elect Monica Girardi as Director Nominated by Enel      
    S.p.A.   Management For Voted - For
3 .E Elect Fernan Gazmuri Plaza as Director Nominated by      
    Enel S.p.A.   Management For Voted - For
3 .F Elect Pablo Cabrera Gaete as Director Nominated by      
    Enel S.p.A.   Management For Voted - For
4   Approve Remuneration of Directors Management For Voted - For
5   Approve Remuneration of Directors' Committee and      
    Approve Their Budget   Management For Voted - For
6   Present Board's Report on Expenses; Present      
    Directors' Committee Report on Activities and      
    Expenses   Management For Non-Voting
7   Appoint Auditors   Management For Voted - For
8   Elect Two Supervisory Account Inspectors and their      
    Alternates; Approve their Remuneration Management For Voted - For
9   Designate Risk Assessment Companies Management For Voted - For
10   Approve Investment and Financing Policy Management For Voted - For
11   Present Dividend Policy and Distribution Procedures Management For Non-Voting
12   Receive Report Regarding Related-Party Transactions Management For Non-Voting
13   Present Report on Processing, Printing, and Mailing      
    Information Required by Chilean Law Management For Non-Voting
14   Other Business   Management For Voted - Against
15   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - For
 
ENEL SPA        
 
Security ID: IT0003128367 Ticker: ENEL      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
    Ordinary Business   Management For Non-Voting
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Allocation of Income Management For Voted - For
3   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
4   Approve Long-Term Incentive Plan Management For Voted - For
5.1   Approve Remuneration Policy Management For Voted - For
5.2   Approve Second Section of the Remuneration Report Management For Voted - For
A   Deliberations on Possible Legal Action Against      
    Directors if Presented by Shareholders Management None Voted - Against

 

158


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ENGIE SA        
 
Security ID: FR0010208488 Ticker: ENGI      
 
Meeting Date: 20-May-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Treatment of Losses and Dividends of EUR      
  0.53 per Share   Management For Voted - For
  Shareholder Proposals Submitted by the Supervisory      
  Board of the Solidarity Employee Mutual Fund Link      
  France   Management For Non-Voting
A Set the Dividend at EUR 0.35 per Share Shareholder Against Voted - Against
  Ordinary Business   Management For Non-Voting
4 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
5 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
6 Elect Catherine MacGregor as Director Management For Voted - For
7 Elect Jacinthe Delage as Representative of Employee      
  Shareholders to the Board   Management None Voted - For
8 Elect Steven Lambert as Representative of Employee      
  Shareholders to the Board   Management None Voted - Against
9 Approve Compensation of Corporate Officers Management For Voted - For
10 Approve Compensation of Jean-Pierre Clamadieu,      
  Chairman of the Board   Management For Voted - For
11 Approve Compensation of Isabelle Kocher, CEO Until      
  Feb. 24, 2020   Management For Voted - For
12 Approve Compensation of Claire Waysand, CEO Since      
  Feb. 24, 2020   Management For Voted - For
13 Approve Remuneration Policy of Directors Management For Voted - For
14 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
15 Approve Remuneration Policy of CEO Management For Voted - For
  Extraordinary Business   Management For Non-Voting
16 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
17 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans for Employees of International      
  Subsidiaries   Management For Voted - For
18 Authorize up to 0.75 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - For
19 Authorize up to 0.75 Percent of Issued Capital for      
  Use in Restricted Stock Plans Under Performance      
  Conditions   Management For Voted - For
20 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For

 

159


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ENTRA ASA        
 
Security ID: NO0010716418 Ticker: ENTRA      
 
Meeting Date: 23-Apr-21 Meeting Type: Annual      
 
1   Open Meeting; Registration of Attending      
    Shareholders and Proxies   Management For Did Not Vote
2   Elect Chairman of Meeting   Management For Did Not Vote
3   Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
4   Approve Notice of Meeting and Agenda Management For Did Not Vote
5   Accept Financial Statements and Statutory Reports;      
    Approve Allocation of Income and Dividends Management For Did Not Vote
6   Authorize Board to Distribute Dividends Management For Did Not Vote
7   Discuss Company's Corporate Governance Statement Management For Did Not Vote
8   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Did Not Vote
9   Authorize Share Repurchase Program and Cancellation      
    of Repurchased Shares   Management For Did Not Vote
10   Approve Equity Plan Financing Through Repurchase of      
    Shares   Management For Did Not Vote
11   Approve Creation of NOK 18.2 Million Pool of      
    Capital without Preemptive Rights Management For Did Not Vote
12   Approve Remuneration of Auditors Management For Did Not Vote
13 a Approve Remuneration of Directors Management For Did Not Vote
13 b Approve Remuneration of Audit Committee Management For Did Not Vote
13 c Approve Remuneration of Compensation Committee Management For Did Not Vote
14   Elect Hege Toft Karlsen as New Director Management For Did Not Vote
15.1   Reelect Ingebret G. Hisdal (Chair) as Member of      
    Nominating Committee   Management For Did Not Vote
15.2   Reelect Gisele Marchand as Member of Nominating      
    Committee   Management For Did Not Vote
15.3   Reelect Tine Fossland as Member of Nominating      
    Committee   Management For Did Not Vote
16   Approve Remuneration of Nominating Committee Management For Did Not Vote
 
EOG RESOURCES, INC.        
 
Security ID: US26875P1012 Ticker: EOG      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Janet F. Clark   Management For Voted - For
1 b Elect Director Charles R. Crisp Management For Voted - For
1 c Elect Director Robert P. Daniels Management For Voted - For
1 d Elect Director James C. Day   Management For Voted - For
1 e Elect Director C. Christopher Gaut Management For Voted - For
1 f Elect Director Michael T. Kerr Management For Voted - For
1 g Elect Director Julie J. Robertson Management For Voted - For
1 h Elect Director Donald F. Textor Management For Voted - For
1 i Elect Director William R. Thomas Management For Voted - For

 

160


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3   Approve Omnibus Stock Plan Management For Voted - Against
4   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
EPAM SYSTEMS, INC.        
 
Security ID: US29414B1044 Ticker: EPAM      
 
Meeting Date: 08-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Arkadiy Dobkin Management For Voted - For
1.2   Elect Director Robert E. Segert Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
5   Approve Qualified Employee Stock Purchase Plan Management For Voted - For
 
EPIROC AB        
 
Security ID: SE0015658109 Ticker: EPI.A      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2 .a Designate Petra Hedengran (Investor AB) as      
    Inspector of Minutes of Meeting Management For Voted - For
2 .b Designate Mikael Wiberg (Alecta) as Inspector of      
    Minutes of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7 .a Accept Financial Statements and Statutory Reports Management For Voted - For
7 .b1 Approve Discharge of Lennart Evrell Management For Voted - For
7 .b2 Approve Discharge of Johan Forssell Management For Voted - For
7 .b3 Approve Discharge of Helena Hedblom (as Board      
    Member)   Management For Voted - For
7 .b4 Approve Discharge of Jeane Hull Management For Voted - For
7 .b5 Approve Discharge of Ronnie Leten Management For Voted - For
7 .b6 Approve Discharge of Per Lindberg (as Board Member) Management For Voted - For
7 .b7 Approve Discharge of Ulla Litzen Management For Voted - For
7 .b8 Approve Discharge of Sigurd Mareels Management For Voted - For
7 .b9 Approve Discharge of Astrid Skarheim Onsum Management For Voted - For
7.b10Approve Discharge of Anders Ullberg Management For Voted - For
7.b11Approve Discharge of Niclas Bergstrom Management For Voted - For
7.b12Approve Discharge of Gustav El Rachidi Management For Voted - For
7.b13Approve Discharge of Kristina Kanestad Management For Voted - For
7.b14Approve Discharge of Bengt Lindgren Management For Voted - For
7.b15Approve Discharge of Daniel Rundgren Management For Voted - For

 

161


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7.b16Approve Discharge of Helena Hedblom (as CEO) Management For Voted - For
7.b17Approve Discharge of Per Lindberg (as CEO) Management For Voted - For
7 .c Approve Allocation of Income and Dividends of SEK      
    2.50 Per Share   Management For Voted - For
7 .d Approve Remuneration Report Management For Voted - For
8 .a Determine Number of Members (9) and Deputy Members      
    of Board   Management For Voted - For
8 .b Determine Number of Auditors (1) and Deputy Auditors Management For Voted - For
9 .a1 Reelect Lennart Evrell as Director Management For Voted - For
9 .a2 Reelect Johan Forssell as Director Management For Voted - For
9 .a3 Reelect Helena Hedblom as Director Management For Voted - For
9 .a4 Reelect Jeane Hull as Director Management For Voted - For
9 .a5 Reelect Ronnie Leten as Director Management For Voted - For
9 .a6 Reelect Ulla Litzen as Director Management For Voted - For
9 .a7 Reelect Sigurd Mareels as Director Management For Voted - For
9 .a8 Reelect Astrid Skarheim Onsum as Director Management For Voted - For
9 .a9 Reelect Anders Ullberg as Director Management For Voted - For
9 .b Reelect Ronnie Leten as Board Chairman Management For Voted - For
9 .c Ratify Deloitte as Auditors Management For Voted - For
10 .a Approve Remuneration of Directors in the Amount of      
    SEK 2.13 Million for Chair and SEK 665,000 for      
    Other Directors; Approve Partly Remuneration in      
    Synthetic Shares; Approve Remuneration for      
    Committee Work   Management For Voted - For
10 .b Approve Remuneration of Auditors Management For Voted - For
11   Approve Stock Option Plan 2021 for Key Employees Management For Voted - For
12 .a Approve Equity Plan Financing Through Repurchase of      
    Class A Shares   Management For Voted - For
12 .b Approve Repurchase of Shares to Pay 50 Percent of      
    Director's Remuneration in Synthetic Shares Management For Voted - For
12 .c Approve Equity Plan Financing Through Transfer of      
    Class A Shares to Participants Management For Voted - For
12 .d Approve Sale of Class A Shares to Finance Director      
    Remuneration in Synthetic Shares Management For Voted - For
12 .e Approve Sale of Class A Shares to Finance Stock      
    Option Plan 2016, 2017 and 2018 Management For Voted - For
13   Approve 2:1 Stock Split; Approve SEK 250 Million      
    Reduction in Share Capital via Share Cancellation;      
    Approve Capitalization of Reserves of SEK 250      
    Million   Management For Voted - For
 
EQUIFAX INC.        
 
Security ID: US2944291051 Ticker: EFX      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 a Elect Director Mark W. Begor Management For Voted - For
1 b Elect Director Mark L. Feidler Management For Voted - For
1 c Elect Director G. Thomas Hough Management For Voted - For
1 d Elect Director Robert D. Marcus Management For Voted - For

 

162


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 e Elect Director Scott A. McGregor Management For Voted - For
1 f Elect Director John A. McKinley Management For Voted - For
1 g Elect Director Robert W. Selander Management For Voted - For
1 h Elect Director Melissa D. Smith Management For Voted - For
1 i Elect Director Audrey Boone Tillman Management For Voted - For
1 j Elect Director Heather H. Wilson Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
EQUINIX, INC.        
 
Security ID: US29444U7000 Ticker: EQIX      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1.1   Elect Director Thomas Bartlett Management For Voted - For
1.2   Elect Director Nanci Caldwell Management For Voted - For
1.3   Elect Director Adaire Fox-Martin Management For Voted - For
1.4   Elect Director Gary Hromadko Management For Voted - For
1.5   Elect Director Irving Lyons, III Management For Voted - For
1.6   Elect Director Charles Meyers Management For Voted - For
1.7   Elect Director Christopher Paisley Management For Voted - For
1.8   Elect Director Sandra Rivera Management For Voted - For
1.9   Elect Director Peter Van Camp Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Reduce Ownership Threshold for Shareholders to      
    Request Action by Written Consent Shareholder Against Voted - For
 
EQUITABLE HOLDINGS, INC.        
 
Security ID: US29452E1010 Ticker: EQH      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1 a Elect Director Francis A. Hondal Management For Voted - For
1 b Elect Director Daniel G. Kaye Management For Voted - For
1 c Elect Director Joan Lamm-Tennant Management For Voted - For
1 d Elect Director Kristi A. Matus Management For Voted - Against
1 e Elect Director Ramon de Oliveira Management For Voted - For
1 f Elect Director Mark Pearson   Management For Voted - For
1 g Elect Director Bertram L. Scott Management For Voted - Against
1 h Elect Director George Stansfield Management For Voted - For
1 i Elect Director Charles G.T. Stonehill Management For Voted - Against
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For

 

163


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
EQUITY RESIDENTIAL        
 
Security ID: US29476L1070 Ticker: EQR      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Angela M. Aman Management For Voted - For
1.2 Elect Director Raymond Bennett Management For Voted - For
1.3 Elect Director Linda Walker Bynoe Management For Voted - For
1.4 Elect Director Connie K. Duckworth Management For Voted - For
1.5 Elect Director Mary Kay Haben Management For Voted - For
1.6 Elect Director Tahsinul Zia Huque Management For Voted - For
1.7 Elect Director John E. Neal   Management For Voted - For
1.8 Elect Director David J. Neithercut Management For Voted - For
1.9 Elect Director Mark J. Parrell Management For Voted - For
1.10 Elect Director Mark S. Shapiro Management For Voted - For
1.11 Elect Director Stephen E. Sterrett Management For Voted - For
1.12 Elect Director Samuel Zell   Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
EREGLI DEMIR VE CELIK FABRIKALARI TAS      
 
Security ID: TRAEREGL91G3 Ticker: EREGL      
 
Meeting Date: 17-Mar-21 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting and Elect Presiding Council of Meeting Management For Voted - For
2 Authorize Presiding Council to Sign Minutes of      
  Meeting   Management For Voted - For
3 Accept Board Report   Management For Voted - For
4 Accept Audit Report   Management For Voted - For
5 Accept Financial Statements   Management For Voted - For
6 Ratify Director Appointment Management For Voted - For
7 Approve Discharge of Board Management For Voted - For
8 Approve Allocation of Income Management For Voted - For
9 Elect Directors   Management For Voted - For
10 Approve Director Remuneration Management For Voted - Against
11 Grant Permission for Board Members to Engage in      
  Commercial Transactions with Company and Be      
  Involved with Companies with Similar Corporate      
  Purpose   Management For Voted - For
12 Ratify External Auditors   Management For Voted - Against
13 Receive Information on Guarantees, Pledges and      
  Mortgages Provided to Third Parties Management For Non-Voting
14 Approve Upper Limit of Donations for 2021 and      
  Receive Information on Donations Made in 2020 Management For Voted - Against
15 Close Meeting   Management For Non-Voting

 

164


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ERG SPA        
 
Security ID: IT0001157020 Ticker: ERG      
 
Meeting Date: 26-Apr-21 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
  Management Proposals   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
  Shareholder Proposal Submitted by San Quirico SpA Management For Non-Voting
3.1 Fix Number of Directors   Shareholder None Voted - For
  Appoint Directors (Slate Election) - Choose One of      
  the Following Slates   Management For Non-Voting
3.2.1 Slate 1 Submitted by San Quirico SpA Shareholder None Voted - Against
3.2.2 Slate 2 Submitted by Institutional Investors      
  (Assogestioni)   Shareholder None Voted - For
  Shareholder Proposal Submitted by San Quirico SpA Management For Non-Voting
3.3 Elect Edoardo Garrone as Board Chair Shareholder None Voted - Against
  Shareholder Proposals Submitted by Polcevera Srl Management For Non-Voting
3.4 Approve Remuneration of Directors Shareholder None Voted - For
3.5 Approve Remuneration of Control and Risk Committee      
  Members   Shareholder None Voted - For
3.6 Approve Remuneration of Nominations and      
  Remuneration Committee Members Shareholder None Voted - For
  Management Proposals   Management For Non-Voting
4 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - Against
5 Approve Long Term Incentive Plan Management For Voted - Against
6.1 Approve Remuneration Policy Management For Voted - For
6.2 Approve Second Section of the Remuneration Report Management For Voted - For
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
ESH HOSPITALITY, INC.        
 
Security ID: US26907Y1047 Ticker: N/A      
 
Meeting Date: 11-Jun-21 Meeting Type: Special      
 
1 Approve Merger Agreement   Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
 
ESSILORLUXOTTICA SA        
 
Security ID: FR0000121667 Ticker: EL      
 
Meeting Date: 21-May-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For

 

165


 

  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
2 Approve Consolidated Financial Statements and      
  Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  2.23 per Share Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Management For Voted - For
5 Approve Compensation Report of Corporate Officers Management For Voted - For
6 Approve Compensation of Leonardo Del Vecchio,      
  Chairman and CEO Until Dec. 17, 2020 and Chairman      
  of the Board Since Dec. 17, 2020 Management For Voted - For
7 Approve Compensation of Hubert Sagnieres,      
  Vice-Chairman and Vice-CEO Until Dec. 17, 2020 and      
  Vice-Chairman of the Board Since Dec. 17, 2020 Management For Voted - For
8 Approve Remuneration Policy of Corporate Officers,      
  Since Jan. 1, 2020 Until the General Assembly Management For Voted - For
9 Approve Remuneration Policy of Corporate Officers,      
  Since the General Assembly Management For Voted - For
10 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital Management For Voted - For
  Extraordinary Business Management For Non-Voting
11 Amend Bylaws to Comply with Legal Changes Management For Voted - For
12 Amend Article 13 of Bylaws Re: Directors Length of      
  Term Management For Voted - For
13 Amend Article 15, 16 and 23 of Bylaws Re: Board      
  Deliberation Management For Voted - For
14 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
15 Authorize up to 2.5 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - For
16 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to 5 Percent      
  of Issued Capital Management For Voted - For
17 Authorize Capitalization of Reserves of Up to EUR      
  500 Million for Bonus Issue or Increase in Par Value Management For Voted - For
18 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Management For Voted - For
  Ordinary Business Management For Non-Voting
19 Reelect Leonardo Del Vecchio as Director Management For Voted - For
20 Reelect Romolo Bardin as Director Management For Voted - For
21 Reelect Juliette Favre as Director Management For Voted - For
22 Reelect Francesco Milleri as Director Management For Voted - For
23 Reelect Paul du Saillant as Director Management For Voted - For
24 Reelect Cristina Scocchia as Director Management For Voted - For
25 Elect Jean-Luc Biamonti as Director Management For Voted - For
26 Elect Marie-Christine Coisne as Director Management For Voted - For
27 Elect Jose Gonzalo as Director Management For Voted - For
28 Elect Swati Piramal as Director Management For Voted - For
29 Elect Nathalie von Siemens as Director Management For Voted - For
30 Elect Andrea Zappia as Director Management For Voted - For
31 Directors Length of Term, Pursuant Item 12 Management For Voted - For

 

166


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
32   Authorize Filing of Required Documents/Other      
    Formalities   Management For Voted - For
 
EUROMONEY INSTITUTIONAL INVESTOR PLC      
 
Security ID: GB0006886666 Ticker: ERM      
 
Meeting Date: 11-Feb-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Final Dividend   Management For Voted - For
4   Re-elect Leslie Van de Walle as Director Management For Voted - For
5   Re-elect Andrew Rashbass as Director Management For Voted - For
6   Re-elect Wendy Pallot as Director Management For Voted - For
7   Re-elect Jan Babiak as Director Management For Voted - For
8   Re-elect Colin Day as Director Management For Voted - For
9   Re-elect Imogen Joss as Director Management For Voted - For
10   Re-elect Tim Pennington as Director Management For Voted - For
11   Re-elect Lorna Tilbian as Director Management For Voted - For
12   Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
13   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14   Authorise Issue of Equity   Management For Voted - For
15   Approve Remuneration Policy Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
18   Authorise Market Purchase of Ordinary Shares Management For Voted - For
19   Adopt New Articles of Association Management For Voted - For
20   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
EURONEXT NV        
 
Security ID: NL0006294274 Ticker: ENX      
 
Meeting Date: 20-Nov-20 Meeting Type: Special      
 
    Special Meeting Agenda   Management For Non-Voting
1   Open Meeting   Management For Non-Voting
2   Presentation by CEO   Management For Non-Voting
3 a Approve Combination   Management For Voted - For
3 b Grant Board Authority to Issue Shares and      
    Restrict/Exclude Preemptive Rights in Connection      
    with the Proposed Combination (Private Placement) Management For Voted - For
3 c Grant Board Authority to Issue Shares and      
    Restrict/Exclude Preemptive Rights in Connection      
    with the Proposed Combination (Right Issue) Management For Voted - For
4   Close Meeting   Management For Non-Voting

 

167


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Open Meeting   Management For Non-Voting
2   Presentation by CEO   Management For Non-Voting
3 .a Receive Explanation on Company's Reserves and      
    Dividend Policy   Management For Non-Voting
3 .b Approve Remuneration Report Management For Voted - For
3 .c Adopt Financial Statements   Management For Voted - For
3 .d Approve Dividends of EUR 2.25 Per Share Management For Voted - For
3 .e Approve Discharge of Management Board Management For Voted - For
3 .f Approve Discharge of Supervisory Board Management For Voted - For
4 .a Elect Piero Novelli to Supervisory Board Management For Voted - For
4 .b Elect Alessandra Ferone to Supervisory Board Management For Voted - For
4 .c Elect Diana Chan to Supervisory Board Management For Voted - For
4 .d Elect Olivier Sichel to Supervisory Board Management For Voted - For
4 .e Elect Rika Coppens to Supervisory Board Management For Voted - For
5   Elect Delphine d'Amarzit to Management Board Management For Voted - For
6   Amend Remuneration Policy for Management Board Management For Voted - For
7   Amend Remuneration Policy for Supervisory Board Management For Voted - For
8   Ratify Ernst & Young Accountants LLP as Auditors Management For Voted - For
9   Amend Articles of Association Management For Voted - For
10 .a Grant Board Authority to Issue Shares Up to 10      
    Percent of Issued Capital   Management For Voted - For
10 .b Authorize Board to Exclude Preemptive Rights from      
    Share Issuances   Management For Voted - For
11   Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
12   Other Business (Non-Voting) Management For Non-Voting
13   Close Meeting   Management For Non-Voting
 
EUTELSAT COMMUNICATIONS SA      
 
Security ID: FR0010221234 Ticker: ETL      
 
Meeting Date: 05-Nov-20 Meeting Type: Annual/Special      
 
    Ordinary Business   Management For Non-Voting
1   Approve Financial Statements and Statutory Reports Management For Voted - For
2   Approve Consolidated Financial Statements and      
    Statutory Reports   Management For Voted - For
3   Approve Allocation of Income and Dividends of EUR      
    0.89 per Share   Management For Voted - For
4   Approve Transfer From Legal Reserve Account to      
    Other Reserve Account   Management For Voted - For
5   Approve Auditors' Special Report on Related-Party      
    Transactions   Management For Voted - For
6   Reelect Rodolphe Belmer as Director Management For Voted - For
7   Reelect Fonds Strategique de Participations as      
    Director   Management For Voted - For
8   Approve Compensation Report of Corporate Officers Management For Voted - For

 

168


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9 Approve Compensation of Dominique D Hinnin,      
  Chairman of the Board   Management For Voted - For
10 Approve Compensation of Rodolphe Belmer, CEO Management For Voted - For
11 Approve Compensation of Michel Azibert, Vice-CEO Management For Voted - For
12 Approve Compensation of Yohann Leroy, Vice-CEO Management For Voted - For
13 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
14 Approve Remuneration Policy of CEO Management For Voted - For
15 Approve Remuneration Policy of Vice-CEOs Management For Voted - For
16 Approve Remuneration Policy of Directors Management For Voted - For
17 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
18 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
19 Approve Issuance of Equity or Equity-Linked      
  Securities for Qualified Investors, up to Aggregate      
  Nominal Amount of EUR 22 Million Management For Voted - For
20 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
21 Amend Article 15 of Bylaws Re: Board Deliberation Management For Voted - For
  Ordinary Business   Management For Non-Voting
22 Ratify Change Location of Registered Office to 32      
  Boulevard Gallieni, 92130 Issy-les-Moulineaux and      
  Amend Article 4 of Bylaws Accordingly Management For Voted - For
23 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
EVOTEC SE        
 
Security ID: DE0005664809 Ticker: EVT      
 
Meeting Date: 15-Jun-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
3 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
4 Ratify Ernst & Young GmbH as Auditors for Fiscal      
  Year 2021   Management For Voted - For
5 Elect Constanze Ulmer-Eilfort to the Supervisory      
  Board   Management For Voted - For
6 Approve Creation of EUR 29.3 Million Pool of      
  Capital without Preemptive Rights Management For Voted - Against
7 Approve Remuneration of Supervisory Board Management For Voted - For
8 Approve Remuneration Policy Management For Voted - Against

 

169


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
EXPERIAN PLC        
 
Security ID: GB00B19NLV48 Ticker: EXPN      
 
Meeting Date: 22-Jul-20 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Re-elect Dr Ruba Borno as Director Management For Voted - For
5 Re-elect Brian Cassin as Director Management For Voted - For
6 Re-elect Caroline Donahue as Director Management For Voted - For
7 Re-elect Luiz Fleury as Director Management For Voted - For
8 Re-elect Deirdre Mahlan as Director Management For Voted - For
9 Re-elect Lloyd Pitchford as Director Management For Voted - For
10 Re-elect Mike Rogers as Director Management For Voted - For
11 Re-elect George Rose as Director Management For Voted - For
12 Re-elect Kerry Williams as Director Management For Voted - For
13 Reappoint KPMG LLP as Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
 
EXTENDED STAY AMERICA, INC.        
 
Security ID: US30224P2002 Ticker: STAY      
 
Meeting Date: 11-Jun-21 Meeting Type: Special      
 
  Management Proxy (White Proxy Card) Management For Non-Voting
1 Approve Merger Agreement   Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Adjourn Meeting   Management For Voted - For
  Dissident Proxy (Gold Proxy Card) Management For Non-Voting
1 Approve Merger Agreement   Management Against Do Not Vote
2 Advisory Vote on Golden Parachutes Management Against Do Not Vote
3 Adjourn Meeting   Management Against Do Not Vote
 
EXXON MOBIL CORPORATION        
 
Security ID: US30231G1022 Ticker: XOM      
 
Meeting Date: 26-May-21 Meeting Type: Special      
 
  Management Proxy (Blue Proxy Card) Management For Non-Voting
1.1 Elect Director Michael J. Angelakis Management For Do Not Vote
1.2 Elect Director Susan K. Avery Management For Do Not Vote

 

170


 

PineBridge Dynamic Asset Allocation Fund

Proposal Proposed by Mgt. Position Registrant Voted
 
1.3 Elect Director Angela F. Braly Management For Do Not Vote
1.4 Elect Director Ursula M. Burns Management For Do Not Vote
1.5 Elect Director Kenneth C. Frazier Management For Do Not Vote
1.6 Elect Director Joseph L. Hooley Management For Do Not Vote
1.7 Elect Director Steven A. Kandarian Management For Do Not Vote
1.8 Elect Director Douglas R. Oberhelman Management For Do Not Vote
1.9 Elect Director Samuel J. Palmisano Management For Do Not Vote
1.10 Elect Director Jeffrey W. Ubben Management For Do Not Vote
1.11 Elect Director Darren W. Woods Management For Do Not Vote
1.12 Elect Director Wan Zulkiflee Management For Do Not Vote
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Do Not Vote
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation Management For Do Not Vote
4 Require Independent Board Chair Shareholder Against Do Not Vote
5 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting Shareholder Against Do Not Vote
6 Issue Audited Report on Financial Impacts of IEA's      
  Net Zero 2050 Scenario Shareholder Against Do Not Vote
7 Report on Costs and Benefits of      
  Environmental-Related Expenditures Shareholder Against Do Not Vote
8 Report on Political Contributions Shareholder Against Do Not Vote
9 Report on Lobbying Payments and Policy Shareholder Against Do Not Vote
10 Report on Corporate Climate Lobbying Aligned with      
  Paris Agreement Shareholder Against Do Not Vote
  Dissident Proxy (White Proxy Card) Management For Non-Voting
1.1 Elect Director Gregory J. Goff Shareholder For Voted - For
1.2 Elect Director Kaisa Hietala Shareholder For Voted - For
1.3 Elect Director Alexander A. Karsner Shareholder For Voted - For
1.4 Elect Director Anders Runevad Shareholder For Voted - Withheld
1.5 Management Nominee Michael J. Angelakis Shareholder For Voted - For
1.6 Management Nominee Susan K. Avery Shareholder For Voted - For
1.7 Management Nominee Angela F. Braly Shareholder For Voted - For
1.8 Management Nominee Ursula M. Burns Shareholder For Voted - For
1.9 Management Nominee Kenneth C. Frazier Shareholder For Voted - For
1.10 Management Nominee Joseph L. Hooley Shareholder For Voted - For
1.11 Management Nominee Jeffrey W. Ubben Shareholder For Voted - For
1.12 Management Nominee Darren W. Woods Shareholder For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation Management Against Voted - For
4 Require Independent Board Chair Shareholder None Voted - Against
5 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting Shareholder None Voted - For
6 Issue Audited Report on Financial Impacts of IEA's      
  Net Zero 2050 Scenario Shareholder None Voted - For
7 Report on Costs and Benefits of      
  Environmental-Related Expenditures Shareholder None Voted - Against
8 Report on Political Contributions Shareholder None Voted - For
9 Report on Lobbying Payments and Policy Shareholder None Voted - For

 

171


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
10   Report on Corporate Climate Lobbying Aligned with      
    Paris Agreement   Shareholder None Voted - For
 
F5 NETWORKS, INC.        
 
Security ID: US3156161024 Ticker: FFIV      
 
Meeting Date: 11-Mar-21 Meeting Type: Annual      
 
1 a Elect Director Sandra E. Bergeron Management For Voted - For
1 b Elect Director Elizabeth L. Buse Management For Voted - For
1 c Elect Director Michel Combes Management For Voted - Against
1 d Elect Director Michael L. Dreyer Management For Voted - For
1 e Elect Director Alan J. Higginson Management For Voted - For
1 f Elect Director Peter S. Klein   Management For Voted - For
1 g Elect Director Francois Locoh-Donou Management For Voted - For
1 h Elect Director Nikhil Mehta   Management For Voted - For
1 i Elect Director Marie E. Myers Management For Voted - For
1 j Elect Director Sripada Shivananda Management For Voted - For
2   Amend Omnibus Stock Plan   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
FABEGE AB        
 
Security ID: SE0011166974 Ticker: FABG      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5.1   Designate Per Stromblad as Inspector(s) of Minutes      
    of Meeting   Management For Voted - For
5.2   Designate Jonas Gombrii as Inspector(s) of Minutes      
    of Meeting   Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7   Receive Financial Statements and Statutory Reports Management For Non-Voting
8 .a Accept Financial Statements and Statutory Reports Management For Voted - For
8 .b Approve Allocation of Income and Dividends of SEK      
    3.60 Per Share   Management For Voted - For
8.c.1 Approve Discharge of Board Member Jan Litborn Management For Voted - For
8.c.2 Approve Discharge of Board Member Anette Asklin Management For Voted - For
8.c.3 Approve Discharge of Board Member Emma Henriksson Management For Voted - For
8.c.4 Approve Discharge of Board Member Martha Josefsson Management For Voted - For
8.c.5 Approve Discharge of Board Member Mats Qviberg Management For Voted - For
8.c.6 Approve Discharge of Board Member Per-Ingemar      
    Persson   Management For Voted - For
8.c.7 Approve Discharge of Board Member Stefan Dahlbo Management For Voted - For

 

172


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8 .d Approve Record Dates for Dividend Payment Management For Voted - For
9   Determine Number of Members (7) and Deputy Members      
    (0) of Board; Receive Nominating Committee's Report Management For Voted - For
10 .a Approve Remuneration of Directors in the Amount of      
    SEK 550,000 for Chair and SEK 240,000 for Other      
    Directors; Approve Remuneration for Committee Work; Management For Voted - For
10 .b Approve Remuneration of Auditors Management For Voted - For
11 .a Reelect Jan Litborn as Director Management For Voted - For
11 .b Reelect Anette Asklin as Director Management For Voted - For
11 .c Reelect Emma Henriksson as Director Management For Voted - For
11 .d Reelect Martha Josefsson as Director Management For Voted - For
11 .e Reelect Mats Qviberg as Director Management For Voted - For
11 .f Elect Lennart Mauritzson as New Director Management For Voted - For
11 .g Elect Stina Lindh Hok as New Director Management For Voted - For
11 .h Elect Jan Litborn as Board Chair Management For Voted - Against
12   Ratify Deloitte as Auditor   Management For Voted - For
13   Authorize Representatives of Four of Company's      
    Largest Shareholders to Serve on Nominating      
    Committee   Management For Voted - For
14   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
15   Approve Remuneration Report Management For Voted - Against
16   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
17   Amend Articles Re: Collecting of Proxies and      
    Advanced Voting; Participation at General Meetings Management For Voted - For
18   Other Business   Management For Non-Voting
19   Close Meeting   Management For Non-Voting
 
FACEBOOK, INC.        
 
Security ID: US30303M1027 Ticker: FB      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1.1   Elect Director Peggy Alford   Management For Voted - For
1.2   Elect Director Marc L. Andreessen Management For Voted - Withheld
1.3   Elect Director Andrew W. Houston Management For Voted - Withheld
1.4   Elect Director Nancy Killefer Management For Voted - For
1.5   Elect Director Robert M. Kimmitt Management For Voted - For
1.6   Elect Director Sheryl K. Sandberg Management For Voted - For
1.7   Elect Director Peter A. Thiel   Management For Voted - Withheld
1.8   Elect Director Tracey T. Travis Management For Voted - For
1.9   Elect Director Mark Zuckerberg Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Amend Non-Employee Director Compensation Policy Management For Voted - Against
4   Approve Recapitalization Plan for all Stock to Have      
    One-vote per Share   Shareholder Against Voted - For
5   Require Independent Board Chair Shareholder Against Voted - For
6   Report on Online Child Sexual Exploitation Shareholder Against Voted - For

 

173


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Require Independent Director Nominee with Human      
  and/or Civil Rights Experience Shareholder Against Voted - Against
8 Report on Platform Misuse   Shareholder Against Voted - For
9 Amend Certificate of Incorporation to Become a      
  Public Benefit Corporation Shareholder Against Voted - Against
 
FANCL CORP.        
 
Security ID: JP3802670004 Ticker: 4921      
 
Meeting Date: 26-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Shimada, Kazuyuki Management For Voted - For
1.2 Elect Director Yamaguchi, Tomochika Management For Voted - For
1.3 Elect Director Yanagisawa, Akihiro Management For Voted - For
1.4 Elect Director Sumida, Yasushi Management For Voted - For
1.5 Elect Director Fujita, Shinro   Management For Voted - For
1.6 Elect Director Nakakubo, Mitsuaki Management For Voted - For
1.7 Elect Director Hashimoto, Keiichiro Management For Voted - For
1.8 Elect Director Matsumoto, Akira Management For Voted - For
1.9 Elect Director Tsuboi, Junko Management For Voted - For
2.1 Appoint Statutory Auditor Seki, Tsuneyoshi Management For Voted - For
2.2 Appoint Statutory Auditor Minamikawa, Hideki Management For Voted - For
2.3 Appoint Statutory Auditor Nakagawa, Miyuki Management For Voted - For
3 Approve Trust-Type Equity Compensation Plan Management For Voted - For
 
FANUC CORP.        
 
Security ID: JP3802400006 Ticker: 6954      
 
Meeting Date: 24-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 206.14   Management For Voted - For
2 Amend Articles to Abolish Board Structure with      
  Statutory Auditors - Adopt Board Structure with      
  Audit Committee - Amend Provisions on Number of      
  Directors - Authorize Directors to Execute Day to      
  Day Operations without Full Board Approval Management For Voted - For
3.1 Elect Director Inaba, Yoshiharu Management For Voted - For
3.2 Elect Director Yamaguchi, Kenji Management For Voted - For
3.3 Elect Director Michael J. Cicco Management For Voted - For
3.4 Elect Director Tsukuda, Kazuo Management For Voted - For
3.5 Elect Director Sumikawa, Masaharu Management For Voted - For
3.6 Elect Director Yamazaki, Naoko Management For Voted - For
4.1 Elect Director and Audit Committee Member Kohari,      
  Katsuo   Management For Voted - For
4.2 Elect Director and Audit Committee Member      
  Mitsumura, Katsuya   Management For Voted - For
4.3 Elect Director and Audit Committee Member Imai,      
  Yasuo   Management For Voted - For

 

174


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.4   Elect Director and Audit Committee Member Yokoi,      
    Hidetoshi   Management For Voted - For
4.5   Elect Director and Audit Committee Member Tomita,      
    Mieko   Management For Voted - For
5   Approve Fixed Cash Compensation Ceiling and      
    Performance-Based Cash Compensation Ceiling for      
    Directors Who Are Not Audit Committee Members Management For Voted - For
6   Approve Compensation Ceiling for Directors Who Are      
    Audit Committee Members Management For Voted - For
7   Approve Restricted Stock Plan Management For Voted - For
 
FASTENAL COMPANY        
 
Security ID: US3119001044 Ticker: FAST      
 
Meeting Date: 24-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Scott A. Satterlee Management For Voted - For
1 b Elect Director Michael J. Ancius Management For Voted - For
1 c Elect Director Stephen L. Eastman Management For Voted - For
1 d Elect Director Daniel L. Florness Management For Voted - For
1 e Elect Director Rita J. Heise   Management For Voted - For
1 f Elect Director Hsenghung Sam Hsu Management For Voted - For
1 g Elect Director Daniel L. Johnson Management For Voted - For
1 h Elect Director Nicholas J. Lundquist Management For Voted - For
1 i Elect Director Reyne K. Wisecup Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
FEDEX CORPORATION        
 
Security ID: US31428X1063 Ticker: FDX      
 
Meeting Date: 21-Sep-20 Meeting Type: Annual      
 
1 a Elect Director Marvin R. Ellison Management For Voted - For
1 b Elect Director Susan Patricia Griffith Management For Voted - For
1 c Elect Director John C. (Chris) Inglis Management For Voted - For
1 d Elect Director Kimberly A. Jabal Management For Voted - For
1 e Elect Director Shirley Ann Jackson Management For Voted - For
1 f Elect Director R. Brad Martin Management For Voted - For
1 g Elect Director Joshua Cooper Ramo Management For Voted - For
1 h Elect Director Susan C. Schwab Management For Voted - For
1 i Elect Director Frederick W. Smith Management For Voted - For
1 j Elect Director David P. Steiner Management For Voted - For
1 k Elect Director Rajesh Subramaniam Management For Voted - For
1 l Elect Director Paul S. Walsh   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst &Young LLP as Auditors Management For Voted - For

 

175


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4   Report on Lobbying Payments and Policy Shareholder Against Voted - For
5   Report on Political Contributions Disclosure Shareholder Against Voted - For
6   Report on Employee Representation on the Board of      
    Directors   Shareholder Against Voted - Against
7   Provide Right to Act by Written Consent Shareholder Against Voted - For
8   Report on Integrating ESG Metrics Into Executive      
    Compensation Program   Shareholder Against Voted - Against
 
FIDELITY NATIONAL INFORMATION SERVICES, INC.      
 
Security ID: US31620M1062 Ticker: FIS      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1 a Elect Director Ellen R. Alemany Management For Voted - For
1 b Elect Director Jeffrey A. Goldstein Management For Voted - For
1 c Elect Director Lisa A. Hook   Management For Voted - For
1 d Elect Director Keith W. Hughes Management For Voted - For
1 e Elect Director Gary L. Lauer Management For Voted - For
1 f Elect Director Gary A. Norcross Management For Voted - For
1 g Elect Director Louise M. Parent Management For Voted - For
1 h Elect Director Brian T. Shea   Management For Voted - For
1 i Elect Director James B. Stallings, Jr. Management For Voted - For
1 j Elect Director Jeffrey E. Stiefler Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify KPMG LLP as Auditors Management For Voted - For
 
FIFTH THIRD BANCORP        
 
Security ID: US3167731005 Ticker: FITB      
 
Meeting Date: 13-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Nicholas K. Akins Management For Voted - For
1 b Elect Director B. Evan Bayh, III Management For Voted - For
1 c Elect Director Jorge L. Benitez Management For Voted - For
1 d Elect Director Katherine B. Blackburn Management For Voted - For
1 e Elect Director Emerson L. Brumback Management For Voted - For
1 f Elect Director Greg D. Carmichael Management For Voted - For
1 g Elect Director Linda W. Clement-Holmes Management For Voted - For
1 h Elect Director C. Bryan Daniels Management For Voted - For
1 i Elect Director Mitchell S. Feiger Management For Voted - For
1 j Elect Director Thomas H. Harvey Management For Voted - For
1 k Elect Director Gary R. Heminger Management For Voted - For
1 l Elect Director Jewell D. Hoover Management For Voted - For
1 m Elect Director Eileen A. Mallesch Management For Voted - For
1 n Elect Director Michael B. McCallister Management For Voted - For
1 o Elect Director Marsha C. Williams Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For

 

176


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
5   Approve Omnibus Stock Plan Management For Voted - Against
6   Eliminate Supermajority Vote Requirement Management For Voted - For
7   Eliminate Cumulative Voting Management For Voted - For
 
FIRST REPUBLIC BANK        
 
Security ID: US33616C1009 Ticker: FRC      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1 a Elect Director James H. Herbert, II Management For Voted - For
1 b Elect Director Katherine August-deWilde Management For Voted - For
1 c Elect Director Hafize Gaye Erkan Management For Voted - For
1 d Elect Director Frank J. Fahrenkopf, Jr. Management For Voted - For
1 e Elect Director Boris Groysberg Management For Voted - For
1 f Elect Director Sandra R. Hernandez Management For Voted - For
1 g Elect Director Pamela J. Joyner Management For Voted - For
1 h Elect Director Reynold Levy Management For Voted - For
1 i Elect Director Duncan L. Niederauer Management For Voted - For
1 j Elect Director George G.C. Parker Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
FIRST SOLAR, INC.        
 
Security ID: US3364331070 Ticker: FSLR      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1.1   Elect Director Michael J. Ahearn Management For Voted - For
1.2   Elect Director Sharon L. Allen Management For Voted - For
1.3   Elect Director Richard D. Chapman Management For Voted - For
1.4   Elect Director George A. Hambro Management For Voted - For
1.5   Elect Director Kathryn A. Hollister Management For Voted - For
1.6   Elect Director Molly E. Joseph Management For Voted - For
1.7   Elect Director Craig Kennedy Management For Voted - For
1.8   Elect Director William J. Post Management For Voted - For
1.9   Elect Director Paul H. Stebbins Management For Voted - For
1.10   Elect Director Michael Sweeney Management For Voted - For
1.11   Elect Director Mark R. Widmar Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Report on Board Diversity Shareholder Against Voted - For

 

177


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
FISERV, INC.        
 
Security ID: US3377381088 Ticker: FISV      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1.1 Elect Director Frank J. Bisignano Management For Voted - For
1.2 Elect Director Alison Davis Management For Voted - For
1.3 Elect Director Henrique de Castro Management For Voted - For
1.4 Elect Director Harry F. DiSimone Management For Voted - For
1.5 Elect Director Dennis F. Lynch Management For Voted - For
1.6 Elect Director Heidi G. Miller Management For Voted - For
1.7 Elect Director Scott C. Nuttall Management For Voted - For
1.8 Elect Director Denis J. O'Leary Management For Voted - For
1.9 Elect Director Doyle R. Simons Management For Voted - For
1.10 Elect Director Kevin M. Warren Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
FIVE9, INC.        
 
Security ID: US3383071012 Ticker: FIVN      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1.1 Elect Director Michael Burdiek Management For Voted - Withheld
1.2 Elect Director David DeWalt Management For Voted - Withheld
1.3 Elect Director Susan Barsamian Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
 
FLATEXDEGIRO AG        
 
Security ID: DE000FTG1111 Ticker: FTK      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
3 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
4 Ratify BDO AG as Auditors for Fiscal Year 2021 Management For Voted - For
5.1 Elect Martin Korbmacher to the Supervisory Board Management For Voted - Against
5.2 Elect Stefan Mueller to the Supervisory Board Management For Voted - For
5.3 Elect Herbert Seuling to the Supervisory Board Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For

 

178


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8 Approve Capitalization of Reserves; Amend      
  Authorizations on the Issuance of Warrants/Bonds;      
  Approve Creation of Authorized Capital Pools Management For Voted - Against
9 Amend Articles Re: AGM Location and Convocation;      
  Participation and Voting Rights Management For Voted - Against
 
FLIR SYSTEMS, INC.        
 
Security ID: US3024451011 Ticker: FLIR      
 
Meeting Date: 13-May-21 Meeting Type: Special      
 
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting   Management For Voted - For
 
FLUGHAFEN ZUERICH AG        
 
Security ID: CH0319416936 Ticker: FHZN      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  (Non-Voting)   Management For Non-Voting
2 Receive Auditor's Report (Non-Voting) Management For Non-Voting
3 Accept Financial Statements and Statutory Reports Management For Voted - For
4 Approve Remuneration Report (Non-Binding) Management For Voted - For
5 Approve Discharge of Board of Directors Management For Voted - For
6 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
7.1 Approve Remuneration of Board of Directors in the      
  Amount of CHF 1.7 Million Management For Voted - For
7.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 5.5 Million Management For Voted - For
8.1.1 Reelect Guglielmo Brentel as Director Management For Voted - For
8.1.2 Reelect Josef Felder as Director Management For Voted - For
8.1.3 Reelect Stephan Gemkow as Director Management For Voted - For
8.1.4 Reelect Corine Mauch as Director Management For Voted - Against
8.1.5 Reelect Andreas Schmid as Director Management For Voted - Against
8.2 Elect Andreas Schmid as Board Chairman Management For Voted - Against
8.3.1 Appoint Vincent Albers as Member of the Nomination      
  and Compensation Committee Management For Voted - Against
8.3.2 Appoint Guglielmo Brentel as Member of the      
  Nomination and Compensation Committee Management For Voted - For
8.3.3 Appoint Eveline Saupper as Member of the Nomination      
  and Compensation Committee Management For Voted - Against
8.3.4 Appoint Andreas Schmid as Non-Voting Member of the      
  Nomination and Compensation Committee Management For Voted - Against
8.4 Designate Marianne Sieger as Independent Proxy Management For Voted - For
8.5 Ratify Ernst & Young AG as Auditors Management For Voted - For
9 Transact Other Business (Voting) Management For Voted - Against

 

179


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
FLUIDRA SA        
 
Security ID: ES0137650018 Ticker: FDR      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Non-Financial Information Statement Management For Voted - For
3 Approve Allocation of Income Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Approve Dividends Charged Against Reserves Management For Voted - For
6.1 Reelect Eloy Planes Corts as Director Management For Voted - For
6.2 Reelect Bernardo Corbera Serra as Director Management For Voted - For
6.3 Reelect Oscar Serra Duffo as Director Management For Voted - For
7.1 Amend Articles Re: Remote Attendance Management For Voted - For
7.2 Amend Article 45 Re: Board Management For Voted - For
8.1 Amend Articles of General Meeting Regulations Re:      
  Remote Attendance   Management For Voted - For
8.2 Amend Article 27 of General Meeting Regulations Re:      
  Publicity of Resolutions Management For Voted - For
9 Approve Remuneration Policy Management For Voted - For
10 Advisory Vote on Remuneration Report Management For Voted - For
11 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
FORBO HOLDING AG        
 
Security ID: CH0003541510 Ticker: FORN      
 
Meeting Date: 01-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  20.00 per Share   Management For Voted - For
4.1 Approve Remuneration Report Management For Voted - For
4.2 Approve Remuneration of Directors in the Amount of      
  CHF 4.6 Million   Management For Voted - For
4.3 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 2.5 Million Management For Voted - For
4.4 Approve Short-Term Variable Remuneration of      
  Executive Committee in the Amount of CHF 150,000 Management For Voted - For
4.5 Approve Long-Term Remuneration of Executive      
  Committee in the Amount of CHF 500,000 Management For Voted - For
5.1 Reelect This Schneider as Director and Board      
  Chairman   Management For Voted - Against
5.2 Reelect Peter Altorfer as Director Management For Voted - Against
5.3 Reelect Michael Pieper as Director Management For Voted - Against
5.4 Reelect Claudia Coninx-Kaczynski as Director Management For Voted - For
5.5 Reelect Reto Mueller as Director Management For Voted - For

 

180


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5.6   Reelect Vincent Studer as Director Management For Voted - Against
6.1   Reappoint Peter Altorfer as Member of the      
    Compensation Committee   Management For Voted - Against
6.2   Reappoint Claudia Coninx-Kaczynski as Member of the      
    Compensation Committee   Management For Voted - For
6.3   Reappoint Michael Pieper as Member of the      
    Compensation Committee   Management For Voted - Against
7   Ratify KPMG AG as Auditors Management For Voted - For
8   Designate Rene Peyer as Independent Proxy Management For Voted - For
9   Transact Other Business (Voting) Management For Voted - Against
 
FORD MOTOR COMPANY        
 
Security ID: US3453708600 Ticker: F      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1 a Elect Director Kimberly A. Casiano Management For Voted - For
1 b Elect Director Anthony F. Earley, Jr. Management For Voted - For
1 c Elect Director Alexandra Ford English Management For Voted - For
1 d Elect Director James D. Farley, Jr. Management For Voted - For
1 e Elect Director Henry Ford, III Management For Voted - For
1 f Elect Director William Clay Ford, Jr. Management For Voted - For
1 g Elect Director William W. Helman, IV Management For Voted - For
1 h Elect Director Jon M. Huntsman, Jr. Management For Voted - For
1 i Elect Director William E. Kennard Management For Voted - For
1 j Elect Director Beth E. Mooney Management For Voted - For
1 k Elect Director John L. Thornton Management For Voted - For
1 l Elect Director John B. Veihmeyer Management For Voted - For
1 m Elect Director Lynn M. Vojvodich Management For Voted - For
1 n Elect Director John S. Weinberg Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Approve Recapitalization Plan for all Stock to Have      
    One-vote per Share   Shareholder Against Voted - For
 
FORD OTOMOTIV SANAYI AS        
 
Security ID: TRAOTOSN91H6 Ticker: FROTO      
 
Meeting Date: 17-Mar-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Open Meeting and Elect Presiding Council of Meeting Management For Voted - For
2   Accept Board Report   Management For Voted - For
3   Accept Audit Report   Management For Voted - For
4   Accept Financial Statements   Management For Voted - For
5   Ratify Director Appointments Management For Voted - Against
6   Approve Discharge of Board Management For Voted - For
7   Approve Allocation of Income Management For Voted - For

 

181


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8 Amend Articles 6 Re: Capital Related Management For Voted - Against
9 Elect Directors   Management For Voted - Against
10 Approve Remuneration Policy and Director      
  Remuneration for 2020   Management For Voted - For
11 Approve Director Remuneration Management For Voted - Against
12 Ratify External Auditors   Management For Voted - For
13 Approve Upper Limit of Donations for 2021 and      
  Receive Information on Donations Made in 2020 Management For Voted - Against
14 Receive Information on Guarantees, Pledges and      
  Mortgages Provided to Third Parties Management For Non-Voting
15 Grant Permission for Board Members to Engage in      
  Commercial Transactions with Company and Be      
  Involved with Companies with Similar Corporate      
  Purpose   Management For Voted - For
16 Wishes   Management For Non-Voting
 
FORTINET, INC.        
 
Security ID: US34959E1091 Ticker: FTNT      
 
Meeting Date: 18-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Ken Xie   Management For Voted - For
1.2 Elect Director Michael Xie   Management For Voted - For
1.3 Elect Director Kelly Ducourty Management For Voted - For
1.4 Elect Director Kenneth A. Goldman Management For Voted - For
1.5 Elect Director Ming Hsieh   Management For Voted - For
1.6 Elect Director Jean Hu   Management For Voted - For
1.7 Elect Director William H. Neukom Management For Voted - For
1.8 Elect Director Judith Sim   Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
FORTNOX AB        
 
Security ID: SE0001966656 Ticker: FNOX      
 
Meeting Date: 08-Mar-21 Meeting Type: Special      
 
1 Elect Chairman of Meeting   Management For Did Not Vote
2 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
3 Prepare and Approve List of Shareholders Management For Did Not Vote
4 Approve Agenda of Meeting   Management For Did Not Vote
5 Acknowledge Proper Convening of Meeting Management For Did Not Vote
6 Approve Issuance of 682,177 Shares in Connection      
  with Acquisition of Offerta Group AB Management For Did Not Vote
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting

 

182


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
2   Elect Chairman of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7   Receive Financial Statements and Statutory Reports Management For Non-Voting
8 .a Accept Financial Statements and Statutory Reports Management For Voted - For
8 .b Approve Allocation of Income and Dividends of SEK      
    0.75 Per Share   Management For Voted - For
8.c.1 Approve Discharge of Trond Dale Management For Voted - For
8.c.2 Approve Discharge of Kerstin Sundberg Management For Voted - For
8.c.3 Approve Discharge of Andreas Kemi Management For Voted - For
8.c.4 Approve Discharge of Anna Frick Management For Voted - For
8.c.5 Approve Discharge of Magnus Gudehn Management For Voted - For
8.c.6 Approve Discharge of Olof Hallrup Management For Voted - For
8.c.7 Approve Discharge of Tuva Palm Management For Voted - For
8.c.8 Approve Discharge of Tommy Eklund Management For Voted - For
9.1   Determine Number of Members (5) and Deputy Members      
    (0) of Board   Management For Voted - For
9.2   Determine Number of Auditors (1) Management For Voted - For
10.1   Approve Remuneration of Directors in the Amount of      
    SEK 460,000 to Chairman and 230,000 to Other      
    Directors; Approve Remuneration for Committee Work; Management For Voted - For
10.2   Approve Remuneration of Auditors Management For Voted - For
11.1   Reelect Andreas Kemi as Director Management For Voted - For
11.2   Reelect Anna Frick as Director Management For Voted - For
11.3   Reelect Magnus Gudehn as Director Management For Voted - For
11.4   Reelect Olof Hallrup as Director Management For Voted - For
11.5   Reelect Tuva Palm as Director Management For Voted - For
11.6   Reelect Olof Hallrup as Board Chair Management For Voted - For
11.7   Ratify KPMG as Auditors   Management For Voted - For
12   Authorize Chairman of the Board and Representatives      
    of Three of Company's Largest Shareholders to Serve      
    on Nominating Committee Management For Voted - For
13   Approve Warrant Plan for Key Employees Management For Voted - For
14   Amend Articles   Management For Voted - For
15   Approve Creation of Pool of Capital without      
    Preemptive Rights   Management For Voted - For
16   Close Meeting   Management For Non-Voting
 
FORTUM OYJ        
 
Security ID: FI0009007132 Ticker: FORTUM      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1   Open Meeting   Management For Non-Voting
2   Call the Meeting to Order   Management For Non-Voting
3   Designate Inspector or Shareholder      
    Representative(s) of Minutes of Meeting Management For Non-Voting

 

183


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4   Acknowledge Proper Convening of Meeting Management For Non-Voting
5   Prepare and Approve List of Shareholders Management For Non-Voting
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7   Accept Financial Statements and Statutory Reports Management For Voted - For
8   Approve Allocation of Income and Dividends of EUR      
    1.12 Per Share   Management For Voted - For
9   Approve Discharge of Board and President Management For Voted - For
10   Approve Remuneration Report (Advisory Vote) Management For Voted - For
11   Approve Remuneration of Directors in the Amount of      
    EUR 77,200 for Chair, EUR 57,500 for Deputy Chair      
    and EUR 40,400 for Other Directors; Approve      
    Remuneration for Committee Work; Approve Meeting      
    Fees   Management For Voted - For
12   Fix Number of Directors at Seven Management For Voted - For
13   Reelect Essimari Kairisto, Anja McAlister (Deputy      
    Chair), Teppo Paavola, Veli-Matti Reinikkala      
    (Chair), Philipp Rosler and Annette Stube as      
    Directors; Elect Luisa Delgado as New Director Management For Voted - For
14   Approve Remuneration of Auditors Management For Voted - For
15   Ratify Deloitte as Auditors Management For Voted - For
16   Authorize Share Repurchase Program Management For Voted - For
17   Authorize Reissuance of Repurchased Shares Management For Voted - For
18   Approve Charitable Donations Management For Voted - For
19   Close Meeting   Management For Non-Voting
 
FORTUNE BRANDS HOME & SECURITY, INC.      
 
Security ID: US34964C1062 Ticker: FBHS      
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1 a Elect Director Ann Fritz Hackett Management For Voted - For
1 b Elect Director John G. Morikis Management For Voted - For
1 c Elect Director Jeffery S. Perry Management For Voted - For
1 d Elect Director Ronald V. Waters, III Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
FRAPORT AG FRANKFURT AIRPORT SERVICES WORLDWIDE      
 
Security ID: DE0005773303 Ticker: FRA      
 
Meeting Date: 01-Jun-21 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2   Approve Discharge of Management Board for Fiscal      
    Year 2020   Management For Voted - For
3   Approve Discharge of Supervisory Board for Fiscal      
    Year 2020   Management For Voted - For

 

184


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2021   Management For Voted - For
5 Elect Sonja Waerntges to the Supervisory Board Management For Voted - For
6 Approve Creation of EUR 458.8 Million Pool of      
  Capital with Preemptive Rights Management For Voted - For
7 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds with Partial Exclusion      
  of Preemptive Rights up to Aggregate Nominal Amount      
  of EUR 800 Million; Approve Creation of EUR 120.2      
  Million Pool of Capital to Guarantee Conversion      
  Rights   Management For Voted - Against
8 Approve Affiliation Agreement with FraSec Fraport      
  Security Services GmbH Management For Voted - For
9 Amend Affiliation Agreement with Airport Cater      
  Service GmbH   Management For Voted - For
 
FREENET AG        
 
Security ID: DE000A0Z2ZZ5 Ticker: FNTN      
 
Meeting Date: 18-Jun-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.50 per Share and a Special Dividend of EUR 0.15      
  per Share   Management For Voted - For
3.1 Approve Discharge of Management Board Member      
  Christoph Vilanek for Fiscal Year 2020 Management For Voted - For
3.2 Approve Discharge of Management Board Member Ingo      
  Arnold for Fiscal Year 2020 Management For Voted - For
3.3 Approve Discharge of Management Board Member      
  Stephan Esch for Fiscal Year 2020 Management For Voted - For
3.4 Approve Discharge of Management Board Member      
  Antonius Fromme for Fiscal Year 2020 Management For Voted - For
3.5 Approve Discharge of Management Board Member      
  Rickmann Platen for Fiscal Year 2020 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member      
  Helmut Thoma for Fiscal Year 2020 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member Knut      
  Mackeprang for Fiscal Year 2020 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member      
  Claudia Anderleit for Fiscal Year 2020 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member Bente      
  Brandt for Fiscal Year 2020 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member      
  Theo-Benneke Bretsch for Fiscal Year 2020 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member      
  Sabine Christiansen for Fiscal Year 2020 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member      
  Gerhard Huck for Fiscal Year 2020 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member      
  Thorsten Kraemer for Fiscal Year 2020 Management For Voted - For

 

185


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.9 Approve Discharge of Supervisory Board Member      
  Fraenzi Kuehne for Fiscal Year 2020 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member      
  Thomas Reimann for Fiscal Year 2020 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member Marc      
  Tuengler for Fiscal Year 2020 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member      
  Robert Weidinger for Fiscal Year 2020 Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2021   Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
 
FREEPORT-MCMORAN INC.        
 
Security ID: US35671D8570 Ticker: FCX      
 
Meeting Date: 08-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director David P. Abney Management For Voted - For
1.2 Elect Director Richard C. Adkerson Management For Voted - For
1.3 Elect Director Robert W. Dudley Management For Voted - For
1.4 Elect Director Lydia H. Kennard Management For Voted - For
1.5 Elect Director Dustan E. McCoy Management For Voted - For
1.6 Elect Director John J. Stephens Management For Voted - For
1.7 Elect Director Frances Fragos Townsend Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
FUBON FINANCIAL HOLDING CO., LTD.      
 
Security ID: TW0002881000 Ticker: 2881      
 
Meeting Date: 11-Jun-21 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF COMMON SHARES Management For Non-Voting
1 Approve Business Report and Financial Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve the Issuance of New Shares by      
  Capitalization of Capital Reserve Management For Voted - For
4 Approve Plan to Raise Long-term Capital Management For Voted - For
5 Approve Amendments to Rules and Procedures      
  Regarding Shareholders' General Meeting Management For Voted - For
 
FUJI ELECTRIC CO., LTD.        
 
Security ID: JP3820000002 Ticker: 6504      
 
Meeting Date: 06-Aug-20 Meeting Type: Annual      
 
1.1 Elect Director Kitazawa, Michihiro Management For Voted - For

 

186


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.2 Elect Director Sugai, Kenzo   Management For Voted - For
1.3 Elect Director Abe, Michio   Management For Voted - For
1.4 Elect Director Tomotaka, Masatsugu Management For Voted - For
1.5 Elect Director Arai, Junichi   Management For Voted - For
1.6 Elect Director Tamba, Toshihito Management For Voted - For
1.7 Elect Director Tachikawa, Naomi Management For Voted - For
1.8 Elect Director Hayashi, Yoshitsugu Management For Voted - For
2.1 Appoint Statutory Auditor Matsumoto, Junichi Management For Voted - For
2.2 Appoint Statutory Auditor Hiramatsu, Tetsuo Management For Voted - Against
2.3 Appoint Statutory Auditor Takaoka, Hirohiko Management For Voted - Against
2.4 Appoint Statutory Auditor Katsuta, Yuko Management For Voted - For
 
Meeting Date: 25-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Kitazawa, Michihiro Management For Voted - For
1.2 Elect Director Sugai, Kenzo   Management For Voted - For
1.3 Elect Director Abe, Michio   Management For Voted - For
1.4 Elect Director Tomotaka, Masatsugu Management For Voted - For
1.5 Elect Director Arai, Junichi   Management For Voted - For
1.6 Elect Director Kondo, Shiro   Management For Voted - For
1.7 Elect Director Tamba, Toshihito Management For Voted - For
1.8 Elect Director Tachikawa, Naomi Management For Voted - For
1.9 Elect Director Hayashi, Yoshitsugu Management For Voted - For
 
FUJI OIL HOLDINGS, INC.        
 
Security ID: JP3816400000 Ticker: 2607      
 
Meeting Date: 23-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 26   Management For Voted - For
2.1 Elect Director Sakai, Mikio   Management For Voted - For
2.2 Elect Director Matsumoto, Tomoki Management For Voted - For
2.3 Elect Director Kadota, Takashi Management For Voted - For
2.4 Elect Director Takasugi, Takeshi Management For Voted - For
2.5 Elect Director Ueno, Yuko   Management For Voted - For
2.6 Elect Director Nishi, Hidenori Management For Voted - For
2.7 Elect Director Umehara, Toshiyuki Management For Voted - For
2.8 Elect Director Miyamoto, Shuichi Management For Voted - For
3 Appoint Statutory Auditor Shibuya, Makoto Management For Voted - For
4 Appoint Alternate Statutory Auditor Fukuda, Tadashi Management For Voted - For
 
FUJITSU LTD.        
 
Security ID: JP3818000006 Ticker: 6702      
 
Meeting Date: 28-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Tokita, Takahito Management For Voted - For

 

187


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.2 Elect Director Furuta, Hidenori Management For Voted - For
1.3 Elect Director Isobe, Takeshi Management For Voted - For
1.4 Elect Director Yamamoto, Masami Management For Voted - For
1.5 Elect Director Mukai, Chiaki Management For Voted - For
1.6 Elect Director Abe, Atsushi   Management For Voted - For
1.7 Elect Director Kojo, Yoshiko Management For Voted - For
1.8 Elect Director Scott Callon   Management For Voted - For
1.9 Elect Director Sasae, Kenichiro Management For Voted - For
2 Appoint Statutory Auditor Hirose, Yoichi Management For Voted - For
3 Appoint Alternate Statutory Auditor Namba, Koichi Management For Voted - For
4 Approve Compensation Ceiling for Directors Management For Voted - For
5 Approve Performance Share Plan Management For Voted - For
 
FUTURE PLC        
 
Security ID: GB00BYZN9041 Ticker: FUTR      
 
Meeting Date: 14-Jan-21 Meeting Type: Special      
 
1 Approve Matters Relating to the Acquisition of Goco      
  Group Plc   Management For Voted - For
 
Meeting Date: 10-Feb-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3 Approve Remuneration Policy Management For Voted - Against
4 Approve Remuneration Report Management For Voted - For
5 Elect Richard Huntingford as Director Management For Voted - For
6 Re-elect Zillah Byng-Thorne as Director Management For Voted - For
7 Elect Rachel Addison as Director Management For Voted - For
8 Elect Meredith Amdur as Director Management For Voted - For
9 Elect Mark Brooker as Director Management For Voted - For
10 Re-elect Hugo Drayton as Director Management For Voted - For
11 Re-elect Rob Hattrell as Director Management For Voted - For
12 Re-elect Alan Newman as Director Management For Voted - For
13 Appoint Deloitte LLP as Auditors Management For Voted - For
14 Authorise the Audit and Risk Committee to Fix      
  Remuneration of Auditors   Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise EU Political Donations and Expenditure Management For Voted - For
17 Approve US Employee Stock Purchase Plan Management For Voted - For
18 Approve Value Creation Plan Management For Voted - Against
19 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
21 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
22 Adopt New Articles of Association Management For Voted - For

 

188


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
GALENICA AG        
 
Security ID: CH0360674466 Ticker: GALE      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Discharge of Board and Senior Management Management For Voted - For
3.1   Approve Allocation of Income and Dividends of CHF      
    0.90 from Retained Earnings Management For Voted - For
3.2   Approve Dividends of CHF 0.90 per Share from      
    Capital Contribution Reserves Management For Voted - For
4   Approve Remuneration Report Management For Voted - For
5.1   Approve Remuneration of Directors in the Amount of      
    CHF 1.9 Million   Management For Voted - For
5.2   Approve Remuneration of Executive Committee in the      
    Amount of CHF 7.2 Million Management For Voted - For
6   Approve Extension and Renewal of CHF 500,000 Pool      
    of Capital without Preemptive Rights Management For Voted - Against
7.1.1 Reelect Daniela Bosshardt as Director and Board      
    Chairman   Management For Voted - For
7.1.2 Reelect Bertrand Jungo as Director Management For Voted - For
7.1.3 Reelect Pascale Bruderer as Director Management For Voted - For
7.1.4 Reelect Michel Burnier as Director Management For Voted - For
7.1.5 Reelect Markus Neuhaus as Director Management For Voted - For
7.1.6 Reelect Andreas Walde as Director Management For Voted - For
7.2.1 Reappoint Andreas Walde as Member of the      
    Compensation Committee   Management For Voted - For
7.2.2 Reappoint Markus Neuhaus as Member of the      
    Compensation Committee   Management For Voted - For
7.2.3 Appoint Michel Burnier as Member of the      
    Compensation Committee   Management For Voted - For
7.3   Designate Walder Wyss AG as Independent Proxy Management For Voted - For
7.4   Ratify Ernst & Young AG as Auditors Management For Voted - For
8   Transact Other Business (Voting) Management For Voted - Against
 
GENERAL DYNAMICS CORPORATION      
 
Security ID: US3695501086 Ticker: GD      
 
Meeting Date: 05-May-21 Meeting Type: Annual      
 
1 a Elect Director James S. Crown Management For Voted - For
1 b Elect Director Rudy F. deLeon Management For Voted - For
1 c Elect Director Cecil D. Haney Management For Voted - For
1 d Elect Director Mark M. Malcolm Management For Voted - For
1 e Elect Director James N. Mattis Management For Voted - For
1 f Elect Director Phebe N. Novakovic Management For Voted - For
1 g Elect Director C. Howard Nye Management For Voted - For
1 h Elect Director Catherine B. Reynolds Management For Voted - For
1 i Elect Director Laura J. Schumacher Management For Voted - For

 

189


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 j Elect Director Robert K. Steel Management For Voted - For
1 k Elect Director John G. Stratton Management For Voted - For
1 l Elect Director Peter A. Wall   Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Reduce Ownership Threshold for Shareholders to Call      
    Special Meeting   Shareholder Against Voted - For
 
GENERAL ELECTRIC COMPANY        
 
Security ID: US3696041033 Ticker: GE      
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1 a Elect Director Sebastien Bazin Management For Voted - For
1 b Elect Director Ashton Carter   Management For Voted - For
1 c Elect Director H. Lawrence Culp, Jr. Management For Voted - For
1 d Elect Director Francisco D'Souza Management For Voted - For
1 e Elect Director Edward Garden Management For Voted - For
1 f Elect Director Thomas Horton Management For Voted - For
1 g Elect Director Risa Lavizzo-Mourey Management For Voted - For
1 h Elect Director Catherine Lesjak Management For Voted - For
1 i Elect Director Paula Rosput Reynolds Management For Voted - For
1 j Elect Director Leslie Seidman Management For Voted - For
1 k Elect Director James Tisch   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4   Approve Reverse Stock Split Management For Voted - For
5   Require More Director Nominations Than Open Seats Shareholder Against Voted - Against
6   Require Independent Board Chair Shareholder Against Voted - For
7   Report on Meeting the Criteria of the Net Zero      
    Indicator   Shareholder For Voted - For
 
GENERAL MOTORS COMPANY        
 
Security ID: US37045V1008 Ticker: GM      
 
Meeting Date: 14-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Mary T. Barra Management For Voted - For
1 b Elect Director Wesley G. Bush Management For Voted - For
1 c Elect Director Linda R. Gooden Management For Voted - For
1 d Elect Director Joseph Jimenez Management For Voted - For
1 e Elect Director Jane L. Mendillo Management For Voted - For
1 f Elect Director Judith A. Miscik Management For Voted - For
1 g Elect Director Patricia F. Russo Management For Voted - For
1 h Elect Director Thomas M. Schoewe Management For Voted - For
1 i Elect Director Carol M. Stephenson Management For Voted - For

 

190


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 j Elect Director Mark A. Tatum Management For Voted - For
1 k Elect Director Devin N. Wenig Management For Voted - For
1 l Elect Director Margaret C. Whitman Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - For
5   Link Executive Pay to Social Criteria Shareholder Against Voted - Against
 
GENUIT GROUP PLC        
 
Security ID: GB00BKRC5K31 Ticker: GEN      

 

Meeting Date: 20-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Policy Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Approve Final Dividend   Management For Voted - For
5 Elect Kevin Boyd as Director Management For Voted - For
6 Re-elect Martin Payne as Director Management For Voted - For
7 Re-elect Paul James as Director Management For Voted - For
8 Re-elect Glen Sabin as Director Management For Voted - For
9 Re-elect Ron Marsh as Director Management For Voted - For
10 Re-elect Mark Hammond as Director Management For Voted - For
11 Re-elect Louise Hardy as Director Management For Voted - For
12 Re-elect Lisa Scenna as Director Management For Voted - For
13 Re-elect Louise Brooke-Smith as Director Management For Voted - For
14 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
15 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
16 Authorise Issue of Equity   Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
GEORG FISCHER AG        
 
Security ID: CH0001752309 Ticker: FI.N      
 
Meeting Date: 21-Apr-21 Meeting Type: Annual      
 
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  15 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For

 

191


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.1 Reelect Hubert Achermann as Director Management For Voted - For
4.2 Reelect Riet Cadonau as Director Management For Voted - For
4.3 Reelect Peter Hackel as Director Management For Voted - For
4.4 Reelect Roger Michaelis as Director Management For Voted - For
4.5 Reelect Eveline Saupper as Director Management For Voted - For
4.6 Reelect Yves Serra as Director Management For Voted - For
4.7 Reelect Jasmin Staiblin as Director Management For Voted - For
5.1 Reelect Yves Serra as Board Chairman Management For Voted - For
5.2.1 Appoint Hubert Achermann as Member of the      
  Compensation Committee   Management For Voted - For
5.2.2 Appoint Riet Cadonau as Member of the Compensation      
  Committee   Management For Voted - For
5.2.3 Appoint Eveline Saupper as Member of the      
  Compensation Committee   Management For Voted - For
6 Approve Remuneration of Directors in the Amount of      
  CHF 3.1 Million   Management For Voted - For
7 Approve Remuneration of Executive Committee in the      
  Amount of CHF 10.8 Million Management For Voted - For
8 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
9 Designate Christoph Vaucher as Independent Proxy Management For Voted - For
10 Transact Other Business (Voting) Management For Voted - Against
 
GERRESHEIMER AG        
 
Security ID: DE000A0LD6E6 Ticker: GXI      
 
Meeting Date: 09-Jun-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Short Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.25 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
5 Ratify Deloitte GmbH as Auditors for Fiscal Year      
  2021   Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
8 Approve Creation of EUR 6.3 Million Pool of Capital      
  with Partial Exclusion of Preemptive Rights Management For Voted - For
9 Approve Creation of EUR 3.1 Million Pool of      
  Authorized Capital II with Partial Exclusion of      
  Preemptive Rights   Management For Voted - For

 

192


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
GETINGE AB        
 
Security ID: SE0000202624 Ticker: GETI.B      
 
Meeting Date: 20-Apr-21 Meeting Type: Annual      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting   Management For Voted - For
3   Designate Inspector(s) of Minutes of Meeting Management For Non-Voting
4   Prepare and Approve List of Shareholders Management For Voted - For
5   Approve Agenda of Meeting   Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7   Receive Financial Statements and Statutory Reports Management For Non-Voting
8   Receive Board's and Board Committee's Reports Management For Non-Voting
9   Receive CEO Report   Management For Non-Voting
10   Accept Financial Statements and Statutory Reports Management For Voted - For
11   Approve Allocation of Income and Dividends of SEK 3      
    Per Share   Management For Voted - For
12 .a Approve Discharge of Carl Bennet Management For Voted - For
12 .b Approve Discharge of Johan Bygge Management For Voted - For
12 .c Approve Discharge of Cecilia Daun Wennborg Management For Voted - For
12 .d Approve Discharge of Barbro Friden Management For Voted - For
12 .e Approve Discharge of Dan Frohm Management For Voted - For
12 .f Approve Discharge of Sofia Hasselberg Management For Voted - For
12 .g Approve Discharge of Johan Malmquist Management For Voted - For
12 .h Approve Discharge of Malin Persson Management For Voted - For
12 .i Approve Discharge of Johan Stern Management For Voted - For
12 .j Approve Discharge of Mattias Perjos Management For Voted - For
12 .k Approve Discharge of Rickard Karlsson Management For Voted - For
12 .l Approve Discharge of Ake Larsson Management For Voted - For
12.m Approve Discharge of Peter Jormalm Management For Voted - For
12 .n Approve Discharge of Fredrik Brattborn Management For Voted - For
13 .a Determine Number of Members (10) and Deputy Members      
    (0) of Board   Management For Voted - For
13 .b Determine Number of Auditors (1) and Deputy      
    Auditors (0)   Management For Voted - For
14 .a Approve Remuneration of Directors in the Aggregate      
    Amount of SEK 6.5 Million; Approve Remuneration for      
    Committee Work   Management For Voted - For
14 .b Approve Remuneration of Auditors Management For Voted - For
15 .a Reelect Carl Bennet as Director Management For Voted - Against
15 .b Reelect Johan Bygge as Director Management For Voted - Against
15 .c Reelect Cecilia Daun Wennborg as Director Management For Voted - Against
15 .d Reelect Barbro Friden as Director Management For Voted - For
15 .e Reelect Dan Frohm as Director Management For Voted - Against
15 .f Reelect Sofia Hasselberg as Director Management For Voted - For
15 .g Reelect Johan Malmquist as Director Management For Voted - Against
15 .h Reelect Mattias Perjos as Director Management For Voted - For
15 .i Reelect Malin Persson as Director Management For Voted - For
15 .j Elect Kristian Samuelsson as New Director Management For Voted - For

 

193


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
15 .k Reelect Johan Malmquist as Board Chairman Management For Voted - Against
16   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
17   Approve Remuneration Report Management For Voted - For
18   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
19   Close Meeting   Management For Non-Voting
 
GLANBIA PLC        
 
Security ID: IE0000669501 Ticker: GL9      
 
Meeting Date: 11-Feb-21 Meeting Type: Special      
 
1   Approve Migration of the Migrating Shares to      
    Euroclear Bank's Central Securities Depository Management For Did Not Vote
2   Adopt New Articles of Association Management For Did Not Vote
3   Authorise Company to Take All Actions to Implement      
    the Migration   Management For Did Not Vote
1   Approve Migration of the Migrating Shares to      
    Euroclear Bank's Central Securities Depository Management For Voted - For
2   Adopt New Articles of Association Management For Voted - For
3   Authorise Company to Take All Actions to Implement      
    the Migration   Management For Voted - For
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Did Not Vote
2   Approve Final Dividend   Management For Did Not Vote
3 a Re-elect Patsy Ahern as Director Management For Did Not Vote
3 b Re-elect Mark Garvey as Director Management For Did Not Vote
3 c Re-elect Vincent Gorman as Director Management For Did Not Vote
3 d Re-elect Brendan Hayes as Director Management For Did Not Vote
3 e Re-elect John G Murphy as Director Management For Did Not Vote
3 f Elect John Murphy as Director Management For Did Not Vote
3 g Re-elect Patrick Murphy as Director Management For Did Not Vote
3 h Re-elect Siobhan Talbot as Director Management For Did Not Vote
3 i Elect Roisin Brennan as Director Management For Did Not Vote
3 j Re-elect Patrick Coveney as Director Management For Did Not Vote
3 k Elect Paul Duffy as Director   Management For Did Not Vote
3 l Re-elect Donard Gaynor as Director Management For Did Not Vote
3 m Elect Jane Lodge as Director Management For Did Not Vote
3 n Re-elect Dan O'Connor as Director Management For Did Not Vote
4   Authorise Board to Fix Remuneration of Auditors Management For Did Not Vote
5   Approve Remuneration Report Management For Did Not Vote
6   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Did Not Vote
7   Authorise Issue of Equity   Management For Did Not Vote
8   Authorise Issue of Equity without Pre-emptive Rights Management For Did Not Vote

 

194


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Did Not Vote
10   Authorise Market Purchase of Shares Management For Did Not Vote
11   Determine Price Range for Reissuance of Treasury      
    Shares   Management For Did Not Vote
12   Approve Rule 37 Waiver Resolution in Respect of      
    Market Purchases of the Company's Own Shares Management None Did Not Vote
13   Approve Rule 9 Waiver Resolution in Respect of      
    Share Acquisitions by Directors Management None Did Not Vote
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3 a Re-elect Patsy Ahern as Director Management For Voted - For
3 b Re-elect Mark Garvey as Director Management For Voted - For
3 c Re-elect Vincent Gorman as Director Management For Voted - For
3 d Re-elect Brendan Hayes as Director Management For Voted - For
3 e Re-elect John G Murphy as Director Management For Voted - For
3 f Elect John Murphy as Director Management For Voted - For
3 g Re-elect Patrick Murphy as Director Management For Voted - For
3 h Re-elect Siobhan Talbot as Director Management For Voted - For
3 i Elect Roisin Brennan as Director Management For Voted - For
3 j Re-elect Patrick Coveney as Director Management For Voted - For
3 k Elect Paul Duffy as Director   Management For Voted - For
3 l Re-elect Donard Gaynor as Director Management For Voted - For
3 m Elect Jane Lodge as Director Management For Voted - For
3 n Re-elect Dan O'Connor as Director Management For Voted - For
4   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
5   Approve Remuneration Report Management For Voted - For
6   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
7   Authorise Issue of Equity   Management For Voted - For
8   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
9   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
10   Authorise Market Purchase of Shares Management For Voted - For
11   Determine Price Range for Reissuance of Treasury      
    Shares   Management For Voted - For
12   Approve Rule 37 Waiver Resolution in Respect of      
    Market Purchases of the Company's Own Shares Management None Voted - Against
13   Approve Rule 9 Waiver Resolution in Respect of      
    Share Acquisitions by Directors Management None Voted - For
 
GLOBAL PAYMENTS INC.        
 
Security ID: US37940X1028 Ticker: GPN      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1 a Elect Director F. Thaddeus Arroyo Management For Voted - For
1 b Elect Director Robert H.B. Baldwin, Jr. Management For Voted - For

 

195


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 c Elect Director John G. Bruno Management For Voted - For
1 d Elect Director Kriss Cloninger, III Management For Voted - For
1 e Elect Director William I Jacobs Management For Voted - For
1 f Elect Director Joia M. Johnson Management For Voted - For
1 g Elect Director Ruth Ann Marshall Management For Voted - For
1 h Elect Director Connie D. McDaniel Management For Voted - For
1 i Elect Director William B. Plummer Management For Voted - For
1 j Elect Director Jeffrey S. Sloan Management For Voted - For
1 k Elect Director John T. Turner Management For Voted - For
1 l Elect Director M. Troy Woods Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - For
 
GODADDY INC.        
 
Security ID: US3802371076 Ticker: GDDY      
 
Meeting Date: 02-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Herald Y. Chen Management For Voted - Withheld
1.2   Elect Director Brian H. Sharples Management For Voted - Withheld
1.3   Elect Director Leah Sweet   Management For Voted - Withheld
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
 
GRAFTON GROUP PLC        
 
Security ID: IE00B00MZ448 Ticker: GFTU      
 
Meeting Date: 21-Jan-21 Meeting Type: Special      
 
1   Approve Migration of the Migrating Shares to the      
    Euroclear System   Management For Voted - For
2   Adopt New Articles of Association Re: Migration Management For Voted - For
3   Authorise Company to Take All Actions to Implement      
    the Migration   Management For Voted - For
4   Adopt New Articles of Association Re: Article 5 Management For Voted - For
5   Approve Capital Reorganisation Management For Voted - For
6   Amend Articles of Association Management For Voted - For
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3 a Re-elect Michael Roney as Director Management For Voted - For
3 b Re-elect Paul Hampden Smith as Director Management For Voted - For
3 c Re-elect Susan Murray as Director Management For Voted - For
3 d Re-elect Vincent Crowley as Director Management For Voted - For

 

196


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 e Re-elect Rosheen McGuckian as Director Management For Voted - For
3 f Re-elect David Arnold as Director Management For Voted - For
3 g Re-elect Gavin Slark as Director Management For Voted - For
4   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
5   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
6   Approve Remuneration Report Management For Voted - For
7   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
8   Authorise Issue of Equity   Management For Voted - For
9   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
10   Authorise Market Purchase of Shares Management For Voted - For
11   Determine the Price Range at which Treasury Shares      
    may be Re-issued Off-Market Management For Voted - For
12   Adopt New Articles of Association Management For Voted - For
13   Approve 2021 SAYE Plan   Management For Voted - For
14   Approve 2021 Long Term Incentive Plan Management For Voted - For
 
GRAINGER PLC        
 
Security ID: GB00B04V1276 Ticker: GRI      
 
Meeting Date: 10-Feb-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Final Dividend   Management For Voted - For
4   Re-elect Mark Clare as Director Management For Voted - For
5   Re-elect Helen Gordon as Director Management For Voted - For
6   Re-elect Vanessa Simms as Director Management For Voted - For
7   Re-elect Andrew Carr-Locke as Director Management For Voted - For
8   Re-elect Rob Wilkinson as Director Management For Voted - For
9   Re-elect Justin Read as Director Management For Voted - For
10   Re-elect Janette Bell as Director Management For Voted - For
11   Reappoint KPMG LLP as Auditors Management For Voted - For
12   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
13   Authorise Issue of Equity   Management For Voted - For
14   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
15   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
16   Authorise Market Purchase of Ordinary Shares Management For Voted - For
17   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
18   Authorise EU Political Donations and Expenditure Management For Voted - For

 

197


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
GRAND CITY PROPERTIES SA        
 
Security ID: LU0775917882 Ticker: GYC      
 
Meeting Date: 30-Jun-21 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Receive Board's Report   Management For Non-Voting
2 Receive Auditor's Report   Management For Non-Voting
3 Approve Financial Statements Management For Voted - For
4 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
5 Approve Allocation of Loss   Management For Voted - For
6 Approve Discharge of Directors Management For Voted - For
7 Reelect Daniel Malkin as Director Management For Voted - For
8 Reelect Simone Runge-Brandner as Director Management For Voted - For
9 Elect Christian Windfuhr as Director Management For Voted - For
10 Renew Appointment of KPMG Luxembourg as Auditor Management For Voted - For
11 Approve Dividends of EUR 0.8232 Per Share Management For Voted - For
12 Approve Remuneration Report Management For Voted - Against
 
Meeting Date: 30-Jun-21 Meeting Type: Extraordinary Shareholders    
 
  Special Meeting Agenda   Management For Non-Voting
1 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights and Amend      
  Article 5.2 of the Articles of Association Management For Voted - Against
2 Amend Article 8 Paragraph 1 of the Articles of      
  Association   Management For Voted - For
 
GREGGS PLC        
 
Security ID: GB00B63QSB39 Ticker: GRG      
 
Meeting Date: 14-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Appoint RSM UK Group LLP as Auditors Management For Voted - For
3 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
4 Re-elect Ian Durant as Director Management For Voted - For
5 Re-elect Roger Whiteside as Director Management For Voted - For
6 Re-elect Richard Hutton as Director Management For Voted - For
7 Re-elect Dr Helena Ganczakowski as Director Management For Voted - For
8 Re-elect Peter McPhillips as Director Management For Voted - For
9 Re-elect Sandra Turner as Director Management For Voted - For
10 Re-elect Kate Ferry as Director Management For Voted - For
11 Approve Remuneration Report Management For Voted - For
12 Authorise Issue of Equity   Management For Voted - For
13 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
14 Authorise Market Purchase of Ordinary Shares Management For Voted - For

 

198


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
15   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
16   Adopt New Articles of Association Management For Voted - For
 
GRENKE AG        
 
Security ID: DE000A161N30 Ticker: GLJ      
 
Meeting Date: 06-Aug-20 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal 2019 (Non-Voting) Management For Non-Voting
2   Approve Allocation of Income and Dividends of EUR      
    0.80 per Share   Management For Voted - For
3   Approve Discharge of Management Board for Fiscal      
    2019   Management For Voted - For
4   Approve Discharge of Supervisory Board for Fiscal      
    2019   Management For Voted - For
5   Ratify KPMG AG as Auditors for Fiscal 2020 Management For Voted - For
6   Elect Jens Roennberg to the Supervisory Board Management For Voted - For
7   Authorize Share Repurchase Program and Reissuance      
    or Cancellation of Repurchased Shares Management For Voted - For
8   Amend Articles Re: Participation and Voting Right Management For Voted - For
 
GS ENGINEERING & CONSTRUCTION CORP.      
 
Security ID: KR7006360002 Ticker: 006360      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - For
3   Elect Cho Hui-jin as Outside Director Management For Voted - For
4   Elect Cho Hui-jin as a Member of Audit Committee Management For Voted - For
5   Elect Lee Hui-guk as Outside Director to Serve as      
    an Audit Committee Member Management For Voted - For
6   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For
 
GUIDEWIRE SOFTWARE, INC.      
 
Security ID: US40171V1008 Ticker: GWRE      
 
Meeting Date: 15-Dec-20 Meeting Type: Annual      
 
1 a Elect Director Andrew Brown Management For Voted - For
1 b Elect Director Margaret Dillon Management For Voted - For
1 c Elect Director Michael Keller Management For Voted - For
1 d Elect Director Catherine P. Lego Management For Voted - For
1 e Elect Director Michael (Mike) Rosenbaum Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For

 

199


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
5 Approve Omnibus Stock Plan Management For Voted - For
6 Adopt Simple Majority Vote   Shareholder For Voted - For
 
H2O RETAILING CORP.        
 
Security ID: JP3774600005 Ticker: 8242      
 
Meeting Date: 22-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Suzuki, Atsushi Management For Voted - For
1.2 Elect Director Araki, Naoya   Management For Voted - For
1.3 Elect Director Hayashi, Katsuhiro Management For Voted - For
1.4 Elect Director Yamaguchi, Toshihiko Management For Voted - For
1.5 Elect Director Sumi, Kazuo   Management For Voted - For
2 Approve Deep Discount Stock Option Plan Management For Voted - For
3 Approve Deep Discount Stock Option Plan Management For Voted - For
 
HAIDILAO INTERNATIONAL HOLDING LTD.      
 
Security ID: KYG4290A1013 Ticker: 6862      
 
Meeting Date: 11-Jun-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Elect Zhang Yong as Director Management For Voted - For
3 Elect Zhou Zhaocheng as Director Management For Voted - For
4 Elect Gao Jie as Director   Management For Voted - For
5 Elect Chua Sin Bin as Director Management For Voted - For
6 Authorize Board to Fix Remuneration of Directors Management For Voted - For
7 Approve Deloitte Touche Tohmatsu as Auditor and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
8 Approve Final Dividend   Management For Voted - For
9 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - Against
10 Authorize Repurchase of Issued Share Capital Management For Voted - For
11 Authorize Reissuance of Repurchased Shares Management For Voted - Against
12 Approve Grant of Specific Mandate for the Issuance      
  of the Connected Shares to Computershare Hong Kong      
  Trustees Limited to Hold on Trust for Selected      
  Participants Who are Connected Grantees and Related      
  Transactions   Management For Voted - Against
13 Approve Grant of Connected Shares to the Connected      
  Grantees Pursuant to the Scheme Management For Voted - Against

 

200


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
HANA FINANCIAL GROUP, INC.        
 
Security ID: KR7086790003 Ticker: 086790      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Park Won-koo as Outside Director Management For Voted - For
3.2 Elect Kim Hong-jin as Outside Director Management For Voted - For
3.3 Elect Yang Dong-hoon as Outside Director Management For Voted - For
3.4 Elect Heo Yoon as Outside Director Management For Voted - For
3.5 Elect Lee Jung-won as Outside Director Management For Voted - For
3.6 Elect Kwon Suk-gyo as Outside Director Management For Voted - For
3.7 Elect Park Dong-moon as Outside Director Management For Voted - For
3.8 Elect Park Seong-ho as Non-Independent      
  Non-Executive Director   Management For Voted - For
3.9 Elect Kim Jung-tai as Inside Director Management For Voted - For
4 Elect Paik Tae-seung as Outside Director to Serve      
  as an Audit Committee Member Management For Voted - For
5.1 Elect Yang Dong-hoon as a Member of Audit Committee Management For Voted - For
5.2 Elect Lee Jung-won as a Member of Audit Committee Management For Voted - For
5.3 Elect Park Dong-moon as a Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
HANKOOK TIRE & TECHNOLOGY CO., LTD.      
 
Security ID: KR7161390000 Ticker: 161390      
 
Meeting Date: 30-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1.1 Elect Lee Soo-il as Inside Director Management For Voted - For
3.1.2 Elect Cho Hyun-beom as Inside Director Management For Voted - For
3.1.3 Elect Park Jong-ho as Inside Director Management For Voted - For
3.2 Elect Three Outside Directors (Bundled) Management For Voted - For
4 Elect Three Members of Audit Committee (Bundled) Management For Voted - For
5 Approve Voting Method for Election of One Outside      
  Director to Serve as an Audit Committee Member Out      
  of Two Nominees (First-Past-the-Post) Management For Voted - For
  ELECT ONE OUTSIDE DIRECTOR TO SERVE AS AN AUDIT    
  COMMITTEE MEMBER OUT OF TWO NOMINEES Management For Non-Voting
6.1 Elect Lee Mi-ra as Outside Director to Serve as an      
  Audit Committee Member   Management For Voted - For
6.2 Elect Lee Hye-woong as Outside Director to Serve as      
  an Audit Committee Member (Shareholder Proposal) Shareholder Against Voted - Against

 

201


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
HANMI PHARMACEUTICAL CO., LTD.      
 
Security ID: KR7128940004 Ticker: 128940      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - Against
3 Elect Lim Jong-yoon as Inside Director Management For Voted - For
4 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
HANON SYSTEMS        
 
Security ID: KR7018880005 Ticker: 018880      
 
Meeting Date: 29-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Elect Three Outside Directors and Three      
  Non-Independent Non-Executive Directors (Bundled) Management For Voted - Against
3 Elect Ju Hyeon-gi as a Member of Audit Committee Management For Voted - For
4 Elect Eom Doh-hui as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
6 Amend Articles of Incorporation Management For Voted - For
 
HANWHA SOLUTIONS CORP.        
 
Security ID: KR7009830001 Ticker: 009830      
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Lee Gu-young as Inside Director Management For Voted - For
3.2 Elect Kim Eun-su as Inside Director Management For Voted - Against
4 Elect Lee Han-ju as Outside Director to Serve as an      
  Audit Committee Member   Management For Voted - Against
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For

 

202


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA      
 
Security ID: BRHAPVACNOR4 Ticker: HAPV3      
 
Meeting Date: 30-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year Ended Dec. 31, 2020 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Approve Remuneration of Company's Management Management For Voted - Against
4 Do You Wish to Request Installation of a Fiscal      
  Council, Under the Terms of Article 161 of the      
  Brazilian Corporate Law?   Management None Voted - For
5 In the Event of a Second Call, the Voting      
  Instructions Contained in this Remote Voting Card      
  May Also be Considered for the Second Call? Management None Voted - For
 
Meeting Date: 30-Apr-21 Meeting Type: Special      
 
1 Approve Restricted Stock Plan Management For Voted - Against
2 Approve Stock Option Plan   Management For Voted - Against
3 Approve Agreement to Acquire All Shares of Vida      
  Saude Gestao S.A. (Vida Saude) by Ultra Som      
  Servicos Medicos S.A. (Ultra Som) and Acquisition      
  of All Shares of Ultra Som Servicos Medicos S.A.      
  (Ultra Som) by the Company Management For Voted - For
4 Ratify Apsis Consultoria Empresarial Ltda. as      
  Independent Firm to Appraise Proposed Transaction Management For Voted - For
5 Approve Independent Firm's Appraisal Management For Voted - For
6 Approve Capital Increase in Connection with the      
  Transaction   Management For Voted - For
7 Amend Article 6 to Reflect Changes in Capital Management For Voted - For
8 Authorize Executives to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
9 In the Event of a Second Call, the Voting      
  Instructions Contained in this Remote Voting Card      
  May Also be Considered for the Second Call? Management None Voted - For
 
Meeting Date: 28-Jun-21 Meeting Type: Extraordinary Shareholders    
 
1 Ratify Licio Tavares Angelo Cintra as Director Management For Voted - Against
2 Amend Article 32   Management For Voted - For
3 Fix Number of Directors at Nine Management For Voted - For
4 Approve Classification of Marcio Luis Simoes Utsch      
  and Plinio Villares Musetti as Independent Directors Management For Voted - For
5 Elect Directors   Management For Voted - Against
6 In Case There is Any Change to the Board Slate      
  Composition, May Your Votes Still be Counted for      
  the Proposed Slate?   Management None Voted - Against
7 In Case Cumulative Voting Is Adopted, Do You Wish      
  to Equally Distribute Your Votes Amongst the      
  Nominees below?   Management None Voted - Abstain

 

203


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  IF CUMULATIVE VOTE IS ADOPTED - If Voting FOR Item      
  7: Votes Are Distributed in Equal % Amongst      
  Nominees Voted FOR. An AGAINST Vote Is Required If      
  Supporting Candidate(s) Under Cumulative and Not      
  Supporting Any Director(s)/Slate Under Majority      
  Voting   Management For Non-Voting
8.1 Percentage of Votes to Be Assigned - Elect Candido      
  Pinheiro Koren de Lima as Director Management None Voted - Abstain
8.2 Percentage of Votes to Be Assigned - Elect Jorge      
  Fontoura Pinheiro Koren de Lima as Director Management None Voted - Abstain
8.3 Percentage of Votes to Be Assigned - Elect Candido      
  Pinheiro Koren de Lima Junior as Director Management None Voted - Abstain
8.4 Percentage of Votes to Be Assigned - Elect Geraldo      
  Luciano Mattos Junior as Director Management None Voted - Abstain
8.5 Percentage of Votes to Be Assigned - Elect Licio      
  Tavares Angelo Cintra as Director Management None Voted - Abstain
8.6 Percentage of Votes to Be Assigned - Elect Irlau      
  Machado Filho as Director Management None Voted - Abstain
8.7 Percentage of Votes to Be Assigned - Elect      
  Christopher Riley Gordon as Director Management None Voted - Abstain
8.8 Percentage of Votes to Be Assigned - Elect Marcio      
  Luiz Simoes Utsch as Independent Director Management None Voted - Abstain
8.9 Percentage of Votes to Be Assigned - Elect Plinio      
  Villares Musetti as Independent Director Management None Voted - Abstain
9 As an Ordinary Shareholder, Would You like to      
  Request a Separate Minority Election of a Member of      
  the Board of Directors, Under the Terms of Article      
  141 of the Brazilian Corporate Law? Management None Voted - For
10 Do You Wish to Adopt Cumulative Voting for the      
  Election of the Members of the Board of Directors,      
  Under the Terms of Article 141 of the Brazilian      
  Corporate Law?   Management None Voted - Abstain
11 Do You Wish to Request Installation of a Fiscal      
  Council, Under the Terms of Article 161 of the      
  Brazilian Corporate Law?   Management None Voted - For
12 In the Event of a Second Call, the Voting      
  Instructions Contained in this Remote Voting Card      
  May Also be Considered for the Second Call? Management None Voted - For
 
HARMONIC DRIVE SYSTEMS, INC.      
 
Security ID: JP3765150002 Ticker: 6324      
 
Meeting Date: 23-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 10   Management For Voted - For
2.1 Elect Director Ito, Mitsumasa Management For Voted - For
2.2 Elect Director Nagai, Akira   Management For Voted - For
2.3 Elect Director Maruyama, Akira Management For Voted - For
2.4 Elect Director Kamijo, Kazutoshi Management For Voted - For
2.5 Elect Director Tanioka, Yoshihiro Management For Voted - For
2.6 Elect Director Yoshida, Haruhiko Management For Voted - For

 

204


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
2.7   Elect Director Sakai, Shinji   Management For Voted - For
2.8   Elect Director Nakamura, Masanobu Management For Voted - For
2.9   Elect Director Fukuda, Yoshio Management For Voted - For
3   Appoint Statutory Auditor Yokoyama, Takumi Management For Voted - Against
4   Approve Director and Statutory Auditor Retirement      
    Bonus   Management For Voted - Against
5   Approve Annual Bonus   Management For Voted - For
 
HCA HEALTHCARE, INC.        
 
Security ID: US40412C1018 Ticker: HCA      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Thomas F. Frist, III Management For Voted - For
1 b Elect Director Samuel N. Hazen Management For Voted - For
1 c Elect Director Meg G. Crofton Management For Voted - For
1 d Elect Director Robert J. Dennis Management For Voted - For
1 e Elect Director Nancy-Ann DeParle Management For Voted - For
1 f Elect Director William R. Frist Management For Voted - For
1 g Elect Director Charles O. Holliday, Jr. Management For Voted - For
1 h Elect Director Michael W. Michelson Management For Voted - For
1 i Elect Director Wayne J. Riley Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - For
5   Assess Feasibility of Increasing the Impact of the      
    Company's Performance on Quality Metrics for Senior      
    Executive Compensation   Shareholder Against Voted - Against
 
HELVETIA HOLDING AG        
 
Security ID: CH0466642201 Ticker: HELN      
 
Meeting Date: 30-Apr-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Discharge of Board and Senior Management Management For Voted - For
3   Approve Allocation of Income and Dividends of CHF      
    5.00 per Share   Management For Voted - For
4.1   Reelect Doris Schurter as Director and Board      
    Chairman   Management For Voted - For
4.2.1 Reelect Beat Fellmann as Director Management For Voted - For
4.2.2 Reelect Jean-Rene Fournier as Director Management For Voted - For
4.2.3 Reelect Ivo Furrer as Director Management For Voted - For
4.2.4 Reelect Hans Kuenzle as Director Management For Voted - For
4.2.5 Reelect Christoph Lechner as Director Management For Voted - For
4.2.6 Reelect Gabriela Payer as Director Management For Voted - For
4.2.7 Reelect Thomas Schmueckli as Director Management For Voted - For
4.2.8 Reelect Andreas von Planta as Director Management For Voted - For

 

205


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
4.2.9 Reelect Regula Wallimann as Director Management For Voted - For
4.3.1 Reappoint Jean-Rene Fournier as Member of the      
    Nomination and Compensation Committee Management For Voted - For
4.3.2 Reappoint Gabriela Payer as Member of the      
    Nomination and Compensation Committee Management For Voted - For
4.3.3 Reappoint Andreas von Planta as Member of the      
    Nomination and Compensation Committee Management For Voted - For
4.3.4 Reappoint Regula Wallimann as Member of the      
    Nomination and Compensation Committee Management For Voted - For
5.1   Approve Fixed Remuneration of Directors in the      
    Amount of CHF 3.1 Million Management For Voted - For
5.2   Approve Fixed Remuneration of Executive Committee      
    in the Amount of CHF 8.1 Million Management For Voted - For
5.3   Approve Variable Remuneration of Executive      
    Committee in the Amount of CHF 3.5 Million Management For Voted - For
6   Designate Schmuki Bachmann as Independent Proxy Management For Voted - For
7   Ratify KPMG AG as Auditors Management For Voted - For
8   Transact Other Business (Voting) Management For Voted - Against
 
HERA SPA        
 
Security ID: IT0001250932 Ticker: HER      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual/Special      
 
    Extraordinary Business   Management For Non-Voting
1   Amend Company Bylaws Re: Article 3 Management For Voted - For
2   Amend Company Bylaws Re: Article 20 Management For Voted - For
    Ordinary Business   Management For Non-Voting
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Allocation of Income Management For Voted - For
3   Approve Remuneration Policy Management For Voted - For
4   Approve Second Section of the Remuneration Report Management For Voted - For
5   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
A   Deliberations on Possible Legal Action Against      
    Directors if Presented by Shareholders Management None Voted - Against
 
HEWLETT PACKARD ENTERPRISE COMPANY      
 
Security ID: US42824C1099 Ticker: HPE      
 
Meeting Date: 14-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Daniel Ammann Management For Voted - For
1 b Elect Director Pamela L. Carter Management For Voted - For
1 c Elect Director Jean M. Hobby Management For Voted - For
1 d Elect Director George R. Kurtz Management For Voted - For
1 e Elect Director Raymond J. Lane Management For Voted - For
1 f Elect Director Ann M. Livermore Management For Voted - For
1 g Elect Director Antonio F. Neri Management For Voted - For

 

206


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 h Elect Director Charles H. Noski Management For Voted - For
1 i Elect Director Raymond E. Ozzie Management For Voted - For
1 j Elect Director Gary M. Reiner Management For Voted - For
1 k Elect Director Patricia F. Russo Management For Voted - For
1 l Elect Director Mary Agnes Wilderotter Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Approve Omnibus Stock Plan Management For Voted - For
4   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
5   Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
 
HEXAGON AB        
 
Security ID: SE0000103699 Ticker: HEXA.B      
 
Meeting Date: 01-Dec-20 Meeting Type: Special      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5.1   Designate Johannes Wingborg as Inspector of Minutes      
    of Meeting   Management For Voted - For
5.2   Designate Fredrik Skoglund as Inspector of Minutes      
    of Meeting   Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7   Approve Dividends of EUR 0.62 Per Share Management For Voted - For
8   Approve Performance Share Plan for Key Employees Management For Voted - Against
9   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
10   Close Meeting   Management For Non-Voting
 
HEXAGON AB        
 
Security ID: SE0015961909 Ticker: HEXA.B      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Approve Agenda of Meeting   Management For Voted - For
4.1   Designate Johannes Wingborg as Inspector of Minutes      
    of Meeting   Management For Voted - For
4.2   Designate Fredrik Skoglund as Inspector of Minutes      
    of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6 .a Receive Financial Statements and Statutory Reports Management For Non-Voting
6 .b Receive Auditor's Report on Application of      
    Guidelines for Remuneration for Executive Management Management For Non-Voting
6 .c Receive the Board's Dividend Proposal Management For Non-Voting
7 .a Accept Financial Statements and Statutory Reports Management For Voted - For

 

207


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 .b Approve Allocation of Income and Dividends of EUR      
    0.65 Per Share   Management For Voted - For
7 .c1 Approve Discharge of Gun Nilsson Management For Voted - For
7 .c2 Approve Discharge of Marta Schorling Andreen Management For Voted - For
7 .c3 Approve Discharge of John Brandon Management For Voted - For
7 .c4 Approve Discharge of Sofia Schorling Hogberg Management For Voted - For
7 .c5 Approve Discharge of Ulrika Francke Management For Voted - For
7 .c6 Approve Discharge of Henrik Henriksson Management For Voted - For
7 .c7 Approve Discharge of Patrick Soderlund Management For Voted - For
7 .c8 Approve Discharge of President Ola Rollen Management For Voted - For
8   Determine Number of Members (8) and Deputy Members      
    (0) of Board   Management For Voted - For
9.1   Approve Remuneration of Directors in the Amount of      
    SEK 1.9 Million for Chairman, and SEK 645,000 for      
    Other Directors; Approve Remuneration for Committee      
    Work   Management For Voted - For
9.2   Approve Remuneration of Auditors Management For Voted - For
10.1   Reelect Marta Schorling Andreen as Director Management For Voted - For
10.2   Reelect John Brandon as Director Management For Voted - For
10.3   Reelect Sofia Schorling Hogberg as Director Management For Voted - Against
10.4   Reelect Ulrika Francke as Director Management For Voted - For
10.5   Reelect Henrik Henriksson as Director Management For Voted - For
10.6   Reelect Ola Rollen as Director Management For Voted - For
10.7   Reelect Gun Nilsson as Director Management For Voted - Against
10.8   Reelect Patrick Soderlund as Director Management For Voted - For
10.9   Reelect Gun Nilsson as Board Chairman Management For Voted - Against
10.10Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
11   Reelect Mikael Ekdahl (Chair), Caroline Forsberg      
    and Anders Oscarsson, and Elect Jan Dworsky as      
    Members of Nominating Committee Management For Voted - For
12   Approve Remuneration Report Management For Voted - For
13   Approve Performance Share Plan for Key Employees Management For Voted - Against
14   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
15   Approve Issuance of up to 10 Percent of Issued      
    Shares without Preemptive Rights Management For Voted - For
16   Approve 7:1 Stock Split; Amend Articles      
    Accordingly; Set Minimum (1.4 Billion) and Maximum      
    (5.6 Billion) Number of Shares; Proxies and Postal      
    Voting   Management For Voted - For
 
HEXPOL AB        
 
Security ID: SE0007074281 Ticker: HPOL.B      
 
Meeting Date: 20-Nov-20 Meeting Type: Special      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For

 

208


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
5   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7   Approve Dividends of SEK 2.30 Per Share Management For Voted - For
8   Elect Alf Goransson as Board Chairman Management For Voted - Against
9   Close Meeting   Management For Non-Voting
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Approve Agenda of Meeting Management For Voted - For
4.1   Designate Henrik Didner as Inspector of Minutes of      
    Meeting   Management For Voted - For
4.2   Designate Joachim Spetz as Inspector of Minutes of      
    Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6 .a Receive Financial Statements and Statutory Reports Management For Non-Voting
6 .b Receive Auditor's Report on Application of      
    Guidelines for Remuneration for Executive Management Management For Non-Voting
7 .a Accept Financial Statements and Statutory Reports Management For Voted - For
7 .b Approve Allocation of Income and Dividends of SEK      
    2.30 Per Share   Management For Voted - For
7 .c1 Approve Discharge of Alf Goransson Management For Voted - For
7 .c2 Approve Discharge of Kerstin Lindell Management For Voted - For
7 .c3 Approve Discharge of Jan-Anders Manson Management For Voted - For
7 .c4 Approve Discharge of Gun Nilsson Management For Voted - For
7 .c5 Approve Discharge of Malin Persson Management For Voted - For
7 .c6 Approve Discharge of Marta Schorling Andreen Management For Voted - For
7 .c7 Approve Discharge of Georg Brunstam Management For Voted - For
7 .c8 Approve Discharge of Peter Rosen Management For Voted - For
7 .c9 Approve Discharge of Mikael Fryklund Management For Voted - For
8   Determine Number of Members (6) and Deputy Members      
    (0) of Board   Management For Voted - For
9.1   Approve Remuneration of Directors in the Amount of      
    SEK 1 Million for Chairman, and SEK 400,000 for      
    Other Directors; Approve Remuneration for Committee      
    Work   Management For Voted - For
9.2   Approve Remuneration of Auditors Management For Voted - For
10.1   Reelect Alf Goransson, Kerstin Lindell, Jan-Anders      
    Manson, Gun Nilsson, Malin Persson and Marta      
    Schorling Andreen as Directors Management For Voted - Against
10.2   Reelect Alf Goransson as Board Chair Management For Voted - Against
11   Ratify Ratify Ernst & Young as Auditors as      
    Auditors; Ratify Ola Larsmon and Peter Gunnarsson      
    as Deputy Auditors   Management For Voted - For
12   Elect Members of Nominating Committee Management For Voted - For
13   Approve Remuneration Report Management For Voted - For
14   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For

 

209


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
HIKARI TSUSHIN, INC.        
 
Security ID: JP3783420007 Ticker: 9435      
 
Meeting Date: 25-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Shigeta, Yasumitsu Management For Voted - Against
1.2   Elect Director Wada, Hideaki Management For Voted - Against
1.3   Elect Director Tamamura, Takeshi Management For Voted - For
1.4   Elect Director Gido, Ko   Management For Voted - For
1.5   Elect Director Takahashi, Masato Management For Voted - For
2.1   Elect Director and Audit Committee Member Watanabe,      
    Masataka   Management For Voted - For
2.2   Elect Director and Audit Committee Member Takano,      
    Ichiro   Management For Voted - For
2.3   Elect Director and Audit Committee Member Niimura,      
    Ken   Management For Voted - For
 
HILL & SMITH HOLDINGS PLC        
 
Security ID: GB0004270301 Ticker: HILS      
 
Meeting Date: 25-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Final Dividend   Management For Voted - For
4   Re-elect Alan Giddins as Director Management For Voted - For
5   Re-elect Tony Quinlan as Director Management For Voted - For
6   Re-elect Annette Kelleher as Director Management For Voted - For
7   Re-elect Mark Reckitt as Director Management For Voted - For
8   Re-elect Pete Raby as Director Management For Voted - For
9   Elect Leigh-Ann Russell as Director Management For Voted - For
10   Elect Paul Simmons as Director Management For Voted - For
11   Re-elect Hannah Nichols as Director Management For Voted - For
12   Reappoint Ernst & Young LLP as Auditors Management For Voted - For
13   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14   Authorise Issue of Equity   Management For Voted - For
15   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16   Authorise Market Purchase of Ordinary Shares Management For Voted - For
17   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
18   Authorise UK Political Donations and Expenditure Management For Voted - For
 
HILTON WORLDWIDE HOLDINGS INC.      
 
Security ID: US43300A2033 Ticker: HLT      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1 a Elect Director Christopher J. Nassetta Management For Voted - For

 

210


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 b Elect Director Jonathan D. Gray Management For Voted - For
1 c Elect Director Charlene T. Begley Management For Voted - For
1 d Elect Director Chris Carr   Management For Voted - For
1 e Elect Director Melanie L. Healey Management For Voted - For
1 f Elect Director Raymond E. Mabus, Jr. Management For Voted - For
1 g Elect Director Judith A. McHale Management For Voted - For
1 h Elect Director John G. Schreiber Management For Voted - For
1 i Elect Director Elizabeth A. Smith Management For Voted - For
1 j Elect Director Douglas M. Steenland Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
 
HINDUSTAN UNILEVER LIMITED        
 
Security ID: INE030A01027 Ticker: 500696      
 
Meeting Date: 29-Apr-21 Meeting Type: Special      
 
    Postal Ballot   Management For Non-Voting
1   Approve Increase in Overall Limits of Remuneration      
    for Whole-time Director(s) Management For Voted - For
2   Elect Ritesh Tiwari as Director and Approve      
    Appointment and Remuneration of Ritesh Tiwari as      
    Whole-time Director   Management For Voted - For
 
Meeting Date: 22-Jun-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Confirm Special Dividend, Interim Dividend and      
    Declare Final Dividend   Management For Voted - For
3   Reelect Dev Bajpai as Director Management For Voted - For
4   Reelect Wilhelmus Uijen as Director Management For Voted - For
5   Reelect Ritesh Tiwari as Director Management For Voted - For
6   Approve Remuneration of Cost Auditors Management For Voted - For
 
HISCOX LTD.        
 
Security ID: BMG4593F1389 Ticker: HSX      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Re-elect Robert Childs as Director Management For Voted - For
4   Re-elect Caroline Foulger as Director Management For Voted - For
5   Re-elect Michael Goodwin as Director Management For Voted - For
6   Re-elect Thomas Hurlimann as Director Management For Voted - For
7   Re-elect Hamayou Akbar Hussain as Director Management For Voted - For
8   Re-elect Colin Keogh as Director Management For Voted - For
9   Re-elect Anne MacDonald as Director Management For Voted - For

 

211


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
10 Re-elect Bronislaw Masojada as Director Management For Voted - For
11 Re-elect Constantinos Miranthis as Director Management For Voted - For
12 Re-elect Joanne Musselle as Director Management For Voted - For
13 Re-elect Lynn Pike as Director Management For Voted - For
14 Reappoint PricewaterhouseCoopers Ltd as Auditors Management For Voted - For
15 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
16 Authorise Issue of Equity   Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
 
HITACHI LTD.        
 
Security ID: JP3788600009 Ticker: 6501      
 
Meeting Date: 30-Jul-20 Meeting Type: Annual      
 
1.1 Elect Director Ihara, Katsumi Management For Voted - For
1.2 Elect Director Ravi Venkatesan Management For Voted - For
1.3 Elect Director Cynthia Carroll Management For Voted - For
1.4 Elect Director Joe Harlan   Management For Voted - For
1.5 Elect Director George Buckley Management For Voted - For
1.6 Elect Director Louise Pentland Management For Voted - For
1.7 Elect Director Mochizuki, Harufumi Management For Voted - For
1.8 Elect Director Yamamoto, Takatoshi Management For Voted - For
1.9 Elect Director Yoshihara, Hiroaki Management For Voted - For
1.10 Elect Director Helmuth Ludwig Management For Voted - For
1.11 Elect Director Seki, Hideaki   Management For Voted - For
1.12 Elect Director Nakanishi, Hiroaki Management For Voted - For
1.13 Elect Director Higashihara, Toshiaki Management For Voted - For
 
Meeting Date: 23-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Ihara, Katsumi Management For Voted - For
1.2 Elect Director Ravi Venkatesan Management For Voted - For
1.3 Elect Director Cynthia Carroll Management For Voted - For
1.4 Elect Director Joe Harlan   Management For Voted - For
1.5 Elect Director George Buckley Management For Voted - For
1.6 Elect Director Louise Pentland Management For Voted - For
1.7 Elect Director Mochizuki, Harufumi Management For Voted - For
1.8 Elect Director Yamamoto, Takatoshi Management For Voted - For
1.9 Elect Director Yoshihara, Hiroaki Management For Voted - For
1.10 Elect Director Helmuth Ludwig Management For Voted - For
1.11 Elect Director Kojima, Keiji   Management For Voted - For
1.12 Elect Director Seki, Hideaki   Management For Voted - For
1.13 Elect Director Higashihara, Toshiaki Management For Voted - For

 

212


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
HLB CO., LTD.        
 
Security ID: KR7028300002 Ticker: 028300      
 
Meeting Date: 30-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Elect Kim Dong-geon as Inside Director Management For Voted - For
3   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For
4   Authorize Board to Fix Remuneration of Internal      
    Auditor(s)   Management For Voted - For
 
HOLMEN AB        
 
Security ID: SE0011090018 Ticker: HOLM.B      
 
Meeting Date: 16-Sep-20 Meeting Type: Special      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Approve Dividends of SEK 3.50 Per Share Management For Voted - For
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2 a Designate Hans Hedstrom as Inspector of Minutes of      
    Meeting   Management For Voted - For
2 b Designate Carina Silberg as Inspector of Minutes of      
    Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports;      
    Receive Auditors Report   Management For Non-Voting
7   Accept Financial Statements and Statutory Reports Management For Voted - For
8   Approve Allocation of Income and Dividends of SEK      
    10.75 Per Share   Management For Voted - For
9.1   Approve Discharge of Board Chairman Fredrik Lundberg Management For Voted - For
9.2   Approve Discharge of Board Member Carl Bennet Management For Voted - For
9.3   Approve Discharge of Employee Representative Steewe      
    Bjorklundh   Management For Voted - For
9.4   Approve Discharge of Employee Representative      
    Kenneth Johansson   Management For Voted - For
9.5   Approve Discharge of Board Member Lars Josefsson Management For Voted - For
9.6   Approve Discharge of Board Member Lars G Josefsson Management For Voted - For
9.7   Approve Discharge of Board Member Alice Kempe Management For Voted - For

 

213


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
9.8   Approve Discharge of Board Member Louise Lindh Management For Voted - For
9.9   Approve Discharge of Board Member Ulf Lundahl Management For Voted - For
9.10   Approve Discharge of Board Member and CEO Henrik      
    Sjolund   Management For Voted - For
9.11   Approve Discharge of Board Member Henriette Zeuchner Management For Voted - For
9.12   Approve Discharge of Employee Representative Tommy      
    Asenbrygg   Management For Voted - For
10 a Determine Number of Members (9) and Deputy Members      
    (0) of Board   Management For Voted - For
10 b Determine Number of Auditors (1) and Deputy      
    Auditors (0)   Management For Voted - For
11 a Approve Remuneration of Directors in the Amount of      
    SEK 740,000 for Chairman and SEK 370,000 for Other      
    Directors   Management For Voted - For
11 b Approve Remuneration of Auditors Management For Voted - For
12 a Reelect Fredrik Lundberg as Director Management For Voted - Against
12 b Reelect Carl Bennet as Director Management For Voted - Against
12 c Reelect Lars Josefsson as Director Management For Voted - For
12 d Reelect Lars G Josefsson as Director Management For Voted - For
12 e Reelect Alice Kempe as Director Management For Voted - Against
12 f Reelect Louise Lindh as Director Management For Voted - Against
12 g Reelect Ulf Lundahl as Director Management For Voted - Against
12 h Reelect Henrik Sjolund as Director Management For Voted - For
12 i Reelect Henriette Zeuchner as Director Management For Voted - For
13 a Ratify PricewaterhouseCoopers AB as Auditors      
    (Primary Proposal)   Management For Voted - For
13 b Ratify Ernst & Young AB as Auditors (Secondary      
    Proposal, if item 13a is Rejected) Management For Voted - Against
14   Approve Remuneration Report Management For Voted - For
15   Amend Articles Re: Editorial Changes; Corporate      
    Purpose; Share Classes; Notice of Meeting;      
    Participation at Meeting; Postal Voting Management For Voted - For
16   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
 
HONEYWELL INTERNATIONAL INC.      
 
Security ID: US4385161066 Ticker: HON      
 
Meeting Date: 21-May-21 Meeting Type: Annual      
 
1 A Elect Director Darius Adamczyk Management For Voted - For
1 B Elect Director Duncan B. Angove Management For Voted - For
1 C Elect Director William S. Ayer Management For Voted - For
1 D Elect Director Kevin Burke   Management For Voted - For
1 E Elect Director D. Scott Davis Management For Voted - For
1 F Elect Director Deborah Flint   Management For Voted - For
1 G Elect Director Judd Gregg   Management For Voted - For
1 H Elect Director Grace D. Lieblein Management For Voted - For
1 I Elect Director Raymond T. Odierno Management For Voted - For
1 J Elect Director George Paz   Management For Voted - For

 

214


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 K Elect Director Robin L. Washington Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - For
 
HOTEL SHILLA CO., LTD.        
 
Security ID: KR7008770000 Ticker: 008770      
 
Meeting Date: 18-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Elect Han In-gyu as Inside Director Management For Voted - For
3   Elect Ju Hyeong-hwan as Outside Director to Serve      
    as an Audit Committee Member Management For Voted - For
4   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For
 
HOWDEN JOINERY GROUP PLC        
 
Security ID: GB0005576813 Ticker: HWDN      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Final Dividend   Management For Voted - For
4   Elect Paul Hayes as Director   Management For Voted - For
5   Re-elect Karen Caddick as Director Management For Voted - For
6   Re-elect Andrew Cripps as Director Management For Voted - For
7   Re-elect Geoff Drabble as Director Management For Voted - For
8   Re-elect Louise Fowler as Director Management For Voted - For
9   Re-elect Andrew Livingston as Director Management For Voted - For
10   Re-elect Richard Pennycook as Director Management For Voted - For
11   Re-elect Debbie White as Director Management For Voted - For
12   Reappoint Deloitte LLP as Auditors Management For Voted - For
13   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14   Authorise UK Political Donations and Expenditure Management For Voted - For
15   Authorise Issue of Equity   Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17   Authorise Market Purchase of Ordinary Shares Management For Voted - For
18   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For

 

215


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
HOYA CORP.        
 
Security ID: JP3837800006 Ticker: 7741      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Uchinaga, Yukako Management For Voted - For
1.2   Elect Director Urano, Mitsudo Management For Voted - For
1.3   Elect Director Kaihori, Shuzo Management For Voted - For
1.4   Elect Director Yoshihara, Hiroaki Management For Voted - For
1.5   Elect Director Abe, Yasuyuki Management For Voted - For
1.6   Elect Director Suzuki, Hiroshi Management For Voted - For
 
HP INC.        
 
Security ID: US40434L1052 Ticker: HPQ      
 
Meeting Date: 13-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Aida M. Alvarez Management For Voted - For
1 b Elect Director Shumeet Banerji Management For Voted - For
1 c Elect Director Robert R. Bennett Management For Voted - For
1 d Elect Director Charles "Chip" V. Bergh Management For Voted - For
1 e Elect Director Stacy Brown-Philpot Management For Voted - For
1 f Elect Director Stephanie A. Burns Management For Voted - For
1 g Elect Director Mary Anne Citrino Management For Voted - For
1 h Elect Director Richard L. Clemmer Management For Voted - For
1 i Elect Director Enrique J. Lores Management For Voted - For
1 j Elect Director Judith "Jami" Miscik Management For Voted - For
1 k Elect Director Subra Suresh   Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - For
 
HUBSPOT, INC.        
 
Security ID: US4435731009 Ticker: HUBS      
 
Meeting Date: 03-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Brian Halligan Management For Voted - Against
1 b Elect Director Ron Gill   Management For Voted - Against
1 c Elect Director Jill Ward   Management For Voted - Against
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For

 

216


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
HUFVUDSTADEN AB        
 
Security ID: SE0000170375 Ticker: HUFV.A      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2.1 Designate Mats Guldbrand as Inspector of Minutes of      
  Meeting   Management For Voted - For
2.2 Designate Peter Lundkvist as Inspector of Minutes      
  of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting   Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of SEK      
  2.50 Per Share   Management For Voted - For
9.1 Approve Discharge of Board Chair Fredrik Lundberg Management For Voted - For
9.2 Approve Discharge of Board Member Claes Boustedt Management For Voted - For
9.3 Approve Discharge of Board Member Peter Egardt Management For Voted - For
9.4 Approve Discharge of Board Member Liv Forhaug Management For Voted - For
9.5 Approve Discharge of Board Member Louise Lindh Management For Voted - For
9.6 Approve Discharge of Board Member Fredrik Persson Management For Voted - For
9.7 Approve Discharge of Board Member Sten Peterson Management For Voted - For
9.8 Approve Discharge of Board Member Anna-Greta Sjoberg Management For Voted - For
9.9 Approve Discharge of President and Board Member Ivo      
  Stopner   Management For Voted - For
9.10 Approve Discharge of Acting President Bo Wikare Management For Voted - For
10.1 Determine Number of Members (9) and Deputy Members      
  (0) of Board   Management For Voted - For
10.2 Determine Number of Auditors (1) and Deputy      
  Auditors (0)   Management For Voted - For
11.1 Approve Remuneration of Directors in the Total      
  Amount of SEK 2.25 Million Management For Voted - For
11.2 Approve Remuneration of Auditors Management For Voted - For
12.1aReelect Fredrik Lundberg as Director Management For Voted - Against
12.1bReelect Claes Boustedt as Director Management For Voted - Against
12.1cReelect Peter Egardt as Director Management For Voted - Against
12.1dReelect Liv Forhaug as Director Management For Voted - For
12.1eReelect Louise Lindh as Director Management For Voted - Against
12.1f Reelect Fredrik Persson as Director Management For Voted - For
12.1gReelect Sten Peterson as Director Management For Voted - Against
12.1hReelect Anna-Greta Sjoberg as Director Management For Voted - Against
12.1i Reelect Ivo Stopner as Director Management For Voted - Against
12.2 Reelect Fredrik Lundberg as Board Chair Management For Voted - Against
12.3 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
13 Approve Remuneration Report Management For Voted - For
14 Authorize Class A Share Repurchase Program and      
  Reissuance of Repurchased Shares Management For Voted - For

 

217


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
15 Amend Articles Re: Postal Ballots; Editorial Changes Management For Voted - For
 
HUGO BOSS AG        
 
Security ID: DE000A1PHFF7 Ticker: BOSS      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.04 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal      
  Year 2021   Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Approve Creation of EUR 17.6 Million Pool of      
  Capital with Partial Exclusion of Preemptive Rights Management For Voted - For
8 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds with Partial Exclusion      
  of Preemptive Rights up to Aggregate Nominal Amount      
  of EUR 750 Million; Approve Creation of EUR 17.6      
  Million Pool of Capital to Guarantee Conversion      
  Rights   Management For Voted - For
 
HUHTAMAKI OYJ        
 
Security ID: FI0009000459 Ticker: HUH1V      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
4 Acknowledge Proper Convening of Meeting Management For Non-Voting
5 Prepare and Approve List of Shareholders Management For Non-Voting
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR      
  0.92 Per Share   Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration Report (Advisory Vote) Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  EUR 140,000 for Chairman, EUR 75,000 for Vice      
  Chairman, and EUR 62,000 for Other Directors;      
  Approve Remuneration for Committee Work; Approve      
  Meeting Fees   Management For Voted - For
12 Fix Number of Directors at Seven Management For Voted - For

 

218


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
13   Reelect Pekka Ala-Pietila (Chairman), Doug Baillie,      
    William Barker, Anja Korhonen, Kerttu Tuomas (Vice      
    Chairman), Sandra Turner and Ralf Wunderlich as      
    Directors   Management For Voted - For
14   Approve Remuneration of Auditors Management For Voted - For
15   Ratify KPMG as Auditors Management For Voted - For
16   Authorize Share Repurchase Program Management For Voted - For
17   Approve Issuance of up to 10 Million New Shares and      
    Conveyance of up to 4 Million Shares without      
    Preemptive Rights   Management For Voted - For
18   Close Meeting   Management For Non-Voting
 
HUMANA INC.        
 
Security ID: US4448591028 Ticker: HUM      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Kurt J. Hilzinger Management For Voted - For
1 b Elect Director Raquel C. Bono Management For Voted - For
1 c Elect Director Bruce D. Broussard Management For Voted - For
1 d Elect Director Frank A. D'Amelio Management For Voted - For
1 e Elect Director Wayne A. I. Frederick Management For Voted - For
1 f Elect Director John W. Garratt Management For Voted - For
1 g Elect Director David A. Jones, Jr. Management For Voted - For
1 h Elect Director Karen W. Katz Management For Voted - For
1 i Elect Director Marcy S. Klevorn Management For Voted - For
1 j Elect Director William J. McDonald Management For Voted - For
1 k Elect Director Jorge S. Mesquita Management For Voted - For
1 l Elect Director James J. O'Brien Management For Voted - For
1 m Elect Director Marissa T. Peterson Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
HUNTINGTON BANCSHARES INCORPORATED      
 
Security ID: US4461501045 Ticker: HBAN      
 
Meeting Date: 25-Mar-21 Meeting Type: Special      
 
1   Issue Shares in Connection with Merger Management For Voted - For
2   Increase Authorized Common Stock Management For Voted - For
3   Adjourn Meeting   Management For Voted - For
 
Meeting Date: 21-Apr-21 Meeting Type: Annual      
 
1.1   Elect Director Lizabeth Ardisana Management For Voted - For
1.2   Elect Director Alanna Y. Cotton Management For Voted - For
1.3   Elect Director Ann B. (Tanny) Crane Management For Voted - For
1.4   Elect Director Robert S. Cubbin Management For Voted - For

 

219


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.5 Elect Director Steven G. Elliott Management For Voted - For
1.6 Elect Director Gina D. France Management For Voted - For
1.7 Elect Director J. Michael Hochschwender Management For Voted - For
1.8 Elect Director John C. (Chris) Inglis Management For Voted - For
1.9 Elect Director Katherine M. A. (Allie) Kline Management For Voted - For
1.10 Elect Director Richard W. Neu Management For Voted - For
1.11 Elect Director Kenneth J. Phelan Management For Voted - For
1.12 Elect Director David L. Porteous Management For Voted - For
1.13 Elect Director Stephen D. Steinour Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Amend Omnibus Stock Plan   Management For Voted - For
 
HUNTINGTON INGALLS INDUSTRIES, INC.      
 
Security ID: US4464131063 Ticker: HII      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1.1 Elect Director Philip M. Bilden Management For Voted - For
1.2 Elect Director Augustus L. Collins Management For Voted - For
1.3 Elect Director Kirkland H. Donald Management For Voted - For
1.4 Elect Director Victoria D. Harker Management For Voted - For
1.5 Elect Director Anastasia D. Kelly Management For Voted - For
1.6 Elect Director Tracy B. McKibben Management For Voted - For
1.7 Elect Director Stephanie L. O'Sullivan Management For Voted - For
1.8 Elect Director C. Michael Petters Management For Voted - For
1.9 Elect Director Thomas C. Schievelbein Management For Voted - For
1.10 Elect Director John K. Welch Management For Voted - For
1.11 Elect Director Stephen R. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
 
HYATT HOTELS CORPORATION        
 
Security ID: US4485791028 Ticker: H      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1.1 Elect Director Susan D. Kronick Management For Voted - For
1.2 Elect Director Mackey J. McDonald Management For Voted - For
1.3 Elect Director Jason Pritzker   Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For

 

220


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
HYUNDAI ENGINEERING & CONSTRUCTION CO., LTD.      
 
Security ID: KR7000720003 Ticker: 000720      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Yoon Young-jun as Inside Director Management For Voted - For
3.2 Elect Lee Won-woo as Inside Director Management For Voted - For
3.3 Elect Kim Gwang-pyeong as Inside Director Management For Voted - For
4 Elect Cho Hye-gyeong as Outside Director to Serve      
  as a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
HYUNDAI GLOVIS CO., LTD.        
 
Security ID: KR7086280005 Ticker: 086280      
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1 Amend Articles of Incorporation (Business      
  Objectives)   Management For Voted - For
2.2 Amend Articles of Incorporation (Fiscal year end) Management For Voted - For
2.3 Amend Articles of Incorporation (Alternation of      
  Entry)   Management For Voted - For
2.4 Amend Articles of Incorporation (Shareholder's List) Management For Voted - For
2.5 Amend Articles of Incorporation (Record Date) Management For Voted - For
2.6 Amend Articles of Incorporation (Electronic      
  Registration of Certificate) Management For Voted - For
2.7 Amend Articles of Incorporation (Number of      
  Directors)   Management For Voted - For
2.8 Amend Articles of Incorporation (Audit Committee) Management For Voted - For
2.9 Amend Articles of Incorporation (Miscellaneous) Management For Voted - For
3.1 Elect Kim Jeong-hun as Inside Director Management For Voted - For
3.2 Elect Kim Young-seon as Inside Director Management For Voted - Against
3.3 Elect Jeong Jin-woo as Inside Director Management For Voted - Against
3.4 Elect Yoon Yoon-jin as Outside Director Management For Voted - For
3.5 Elect Lee Ho-geun as Outside Director Management For Voted - For
3.6 Elect Cho Myeong-hyeon as Outside Director Management For Voted - For
4 Elect Gil Jae-wook as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
5.1 Elect Yoon Yoon-jin as a Member of Audit Committee Management For Voted - For
5.2 Elect Lee Ho-geun as a Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For

 

221


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
HYUNDAI HEAVY INDUSTRIES HOLDINGS CO., LTD.      
 
Security ID: KR7267250009 Ticker: 267250      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Kwon Oh-gap as Inside Director Management For Voted - For
4 Elect Hwang Yoon-seong as Outside Director to Serve      
  as an Audit Committee Member Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
HYUNDAI MOBIS CO., LTD.        
 
Security ID: KR7012330007 Ticker: 012330      
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements Management For Voted - For
2 Approve Appropriation of Income Management For Voted - For
3.1 Elect Kim Dae Soo as Outside Director Management For Voted - For
3.2 Elect Cho Sung Hwan as Inside Director Management For Voted - For
3.3 Elect Bae Hyungkeun as Inside Director Management For Voted - For
3.4 Elect Ko Young-seok as Inside Director Management For Voted - For
4 Elect Kim Dae Soo as a Member of Audit Committee Management For Voted - For
5 Elect Kang Jin-ah as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
6.1 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
6.2 Approve Terms of Retirement Pay Management For Voted - For
7 Amend Articles of Incorporation Management For Voted - For
 
HYUNDAI MOTOR CO., LTD.        
 
Security ID: KR7005380001 Ticker: 005380      
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1 Amend Articles of Incorporation (Change in      
  Committee Name)   Management For Voted - For
2.2 Amend Articles of Incorporation (Establishment of      
  Safety and Health Plans) Management For Voted - For
2.3 Amend Articles of Incorporation (Bylaws) Management For Voted - For
3.1 Elect Sim Dal-hun as Outside Director Management For Voted - For
3.2.1 Elect Ha Eon-tae as Inside Director Management For Voted - For
3.2.2 Elect Jang Jae-hun as Inside Director Management For Voted - For

 

222


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3.2.3 Elect Seo Gang-hyeon as Inside Director Management For Voted - For
4 Elect Lee Ji-yoon as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
5 Elect Sim Dal-hun as a Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
HYUNDAI STEEL CO.        
 
Security ID: KR7004020004 Ticker: 004020      
 
Meeting Date: 23-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Kim Won-jin as Inside Director Management For Voted - For
3.2 Elect Kim Sang-yong as Outside Director Management For Voted - For
3.3 Elect Yoo Jeong-han as Outside Director Management For Voted - For
4 Elect Yoo Jeong-han as a Member of Audit Committee Management For Voted - For
5 Elect Jang Geum-ju as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
6 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
I.M.A. INDUSTRIA MACCHINE AUTOMATICHE SPA      
 
Security ID: IT0001049623 Ticker: IMA      
 
Meeting Date: 27-Oct-20 Meeting Type: Special      
 
  Ordinary Business   Management For Non-Voting
  Shareholder Proposal Submitted by SO.FI.M.A. Spa Management For Non-Voting
i Fix Number of Directors   Shareholder None Voted - For
  Appoint Directors (Slate Election) - Choose One of      
  the Following Slates   Management For Non-Voting
ii.1 Slate Submitted by SO.FI.M.A. Spa Shareholder None Voted - Against
ii.2 Slate Submitted by Institutional Investors      
  (Assogestioni)   Shareholder None Voted - For
  Management Proposals   Management For Non-Voting
iii Fix Board Terms for Directors Management For Voted - For
iv Approve Remuneration of Directors Management For Voted - Against
 
IBERDROLA SA        
 
Security ID: ES0144580Y14 Ticker: IBE      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For

 

223


 

  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
2 Approve Consolidated and Standalone Management      
  Reports Management For Voted - For
3 Approve Non-Financial Information Statement Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Amend Articles Re: Update of the Name of the      
  Governance and Sustainability System and      
  Incorporation of Other Technical Improvements Management For Voted - For
6 Amend Article 10 to Reflect Changes in Capital Management For Voted - For
7 Amend Articles Re: New Regulations Regarding      
  Long-Term Involvement of Shareholders Management For Voted - For
8 Amend Articles Re: Allow Shareholder Meetings to be      
  Held in Virtual-Only Format Management For Voted - For
9 Amend Article 32 Re: Climate Action Plan Management For Voted - For
10 Amend Articles Re: Meetings of Board of Directors      
  and its Committees Management For Voted - For
11 Amend Articles Re: Annual Financial and      
  Non-Financial Information Management For Voted - For
12 Amend Articles Re: Technical Improvements Management For Voted - For
13 Amend Articles of General Meeting Regulations Re:      
  Update of the Name of the Governance and      
  Sustainability System and Incorporation of Other      
  Technical Improvements Management For Voted - For
14 Amend Articles of General Meeting Regulations Re:      
  New Regulations Regarding Long-Term Involvement of      
  Shareholders Management For Voted - For
15 Amend Articles of General Meeting Regulations Re:      
  Allow Shareholder Meetings to be Held in      
  Virtual-Only Format Management For Voted - For
16 Approve Remuneration Policy Management For Voted - For
17 Approve Allocation of Income and Dividends Management For Voted - For
18 Approve Scrip Dividends Management For Voted - For
19 Approve Scrip Dividends Management For Voted - For
20 Reelect Juan Manuel Gonzalez Serna as Director Management For Voted - For
21 Reelect Francisco Martinez Corcoles as Director Management For Voted - For
22 Ratify Appointment of and Elect Angel Jesus Acebes      
  Paniagua as Director Management For Voted - For
23 Fix Number of Directors at 14 Management For Voted - For
24 Authorize Issuance of Non-Convertible      
  Bonds/Debentures and/or Other Debt Securities up to      
  EUR 30 Billion and Issuance of Notes up to EUR 6      
  Billion Management For Voted - For
25 Authorize Board to Ratify and Execute Approved      
  Resolutions Management For Voted - For
26 Advisory Vote on Remuneration Report Management For Voted - For
27 Advisory Vote on Company's Climate Action Plan Management For Voted - For

 

224


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ICA GRUPPEN AB        
 
Security ID: SE0000652216 Ticker: ICA      
 
Meeting Date: 22-Sep-20 Meeting Type: Special      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4 Prepare and Approve List of Shareholders Management For Voted - For
5 Approve Agenda of Meeting   Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Approve Dividends of SEK 6 Per Share Management For Voted - For
8 Amend Articles   Management For Voted - For
9 Close Meeting   Management For Non-Voting
 
ICADE SA        
 
Security ID: FR0000035081 Ticker: ICAD      
 
Meeting Date: 23-Apr-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  4.01 per Share   Management For Voted - For
4 Approve Stock Dividend Program Management For Voted - For
5 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
6 Reelect Olivier Fabas as Director Management For Voted - Against
7 Reelect Olivier Mareuse as Director Management For Voted - Against
8 Ratify Appointment of Antoine Saintoyant as Director Management For Voted - Against
9 Ratify Appointment of Bernard Spitz as Director Management For Voted - Against
10 Reelect Bernard Spitz as Director Management For Voted - Against
11 Approve Remuneration Policy of Directors Management For Voted - For
12 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
13 Approve Remuneration Policy of CEO and/or Corporate      
  Officers   Management For Voted - For
14 Approve Compensation Report Management For Voted - For
15 Approve Compensation of Frederic Thomas, Chairman      
  of the Board   Management For Voted - For
16 Approve Compensation of Olivier Wigniolle, CEO Management For Voted - For
17 Authorize Repurchase of Up to 5 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
18 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For

 

225


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
19 Authorize Capitalization of Reserves of Up to EUR      
  15 Million for Bonus Issue or Increase in Par Value Management For Voted - For
20 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 38 Million Management For Voted - For
21 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Under Item 20 Management For Voted - For
22 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
23 Authorize up to 1 Percent of Issued Capital for Use      
  in Restricted Stock Plans   Management For Voted - Against
24 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
IDORSIA LTD.        
 
Security ID: CH0363463438 Ticker: IDIA      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report (Non-Binding) Management For Voted - For
2 Approve Treatment of Net Loss Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4 Approve Extension and Increase in Authorized      
  Capital to CHF 3.2 Million without Preemptive Rights Management For Voted - Against
5.1.1 Reelect Mathieu Simon as Director Management For Voted - For
5.1.2 Reelect Joern Aldag as Director Management For Voted - For
5.1.3 Reelect Jean-Paul Clozel as Director Management For Voted - For
5.1.4 Reelect Felix Ehrat as Director Management For Voted - For
5.1.5 Reelect Sandy Mahatme as Director Management For Voted - For
5.2.1 Elect Peter Kellogg as Director Management For Voted - For
5.2.2 Elect Srishti Gupta as Director Management For Voted - For
5.3 Reelect Mathieu Simon as Board Chairman Management For Voted - For
5.4.1 Appoint Mathieu Simon as Member of the Compensation      
  Committee   Management For Voted - For
5.4.2 Appoint Joern Aldag as Member of the Compensation      
  Committee   Management For Voted - For
5.4.3 Appoint Felix Ehrat as Member of the Compensation      
  Committee   Management For Voted - For
5.4.4 Appoint Srishti Gupta as Member of the Compensation      
  Committee   Management For Voted - For
6.1 Approve Remuneration of Directors in the Amount of      
  CHF 1.3 Million   Management For Voted - For
6.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 15 Million Management For Voted - For
7 Designate BachmannPartner Sachwalter und Treuhand      
  AG as Independent Proxy   Management For Voted - For
8 Ratify Ernst & Young AG as Auditors Management For Voted - For
9 Transact Other Business (Voting) Management For Voted - Against

 

226


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
IHS MARKIT LTD.        
 
Security ID: BMG475671050 Ticker: INFO      
 
Meeting Date: 11-Mar-21 Meeting Type: Special      
 
1   Approve Merger Agreement   Management For Voted - For
2   Advisory Vote on Golden Parachutes Management For Voted - Against
 
Meeting Date: 05-May-21 Meeting Type: Annual      
 
1 a Elect Director Lance Uggla   Management For Voted - For
1 b Elect Director John Browne   Management For Voted - For
1 c Elect Director Dinyar S. Devitre Management For Voted - For
1 d Elect Director Ruann F. Ernst Management For Voted - For
1 e Elect Director Jacques Esculier Management For Voted - For
1 f Elect Director Gay Huey Evans Management For Voted - For
1 g Elect Director William E. Ford Management For Voted - For
1 h Elect Director Nicoletta Giadrossi Management For Voted - For
1 i Elect Director Robert P. Kelly Management For Voted - For
1 j Elect Director Deborah Doyle McWhinney Management For Voted - For
1 k Elect Director Jean-Paul L. Montupet Management For Voted - For
1 l Elect Director Deborah K. Orida Management For Voted - For
1 m Elect Director James A. Rosenthal Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Approve Ernst & Young LLP as Auditors and Authorize      
    Board to Fix Their Remuneration Management For Voted - For
 
ILLINOIS TOOL WORKS INC.        
 
Security ID: US4523081093 Ticker: ITW      
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
1 a Elect Director Daniel J. Brutto Management For Voted - For
1 b Elect Director Susan Crown   Management For Voted - For
1 c Elect Director Darrell L. Ford Management For Voted - For
1 d Elect Director James W. Griffith Management For Voted - For
1 e Elect Director Jay L. Henderson Management For Voted - For
1 f Elect Director Richard H. Lenny Management For Voted - For
1 g Elect Director E. Scott Santi   Management For Voted - For
1 h Elect Director David B. Smith, Jr. Management For Voted - For
1 i Elect Director Pamela B. Strobel Management For Voted - For
1 j Elect Director Anre D. Williams Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - For

 

227


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ILLUMINA, INC.        
 
Security ID: US4523271090 Ticker: ILMN      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1 A Elect Director Caroline D. Dorsa Management For Voted - For
1 B Elect Director Robert S. Epstein Management For Voted - For
1 C Elect Director Scott Gottlieb   Management For Voted - For
1 D Elect Director Gary S. Guthart Management For Voted - For
1 E Elect Director Philip W. Schiller Management For Voted - For
1 F Elect Director John W. Thompson Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
IMCD NV        
 
Security ID: NL0010801007 Ticker: IMCD      
 
Meeting Date: 22-Jun-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
2 .c Approve Remuneration Report Management For Voted - For
2 .d Adopt Financial Statements   Management For Voted - For
2 .e Approve Dividends of EUR 1.02 Per Share Management For Voted - For
3 .a Approve Discharge of Management Board Management For Voted - For
3 .b Approve Discharge of Supervisory Board Management For Voted - For
4   Ratify Deloitte Accountants N.V. as Auditors Management For Voted - For
5 .a Grant Board Authority to Issue Shares Up to 10      
    Percent of Issued Capital   Management For Voted - For
5 .b Authorize Board to Exclude Preemptive Rights from      
    Share Issuances   Management For Voted - For
6   Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
 
IMI PLC        
 
Security ID: GB00BGLP8L22 Ticker: IMI      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3   Approve Remuneration Report Management For Voted - For
4   Approve Remuneration Policy Management For Voted - For
5   Re-elect Lord Smith of Kelvin as Director Management For Voted - For
6   Re-elect Thomas Thune Andersen as Director Management For Voted - For
7   Re-elect Caroline Dowling as Director Management For Voted - For
8   Re-elect Carl-Peter Forster as Director Management For Voted - For
9   Re-elect Katie Jackson as Director Management For Voted - For

 

228


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
10 Elect Dr Ajai Puri as Director Management For Voted - For
11 Re-elect Isobel Sharp as Director Management For Voted - For
12 Re-elect Daniel Shook as Director Management For Voted - For
13 Re-elect Roy Twite as Director Management For Voted - For
14 Appoint Deloitte LLP as Auditors Management For Voted - For
15 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
16 Authorise Issue of Equity   Management For Voted - For
17 Authorise UK Political Donations and Expenditure Management For Voted - For
18 Approve IMI Employee Share Ownership Plan Management For Voted - For
A Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
B Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
C Authorise Market Purchase of Ordinary Shares Management For Voted - For
D Authorise the Company to Call General Meeting with      
  14 Working Days' Notice   Management For Voted - For
 
IMMOFINANZ AG        
 
Security ID: AT0000A21KS2 Ticker: IIA      
 
Meeting Date: 01-Oct-20 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal 2019 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  2019   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  2019   Management For Voted - For
5 Approve Remuneration of Supervisory Board Members Management For Voted - For
6 Ratify Deloitte as Auditors for Fiscal 2020 Management For Voted - For
7.1 Approve Remuneration Policy for the Management Board Management For Voted - For
7.2 Approve Remuneration Policy for the Supervisory      
  Board   Management For Voted - For
8 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
9 Approve Creation of EUR 61.6 Million Pool of      
  Capital with Partial Exclusion of Preemptive Rights Management For Voted - For
10 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds without Preemptive      
  Rights up to Aggregate Nominal Amount of EUR 560      
  Million; Approve Creation of EUR 12.3 Million Pool      
  of Capital to Guarantee Conversion Rights Management For Voted - For
11 Amend Articles Re: General Meeting Transmission,      
  Remote Participation, Remote Voting Management For Voted - For

 

229


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
INCHCAPE PLC        
 
Security ID: GB00B61TVQ02 Ticker: INCH      
 
Meeting Date: 27-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Jerry Buhlmann as Director Management For Voted - For
5 Re-elect Gijsbert de Zoeten as Director Management For Voted - For
6 Re-elect Alexandra Jensen as Director Management For Voted - For
7 Re-elect Jane Kingston as Director Management For Voted - For
8 Re-elect John Langston as Director Management For Voted - For
9 Re-elect Nigel Stein as Director Management For Voted - For
10 Elect Duncan Tait as Director Management For Voted - For
11 Re-elect Till Vestring as Director Management For Voted - For
12 Reappoint Deloitte LLP as Auditors Management For Voted - For
13 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
14 Approve Performance Share Plan Management For Voted - For
15 Approve Co-Investment Plan Management For Voted - For
16 Authorise Issue of Equity   Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
21 Adopt New Articles of Association Management For Voted - For
 
INDIAMART INTERMESH LIMITED      
 
Security ID: INE933S01016 Ticker: 542726      
 
Meeting Date: 10-Feb-21 Meeting Type: Special      
 
1 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - For
2 Increase Authorized Share Capital and Amend      
  Memorandum of Association Management For Voted - For
3 Approve Reclassification of Authorized Share      
  Capital and Amend Memorandum of Association Management For Voted - For

 

230


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED      
 
Security ID: CNE1000003G1 Ticker: 1398      
 
Meeting Date: 21-Jun-21 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve Work Report of the Board of Directors Management For Voted - For
2 Approve Work Report of the Board of Supervisors Management For Voted - For
3 Approve Audited Accounts   Management For Voted - For
4 Approve Profit Distribution Plan Management For Voted - For
5 Approve Fixed Asset Investment Budget Management For Voted - For
6 Approve Deloitte Touche Tohmatsu Certified Public      
  Accountants LLP as Domestic External Auditors and      
  Deloitte Touche Tohmatsu as International External      
  Auditor   Management For Voted - For
7 Approve Application for Authorization Limit for      
  Special Donations for Poverty Alleviation Management For Voted - For
8 Elect Chen Yifang as Director Management For Voted - For
9 Approve Issuance of Eligible Tier 2 Capital      
  Instruments   Management For Voted - For
10 Approve Extension of Validity Period of Undated      
  Capital Bonds   Management For Voted - Against
11 Approve Donation of Materials for Epidemic      
  Prevention and Control in 2020 Management For Voted - For
 
INDUTRADE AB        
 
Security ID: SE0001515552 Ticker: INDT      
 
Meeting Date: 03-Dec-20 Meeting Type: Special      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting   Management For Voted - For
5.1 Designate Henrik Didner as Inspector of Minutes of      
  Meeting   Management For Voted - For
5.2 Designate Anders Oscarsson as Inspector of Minutes      
  of Meeting   Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Amend Articles Re: Editorial Changes; Share Capital      
  and Number of Shares; Share Registrar; Approve      
  Capitalization of Reserves of SEK 485.8 Million for      
  a 1: 2 Bonus Issue   Management For Voted - For
8 Close Meeting   Management For Non-Voting
 
Meeting Date: 13-Apr-21 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2.1 Designate Henrik Didner as Inspector of Minutes of      
  Meeting   Management For Voted - For

 

231


 

    PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
2.2   Designate Anders Oscarsson as Inspector of Minutes      
    of Meeting Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7   Receive Auditor's Report on Application of      
    Guidelines for Remuneration for Executive Management Management For Non-Voting
8 .a Accept Financial Statements and Statutory Reports Management For Voted - For
8 .b Approve Allocation of Income and Dividends of SEK      
    1.80 Per Share Management For Voted - For
8 .c Approve Record Date for Dividend Payment Management For Voted - For
8.d.1 Approve Discharge of Bo Annvik Management For Voted - For
8.d.2 Approve Discharge of Susanna Campbell Management For Voted - For
8.d.3 Approve Discharge of Anders Jernhall Management For Voted - For
8.d.4 Approve Discharge of Bengt Kjell Management For Voted - For
8.d.5 Approve Discharge of Ulf Lundahl Management For Voted - For
8.d.6 Approve Discharge of Katarina Martinson Management For Voted - For
8.d.7 Approve Discharge of Krister Mellve Management For Voted - For
8.d.8 Approve Discharge of Lars Pettersson Management For Voted - For
9.1   Determine Number of Members (8) and Deputy Members      
    (0) of Board Management For Voted - For
9.2   Determine Number of Auditors (1) and Deputy      
    Auditors (0) Management For Voted - For
10.1   Approve Remuneration of Directors in the Amount of      
    SEK 620,000 for Chairman, SEK 465,000 for Deputy      
    Chairman and SEK 310,000 for Other Directors;      
    Approve Remuneration for Committee Work Management For Voted - For
10.2   Approve Remuneration of Auditors Management For Voted - For
11.1aReelect Bo Annvik as Director Management For Voted - For
11.1bReelect Susanna Campbell as Director Management For Voted - For
11.1cReelect Anders Jernhall as Director Management For Voted - Against
11.1dReelect Bengt Kjell as Director Management For Voted - Against
11.1eReelect Ulf Lundahl as Director Management For Voted - Against
11.1f Reelect Katarina Martinson as Director Management For Voted - Against
11.1gReelect Krister Mellve as Director Management For Voted - For
11.1hReelect Lars Pettersson as Director Management For Voted - Against
11.2   Reelect Katarina Martinson as Board Chair Management For Voted - Against
12   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
13   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
14   Approve Remuneration Report Management For Voted - For
15 .a Approve Performance Share Incentive Plan LTIP 2021      
    for Key Employees Management For Voted - For
15 .b Approve Equity Plan Financing Management For Voted - For
16   Amend Articles Re: Postal Voting Management For Voted - For

 

232


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
INFINEON TECHNOLOGIES AG        
 
Security ID: DE0006231004 Ticker: IFX      
 
Meeting Date: 25-Feb-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal 2020 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.22 per Share   Management For Voted - For
3.1 Approve Discharge of Management Board Member      
  Reinhard Ploss for Fiscal 2020 Management For Voted - For
3.2 Approve Discharge of Management Board Member Helmut      
  Gassel for Fiscal 2020   Management For Voted - For
3.3 Approve Discharge of Management Board Member Jochen      
  Hanebeck for Fiscal 2020   Management For Voted - For
3.4 Approve Discharge of Management Board Member Sven      
  Schneider for Fiscal 2020   Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member      
  Wolfgang Eder for Fiscal 2020 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member Peter      
  Bauer (until Feb. 20, 2020) for Fiscal 2020 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member      
  Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member      
  Johann Dechant for Fiscal 2020 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member      
  Herbert Diess (until Feb. 20, 2020) for Fiscal 2020 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member      
  Friedrich Eichiner (from Feb. 20, 2020) for Fiscal      
  2020   Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member      
  Annette Engelfried for Fiscal 2020 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member Peter      
  Gruber for Fiscal 2020   Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member      
  Gerhard Hobbach (until Feb. 20, 2020) for Fiscal      
  2020   Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member      
  Hans-Ulrich Holdenried for Fiscal 2020 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member      
  Renate Koecher (until Feb. 20, 2020) for Fiscal 2020 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member      
  Susanne Lachenmann for Fiscal 2020 Management For Voted - For
4.13 Approve Discharge of Supervisory Board Member      
  Geraldine Picaud for Fiscal 2020 Management For Voted - For
4.14 Approve Discharge of Supervisory Board Member      
  Manfred Puffer for Fiscal 2020 Management For Voted - For
4.15 Approve Discharge of Supervisory Board Member      
  Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020 Management For Voted - For
4.16 Approve Discharge of Supervisory Board Member      
  Kerstin Schulzendorf for Fiscal 2020 Management For Voted - For

 

233


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.17 Approve Discharge of Supervisory Board Member      
  Juergen Scholz for Fiscal 2020 Management For Voted - For
4.18 Approve Discharge of Supervisory Board Member      
  Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal      
  2020   Management For Voted - For
4.19 Approve Discharge of Supervisory Board Member      
  Margret Suckale (from Feb. 20, 2020) for Fiscal 2020 Management For Voted - For
4.20 Approve Discharge of Supervisory Board Member      
  Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020 Management For Voted - For
4.21 Approve Discharge of Supervisory Board Member Diana      
  Vitale for Fiscal 2020   Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal 2021 Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
8 Approve Creation of EUR 30 Million Pool of Capital      
  for Employee Stock Purchase Plan Management For Voted - For
9 Amend Articles Re: Information for Registration in      
  the Share Register   Management For Voted - For
10 Amend Articles Re: Supervisory Board's Rules of      
  Procedure   Management For Voted - For
 
INFO EDGE (INDIA) LIMITED        
 
Security ID: INE663F01024 Ticker: 532777      
 
Meeting Date: 12-Apr-21 Meeting Type: Court      
 
  Court-Ordered Meeting for Equity Shareholders Management For Non-Voting
1 Approve Scheme of Amalgamation Management For Voted - For
 
INPEX CORP.        
 
Security ID: JP3294460005 Ticker: 1605      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 4800 for Class Ko Shares and JPY 12 for      
  Ordinary Shares   Management For Voted - For
2 Amend Articles to Change Company Name Management For Voted - For
3.1 Elect Director Kitamura, Toshiaki Management For Voted - For
3.2 Elect Director Ueda, Takayuki Management For Voted - For
3.3 Elect Director Ito, Seiya   Management For Voted - For
3.4 Elect Director Ikeda, Takahiko Management For Voted - For
3.5 Elect Director Yajima, Shigeharu Management For Voted - For
3.6 Elect Director Kittaka, Kimihisa Management For Voted - For
3.7 Elect Director Sase, Nobuharu Management For Voted - For
3.8 Elect Director Yamada, Daisuke Management For Voted - For
3.9 Elect Director Yanai, Jun   Management For Voted - For
3.10 Elect Director Iio, Norinao   Management For Voted - For
3.11 Elect Director Nishimura, Atsuko Management For Voted - For

 

234


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3.12   Elect Director Kimura, Yasushi Management For Voted - For
3.13   Elect Director Ogino, Kiyoshi Management For Voted - For
3.14   Elect Director Nishikawa, Tomo Management For Voted - For
4   Approve Annual Bonus   Management For Voted - For
 
INTEGRAFIN HOLDINGS PLC        
 
Security ID: GB00BD45SH49 Ticker: IHP      
 
Meeting Date: 08-Mar-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Re-elect Richard Cranfield as Director Management For Voted - Against
3   Re-elect Caroline Banszky as Director Management For Voted - For
4   Re-elect Victoria Cochrane as Director Management For Voted - For
5   Elect Jonathan Gunby as Director Management For Voted - For
6   Re-elect Neil Holden as Director Management For Voted - Against
7   Re-elect Michael Howard as Director Management For Voted - Against
8   Re-elect Charles Robert Lister as Director Management For Voted - For
9   Re-elect Christopher Munro as Director Management For Voted - For
10   Re-elect Alexander Scott as Director Management For Voted - For
11   Approve Remuneration Report Management For Voted - For
12   Reappoint BDO LLP as Auditors Management For Voted - For
13   Authorise the Audit and Risk Committee to Fix      
    Remuneration of Auditors   Management For Voted - For
14   Authorise EU Political Donations and Expenditure Management For Voted - For
15   Authorise Issue of Equity   Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
18   Authorise Market Purchase of Ordinary Shares Management For Voted - For
19   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
INTEL CORPORATION        
 
Security ID: US4581401001 Ticker: INTC      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1 a Elect Director Patrick P. Gelsinger Management For Voted - For
1 b Elect Director James J. Goetz Management For Voted - For
1 c Elect Director Alyssa Henry   Management For Voted - For
1 d Elect Director Omar Ishrak   Management For Voted - For
1 e Elect Director Risa Lavizzo-Mourey Management For Voted - For
1 f Elect Director Tsu-Jae King Liu Management For Voted - For
1 g Elect Director Gregory D. Smith Management For Voted - For
1 h Elect Director Dion J. Weisler Management For Voted - For
1 i Elect Director Frank D. Yeary Management For Voted - For

 

235


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
4   Provide Right to Act by Written Consent Shareholder Against Voted - For
5   Report on Global Median Gender/Racial Pay Gap Shareholder Against Voted - Against
6   Report on Whether Written Policies or Unwritten      
    Norms Reinforce Racism in Company Culture Shareholder Against Voted - Against
 
INTERCONTINENTAL EXCHANGE, INC.      
 
Security ID: US45866F1049 Ticker: ICE      
 
Meeting Date: 14-May-21 Meeting Type: Annual      
 
1 a Elect Director Sharon Y. Bowen Management For Voted - For
1 b Elect Director Shantella E. Cooper Management For Voted - For
1 c Elect Director Charles R. Crisp Management For Voted - For
1 d Elect Director Duriya M. Farooqui Management For Voted - For
1 e Elect Director The Right Hon. the Lord Hague of      
    Richmond   Management For Voted - For
1 f Elect Director Mark F. Mulhern Management For Voted - For
1 g Elect Director Thomas E. Noonan Management For Voted - For
1 h Elect Director Frederic V. Salerno Management For Voted - For
1 i Elect Director Caroline L. Silver Management For Voted - For
1 j Elect Director Jeffrey C. Sprecher Management For Voted - For
1 k Elect Director Judith A. Sprieser Management For Voted - For
1 l Elect Director Vincent Tese   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Adopt Simple Majority Vote   Shareholder Against Voted - For
 
INTERCONTINENTAL HOTELS GROUP PLC      
 
Security ID: GB00BHJYC057 Ticker: IHG      
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3 a Elect Graham Allan as Director Management For Voted - For
3 b Elect Richard Anderson as Director Management For Voted - For
3 c Elect Daniela Barone Soares as Director Management For Voted - For
3 d Elect Duriya Farooqui as Director Management For Voted - For
3 e Elect Sharon Rothstein as Director Management For Voted - For
3 f Re-elect Keith Barr as Director Management For Voted - For
3 g Re-elect Patrick Cescau as Director Management For Voted - For
3 h Re-elect Arthur de Haast as Director Management For Voted - For
3 i Re-elect Ian Dyson as Director Management For Voted - For
3 j Re-elect Paul Edgecliffe-Johnson as Director Management For Voted - For

 

236


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 k Re-elect Jo Harlow as Director Management For Voted - For
3 l Re-elect Elie Maalouf as Director Management For Voted - For
3 m Re-elect Jill McDonald as Director Management For Voted - For
3 n Re-elect Dale Morrison as Director Management For Voted - For
4   Appoint Pricewaterhouse Coopers LLP as Auditors Management For Voted - For
5   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For
6   Authorise UK Political Donations and Expenditure Management For Voted - For
7   Amend the Borrowing Limit Under the Company's      
    Articles of Association   Management For Voted - For
8   Authorise Issue of Equity   Management For Voted - For
9   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
10   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
11   Authorise Market Purchase of Ordinary Shares Management For Voted - For
12   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
INTERNATIONAL BUSINESS MACHINES CORPORATION      
 
Security ID: US4592001014 Ticker: IBM      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Thomas Buberl Management For Voted - For
1 b Elect Director Michael L. Eskew Management For Voted - For
1 c Elect Director David N. Farr   Management For Voted - For
1 d Elect Director Alex Gorsky   Management For Voted - For
1 e Elect Director Michelle J. Howard Management For Voted - For
1 f Elect Director Arvind Krishna Management For Voted - For
1 g Elect Director Andrew N. Liveris Management For Voted - For
1 h Elect Director Frederick William McNabb, III Management For Voted - For
1 i Elect Director Martha E. Pollack Management For Voted - For
1 j Elect Director Joseph R. Swedish Management For Voted - For
1 k Elect Director Peter R. Voser Management For Voted - For
1 l Elect Director Frederick H. Waddell Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
4   Require Independent Board Chair Shareholder Against Voted - For
5   Lower Ownership Threshold for Action by Written      
    Consent   Shareholder Against Voted - For
6   Publish Annually a Report Assessing Diversity,      
    Equity, and Inclusion Efforts Shareholder For Voted - For

 

237


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA      
 
Security ID: ES0177542018 Ticker: IAG      
 
Meeting Date: 16-Jun-21 Meeting Type: Annual      
 
1   Approve Consolidated and Standalone Financial      
    Statements   Management For Voted - For
2   Approve Non-Financial Information Statement Management For Voted - For
3   Approve Discharge of Board Management For Voted - For
4   Approve Allocation of Income Management For Voted - For
5 a Re-elect Javier Ferran as Director Management For Voted - For
5 b Re-elect Luis Gallego as Director Management For Voted - For
5 c Re-elect Giles Agutter as Director Management For Voted - For
5 d Re-elect Margaret Ewing as Director Management For Voted - For
5 e Re-elect Robin Phillips as Director Management For Voted - For
5 f Re-elect Emilio Saracho as Director Management For Voted - For
5 g Re-elect Nicola Shaw as Director Management For Voted - For
5 h Re-elect Alberto Terol as Director Management For Voted - For
5 i Elect Peggy Bruzelius as Director Management For Voted - For
5 j Elect Eva Castillo Sanz as Director Management For Voted - For
5 k Elect Heather McSharry as Director Management For Voted - For
5 l Elect Maurice Lam as Director Management For Voted - For
6   Approve Remuneration Report Management For Voted - For
7   Approve Remuneration Policy Management For Voted - For
8   Approve Executive Share Plan Management For Voted - For
9   Approve Allotment of Shares of the Company for      
    Share Awards Including the Awards to Executive      
    Directors under the Executive Share Plan Management For Voted - For
10   Amend Article 13.2   Management For Voted - For
11   Amend Articles 21 and 24.2 Re: Allow Shareholder      
    Meetings to be Held in Virtual-Only Format Management For Voted - Against
12   Amend Article 44 Re: Board Committees Management For Voted - For
13   Amend Articles of General Meeting Regulations Re:      
    Allow Shareholder Meetings to be Held in      
    Virtual-Only Format   Management For Voted - For
14   Add Chapter V of General Meeting Regulations      
    Including a New Article 37 Re: Allow Shareholder      
    Meetings to be Held in Virtual-Only Format Management For Voted - For
15   Authorise Market Purchase of Shares Management For Voted - For
16   Authorise Issue of Equity Management For Voted - For
17   Authorise Issue of Convertible Bonds, Debentures,      
    Warrants, and Other Debt Securities Management For Voted - For
18   Authorise Issue of Convertible Bonds, Debentures,      
    Warrants, and Other Debt Securities without      
    Pre-emptive Rights   Management For Voted - For
19   Authorise Company to Call EGM with 15 Days' Notice Management For Voted - For
20   Authorise Ratification of Approved Resolutions Management For Voted - For

 

238


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
INTERNATIONAL CONTAINER TERMINAL SERVICES, INC.      
 
Security ID: PHY411571011 Ticker: ICT      
 
Meeting Date: 15-Apr-21 Meeting Type: Annual      
 
1   Approve Minutes of the Annual Stockholders' Meeting      
    held on June 18, 2020   Management For Voted - For
2   Approve Chairman's Report and the 2020 Audited      
    Financial Statements   Management For Voted - For
3   Ratify the Acts, Contracts, Investments and      
    Resolutions of the Board of Directors and      
    Management Since the Last Annual Stockholders'      
    Meeting   Management For Voted - For
    Elect 7 Directors by Cumulative Voting Management For Non-Voting
4.1   Elect Enrique K. Razon, Jr. as Director Management For Voted - For
4.2   Elect Cesar A. Buenaventura as Director Management For Voted - For
4.3   Elect Carlos C. Ejercito as Director Management For Voted - For
4.4   Elect Joseph R. Higdon as Director Management For Voted - Abstain
4.5   Elect Jose C. Ibazeta as Director Management For Voted - Abstain
4.6   Elect Stephen A. Paradies as Director Management For Voted - Abstain
4.7   Elect Andres Soriano III as Director Management For Voted - Abstain
5   Appoint External Auditors   Management For Voted - For
 
INTERNATIONAL FLAVORS & FRAGRANCES INC.      
 
Security ID: US4595061015 Ticker: IFF      
 
Meeting Date: 05-May-21 Meeting Type: Annual      
 
1 a Elect Director Kathryn J. Boor Management For Voted - For
1 b Elect Director Edward D. Breen Management For Voted - Against
1 c Elect Director Carol Anthony Davidson Management For Voted - For
1 d Elect Director Michael L. Ducker Management For Voted - For
1 e Elect Director Roger W. Ferguson, Jr. Management For Voted - For
1 f Elect Director John F. Ferraro Management For Voted - For
1 g Elect Director Andreas Fibig Management For Voted - For
1 h Elect Director Christina Gold Management For Voted - For
1 i Elect Director Ilene Gordon   Management For Voted - For
1 j Elect Director Matthias J. Heinzel Management For Voted - For
1 k Elect Director Dale F. Morrison Management For Voted - For
1 l Elect Director Kare Schultz   Management For Voted - For
1 m Elect Director Stephen Williamson Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Approve Omnibus Stock Plan Management For Voted - For

 

239


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
INTERNATIONAL PAPER COMPANY      
 
Security ID: US4601461035 Ticker: IP      
 
Meeting Date: 10-May-21 Meeting Type: Annual      
 
1 a Elect Director Christopher M. Connor Management For Voted - For
1 b Elect Director Ahmet C. Dorduncu Management For Voted - For
1 c Elect Director Ilene S. Gordon Management For Voted - For
1 d Elect Director Anders Gustafsson Management For Voted - For
1 e Elect Director Jacqueline C. Hinman Management For Voted - For
1 f Elect Director Clinton A. Lewis, Jr. Management For Voted - For
1 g Elect Director DG Macpherson Management For Voted - For
1 h Elect Director Kathryn D. Sullivan Management For Voted - For
1 i Elect Director Mark S. Sutton Management For Voted - For
1 j Elect Director Anton V. Vincent Management For Voted - For
1 k Elect Director Ray G. Young Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Reduce Ownership Threshold for Shareholders to      
    Request Action by Written Consent Shareholder Against Voted - For
 
INTERPUMP GROUP SPA        
 
Security ID: IT0001078911 Ticker: IP      
 
Meeting Date: 16-Nov-20 Meeting Type: Special      
 
    Ordinary Business   Management For Non-Voting
O.1   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
 
Meeting Date: 30-Apr-21 Meeting Type: Annual      
 
    Ordinary Business   Management For Non-Voting
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Receive Consolidated Non-Financial Statements and      
    Statutory Reports (Non-Voting) Management For Non-Voting
3   Approve Allocation of Income Management For Voted - For
4.1   Approve Remuneration Policy Management For Voted - For
4.2   Approve Second Section of the Remuneration Report Management For Voted - For
5   Approve Remuneration of Directors Management For Voted - For
6   Approve External Auditors   Management For Voted - For
7   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
A   Deliberations on Possible Legal Action Against      
    Directors if Presented by Shareholders Management None Voted - Against

 

240


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
INTRUM AB        
 
Security ID: SE0000936478 Ticker: INTRUM      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5.1   Designate Helen Fasth-Gillstedt as Inspector of      
    Minutes of Meeting   Management For Voted - For
5.2   Designate Emil Bostrom as Inspector of Minutes of      
    Meeting   Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7   Receive Financial Statements and Statutory Reports Management For Non-Voting
8   Accept Financial Statements and Statutory Reports Management For Voted - For
9   Approve Allocation of Income and Dividends of SEK      
    12.00 Per Share   Management For Voted - For
10.1   Approve Discharge of Board Chairman Per E Larsson Management For Voted - For
10.2   Approve Discharge of Board Member Liv Fiksdahl Management For Voted - For
10.3   Approve Discharge of Board Member Hans Larsson Management For Voted - For
10.4   Approve Discharge of Board Member Kristoffer      
    Melinder   Management For Voted - For
10.5   Approve Discharge of Board Member Andreas Nasvik Management For Voted - For
10.6   Approve Discharge of Board Member Magdalena Persson Management For Voted - For
10.7   Approve Discharge of Board Member Andres Rubio Management For Voted - For
10.8   Approve Discharge of Board Member Ragnhild Wiborg Management For Voted - For
10.9   Approve Discharge of Board Member Magnus Yngen Management For Voted - For
10.10Approve Discharge of Former CEO Mikael Ericson Management For Voted - For
10.11Approve Discharge of CEO Anders Engdahl Management For Voted - For
11   Determine Number of Members (8) and Deputy Members      
    (0) of Board   Management For Voted - For
12   Approve Remuneration of Directors in the Aggregate      
    Amount of SEK 6.85 Million; Approve Remuneration of      
    Auditors   Management For Voted - For
13.1   Reelect Per E Larsson as Director and Chairman Management For Voted - For
13.2   Reelect Liv Fiksdahl as Director Management For Voted - For
13.3   Reelect Hans Larsson as Director Management For Voted - For
13.4   Reelect Kristoffer Melinder as Director Management For Voted - For
13.5   Reelect Andreas Nasvik as Director Management For Voted - For
13.6   Reelect Magdalena Persson as Director Management For Voted - For
13.7   Reelect Andres Rubio as Director Management For Voted - For
13.8   Reelect Ragnhild Wiborg as Director Management For Voted - For
14   Ratify Deloitte as Auditors   Management For Voted - For
15   Approve Remuneration Report Management For Voted - For
16   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
17 .a Approve Performance Share Plan LTI 2021 Management For Voted - Against

 

241


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
17 .b Approve Equity Plan Financing Through Repurchase of      
    Shares   Management For Voted - Against
17 .c Approve Equity Plan Financing Through Transfer of      
    Shares   Management For Voted - Against
17 .d Approve Equity Plan Financing Through Reissuance of      
    Repurchased Shares   Management For Voted - Against
18   Amend Long Term Incentive Programs 2019 and 2020 Management For Voted - For
19   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
20   Amend Articles Re: Postal Voting; Share Registrar Management For Voted - For
21   Close Meeting   Management For Non-Voting
 
INTUIT INC.        
 
Security ID: US4612021034 Ticker: INTU      
 
Meeting Date: 21-Jan-21 Meeting Type: Annual      
 
1 a Elect Director Eve Burton   Management For Voted - For
1 b Elect Director Scott D. Cook Management For Voted - For
1 c Elect Director Richard L. Dalzell Management For Voted - For
1 d Elect Director Sasan K. Goodarzi Management For Voted - For
1 e Elect Director Deborah Liu   Management For Voted - For
1 f Elect Director Tekedra Mawakana Management For Voted - For
1 g Elect Director Suzanne Nora Johnson Management For Voted - For
1 h Elect Director Dennis D. Powell Management For Voted - For
1 i Elect Director Brad D. Smith Management For Voted - For
1 j Elect Director Thomas Szkutak Management For Voted - For
1 k Elect Director Raul Vazquez   Management For Voted - For
1 l Elect Director Jeff Weiner   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
INTUITIVE SURGICAL, INC.        
 
Security ID: US46120E6023 Ticker: ISRG      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Craig H. Barratt Management For Voted - For
1 b Elect Director Joseph C. Beery Management For Voted - For
1 c Elect Director Gary S. Guthart Management For Voted - For
1 d Elect Director Amal M. Johnson Management For Voted - For
1 e Elect Director Don R. Kania   Management For Voted - For
1 f Elect Director Amy L. Ladd   Management For Voted - For
1 g Elect Director Keith R. Leonard, Jr. Management For Voted - For
1 h Elect Director Alan J. Levy   Management For Voted - For
1 i Elect Director Jami Dover Nachtsheim Management For Voted - For
1 j Elect Director Monica P. Reed Management For Voted - For
1 k Elect Director Mark J. Rubash Management For Voted - For

 

242


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For
 
IPG PHOTONICS CORPORATION        
 
Security ID: US44980X1090 Ticker: IPGP      
 
Meeting Date: 25-May-21 Meeting Type: Annual      
 
1.1   Elect Director Valentin P. Gapontsev Management For Voted - For
1.2   Elect Director Eugene A. Scherbakov Management For Voted - For
1.3   Elect Director Michael C. Child Management For Voted - For
1.4   Elect Director Jeanmarie F. Desmond Management For Voted - For
1.5   Elect Director Gregory P. Dougherty Management For Voted - For
1.6   Elect Director Eric Meurice   Management For Voted - For
1.7   Elect Director Natalia Pavlova Management For Voted - For
1.8   Elect Director John R. Peeler Management For Voted - For
1.9   Elect Director Thomas J. Seifert Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
ISS A/S        
 
Security ID: DK0060542181 Ticker: ISS      
 
Meeting Date: 13-Apr-21 Meeting Type: Annual      
 
1   Receive Report of Board   Management For Non-Voting
2   Accept Financial Statements and Statutory Reports Management For Voted - For
3   Approve Treatment of Net Loss Management For Voted - For
4   Approve Discharge of Management and Board Management For Voted - For
5   Authorize Share Repurchase Program Management For Voted - For
6   Approve Remuneration Report (Advisory Vote) Management For Voted - For
7   Approve Remuneration of Directors in the Amount of      
    DKK 1.3 Million for Chair, DKK 694,500 for Vice      
    Chair and DKK 436,000 for Other Directors; Approve      
    Remuneration for Committee Work; Approve      
    Remuneration for Auditors Management For Voted - For
8 .a Reelect Valerie Beaulieu as Director Management For Voted - For
8 .b Reelect Henrik Poulsen as Director Management For Voted - For
8 .c Elect Niels Smedegaard as New Director Management For Voted - For
8 .d Reelect Soren Thorup Sorensen as Director Management For Voted - For
8 .e Reelect Ben Stevens as Director Management For Voted - For
8 .f Reelect Cynthia Mary Trudell as Director Management For Voted - For
8 .g Elect Kelly Kuhn as New Director Management For Voted - For
9   Ratify Ernst & Young as Auditors Management For Voted - For
10 .a Allow Shareholder Meetings to be Held by Electronic      
    Means Only   Management For Voted - Against
10 .b Amend Articles Re: Editorial Changes for Agenda Management For Voted - For
10 .c Amend Articles Re: Participation at General Meetings Management For Voted - For

 

243


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
10 .d Amend Articles Re: Differentiation of Votes Management For Voted - For
11   Other Business   Management For Non-Voting
 
ITALGAS SPA        
 
Security ID: IT0005211237 Ticker: IG      
 
Meeting Date: 20-Apr-21 Meeting Type: Annual/Special      
 
    Ordinary Business   Management For Non-Voting
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Allocation of Income Management For Voted - For
3.1   Approve Remuneration Policy Management For Voted - For
3.2   Approve Second Section of the Remuneration Report Management For Voted - For
4   Approve Co-Investment Plan Management For Voted - For
    Extraordinary Business   Management For Non-Voting
1   Authorize Board to Increase Capital to Service      
    Co-Investment Plan   Management For Voted - For
A   Deliberations on Possible Legal Action Against      
    Directors if Presented by Shareholders Management None Voted - Against
 
ITOCHU CORP.        
 
Security ID: JP3143600009 Ticker: 8001      
 
Meeting Date: 18-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 44   Management For Voted - For
2.1   Elect Director Okafuji, Masahiro Management For Voted - For
2.2   Elect Director Suzuki, Yoshihisa Management For Voted - For
2.3   Elect Director Ishii, Keita   Management For Voted - For
2.4   Elect Director Yoshida, Tomofumi Management For Voted - For
2.5   Elect Director Fukuda, Yuji   Management For Voted - For
2.6   Elect Director Kobayashi, Fumihiko Management For Voted - For
2.7   Elect Director Hachimura, Tsuyoshi Management For Voted - For
2.8   Elect Director Muraki, Atsuko Management For Voted - For
2.9   Elect Director Kawana, Masatoshi Management For Voted - For
2.10   Elect Director Nakamori, Makiko Management For Voted - For
2.11   Elect Director Ishizuka, Kunio Management For Voted - For
3.1   Appoint Statutory Auditor Majima, Shingo Management For Voted - For
3.2   Appoint Statutory Auditor Kikuchi, Masumi Management For Voted - For
 
ITOCHU TECHNO-SOLUTIONS CORP.      
 
Security ID: JP3143900003 Ticker: 4739      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 32.5   Management For Voted - For

 

244


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Amend Articles to Change Location of Head Office Management For Voted - For
3.1 Elect Director Tsuge, Ichiro   Management For Voted - For
3.2 Elect Director Eda, Hisashi   Management For Voted - For
3.3 Elect Director Seki, Mamoru Management For Voted - For
3.4 Elect Director Iwasaki, Naoko Management For Voted - For
3.5 Elect Director Motomura, Aya Management For Voted - For
3.6 Elect Director Kajiwara, Hiroshi Management For Voted - For
 
ITV PLC        
 
Security ID: GB0033986497 Ticker: ITV      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Re-elect Salman Amin as Director Management For Voted - For
5 Re-elect Peter Bazalgette as Director Management For Voted - For
6 Re-elect Edward Bonham Carter as Director Management For Voted - For
7 Elect Graham Cooke as Director Management For Voted - For
8 Re-elect Margaret Ewing as Director Management For Voted - For
9 Re-elect Mary Harris as Director Management For Voted - For
10 Re-elect Chris Kennedy as Director Management For Voted - For
11 Re-elect Anna Manz as Director Management For Voted - For
12 Re-elect Carolyn McCall as Director Management For Voted - For
13 Elect Sharmila Nebhrajani as Director Management For Voted - For
14 Re-elect Duncan Painter as Director Management For Voted - For
15 Appoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
16 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
17 Authorise UK Political Donations and Expenditure Management For Voted - For
18 Authorise Issue of Equity   Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
21 Authorise Market Purchase of Ordinary Shares Management For Voted - For
22 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
23 Adopt New Articles of Association Management For Voted - For
24 Approve Executive Share Plan Management For Voted - For
 
IWG PLC        
 
Security ID: JE00BYVQYS01 Ticker: IWG      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For

 

245


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3   Ratify KPMG Ireland as Auditors Management For Voted - For
4   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
5   Re-elect Mark Dixon as Director Management For Voted - For
6   Re-elect Laurie Harris as Director Management For Voted - For
7   Re-elect Nina Henderson as Director Management For Voted - For
8   Elect Glyn Hughes as Director Management For Voted - For
9   Re-elect François Pauly as Director Management For Voted - For
10   Re-elect Florence Pierre as Director Management For Voted - For
11   Re-elect Douglas Sutherland as Director Management For Voted - For
12   Authorise Issue of Equity   Management For Voted - For
13   Authorise the Company to Hold as Treasury Shares      
    Any Shares Purchased or Contracted to be Purchased      
    by the Company Pursuant to the Authority Granted in      
    Resolution 14   Management For Voted - For
14   Authorise Market Purchase of Ordinary Shares Management For Voted - For
15   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
17   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
JCR PHARMACEUTICALS CO., LTD.      
 
Security ID: JP3701000006 Ticker: 4552      
 
Meeting Date: 23-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Ashida, Shin   Management For Voted - For
1.2   Elect Director Ashida, Toru   Management For Voted - For
1.3   Elect Director Mathias Schmidt Management For Voted - For
1.4   Elect Director Sonoda, Hiroyuki Management For Voted - For
1.5   Elect Director Hiyama, Yoshio Management For Voted - For
1.6   Elect Director Ishikiriyama, Toshihiro Management For Voted - For
1.7   Elect Director Suetsuna, Takashi Management For Voted - For
1.8   Elect Director Yoda, Toshihide Management For Voted - For
1.9   Elect Director Hayashi, Yuko Management For Voted - For
2.1   Appoint Statutory Auditor Komura, Takeshi Management For Voted - For
2.2   Appoint Statutory Auditor Tani, Shuichi Management For Voted - For
3   Approve Deep Discount Stock Option Plan Management For Voted - For
 
JETBLUE AIRWAYS CORPORATION      
 
Security ID: US4771431016 Ticker: JBLU      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1 a Elect Director B. Ben Baldanza Management For Voted - For
1 b Elect Director Peter Boneparth Management For Voted - For
1 c Elect Director Monte Ford   Management For Voted - For
1 d Elect Director Robin Hayes   Management For Voted - For

 

246


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 e Elect Director Ellen Jewett   Management For Voted - For
1 f Elect Director Robert Leduc   Management For Voted - For
1 g Elect Director Teri McClure   Management For Voted - For
1 h Elect Director Sarah Robb O'Hagan Management For Voted - For
1 i Elect Director Vivek Sharma Management For Voted - For
1 j Elect Director Thomas Winkelmann Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Reduce Ownership Threshold for Shareholders to Call      
    Special Meeting   Shareholder Against Voted - For
 
JM AB            
 
Security ID: SE0000806994 Ticker: JM      
 
Meeting Date: 23-Nov-20 Meeting Type: Special      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Acknowledge Proper Convening of Meeting Management For Voted - For
5   Approve Agenda of Meeting   Management For Voted - For
6   Approve Extra Dividends of SEK 6.25 Per Share Management For Voted - For
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4   Acknowledge Proper Convening of Meeting Management For Voted - For
5   Approve Agenda of Meeting   Management For Voted - For
6   Accept Financial Statements and Statutory Reports Management For Voted - For
7   Approve Allocation of Income and Dividends of SEK      
    12.75 Per Share   Management For Voted - For
8.1   Approve Discharge of Fredrik Persson as Board Member Management For Voted - For
8.2   Approve Discharge of Kaj-Gustaf Bergh as Board      
    Member   Management For Voted - For
8.3   Approve Discharge of Kerstin Gillsbro as Board      
    Member   Management For Voted - For
8.4   Approve Discharge of Camilla Krogh as Board Member Management For Voted - For
8.5   Approve Discharge of Olav Line as Board Member Management For Voted - For
8.6   Approve Discharge of Eva Nygren as Board Member Management For Voted - For
8.7   Approve Discharge of Thomas Thuresson as Board      
    Member   Management For Voted - For
8.8   Approve Discharge of Annica Anas as Board Member Management For Voted - For
8.9   Approve Discharge of Jan Stromberg as Board Member Management For Voted - For
8.10   Approve Discharge of Peter Olsson as Board Member Management For Voted - For
8.11   Approve Discharge of Jonny Anges as Board Member Management For Voted - For
8.12   Approve Discharge of Per Petersen as Board Member Management For Voted - For

 

247


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8.13 Approve Discharge of Johan Skoglund as President Management For Voted - For
9 Determine Number of Members (7) and Deputy Members      
  (0) of Board   Management For Voted - For
10 Approve Remuneration of Directors in the Amount of      
  SEK 900,000 for Chairman and SEK 360,000 for Other      
  Directors; Approve Remuneration for Committee Work Management For Voted - For
11 Approve Remuneration of Auditors Management For Voted - For
12.1 Reelect Fredrik Persson (Chair) as Director Management For Voted - For
12.2 Reelect Kaj-Gustaf Bergh as Director Management For Voted - For
12.3 Reelect Kerstin Gillsbro as Director Management For Voted - For
12.4 Reelect Camilla Krogh as Director Management For Voted - For
12.5 Reelect Olav Line as Director Management For Voted - For
12.6 Reelect Thomas Thuresson as Director Management For Voted - For
12.7 Reelect Annica Anas as Director Management For Voted - For
13 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
14 Approve Remuneration Report Management For Voted - For
15 Authorize Share Repurchase Program Management For Voted - For
16 Amend Articles Re: Powers of Attorneys and Postal      
  Ballots   Management For Voted - For
 
JOHN LAING GROUP PLC        
 
Security ID: GB00BVC3CB83 Ticker: JLG      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Re-elect Will Samuel as Director Management For Voted - For
5 Re-elect Andrea Abt as Director Management For Voted - For
6 Re-elect Jeremy Beeton as Director Management For Voted - For
7 Re-elect Philip Keller as Director Management For Voted - For
8 Re-elect David Rough as Director Management For Voted - For
9 Elect Ben Loomes as Director Management For Voted - For
10 Elect Rob Memmott as Director Management For Voted - For
11 Elect Leanne Bell as Director Management For Voted - For
12 Elect Lisa Stone as Director   Management For Voted - For
13 Reappoint Deloitte LLP as Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise UK Political Donations and Expenditure Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Adopt New Articles of Association Management For Voted - For
21 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For

 

248


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
JOHN WOOD GROUP PLC        
 
Security ID: GB00B5N0P849 Ticker: WG      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Re-elect Roy Franklin as Director Management For Voted - For
4   Re-elect Thomas Botts as Director Management For Voted - For
5   Re-elect Birgitte Brinch Madsen as Director Management For Voted - For
6   Re-elect Jacqui Ferguson as Director Management For Voted - For
7   Re-elect Adrian Marsh as Director Management For Voted - For
8   Re-elect Nigel Mills as Director Management For Voted - For
9   Re-elect Robin Watson as Director Management For Voted - For
10   Re-elect David Kemp as Director Management For Voted - For
11   Elect Brenda Reichelderfer as Director Management For Voted - For
12   Elect Susan Steele as Director Management For Voted - For
13   Reappoint KPMG LLP as Auditors Management For Voted - For
14   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15   Authorise UK Political Donations and Expenditure Management For Voted - For
16   Authorise Issue of Equity   Management For Voted - For
17   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
19   Authorise Market Purchase of Ordinary Shares Management For Voted - For
20   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
JOHNSON & JOHNSON        
 
Security ID: US4781601046 Ticker: JNJ      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Mary C. Beckerle Management For Voted - For
1 b Elect Director D. Scott Davis Management For Voted - For
1 c Elect Director Ian E. L. Davis Management For Voted - For
1 d Elect Director Jennifer A. Doudna Management For Voted - For
1 e Elect Director Alex Gorsky   Management For Voted - For
1 f Elect Director Marillyn A. Hewson Management For Voted - For
1 g Elect Director Hubert Joly   Management For Voted - For
1 h Elect Director Mark B. McClellan Management For Voted - For
1 i Elect Director Anne M. Mulcahy Management For Voted - For
1 j Elect Director Charles Prince Management For Voted - For
1 k Elect Director A. Eugene Washington Management For Voted - For
1 l Elect Director Mark A. Weinberger Management For Voted - For
1 m Elect Director Nadja Y. West Management For Voted - For
1 n Elect Director Ronald A. Williams Management For Voted - For

 

249


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Report on Government Financial Support and Access      
    to COVID-19 Vaccines and Therapeutics Shareholder Against Voted - For
5   Require Independent Board Chair Shareholder Against Voted - Against
6   Report on Civil Rights Audit Shareholder Against Voted - Against
7   Adopt Policy on Bonus Banking Shareholder Against Voted - Against
 
JOHNSON CONTROLS INTERNATIONAL PLC      
 
Security ID: IE00BY7QL619 Ticker: JCI      
 
Meeting Date: 10-Mar-21 Meeting Type: Annual      
 
1 a Elect Director Jean Blackwell Management For Voted - For
1 b Elect Director Pierre Cohade Management For Voted - For
1 c Elect Director Michael E. Daniels Management For Voted - For
1 d Elect Director Juan Pablo del Valle Perochena Management For Voted - For
1 e Elect Director W. Roy Dunbar Management For Voted - For
1 f Elect Director Gretchen R. Haggerty Management For Voted - For
1 g Elect Director Simone Menne Management For Voted - For
1 h Elect Director George R. Oliver Management For Voted - For
1 i Elect Director Jurgen Tinggren Management For Voted - For
1 j Elect Director Mark Vergnano Management For Voted - For
1 k Elect Director R. David Yost Management For Voted - For
1 l Elect Director John D. Young Management For Voted - For
2 a Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
2 b Authorize Board to Fix Remuneration of Auditors Management For Voted - For
3   Authorize Market Purchases of Company Shares Management For Voted - For
4   Determine Price Range for Reissuance of Treasury      
    Shares   Management For Voted - For
5   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
6   Approve Omnibus Stock Plan Management For Voted - Against
7   Approve the Directors' Authority to Allot Shares Management For Voted - For
8   Approve the Disapplication of Statutory Pre-Emption      
    Rights   Management For Voted - For
 
JPMORGAN CHASE & CO.        
 
Security ID: US46625H1005 Ticker: JPM      
 
Meeting Date: 18-May-21 Meeting Type: Annual      
 
1 a Elect Director Linda B. Bammann Management For Voted - For
1 b Elect Director Stephen B. Burke Management For Voted - For
1 c Elect Director Todd A. Combs Management For Voted - For
1 d Elect Director James S. Crown Management For Voted - For
1 e Elect Director James Dimon Management For Voted - For
1 f Elect Director Timothy P. Flynn Management For Voted - For

 

250


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 g Elect Director Mellody Hobson Management For Voted - For
1 h Elect Director Michael A. Neal Management For Voted - For
1 i Elect Director Phebe N. Novakovic Management For Voted - For
1 j Elect Director Virginia M. Rometty Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Amend Omnibus Stock Plan   Management For Voted - For
4   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5   Reduce Ownership Threshold for Shareholders to      
    Request Action by Written Consent Shareholder Against Voted - For
6   Report on Racial Equity Audit Shareholder Against Voted - Against
7   Require Independent Board Chair Shareholder Against Voted - Against
8   Report on Congruency Political Analysis and      
    Electioneering Expenditures Shareholder Against Voted - For
 
JUMBO SA        
 
Security ID: GRS282183003 Ticker: BELA      
 
Meeting Date: 15-Jun-21 Meeting Type: Annual      
 
    Postponed Meeting Agenda   Management For Non-Voting
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Receive Audit Committee's Activity Report Management For Non-Voting
3   Ratify Previously Approved Decision on Distribution      
    of Special Dividend   Management For Voted - For
4   Approve Allocation of Income and Non-Distribution      
    of Dividends   Management For Voted - For
5   Approve Management of Company and Grant Discharge      
    to Auditors   Management For Voted - For
6   Approve Remuneration of Certain Board Members Management For Voted - For
7   Approve Auditors and Fix Their Remuneration Management For Voted - For
8   Advisory Vote on Remuneration Report Management For Voted - For
9   Approve Suitability Policy for Directors Management For Voted - For
10   Approve Remuneration Policy Management For Voted - For
11   Allow Shareholder Meetings to be Held in      
    Virtual-Only Format   Management For Voted - For
12   Elect Directors (Bundled)   Management For Voted - For
13   Approve Type and Term of Office of the Audit      
    Committee   Management For Voted - For
 
JUNIPER NETWORKS, INC.        
 
Security ID: US48203R1041 Ticker: JNPR      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1 a Elect Director Gary Daichendt Management For Voted - For
1 b Elect Director Anne DelSanto Management For Voted - For
1 c Elect Director Kevin DeNuccio Management For Voted - For
1 d Elect Director James Dolce   Management For Voted - For

 

251


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 e Elect Director Christine Gorjanc Management For Voted - For
1 f Elect Director Janet Haugen   Management For Voted - For
1 g Elect Director Scott Kriens   Management For Voted - For
1 h Elect Director Rahul Merchant Management For Voted - For
1 i Elect Director Rami Rahim   Management For Voted - For
1 j Elect Director William Stensrud Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
JUPITER FUND MANAGEMENT PLC      
 
Security ID: GB00B53P2009 Ticker: JUP      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Remuneration Policy Management For Voted - For
4   Approve Final Dividend   Management For Voted - For
5   Elect Chris Parkin as Director Management For Voted - For
6   Re-elect Andrew Formica as Director Management For Voted - For
7   Re-elect Wayne Mepham as a Director Management For Voted - For
8   Re-elect Nichola Pease as a Director Management For Voted - For
9   Re-elect Karl Sternberg as Director Management For Voted - For
10   Re-elect Polly Williams as Director Management For Voted - For
11   Re-elect Roger Yates as Director Management For Voted - For
12   Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
13   Authorise the Audit and Risk Committee to Fix      
    Remuneration of Auditors   Management For Voted - For
14   Authorise Issue of Equity   Management For Voted - For
15   Authorise UK Political Donations and Expenditure Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17   Authorise Market Purchase of Ordinary Shares Management For Voted - For
18   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
19   Adopt New Articles of Association Management For Voted - For
 
JYSKE BANK A/S        
 
Security ID: DK0010307958 Ticker: JYSK      
 
Meeting Date: 28-Jul-20 Meeting Type: Special      
 
1.1   Approve DKK 49.9 Million Reduction in Share Capital      
    via Share Cancellation   Management For Voted - For
1.2   Amend Articles Re: Secondary Name Management For Voted - For
1.3   Amend Articles Re: Editorial Changes of Article 3,      
    Section 1 due to Merger of VP Securities A/S and VP      
    Services A/S   Management For Voted - For

 

252


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.4 Amend Articles Re: Editorial Changes of Article 3,      
  Section 2 due to Merger of VP Securities A/S and VP      
  Services A/S   Management For Voted - For
1.5 Amend Articles Re: Notice of General Meeting Management For Voted - For
1.6 Amend Articles Re: Agenda of Annual General Meeting Management For Voted - For
1.7 Amend Articles Re: Editorial Changes Related to      
  Remuneration of Members of Committee of      
  Representatives   Management For Voted - For
1.8 Amend Articles Re: Editorial Changes Related to      
  Remuneration of the Board Management For Voted - For
2 Authorize Editorial Changes to Adopted Resolutions      
  in Connection with Registration with Danish      
  Authorities   Management For Voted - For
3 Other Business   Management For Non-Voting
 
Meeting Date: 23-Mar-21 Meeting Type: Annual      
 
a Receive Report of Board Management For Non-Voting
b.1 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income Management For Voted - For
  Shareholder Proposals Submitted by Foreningen      
  Kritiske Aktionærer   Management For Non-Voting
b.2 Abandon Dividend Payment for 2020 Shareholder For Voted - For
  Management Proposals Management For Non-Voting
c Approve Remuneration Report (Advisory) Management For Voted - For
d.1 Approve Remuneration of Committee of Representatives Management For Voted - For
d.2 Approve Remuneration of Directors Management For Voted - For
e Authorize Share Repurchase Program Management For Voted - For
f.1 Approve Guidelines for Incentive-Based Compensation      
  for Executive Management and Board Management For Voted - For
f.2 Approve Creation of DKK 70 Million Pool of Capital      
  without Preemptive Rights Management For Voted - For
f.3 Approve Creation of DKK 140 Million Pool of Capital      
  with Preemptive Rights Management For Voted - For
f.4 Amend Articles Re: Board-Related Management For Voted - For
g.1 Reelect Anette Thomasen as Member of Committee of      
  Representatives   Management For Voted - For
g.2 Reelect Anne Mette Kaufmann as Member of Committee      
  of Representatives   Management For Voted - For
g.3 Reelect Annette Bache as Member of Committee of      
  Representatives   Management For Voted - For
g.4 Reelect Asger Fredslund Pedersen as Member of      
  Committee of Representatives Management For Voted - For
g.5 Reelect Dorte Brix Nagell as Member of Committee of      
  Representatives   Management For Voted - For
g.6 Reelect Eddie Holstebro as Member of Committee of      
  Representatives   Management For Voted - For
g.7 Reelect Gerner Wolff-Sneedorff as Member of      
  Committee of Representatives Management For Voted - For
g.8 Reelect Hans Bonde Hansen as Member of Committee of      
  Representatives   Management For Voted - For

 

253


 

  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
g.9 Reelect Henrik Braemer as Member of Committee of      
  Representatives Management For Voted - For
g.10 Reelect Henrik Lassen Leth as Member of Committee      
  of Representatives Management For Voted - For
g.11 Reelect Jan Poul Crilles Tonnesen as Member of      
  Committee of Representatives Management For Voted - For
g.12 Reelect Jens Kramer Mikkelsen as Member of      
  Committee of Representatives Management For Voted - For
g.13 Reelect Jens-Christian Bay as Member of Committee      
  of Representatives Management For Voted - For
g.14 Reelect Jesper Brockner Nielsen as Member of      
  Committee of Representatives Management For Voted - For
g.15 Reelect Jesper Lund Bredesen as Member of Committee      
  of Representatives Management For Voted - For
g.16 Reelect Jess Th. Larsen as Member of Committee of      
  Representatives Management For Voted - For
g.17 Reelect Jorgen Hellesoe Mathiesen as Member of      
  Committee of Representatives Management For Voted - For
g.18 Reelect Jorgen Simonsen as Member of Committee of      
  Representatives Management For Voted - For
g.19 Reelect Karsten Jens Andersen as Member of      
  Committee of Representatives Management For Voted - For
g.20 Reelect Kim Elfving as Member of Committee of      
  Representatives Management For Voted - For
g.21 Reelect Michael Heinrich Hansen as Member of      
  Committee of Representatives Management For Voted - For
g.22 Reelect Mogens O. Gruner as Member of Committee of      
  Representatives Management For Voted - For
g.23 Reelect Palle Svendsen as Member of Committee of      
  Representatives Management For Voted - For
g.24 Reelect Philip Baruch as Member of Committee of      
  Representatives Management For Voted - For
g.25 Reelect Poul Poulsen as Member of Committee of      
  Representatives Management For Voted - For
g.26 Reelect Steen Jensen as Member of Committee of      
  Representatives Management For Voted - For
g.27 Reelect Soren Lynggaard as Member of Committee of      
  Representatives Management For Voted - For
g.28 Reelect Soren Tscherning as Member of Committee of      
  Representatives Management For Voted - For
g.29 Reelect Thomas Moberg as Member of Committee of      
  Representatives Management For Voted - For
g.30 Reelect Tina Rasmussen as Member of Committee of      
  Representatives Management For Voted - For
g.31 Elect Frank Buch-Andersen as New Member of      
  Committee of Representatives Management For Voted - For
g.32 Elect Marie-Louise Pind as New Member of Committee      
  of Representatives Management For Voted - For
g.33 Elect Soren Elmann Ingerslev as New Member of      
  Committee of Representatives Management For Voted - For
g.2 Elect Directors (No Members Will be Elected Under      
  this Item) Management For Voted - For

 

254


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
h Ratify Ernst & Young as Auditors Management For Voted - Abstain
i Other Business   Management For Non-Voting
 
Meeting Date: 27-Apr-21 Meeting Type: Extraordinary Shareholders    
 
a1 Approve Creation of DKK 70 Million Pool of Capital      
  without Preemptive Rights Management For Voted - For
a2 Approve Creation of DKK 140 Million Pool of Capital      
  with Preemptive Rights   Management For Voted - For
a3 Amend Articles Re: Board-Related Management For Voted - For
b Authorize Editorial Changes to Adopted Resolutions      
  in Connection with Registration with Danish      
  Authorities   Management For Voted - For
c Other Business   Management For Non-Voting
 
KAKAKU.COM, INC.        
 
Security ID: JP3206000006 Ticker: 2371      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 20   Management For Voted - For
2.1 Elect Director Hayashi, Kaoru Management For Voted - For
2.2 Elect Director Hata, Shonosuke Management For Voted - For
2.3 Elect Director Murakami, Atsuhiro Management For Voted - For
2.4 Elect Director Yuki, Shingo   Management For Voted - For
2.5 Elect Director Miyazaki, Kanako Management For Voted - For
2.6 Elect Director Kato, Tomoharu Management For Voted - For
2.7 Elect Director Miyajima, Kazuyoshi Management For Voted - For
2.8 Elect Director Kinoshita, Masayuki Management For Voted - For
2.9 Elect Director Tada, Kazukuni Management For Voted - For
3 Appoint Statutory Auditor Nemoto, Yuko Management For Voted - For
4 Approve Deep Discount Stock Option Plan Management For Voted - For
5 Approve Stock Option Plan   Management For Voted - For
 
KAKAO CORP.        
 
Security ID: KR7035720002 Ticker: 035720      
 
Meeting Date: 29-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1 Amend Articles of Incorporation (Business      
  Objectives)   Management For Voted - For
2.2 Amend Articles of Incorporation (Amendments      
  Relating to Fiscal Year End) Management For Voted - For
2.3 Amend Articles of Incorporation (Amendments      
  Relating to Audit Committee) Management For Voted - For
2.4 Amend Articles of Incorporation (Miscellaneous) Management For Voted - For

 

255


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2.5 Amend Articles of Incorporation (Stock Split) Management For Voted - For
3.1 Elect Choi Se-jung as Outside Director Management For Voted - For
3.2 Elect Cho Kyu-jin as Outside Director Management For Voted - For
3.3 Elect Park Sae-rom as Outside Director Management For Voted - For
4 Elect Yun Seok as Outside Director to Serve as an      
  Audit Committee Member   Management For Voted - For
5.1 Elect Choi Se-jung as a Member of Audit Committee Management For Voted - For
5.2 Elect Cho Kyu-jin as a Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - Against
7 Approve Stock Option Grants Management For Voted - For
8 Approve Split-Off Agreement Management For Voted - For
 
KANGWON LAND, INC.        
 
Security ID: KR7035250000 Ticker: 035250      
 
Meeting Date: 14-Aug-20 Meeting Type: Special      
 
1.1 Elect Kim Nak-hoe as Outside Director Management For Voted - For
1.2 Elect Park Mi-ock as Outside Director Management For Voted - For
2.1 Elect Kim Nak-hoe as a Member of Audit Committee Management For Voted - For
3 Amend Articles of Incorporation Management For Voted - For
 
Meeting Date: 12-Nov-20 Meeting Type: Special      
 
1 Elect Ko Gwang-pil as Inside Director Management For Voted - For
 
Meeting Date: 29-Jan-21 Meeting Type: Special      
 
  ELECT ONE INSIDE DIRECTOR (EXECUTIVE VICE      
  PRESIDENT) OUT OF TWO NOMINEES Management For Non-Voting
1.1 Elect Park Gwang-hui as Inside Director Management For Voted - Against
1.2 Elect Sim Gyu-ho as Inside Director Management For Voted - For
2 Elect Choi Gyeong-sik as Outside Director Management For Voted - For
3 Elect Kim Ju-il as Director to Serve as an Audit      
  Committee Member   Management For Voted - For
 
Meeting Date: 30-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Elect Lee Sam-geol as CEO   Management For Voted - For
3.1 Elect Kim Tae-ho as Outside Director Management For Voted - For
3.2 Elect Lee Sang-jin as Outside Director Management For Voted - For
3.3 Elect Han Min-ho as Outside Director Management For Voted - For
4 Elect Jang Gyeong-jae as Outside Director Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
6 Amend Articles of Incorporation Management For Voted - For

 

256


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
KB FINANCIAL GROUP, INC.        
 
Security ID: KR7105560007 Ticker: 105560      
 
Meeting Date: 20-Nov-20 Meeting Type: Special      
 
1 Elect Yoon Jong Kyoo as Inside Director Management For Voted - For
2 Elect Hur Yin as Non-Independent Non-Executive      
  Director   Management For Voted - For
3 Elect Yun Sun-jin as Outside Director - Shareholder      
  Proposal   Shareholder Against Voted - Against
4 Elect Ryu Young-jae as Outside Director -      
  Shareholder Proposal   Shareholder Against Voted - Against
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1 Elect Stuart B. Solomon as Outside Director Management For Voted - For
2.2 Elect Sonu Suk Ho as Outside Director Management For Voted - For
2.3 Elect Choi Myung Hee as Outside Director Management For Voted - For
2.4 Elect Jeong Kouwhan as Outside Director Management For Voted - For
3 Elect Kim Kyung Ho as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
4.1 Elect Sonu Suk Ho as a Member of Audit Committee Management For Voted - For
4.2 Elect Choi Myung Hee as a Member of Audit Committee Management For Voted - For
4.3 Elect Oh Gyutaeg as a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
KDDI CORP.        
 
Security ID: JP3496400007 Ticker: 9433      
 
Meeting Date: 23-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 60   Management For Voted - For
2.1 Elect Director Tanaka, Takashi Management For Voted - For
2.2 Elect Director Takahashi, Makoto Management For Voted - For
2.3 Elect Director Shoji, Takashi Management For Voted - For
2.4 Elect Director Muramoto, Shinichi Management For Voted - For
2.5 Elect Director Mori, Keiichi   Management For Voted - For
2.6 Elect Director Morita, Kei   Management For Voted - For
2.7 Elect Director Amamiya, Toshitake Management For Voted - For
2.8 Elect Director Takeyama, Hirokuni Management For Voted - For
2.9 Elect Director Yoshimura, Kazuyuki Management For Voted - For
2.10 Elect Director Yamaguchi, Goro Management For Voted - For
2.11 Elect Director Yamamoto, Keiji Management For Voted - For
2.12 Elect Director Oyagi, Shigeo Management For Voted - For
2.13 Elect Director Kano, Riyo   Management For Voted - For

 

257


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
2.14 Elect Director Goto, Shigeki   Management For Voted - For
3 Appoint Statutory Auditor Asahina, Yukihiro Management For Voted - For
 
KERING SA        
 
Security ID: FR0000121485 Ticker: KER      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR 8      
  per Share   Management For Voted - For
4 Reelect Francois-Henri Pinault as Director Management For Voted - For
5 Reelect Jean-Francois Palus as Director Management For Voted - Against
6 Reelect Financiere Pinault as Director Management For Voted - For
7 Reelect Baudouin Prot as Director Management For Voted - For
8 Approve Compensation of Corporate Officers Management For Voted - For
9 Approve Compensation of Francois-Henri Pinault,      
  Chairman and CEO   Management For Voted - For
10 Approve Compensation of Jean-Francois Palus,      
  Vice-CEO   Management For Voted - For
11 Approve Remuneration Policy of Executive Corporate      
  Officers   Management For Voted - For
12 Approve Remuneration Policy of Corporate Officers Management For Voted - For
13 Approve Remuneration of Directors in the Aggregate      
  Amount of EUR 1.4 Million Management For Voted - For
14 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
15 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
16 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 200 Million Management For Voted - For
17 Authorize Capitalization of Reserves of Up to EUR      
  200 Million for Bonus Issue or Increase in Par Value Management For Voted - For
18 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 50 Million Management For Voted - For
19 Approve Issuance of Equity or Equity-Linked      
  Securities Reserved for Qualified Investors or      
  Restricted Number of Investors, up to Aggregate      
  Nominal Amount of EUR 50 Million Management For Voted - For
20 Authorize Board to Set Issue Price for 5 Percent      
  Per Year of Issued Capital Pursuant to Issue      
  Authority without Preemptive Rights Under Items 18      
  and 19   Management For Voted - For

 

258


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
21 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Under Items 16, 18 and 19 Management For Voted - For
22 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
23 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
24 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
KEYCORP        
 
Security ID: US4932671088 Ticker: KEY      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1.1 Elect Director Bruce D. Broussard Management For Voted - For
1.2 Elect Director Alexander M. Cutler Management For Voted - For
1.3 Elect Director H. James Dallas Management For Voted - For
1.4 Elect Director Elizabeth R. Gile Management For Voted - For
1.5 Elect Director Ruth Ann M. Gillis Management For Voted - For
1.6 Elect Director Christopher M. Gorman Management For Voted - For
1.7 Elect Director Robin N. Hayes Management For Voted - For
1.8 Elect Director Carlton L. Highsmith Management For Voted - For
1.9 Elect Director Richard J. Hipple Management For Voted - For
1.10 Elect Director Devina A. Rankin Management For Voted - For
1.11 Elect Director Barbara R. Snyder Management For Voted - For
1.12 Elect Director Todd J. Vasos Management For Voted - For
1.13 Elect Director David K. Wilson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
5 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Management For Voted - For
 
KEYENCE CORP.        
 
Security ID: JP3236200006 Ticker: 6861      
 
Meeting Date: 11-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 100   Management For Voted - For
2.1 Elect Director Takizaki, Takemitsu Management For Voted - For
2.2 Elect Director Nakata, Yu   Management For Voted - For
2.3 Elect Director Yamaguchi, Akiji Management For Voted - For
2.4 Elect Director Miki, Masayuki Management For Voted - For
2.5 Elect Director Yamamoto, Hiroaki Management For Voted - For
2.6 Elect Director Yamamoto, Akinori Management For Voted - For
2.7 Elect Director Taniguchi, Seiichi Management For Voted - For

 

259


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
2.8 Elect Director Suenaga, Kumiko Management For Voted - For
3 Appoint Alternate Statutory Auditor Yamamoto,      
  Masaharu   Management For Voted - For
 
KIA MOTORS CORP.        
 
Security ID: KR7000270009 Ticker: 000270      
 
Meeting Date: 22-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Choi Jun-Young as Inside Director Management For Voted - For
3.2 Elect Han Chol-Su as Outside Director Management For Voted - For
4 Elect Cho Hwa-soon as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
KIMBERLY-CLARK CORPORATION      
 
Security ID: US4943681035 Ticker: KMB      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1.1 Elect Director John W. Culver Management For Voted - For
1.2 Elect Director Robert W. Decherd Management For Voted - For
1.3 Elect Director Michael D. Hsu Management For Voted - For
1.4 Elect Director Mae C. Jemison Management For Voted - For
1.5 Elect Director S. Todd Maclin Management For Voted - For
1.6 Elect Director Sherilyn S. McCoy Management For Voted - For
1.7 Elect Director Christa S. Quarles Management For Voted - For
1.8 Elect Director Ian C. Read   Management For Voted - For
1.9 Elect Director Dunia A. Shive Management For Voted - For
1.10 Elect Director Mark T. Smucker Management For Voted - For
1.11 Elect Director Michael D. White Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
6 Reduce Ownership Threshold for Shareholders to Call      
  Special Meeting   Management For Voted - For
7 Provide Right to Act by Written Consent Shareholder Against Voted - For

 

260


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
KINDRED GROUP PLC        
 
Security ID: SE0007871645 Ticker: KIND      
 
Meeting Date: 12-May-21 Meeting Type: Annual/Special      
 
  Annual Meeting for Holders of Swedish Depository      
  Receipts   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Non-Voting
3 Prepare and Approve the Register of Shareholders      
  Entitled to Vote   Management For Non-Voting
4 Approve Agenda   Management For Non-Voting
5 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
6 Determine Whether the Meeting has been Duly Convened Management For Non-Voting
7 Statement by CEO   Management For Non-Voting
8 Approve Dividends   Management For Voted - For
9 Accept Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
10 Approve Remuneration Report Management For Voted - For
11 Fix Number of Directors   Management For Voted - For
12 Approve Remuneration of Directors Management For Voted - For
13 Re-elect Peter Boggs as Director Management For Voted - For
14 Re-elect Gunnel Duveblad as Director Management For Voted - For
15 Re-elect Erik Forsberg as Director Management For Voted - For
16 Re-elect Carl-Magnus Mansson as Director Management For Voted - For
17 Elect Evert Carlsson as Director Management For Voted - For
18 Elect Fredrik Peyron as Director Management For Voted - For
19 Elect Heidi Skogster as Director Management For Voted - For
20 Appoint Evert Carlsson as Board Chair Management For Voted - For
21 Approve PricewaterhouseCoopers as Auditors and      
  Authorize Board to Fix Their Remuneration Management For Voted - For
22 Approve Guidelines on Electing Nomination Committee Management For Voted - For
23 Approve Remuneration Policy Management For Voted - For
24 Authorize Share Repurchase Program Management For Voted - For
25 Approve Reduction in Share Capital via Share      
  Cancellation   Management For Voted - For
26 Close Meeting   Management For Non-Voting
 
Meeting Date: 10-Jun-21 Meeting Type: Extraordinary Shareholders    
 
  Extraordinary Meeting Agenda for Holders of Swedish      
  Depository Receipts   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Non-Voting
3 Prepare and Approve the Register of Shareholders      
  Entitled to Vote   Management For Non-Voting
4 Approve Agenda   Management For Non-Voting

 

261


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5   Designate Inspector or Shareholder      
    Representative(s) of Minutes of Meeting Management For Non-Voting
6   Determine Whether the Meeting has been Duly Convened Management For Non-Voting
7   Authorize Share Repurchase Program Management For Voted - For
8   Approve Reduction in Share Capital via Share      
    Cancellation   Management For Voted - For
9   Close Meeting   Management For Non-Voting
 
KINNEVIK AB        
 
Security ID: SE0015810247 Ticker: KINV.B      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Approve Agenda of Meeting   Management For Voted - For
4   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7   Accept Financial Statements and Statutory Reports Management For Voted - For
8   Approve Allocation of Income and Omission of      
    Dividends   Management For Voted - For
9 .a Approve Discharge of Susanna Campbell Management For Voted - For
9 .b Approve Discharge of Dame Amelia Fawcett Management For Voted - For
9 .c Approve Discharge of Wilhelm Klingspor Management For Voted - For
9 .d Approve Discharge of Brian McBride Management For Voted - For
9 .e Approve Discharge of Henrik Poulsen Management For Voted - For
9 .f Approve Discharge of Cecilia Qvist Management For Voted - For
9 .g Approve Discharge of Charlotte Stromberg Management For Voted - For
9 .h Approve Discharge of Georgi Ganev Management For Voted - For
10   Approve Remuneration Report Management For Voted - For
11   Determine Number of Members (6) and Deputy Members      
    of Board   Management For Voted - For
12 .a Approve Remuneration of Directors in the Aggregate      
    Amount of SEK 4.8 Million Management For Voted - For
12 .b Approve Remuneration of Auditors Management For Voted - For
13 .a Reelect Susanna Campbell as Director Management For Voted - For
13 .b Reelect Brian McBride as Director Management For Voted - For
13 .c Reelect Cecilia Qvist as Director Management For Voted - For
13 .d Reelect Charlotte Stromberg as Director Management For Voted - For
13 .e Elect James Anderson as New Director Management For Voted - For
13 .f Elect Harald Mix as New Director Management For Voted - For
14   Elect James Anderson as Board Chairman Management For Voted - For
15 .a Amend Articles Re: Auditor   Management For Voted - For
15 .b Ratify KPMG as Auditors   Management For Voted - For
16 .a Approve Nomination Committee Procedures Management For Voted - For
16 .b Elect Anders Oscarsson (Chairman), Hugo Stenbeck,      
    Marie Klingspor, Lawrence Burns and Board Chairman      
    James Anderson as Members of Nominating Committee Management For Voted - For

 

262


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
17 .a Amend Articles Re: Set Minimum (474 Million) and      
    Maximum (1.9 Billion) Number of Shares Management For Voted - For
17 .b Approve 2:1 Stock Split   Management For Voted - For
17 .c Amend Articles Re: Set Minimum (237 Million) and      
    Maximum (948 Million) Number of Shares Management For Voted - For
17 .d Approve Reduction of Share Capital through      
    Redemption of Shares   Management For Voted - For
17 .e Approve Capitalization of Reserves of SEK 13.9      
    Million   Management For Voted - For
17 .f Approve SEK 25,000 Reduction in Share Capital via      
    Reduction of Par Value for Transfer to Unrestricted      
    Equity   Management For Voted - For
18   Approve Special Dividends to Holders of Incentive      
    Shares of Class D   Management For Voted - For
19   Approve Transfer of Own Class B Shares to Cover      
    Costs for Outstanding Long-Term Incentive Plans Management For Voted - For
20 .a Authorize New Class of Common Stock of Class X Management For Voted - For
20 .b Approve Equity Plan Financing Through Issue of      
    Class X Shares   Management For Voted - For
20 .c Approve Equity Plan Financing Through Repurchase of      
    Class X Shares   Management For Voted - For
 
KLA CORPORATION        
 
Security ID: US4824801009 Ticker: KLAC      
 
Meeting Date: 04-Nov-20 Meeting Type: Annual      
 
1.1   Elect Director Edward Barnholt Management For Voted - For
1.2   Elect Director Robert Calderoni Management For Voted - For
1.3   Elect Director Jeneanne Hanley Management For Voted - For
1.4   Elect Director Emiko Higashi Management For Voted - For
1.5   Elect Director Kevin Kennedy Management For Voted - For
1.6   Elect Director Gary Moore   Management For Voted - For
1.7   Elect Director Marie Myers   Management For Voted - For
1.8   Elect Director Kiran Patel   Management For Voted - For
1.9   Elect Director Victor Peng   Management For Voted - For
1.10   Elect Director Robert Rango   Management For Voted - For
1.11   Elect Director Richard Wallace Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Adopt Proxy Access Right   Shareholder Against Voted - For
 
KLEPIERRE SA        
 
Security ID: FR0000121964 Ticker: LI      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual/Special      
 
    Ordinary Business   Management For Non-Voting

 

263


 

  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports Management For Voted - For
3 Approve Treatment of Losses Management For Voted - For
4 Approve Payment of EUR 1 per Share by Distribution      
  of Equity Premiums Management For Voted - For
5 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions Management For Voted - For
6 Reelect David Simon as Supervisory Board Member Management For Voted - Against
7 Reelect John Carrafiell as Supervisory Board Member Management For Voted - For
8 Reelect Steven Fivel as Supervisory Board Member Management For Voted - For
9 Reelect Robert Fowlds as Supervisory Board Member Management For Voted - For
10 Approve Remuneration Policy of Chairman and      
  Supervisory Board Members Management For Voted - For
11 Approve Remuneration Policy of Chairman of the      
  Management Board Management For Voted - For
12 Approve Remuneration Policy of Management Board      
  Members Management For Voted - For
13 Approve Compensation Report of Corporate Officers Management For Voted - For
14 Approve Compensation of Chairman of the Supervisory      
  Board Management For Voted - For
15 Approve Compensation of Chairman of the Management      
  Board Management For Voted - For
16 Approve Compensation of CFO, Management Board Member Management For Voted - For
17 Approve Compensation of COO, Management Board Member Management For Voted - For
18 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital Management For Voted - For
  Extraordinary Business Management For Non-Voting
19 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
20 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 120 Million Management For Voted - For
21 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 41 Million Management For Voted - For
22 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 41 Million Management For Voted - For
23 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Under Items 20 to 22 Management For Voted - For
24 Authorize Capital Increase of up to 10 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For
25 Authorize Capitalization of Reserves of Up to EUR      
  100 Million for Bonus Issue or Increase in Par Value Management For Voted - For
26 Set Total Limit for Capital Increase to Result from      
  Issuance Requests Under Items 20 to 25 at EUR 120      
  Million Management For Voted - For
27 Authorize Filing of Required Documents/Other      
  Formalities Management For Voted - For

 

264


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
KMW, INC.        
 
Security ID: KR7032500001 Ticker: 032500      
 
Meeting Date: 31-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
4 Authorize Board to Fix Remuneration of Internal      
  Auditor(s)   Management For Voted - For
 
KOITO MANUFACTURING CO., LTD.      
 
Security ID: JP3284600008 Ticker: 7276      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 30   Management For Voted - For
2.1 Elect Director Otake, Masahiro Management For Voted - For
2.2 Elect Director Kato, Michiaki Management For Voted - For
2.3 Elect Director Arima, Kenji   Management For Voted - For
2.4 Elect Director Uchiyama, Masami Management For Voted - For
2.5 Elect Director Konagaya, Hideharu Management For Voted - For
2.6 Elect Director Kusakawa, Katsuyuki Management For Voted - For
2.7 Elect Director Toyota, Jun   Management For Voted - For
2.8 Elect Director Otake, Takashi Management For Voted - For
2.9 Elect Director Mihara, Hiroshi Management For Voted - For
2.10 Elect Director Yamamoto, Hideo Management For Voted - For
2.11 Elect Director Katsuda, Takayuki Management For Voted - For
2.12 Elect Director Inoue, Atsushi Management For Voted - For
2.13 Elect Director Uehara, Haruya Management For Voted - For
2.14 Elect Director Sakurai, Kingo Management For Voted - For
3 Appoint Statutory Auditor Sakakibara, Koichi Management For Voted - For
4 Appoint Alternate Statutory Auditor Shinohara, Hideo Management For Voted - For
 
KOJAMO OYJ        
 
Security ID: FI4000312251 Ticker: KOJAMO      
 
Meeting Date: 17-Mar-21 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Voted - For
4 Acknowledge Proper Convening of Meeting Management For Voted - For
5 Prepare and Approve List of Shareholders Management For Voted - For

 

265


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR      
  0.37 Per Share   Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration Report (Advisory Vote) Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  EUR 67,500 for Chair, EUR 40,500 for Vice Chair and      
  EUR 34,000 for Other Directors; Approve      
  Remuneration for Committee Work; Approve Meeting      
  Fees   Management For Voted - For
12 Fix Number of Directors at Seven Management For Voted - For
13 Reelect Mikael Aro (Chair), Mikko Mursula, Matti      
  Harjuniemi, Anne Leskela, Minna Metsala and Reima      
  Rytsola as Directors; Elect Catharina      
  Stackelberg-Hammaren as New Director Management For Voted - For
14 Approve Remuneration of Auditors Management For Voted - For
15 Ratify KPMG as Auditors   Management For Voted - For
16 Authorize Share Repurchase Program Management For Voted - For
17 Approve Issuance of up to 24.7 Million Shares      
  without Preemptive Rights Management For Voted - For
18 Close Meeting   Management For Non-Voting
 
KONECRANES OYJ        
 
Security ID: FI0009005870 Ticker: KCR      
 
Meeting Date: 18-Dec-20 Meeting Type: Special      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Voted - For
4 Acknowledge Proper Convening of Meeting Management For Voted - For
5 Prepare and Approve List of Shareholders Management For Voted - For
6 Approve Merger Agreement with Cargotec Corporation Management For Voted - For
7 Close Meeting   Management For Non-Voting
 
Meeting Date: 30-Mar-21 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
4 Acknowledge Proper Convening of Meeting Management For Non-Voting
5 Prepare and Approve List of Shareholders Management For Non-Voting
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR      
  0.88 Per Share   Management For Voted - For

 

266


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9 Authorize Board to Decide on the Distribution of an      
  Extra Dividend of up to EUR 2 Per Share Management For Voted - For
10 Approve Discharge of Board and President Management For Voted - For
11 Approve Remuneration Report (Advisory Vote) Management For Voted - For
12 Approve Remuneration of Directors in the Amount of    
  EUR 140,000 for Chairman, EUR 100,000 for Vice      
  Chairman and EUR 70,000 for Other Directors;      
  Approve Meeting Fees and Compensation for Committee    
  Work   Management For Voted - For
13 Fix Number of Directors at Seven Management For Voted - For
14 Reelect Janina Kugel, Ulf Liljedahl, Janne Martin,      
  Niko Mokkila, Per Vegard Nerseth, Paivi Rekonen and    
  Christoph Vitzthum (Chair) as Directors Management For Voted - For
15 Approve Remuneration of Auditors Management For Voted - For
16 Ratify Ernst & Young as Auditors Management For Voted - For
17 Authorize Share Repurchase Program Management For Voted - For
18 Approve Issuance of up to 7.5 Million Shares      
  without Preemptive Rights Management For Voted - For
19 Authorize Reissuance of Repurchased Shares Management For Voted - For
20 Approve Transfer of up to 500,000 Shares in      
  Connection to Share Saving Plans for Entitled      
  Participants   Management For Voted - For
21 Approve Charitable Donations of up to EUR 200,000 Management For Voted - For
22 Close Meeting   Management For Non-Voting
 
KONGSBERG GRUPPEN ASA        
 
Security ID: NO0003043309 Ticker: KOG      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 Approve Notice of Meeting and Agenda Management For Did Not Vote
2 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
3 Receive President's Report   Management For Did Not Vote
4 Discuss Company's Corporate Governance Statement Management For Did Not Vote
5 Accept Financial Statements and Statutory Reports Management For Did Not Vote
6 Approve Dividends of NOK 8 Per Share Management For Did Not Vote
7 Approve Remuneration of Directors in the Amount of    
  NOK 561,000 for Chairman, NOK 300,000 for Deputy    
  Chairman and NOK 281,000 for Other Directors;      
  Approve Remuneration for Deputy Directors,      
  Committee Work and Nominating Committee Management For Did Not Vote
8 Approve Remuneration of Auditors Management For Did Not Vote
9 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
  Shareholders Can Either Vote on the Election of      
  Directors Bundled in item 10 Or Unbundled in items    
  10.1-10.5   Management For Did Not Vote
10 Reelect Eivind Reiten, Anne-Grete Strom-Erichsen,      
  Morten Henriksen and Per A. Sorlie Directors,      
  Elect Merete Hverven as New Director Management For Did Not Vote
10.1 Reelect Eivind Reiten as Director Management For Did Not Vote

 

267


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
10.2 Reelect Anne-Grete Strom-Erichsen as Director Management For Did Not Vote
10.3 Reelect Morten Henriksen as Director Management For Did Not Vote
10.4 Reelect Per A. Sorlie as Director Management For Did Not Vote
10.5 Elect Merete Hverven as New Director Management For Did Not Vote
11 Approve Equity Plan Financing Management For Did Not Vote
12 Authorize Share Repurchase Program with the Purpose      
  of Later Cancellation of Repurchased Shares Management For Did Not Vote
13 Approve NOK 1.4 Million Reduction in Share Capital      
  via Share Cancellation   Management For Did Not Vote
 
KONINKLIJKE AHOLD DELHAIZE NV      
 
Security ID: NL0011794037 Ticker: AD      
 
Meeting Date: 14-Apr-21 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Receive Report of Management Board (Non-Voting) Management For Non-Voting
3 Receive Explanation on Company's Reserves and      
  Dividend Policy   Management For Non-Voting
4 Adopt Financial Statements   Management For Voted - For
5 Approve Dividends of EUR 0.90 Per Share Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Discharge of Management Board Management For Voted - For
8 Approve Discharge of Supervisory Board Management For Voted - For
9 Elect Jan Zijderveld to Supervisory Board Management For Voted - For
10 Elect Bala Subramanian to Supervisory Board Management For Voted - For
11 Ratify PricewaterhouseCoopers Accountants N.V as      
  Auditors   Management For Voted - For
12 Grant Board Authority to Issue Shares Up to 10      
  Percent of Issued Capital   Management For Voted - For
13 Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - For
14 Authorize Board to Acquire Common Shares Management For Voted - For
15 Approve Cancellation of Repurchased Shares Management For Voted - For
16 Close Meeting   Management For Non-Voting
 
KOREA AEROSPACE INDUSTRIES LTD.      
 
Security ID: KR7047810007 Ticker: 047810      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For

 

268


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
KOREA ELECTRIC POWER CORP.      
 
Security ID: KR7015760002 Ticker: 015760      
 
Meeting Date: 14-Sep-20 Meeting Type: Special      
 
1 Elect Three Inside Directors (Bundled) Management For Voted - For
2 Elect Noh Geum-sun and Jung Yeon-gil as a Member of      
  Audit Committee (Bundled) Management For Voted - For
 
Meeting Date: 09-Nov-20 Meeting Type: Special      
 
1.1 Elect Lee Jong-hwan as Inside Director Management For Voted - For
1.2 Elect Choi Young-ho as Inside Director Management For Voted - For
2 Elect Choi Young-ho as a Member of Audit Committee Management For Voted - Against
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
3 Elect Kim Tae-ock as Inside Director Management For Voted - For
4 Amend Articles of Incorporation Management For Voted - For
 
KOREA INVESTMENT HOLDINGS CO., LTD.      
 
Security ID: KR7071050009 Ticker: 071050      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1.1 Elect Cheong Young-rok as Outside Director Management For Voted - For
1.2 Elect Kim Jung-ki as Outside Director Management For Voted - For
1.3 Elect Cho Young-tae as Outside Director Management For Voted - For
1.4 Elect Kim Tae-won as Outside Director Management For Voted - For
1.5 Elect Hahm Chun-seung as Outside Director Management For Voted - For
2 Elect Yoon Dae-hee as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
3.1 Elect Cheong Young-rok as a Member of Audit      
  Committee   Management For Voted - For
3.2 Elect Kim Jung-ki as a Member of Audit Committee Management For Voted - For
4 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
KOREA SHIPBUILDING & OFFSHORE ENGINEERING CO., LTD.      
 
Security ID: KR7009540006 Ticker: 009540      
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For

 

269


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Kwon Oh-gap as Inside Director Management For Voted - For
4 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
KOREA ZINC CO., LTD.        
 
Security ID: KR7010130003 Ticker: 010130      
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Choi Chang-geun as Inside Director Management For Voted - For
3.2 Elect Noh Jin-su as Inside Director Management For Voted - For
3.3 Elect Baek Soon-heum as Inside Director Management For Voted - For
3.4 Elect Kim Ui-hwan as Outside Director Management For Voted - For
3.5 Elect Kim Bo-young as Outside Director Management For Voted - For
4 Elect Han Chol-su as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
KT&G CORP.        
 
Security ID: KR7033780008 Ticker: 033780      
 
Meeting Date: 19-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Elect Baek Bok-in as CEO   Management For Voted - For
3 Elect Bang Kyung-man as Inside Director Management For Voted - For
4 Elect Lim Min-kyu as Outside Director Management For Voted - For
5 Elect Baek Jong-soo as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
6 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
KUBOTA CORP.        
 
Security ID: JP3266400005 Ticker: 6326      
 
Meeting Date: 19-Mar-21 Meeting Type: Annual      
 
1.1 Elect Director Kimata, Masatoshi Management For Voted - For
1.2 Elect Director Kitao, Yuichi   Management For Voted - For
1.3 Elect Director Yoshikawa, Masato Management For Voted - For
1.4 Elect Director Kurosawa, Toshihiko Management For Voted - For
1.5 Elect Director Watanabe, Dai Management For Voted - For
1.6 Elect Director Matsuda, Yuzuru Management For Voted - For

 

270


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.7   Elect Director Ina, Koichi   Management For Voted - For
1.8   Elect Director Shintaku, Yutaro Management For Voted - For
1.9   Elect Director Arakane, Kumi Management For Voted - For
2   Appoint Statutory Auditor Furusawa, Yuri Management For Voted - For
3   Approve Compensation Ceiling for Directors Management For Voted - For
4   Approve Annual Bonus   Management For Voted - For
 
KUNGSLEDEN AB        
 
Security ID: SE0000549412 Ticker: KLED      
 
Meeting Date: 12-Oct-20 Meeting Type: Special      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Approve Agenda of Meeting   Management For Voted - For
4.1   Designate Niklas Johansson as Inspector of Minutes      
    of Meeting   Management For Voted - For
4.2   Designate Peter Lundkvist as Inspector of Minutes      
    of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Approve Dividends of SEK 2.60 Per Share; Approve      
    Record Date for Dividends Management For Voted - For
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Approve Agenda of Meeting   Management For Voted - For
4.1   Designate Niklas Johansson as Inspector of Minutes      
    of Meeting   Management For Voted - For
4.2   Designate Erik Durhan as Inspector of Minutes of      
    Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7 .a Accept Financial Statements and Statutory Reports Management For Voted - For
7 .b Approve Allocation of Income and Dividends of SEK      
    2.80 Per Share   Management For Voted - For
7.c.1 Approve Discharge of Charlotte Axelsson Management For Voted - For
7.c.2 Approve Discharge of Ingalill Berglund Management For Voted - For
7.c.3 Approve Discharge of Jonas Bjuggren Management For Voted - For
7.c.4 Approve Discharge of Christer Nilsson Management For Voted - For
7.c.5 Approve Discharge of Jonas Olavi Management For Voted - For
7.c.6 Approve Discharge of Charlotta Wikstrom Management For Voted - For
7.c.7 Approve Discharge of Fredrik Wirdenius Management For Voted - For
7.c.8 Approve Discharge of Ulf Nilsson (Former Board      
    Member)   Management For Voted - For
7.c.9 Approve Discharge of Biljana Pehrsson (CEO) Management For Voted - For
8   Approve Remuneration Report Management For Voted - For

 

271


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9   Determine Number of Board Directors (7) and Deputy      
    Directors (0)   Management For Voted - For
10.1   Approve Remuneration of Directors in the Amount of      
    SEK 500,000 to the Chairman and SEK 220,000 to      
    Other Directors; Approve Remuneration for Committee      
    Work   Management For Voted - For
10.2   Approve Remuneration of Auditors Management For Voted - For
11 .a Reelect Charlotte Axelsson as Director Management For Voted - For
11 .b Reelect Ingalill Berglund as Director Management For Voted - For
11 .c Reelect Jonas Bjuggren as Director Management For Voted - For
11 .d Reelect Christer Nilsson as Director Management For Voted - For
11 .e Reelect Jonas Olavi as Director Management For Voted - For
11 .f Reelect Charlotta Wikstrom as Director Management For Voted - For
11 .g Reelect Fredrik Wirdenius as Director Management For Voted - For
12   Reelect Charlotte Axelsson as Board Chairman Management For Voted - For
13   Ratify Ernst & Young as Auditors Management For Voted - For
14   Authorize Chairman of Board and Representatives of      
    Four of Company's Largest Shareholders to Serve on      
    Nominating Committee   Management For Voted - For
15   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
16   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
17   Approve Issuance of up to 10 Percent of Issued      
    Common Shares without Preemptive Rights Management For Voted - For
 
KUSURI NO AOKI HOLDINGS CO., LTD.      
 
Security ID: JP3266190002 Ticker: 3549      
 
Meeting Date: 19-Aug-20 Meeting Type: Annual      
 
1.1   Elect Director Aoki, Keisei   Management For Voted - For
1.2   Elect Director Aoki, Yasutoshi Management For Voted - For
1.3   Elect Director Aoki, Hironori Management For Voted - For
1.4   Elect Director Yahata, Ryoichi Management For Voted - For
1.5   Elect Director Iijima, Hitoshi Management For Voted - For
1.6   Elect Director Okada, Motoya Management For Voted - For
1.7   Elect Director Yanagida, Naoki Management For Voted - For
2.1   Appoint Statutory Auditor Hirota, Kazuo Management For Voted - For
2.2   Appoint Statutory Auditor Kuwajima, Toshiaki Management For Voted - For
2.3   Appoint Statutory Auditor Nakamura, Akiko Management For Voted - For
3   Appoint Alternate Statutory Auditor Morioka,      
    Shinichi   Management For Voted - For
4   Appoint Gyosei & Co. as New External Audit Firm Management For Voted - For
5   Approve Director Retirement Bonus Management For Voted - Against

 

272


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
KWG GROUP HOLDINGS LIMITED      
 
Security ID: KYG532241042 Ticker: 1813      
 
Meeting Date: 03-Jun-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3 a Elect Kong Jianmin as Director Management For Voted - For
3 b Elect Cai Fengjia as Director Management For Voted - For
3 c Elect Lee Ka Sze, Carmelo as Director Management For Voted - Against
3 d Authorize Board to Fix Remuneration of Directors Management For Voted - For
4   Approve Ernst & Young as Auditor and Authorize      
    Board to Fix Their Remuneration Management For Voted - Against
5   Approve Issuance of Equity or Equity-Linked      
    Securities without Preemptive Rights Management For Voted - Against
6   Authorize Repurchase of Issued Share Capital Management For Voted - For
7   Authorize Reissuance of Repurchased Shares Management For Voted - Against
 
L3HARRIS TECHNOLOGIES, INC.        
 
Security ID: US5024311095 Ticker: LHX      
 
Meeting Date: 23-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Sallie B. Bailey Management For Voted - For
1 b Elect Director William M. Brown Management For Voted - For
1 c Elect Director Peter W. Chiarelli Management For Voted - For
1 d Elect Director Thomas A. Corcoran Management For Voted - For
1 e Elect Director Thomas A. Dattilo Management For Voted - For
1 f Elect Director Roger B. Fradin Management For Voted - For
1 g Elect Director Lewis Hay, III Management For Voted - For
1 h Elect Director Lewis Kramer Management For Voted - For
1 i Elect Director Christopher E. Kubasik Management For Voted - For
1 j Elect Director Rita S. Lane   Management For Voted - For
1 k Elect Director Robert B. Millard Management For Voted - For
1 l Elect Director Lloyd W. Newton Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
LAM RESEARCH CORPORATION        
 
Security ID: US5128071082 Ticker: LRCX      
 
Meeting Date: 03-Nov-20 Meeting Type: Annual      
 
1.1   Elect Director Sohail U. Ahmed Management For Voted - For
1.2   Elect Director Timothy M. Archer Management For Voted - For
1.3   Elect Director Eric K. Brandt Management For Voted - For
1.4   Elect Director Michael R. Cannon Management For Voted - For

 

273


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.5 Elect Director Catherine P. Lego Management For Voted - For
1.6 Elect Director Bethany J. Mayer Management For Voted - For
1.7 Elect Director Abhijit Y. Talwalkar Management For Voted - For
1.8 Elect Director Lih Shyng (Rick L.) Tsai Management For Voted - For
1.9 Elect Director Leslie F. Varon Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
LANCASHIRE HOLDINGS LTD.        
 
Security ID: BMG5361W1047 Ticker: LRE      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Peter Clarke as Director Management For Voted - For
5 Re-elect Michael Dawson as Director Management For Voted - For
6 Re-elect Simon Fraser as Director Management For Voted - For
7 Re-elect Samantha Hoe-Richardson as Director Management For Voted - For
8 Re-elect Robert Lusardi as Director Management For Voted - For
9 Re-elect Alex Maloney as Director Management For Voted - For
10 Re-elect Sally Williams as Director Management For Voted - For
11 Re-elect Natalie Kershaw as Director Management For Voted - For
12 Reappoint KPMG LLP as Auditors Management For Voted - For
13 Authorise Board to Fix Remuneration of the Auditors Management For Voted - For
14 Authorise Issue of Equity   Management For Voted - Against
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - Against
16 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - Against
17 Authorise Issue of Equity without Pre-emptive      
  Rights (Additional Authority) Management For Voted - Against
18 Authorise Market Purchase of Common Shares Management For Voted - For
 
LAS VEGAS SANDS CORP.        
 
Security ID: US5178341070 Ticker: LVS      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1.1 Elect Director Irwin Chafetz   Management For Voted - For
1.2 Elect Director Micheline Chau Management For Voted - Withheld
1.3 Elect Director Patrick Dumont Management For Voted - For
1.4 Elect Director Charles D. Forman Management For Voted - For
1.5 Elect Director Robert G. Goldstein Management For Voted - For
1.6 Elect Director George Jamieson Management For Voted - For
1.7 Elect Director Nora M. Jordan Management For Voted - For

 

274


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.8   Elect Director Charles A. Koppelman Management For Voted - Withheld
1.9   Elect Director Lewis Kramer Management For Voted - For
1.10   Elect Director David F. Levi   Management For Voted - Withheld
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
 
LEIDOS HOLDINGS, INC.        
 
Security ID: US5253271028 Ticker: LDOS      
 
Meeting Date: 30-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Gregory R. Dahlberg Management For Voted - For
1 b Elect Director David G. Fubini Management For Voted - For
1 c Elect Director Miriam E. John Management For Voted - For
1 d Elect Director Frank Kendall, III Management For Voted - For
1 e Elect Director Robert C. Kovarik, Jr. Management For Voted - For
1 f Elect Director Harry M. J. Kraemer, Jr. Management For Voted - For
1 g Elect Director Roger A. Krone Management For Voted - For
1 h Elect Director Gary S. May   Management For Voted - For
1 i Elect Director Surya N. Mohapatra Management For Voted - For
1 j Elect Director Robert S. Shapard Management For Voted - For
1 k Elect Director Susan M. Stalnecker Management For Voted - For
1 l Elect Director Noel B. Williams Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
LENNAR CORPORATION        
 
Security ID: US5260571048 Ticker: LEN      
 
Meeting Date: 07-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Amy Banse   Management For Voted - For
1 b Elect Director Rick Beckwitt Management For Voted - For
1 c Elect Director Steven L. Gerard Management For Voted - For
1 d Elect Director Tig Gilliam   Management For Voted - For
1 e Elect Director Sherrill W. Hudson Management For Voted - For
1 f Elect Director Jonathan M. Jaffe Management For Voted - For
1 g Elect Director Sidney Lapidus Management For Voted - For
1 h Elect Director Teri P. McClure Management For Voted - For
1 i Elect Director Stuart Miller   Management For Voted - For
1 j Elect Director Armando Olivera Management For Voted - For
1 k Elect Director Jeffrey Sonnenfeld Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For

 

275


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Approve Recapitalization Plan for all Stock to Have      
  One-vote per Share   Shareholder Against Voted - For
 
LEONARDO SPA        
 
Security ID: IT0003856405 Ticker: LDO      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
  Ordinary Business   Management For Non-Voting
  Management Proposals   Management For Non-Voting
1 Approve Financial Statements, Statutory Reports,      
  and Allocation of Income   Management For Voted - For
  Appoint Internal Statutory Auditors (Slate      
  Election) - Choose One of the Following Slates Management For Non-Voting
2.1 Slate 1 Submitted by Ministry of Economy and Finance Shareholder None Voted - For
2.2 Slate 2 Submitted by Institutional Investors      
  (Assogestioni)   Shareholder None Voted - Against
  Shareholder Proposals Submitted by Institutional      
  Investors (Assogestioni)   Management For Non-Voting
3.1 Appoint Luca Rossi as Chairman of Internal      
  Statutory Auditors   Shareholder None Voted - For
3.2 Appoint Sara Fornasiero as Chairman of Internal      
  Statutory Auditors   Shareholder None Voted - Against
  Shareholder Proposal Submitted by Ministry of      
  Economy and Finance   Management For Non-Voting
4 Approve Internal Auditors' Remuneration Shareholder None Voted - For
  Management Proposals   Management For Non-Voting
5 Approve Long-Term Incentive Plan Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Approve Second Section of the Remuneration Report Management For Voted - For
  Shareholder Proposal Submitted by Bluebell Partners      
  Limited   Management For Non-Voting
A Deliberations on Possible Legal Action Against the      
  Chief Executive Officer   Shareholder None Voted - Against
 
LEROY SEAFOOD GROUP ASA        
 
Security ID: NO0003096208 Ticker: LSG      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1 Open Meeting; Registration of Attending      
  Shareholders and Proxies   Management For Did Not Vote
2 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote
3 Approve Notice of Meeting and Agenda Management For Did Not Vote
4 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
5 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Dividends of NOK 2      
  Per Share   Management For Did Not Vote

 

276


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6 a Approve Remuneration of Directors in the Amount of      
    NOK 400,000 for Chairman and NOK 250,000 for Other      
    Directors   Management For Did Not Vote
6 b Approve Remuneration of Nominating Committee Management For Did Not Vote
6 c Approve Remuneration of Audit Committee Management For Did Not Vote
6 d Approve Remuneration of Auditors Management For Did Not Vote
7   Discuss Company's Corporate Governance Statement Management For Did Not Vote
8 a Reelect Britt Kathrine Drivenes as Director Management For Did Not Vote
8 b Reelect Didrik Munch as Director Management For Did Not Vote
8 c Reelect Karoline Mogster as Director Management For Did Not Vote
9   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Did Not Vote
10   Approve Creation of NOK 5 Million Pool of Capital      
    without Preemptive Rights Management For Did Not Vote
 
LG CHEM LTD.        
 
Security ID: KR7051910008 Ticker: 051910      
 
Meeting Date: 30-Oct-20 Meeting Type: Special      
 
1   Approve Split-Off Agreement Management For Voted - For
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - For
3   Elect Cha Dong Seok as Inside Director Management For Voted - Against
4   Elect Kim Mun-Su as Outside Director to Serve as an      
    Audit Committee Member   Management For Voted - For
5   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For
 
LG CORP.        
 
Security ID: KR7003550001 Ticker: 003550      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1   Approve Spin-Off Agreement Management For Voted - Against
2   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
3   Amend Articles of Incorporation Management For Voted - For
4.1   Elect Koo Gwang-mo as Inside Director Management For Voted - For
4.2   Elect Kim Sang-Heon as Outside Director Management For Voted - For
5   Elect Lee Su-young as Outside Director to Serve as      
    an Audit Committee Member Management For Voted - For
6   Elect Kim Sang-Heon as a Member of Audit Committee Management For Voted - For
7   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For

 

277


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
LG DISPLAY CO., LTD.        
 
Security ID: KR7034220004 Ticker: 034220      
 
Meeting Date: 23-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Lee Byung-ho as Outside Director Management For Voted - For
4 Elect Moon Du-cheol as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
LG ELECTRONICS, INC.        
 
Security ID: KR7066570003 Ticker: 066570      
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Bae Doo Yong as Inside Director Management For Voted - For
4 Elect Kang Soo Jin as Outside Director to Serve as      
  a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
6 Approve Split-Off Agreement Management For Voted - For
 
LG HOUSEHOLD & HEALTH CARE LTD.      
 
Security ID: KR7051900009 Ticker: 051900      
 
Meeting Date: 19-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Kim Hong-gi as Inside Director Management For Voted - Against
3.2 Elect Ha Beom-jong as Non-Independent Non-Executive      
  Director   Management For Voted - Against
4 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For

 

278


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
LG INNOTEK CO., LTD.        
 
Security ID: KR7011070000 Ticker: 011070      
 
Meeting Date: 18-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Jung Yeon-chae as Non-Independent      
  Non-Executive Director   Management For Voted - For
4 Elect Chae Joon as Outside Director to Serve as an      
  Audit Committee Member   Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
LG UPLUS CORP.        
 
Security ID: KR7032640005 Ticker: 032640      
 
Meeting Date: 19-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Hwang Hyeon-sik as Inside Director Management For Voted - For
3.2 Elect Kwon Young-soo as Non-Independent      
  Non-Executive Director   Management For Voted - For
3.3 Elect Yoon Seong-su as Outside Director Management For Voted - For
3.4 Elect Je Hyeon-ju as Outside Director Management For Voted - For
4 Elect Kim Jong-woo as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
5.1 Elect Yoon Seong-su as a Member of Audit Committee Management For Voted - For
5.2 Elect Je Hyeon-ju as a Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
LIBERTY BROADBAND CORPORATION      
 
Security ID: US5303073051 Ticker: LBRDK      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1.1 Elect Director Julie D. Frist   Management For Voted - Withheld
1.2 Elect Director J. David Wargo Management For Voted - Withheld
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
4 Advisory Vote on Say on Pay Frequency Management Three Years Voted - One Year
5 Require a Majority Vote for the Election of      
  Directors   Shareholder Against Voted - For

 

279


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
LIFCO AB        
 
Security ID: SE0015949201 Ticker: LIFCO.B      
 
Meeting Date: 23-Apr-21 Meeting Type: Annual      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Designate Inspector(s) of Minutes of Meeting Management For Non-Voting
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7 .a Receive Financial Statements and Statutory Reports Management For Non-Voting
7 .b Receive Group Consolidated Financial Statements and      
    Statutory Reports   Management For Non-Voting
7 .c Receive Auditor's Report on Application of      
    Guidelines for Remuneration for Executive Management Management For Non-Voting
7 .d Receive Board's Dividend Proposal Management For Non-Voting
8   Receive Report of Board and Committees Management For Non-Voting
9   Receive President's Report   Management For Non-Voting
10   Accept Financial Statements and Statutory Reports Management For Voted - For
11   Approve Allocation of Income and Dividends of SEK 6      
    Per Share   Management For Voted - For
12 .a Approve Discharge of Carl Bennet Management For Voted - For
12 .b Approve Discharge of Ulrika Dellby Management For Voted - For
12 .c Approve Discharge of Dan Frohm Management For Voted - For
12 .d Approve Discharge of Erik Gabrielson Management For Voted - For
12 .e Approve Discharge of Ulf Grunander Management For Voted - For
12 .f Approve Discharge of Annika Espander Jansson Management For Voted - For
12 .g Approve Discharge of Anders Lindstrom Management For Voted - For
12 .h Approve Discharge of Anders Lorentzson Management For Voted - For
12 .i Approve Discharge of Johan Stern Management For Voted - For
12 .j Approve Discharge of Caroline af Ugglas Management For Voted - For
12 .k Approve Discharge of Axel Wachtmeister Management For Voted - For
12 .l Approve Discharge of Per Waldemarson Management For Voted - For
12.m Approve Discharge of President Peter Wiberg Management For Voted - For
13   Determine Number of Directors (10) and Deputy      
    Directors (0) of Board; Determine Number of      
    Auditors (1) and Deputy Auditors (0) Management For Voted - For
14   Approve Remuneration of Directors in the Amount of      
    SEK 1.31 Million for Chairman and SEK 655,000 for      
    Other Directors; Approve Remuneration for Committee      
    Work; Approve Remuneration of Auditors Management For Voted - For
15 .a Reelect Carl Bennet as Director Management For Voted - For
15 .b Reelect Ulrika Dellby as Director Management For Voted - For
15 .c Reelect Annika Espander Jansson as Director Management For Voted - For
15 .d Reelect Dan Frohm as Director Management For Voted - For
15 .e Reelect Erik Gabrielson as Director Management For Voted - For
15 .f Reelect Ulf Grunander as Director Management For Voted - For
15 .g Reelect Johan Stern as Director Management For Voted - For

 

280


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
15 .h Reelect Caroline af Ugglas as Director Management For Voted - For
15 .i Reelect Axel Wachtmeister as Director Management For Voted - For
15 .j Reelect Per Waldemarson as Director Management For Voted - For
15 .k Reelect Carl Bennet as Board Chairman Management For Voted - For
16   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
17   Approve Instructions for Nominating Committee Management For Voted - For
18   Approve Remuneration Report Management For Voted - For
19   Approve 5:1 Stock Split; Amend Articles      
    Accordingly: Set Minimum (250 Million) and Maximum      
    (1 Billion) Number of Shares Management For Voted - For
20   Close Meeting   Management For Non-Voting
 
LINDE PLC        
 
Security ID: IE00BZ12WP82 Ticker: LIN      
 
Meeting Date: 27-Jul-20 Meeting Type: Annual      
 
1 a Elect Director Wolfgang H. Reitzle Management For Voted - For
1 b Elect Director Stephen F. Angel Management For Voted - For
1 c Elect Director Ann-Kristin Achleitner Management For Voted - For
1 d Elect Director Clemens A. H. Borsig Management For Voted - For
1 e Elect Director Nance K. Dicciani Management For Voted - For
1 f Elect Director Thomas Enders Management For Voted - For
1 g Elect Director Franz Fehrenbach Management For Voted - For
1 h Elect Director Edward G. Galante Management For Voted - For
1 i Elect Director Larry D. McVay Management For Voted - For
1 j Elect Director Victoria E. Ossadnik Management For Voted - For
1 k Elect Director Martin H. Richenhagen Management For Voted - For
1 l Elect Director Robert L. Wood Management For Voted - For
2 a Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
2 b Authorize Board to Fix Remuneration of Auditors Management For Voted - For
3   Determine Price Range for Reissuance of Treasury      
    Shares   Management For Voted - For
4   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
LIVE NATION ENTERTAINMENT, INC.      
 
Security ID: US5380341090 Ticker: LYV      
 
Meeting Date: 10-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Maverick Carter Management For Voted - For
1.2   Elect Director Ari Emanuel - Withdrawn Management For Non-Voting
1.3   Elect Director Ping Fu   Management For Voted - For
1.4   Elect Director Jeffrey T. Hinson Management For Voted - For
1.5   Elect Director Chad Hollingsworth Management For Voted - For
1.6   Elect Director James Iovine Management For Voted - For
1.7   Elect Director James S. Kahan Management For Voted - For

 

281


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.8 Elect Director Gregory B. Maffei Management For Voted - Against
1.9 Elect Director Randall T. Mays Management For Voted - For
1.10 Elect Director Michael Rapino Management For Voted - For
1.11 Elect Director Mark S. Shapiro Management For Voted - For
1.12 Elect Director Dana Walden   Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
LOCALIZA RENT A CAR SA        
 
Security ID: BRRENTACNOR4 Ticker: RENT3      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year Ended Dec. 31, 2020 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Do You Wish to Adopt Cumulative Voting for the      
  Election of the Members of the Board of Directors,      
  Under the Terms of Article 141 of the Brazilian      
  Corporate Law?   Management None Voted - Abstain
4 Fix Number of Directors at Six or Seven Management For Voted - For
5.1 Elect Eugenio Pacelli Mattar as Director Management For Voted - For
5.2 Elect Oscar de Paula Bernardes Neto as Independent      
  Director   Management For Voted - For
5.3 Elect Irlau Machado Filho as Independent Director Management For Voted - For
5.4 Elect Maria Leticia de Freitas Costas as      
  Independent Director   Management For Voted - For
5.5 Elect Paulo Antunes Veras as Independent Director Management For Voted - For
5.6 Elect Pedro de Godoy Bueno as Independent Director Management For Voted - For
6 In Case Cumulative Voting Is Adopted, Do You Wish      
  to Equally Distribute Your Votes Amongst the      
  Nominees below?   Management None Voted - Abstain
  IF CUMULATIVE VOTE IS ADOPTED - If Voting FOR Item      
  6: Votes Are Distributed in Equal % Amongst      
  Nominees Voted FOR. An AGAINST Vote Is Required If      
  Supporting Candidate(s) Under Cumulative and Not      
  Supporting Any Director(s)/Slate Under Majority      
  Voting   Management For Non-Voting
7.1 Percentage of Votes to Be Assigned - Elect Eugenio      
  Pacelli Mattar as Director   Management None Voted - Abstain
7.2 Percentage of Votes to Be Assigned - Elect Oscar de      
  Paula Bernardes Neto as Independent Director Management None Voted - Abstain
7.3 Percentage of Votes to Be Assigned - Elect Irlau      
  Machado Filho as Independent Director Management None Voted - Abstain
7.4 Percentage of Votes to Be Assigned - Elect Maria      
  Leticia de Freitas Costas as Independent Director Management None Voted - Abstain
7.5 Percentage of Votes to Be Assigned - Elect Paulo      
  Antunes Veras as Independent Director Management None Voted - Abstain
7.6 Percentage of Votes to Be Assigned - Elect Pedro de      
  Godoy Bueno as Independent Director Management None Voted - Abstain
8 As an Ordinary Shareholder, Would You like to      
  Request a Separate Minority Election of a Member of      

 

282


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  the Board of Directors, Under the Terms of Article      
  141 of the Brazilian Corporate Law? Management None Voted - For
9 Approve Remuneration of Company's Management Management For Voted - For
10 Do You Wish to Request Installation of a Fiscal      
  Council, Under the Terms of Article 161 of the      
  Brazilian Corporate Law? Management None Voted - For
11 Fix Number of Fiscal Council Members at Three Management For Voted - For
12.1 Elect Carla Alessandra Trematore as Fiscal Council      
  Member and Juliano Lima Pinheiro as Alternate Management For Voted - Abstain
12.2 Elect Antonio de Padua Soares Policarpo as Fiscal      
  Council Member and Marco Antonio Pereira Management For Voted - Abstain
13.1 Elect Francisco Caprino Neto as Fiscal Council      
  Member and Joao Ricardo Pereira da Costa as      
  Alternate Appointed by Minority Shareholder Shareholder None Voted - Abstain
13.2 Elect Luiz Carlos Nannini as Fiscal Council Member      
  and Fernando Antonio Lopes Matoso as Alternate      
  Appointed by Minority Shareholder Shareholder None Voted - For
 
Meeting Date: 27-Apr-21 Meeting Type: Special      
 
1 Approve Long-Term Incentive Plan for Executives Management For Voted - Against
 
LOCKHEED MARTIN CORPORATION      
 
Security ID: US5398301094 Ticker: LMT      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1.1 Elect Director Daniel F. Akerson Management For Voted - For
1.2 Elect Director David B. Burritt Management For Voted - For
1.3 Elect Director Bruce A. Carlson Management For Voted - For
1.4 Elect Director Joseph F. Dunford, Jr. Management For Voted - For
1.5 Elect Director James O. Ellis, Jr. Management For Voted - For
1.6 Elect Director Thomas J. Falk Management For Voted - For
1.7 Elect Director Ilene S. Gordon Management For Voted - For
1.8 Elect Director Vicki A. Hollub Management For Voted - For
1.9 Elect Director Jeh C. Johnson Management For Voted - For
1.10 Elect Director Debra L. Reed-Klages Management For Voted - For
1.11 Elect Director James D. Taiclet Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Report on Human Rights Due Diligence Shareholder Against Voted - For
 
LONGFOR GROUP HOLDINGS LIMITED      
 
Security ID: KYG5635P1090 Ticker: 960      
 
Meeting Date: 16-Jun-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For

 

283


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2   Approve Final Dividend   Management For Voted - For
3.1   Elect Zhao Yi as Director   Management For Voted - Against
3.2   Elect Frederick Peter Churchouse as Director Management For Voted - For
3.3   Elect Zeng Ming as Director   Management For Voted - For
3.4   Authorize Board to Fix Remuneration of Directors Management For Voted - For
4   Approve Deloitte Touche Tohmatsu as Auditors and      
    Authorize Board to Fix Their Remuneration Management For Voted - For
5   Approve Issuance of Equity or Equity-Linked      
    Securities without Preemptive Rights Management For Voted - Against
6   Authorize Repurchase of Issued Share Capital Management For Voted - For
7   Authorize Reissuance of Repurchased Shares Management For Voted - Against
 
LOOMIS AB        
 
Security ID: SE0014504817 Ticker: LOOMIS      
 
Meeting Date: 10-Dec-20 Meeting Type: Special      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7   Approve Dividends of SEK 5.50 Per Share Management For Voted - For
8   Close Meeting   Management For Non-Voting
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2 .a Designate Elisabet Jamal Bergstrom as Inspector of      
    Minutes of Meeting   Management For Voted - For
2 .b Designate Jacob Lundgren as Inspector of Minutes of      
    Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6 .a Receive Financial Statements and Statutory Reports Management For Non-Voting
6 .b Receive Auditor's Report on Application of      
    Guidelines for Remuneration for Executive Management Management For Non-Voting
7 a Accept Financial Statements and Statutory Reports Management For Voted - For
7 b Approve Allocation of Income and Dividends of SEK      
    6.00 Per Share   Management For Voted - For
7 c Approve May 10, 2021 as Record Date for Dividend      
    Payment   Management For Voted - For
7 d1 Approve Discharge of Board Chairman Alf Goransson Management For Voted - For
7 d2 Approve Discharge of Board Member Jeanette Almberg Management For Voted - For
7 d3 Approve Discharge of Board Member Lars Blecko Management For Voted - For
7 d4 Approve Discharge of Board Member Cecilia Daun      
    Wennborg   Management For Voted - For

 

284


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 d5 Approve Discharge of Board Member Johan Lundberg Management For Voted - For
7 d6 Approve Discharge of Board Member Jan Svensson Management For Voted - For
7 d7 Approve Discharge of Board Member and Employee      
    Representative Sofie Norden Management For Voted - For
7 d8 Approve Discharge of Deputy Board Member and      
    Employee Representative Jasmina Petrovic Management For Voted - For
7 d9 Approve Discharge of Former Board Member Ingrid      
    Bonde   Management For Voted - For
7d10 Approve Discharge of Former Deputy Board Member and      
    Employee Representative Janna Astrom Management For Voted - For
7d11 Approve Discharge of CEO and Former Board Member      
    Patrik Andersson   Management For Voted - For
8   Determine Number of Members (6) and Deputy Members      
    of Board (0)   Management For Voted - For
9   Approve Remuneration of Directors in the Amount of      
    SEK 1.05 Million for Chairman and SEK 445,000 for      
    Other Directors; Approve Remuneration for Committee      
    Work; Approve Remuneration of Auditors Management For Voted - For
10   Reelect Alf Goransson (Chairman), Jeanette Almberg,      
    Lars Blecko, Cecilia Daun Wennborg and Johan      
    Lundberg as Directors; Elect Liv Forhaug as New      
    Director   Management For Voted - Against
11   Ratify Deloitte as Auditors   Management For Voted - For
12   Approve Remuneration Report Management For Voted - For
13   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
14   Approve Performance Share Plan (LTIP 2021) Management For Voted - Against
15   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
16   Amend Articles Re: Proxies and Postal Voting Management For Voted - For
 
LOTTE CHEMICAL CORP.        
 
Security ID: KR7011170008 Ticker: 011170      
 
Meeting Date: 23-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - For
3   Elect Three Inside Directors and One      
    Non-Independent Non-Executive Director (Bundled) Management For Voted - For
4   Elect Nam Hye-jeong as Outside Director to Serve as      
    an Audit Committee Member Management For Voted - For
5   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For
6   Approve Terms of Retirement Pay Management For Voted - For

 

285


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
LOWE'S COMPANIES, INC.        
 
Security ID: US5486611073 Ticker: LOW      
 
Meeting Date: 28-May-21 Meeting Type: Annual      
 
1.1   Elect Director Raul Alvarez   Management For Voted - For
1.2   Elect Director David H. Batchelder Management For Voted - For
1.3   Elect Director Angela F. Braly Management For Voted - For
1.4   Elect Director Sandra B. Cochran Management For Voted - For
1.5   Elect Director Laurie Z. Douglas Management For Voted - For
1.6   Elect Director Richard W. Dreiling Management For Voted - For
1.7   Elect Director Marvin R. Ellison Management For Voted - For
1.8   Elect Director Daniel J. Heinrich Management For Voted - For
1.9   Elect Director Brian C. Rogers Management For Voted - For
1.10   Elect Director Bertram L. Scott Management For Voted - For
1.11   Elect Director Mary Beth West Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
4   Amend Proxy Access Right   Shareholder Against Voted - For
 
LULULEMON ATHLETICA INC.        
 
Security ID: US5500211090 Ticker: LULU      
 
Meeting Date: 09-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Calvin McDonald Management For Voted - For
1 b Elect Director Martha Morfitt Management For Voted - For
1 c Elect Director Emily White   Management For Voted - For
1 d Elect Director Kourtney Gibson Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
LYONDELLBASELL INDUSTRIES N.V.      
 
Security ID: NL0009434992 Ticker: LYB      
 
Meeting Date: 28-May-21 Meeting Type: Annual      
 
1 a Elect Director Jacques Aigrain Management For Voted - For
1 b Elect Director Lincoln Benet Management For Voted - For
1 c Elect Director Jagjeet (Jeet) Bindra Management For Voted - For
1 d Elect Director Robin Buchanan Management For Voted - For
1 e Elect Director Anthony (Tony) Chase Management For Voted - For
1 f Elect Director Stephen Cooper Management For Voted - For
1 g Elect Director Nance Dicciani Management For Voted - For
1 h Elect Director Robert (Bob) Dudley Management For Voted - For
1 i Elect Director Claire Farley   Management For Voted - For

 

286


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 j Elect Director Michael Hanley Management For Voted - For
1 k Elect Director Albert Manifold Management For Voted - For
1 l Elect Director Bhavesh (Bob) Patel Management For Voted - For
2   Approve Discharge of Directors Management For Voted - For
3   Adopt Financial Statements and Statutory Reports Management For Voted - For
4   Ratify PricewaterhouseCoopers Accountants N.V. as      
    Auditors   Management For Voted - For
5   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
6   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
7   Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
8   Approve Cancellation of Shares Management For Voted - For
9   Amend Omnibus Stock Plan   Management For Voted - For
10   Amend Qualified Employee Stock Purchase Plan Management For Voted - For
 
M&T BANK CORPORATION        
 
Security ID: US55261F1049 Ticker: MTB      
 
Meeting Date: 20-Apr-21 Meeting Type: Annual      
 
1.1   Elect Director C. Angela Bontempo Management For Voted - For
1.2   Elect Director Robert T. Brady Management For Voted - For
1.3   Elect Director Calvin G. Butler, Jr. Management For Voted - For
1.4   Elect Director T. Jefferson Cunningham, III Management For Voted - For
1.5   Elect Director Gary N. Geisel Management For Voted - For
1.6   Elect Director Leslie V. Godridge Management For Voted - For
1.7   Elect Director Richard S. Gold Management For Voted - For
1.8   Elect Director Richard A. Grossi Management For Voted - For
1.9   Elect Director Rene F. Jones   Management For Voted - For
1.10   Elect Director Richard H. Ledgett, Jr. Management For Voted - For
1.11   Elect Director Newton P.S. Merrill Management For Voted - For
1.12   Elect Director Kevin J. Pearson Management For Voted - For
1.13   Elect Director Melinda R. Rich Management For Voted - For
1.14   Elect Director Robert E. Sadler, Jr. Management For Voted - For
1.15   Elect Director Denis J. Salamone Management For Voted - For
1.16   Elect Director John R. Scannell Management For Voted - For
1.17   Elect Director David S. Scharfstein Management For Voted - For
1.18   Elect Director Rudina Seseri   Management For Voted - For
1.19   Elect Director Herbert L. Washington Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
Meeting Date: 25-May-21 Meeting Type: Special      
 
1   Increase Authorized Preferred Stock Management For Voted - For
2   Issue Shares in Connection with Merger Management For Voted - For
3   Adjourn Meeting   Management For Voted - For

 

287


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
M3, INC.        
 
Security ID: JP3435750009 Ticker: 2413      
 
Meeting Date: 25-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Tanimura, Itaru Management For Voted - For
1.2 Elect Director Tomaru, Akihiko Management For Voted - For
1.3 Elect Director Tsuchiya, Eiji   Management For Voted - For
1.4 Elect Director Izumiya, Kazuyuki Management For Voted - For
1.5 Elect Director Urae, Akinori   Management For Voted - For
1.6 Elect Director Yoshida, Kenichiro Management For Voted - For
2 Approve Stock Option Plan and Deep Discount Stock      
  Option Plan   Management For Voted - For
 
MAGAZINE LUIZA SA        
 
Security ID: BRMGLUACNOR2 Ticker: MGLU3      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year Ended Dec. 31, 2020 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Fix Number of Directors at Eight Management For Voted - For
4 Do You Wish to Adopt Cumulative Voting for the      
  Election of the Members of the Board of Directors,      
  Under the Terms of Article 141 of the Brazilian      
  Corporate Law?   Management None Voted - Abstain
5 Elect Directors   Management For Voted - Against
6 In Case There is Any Change to the Board Slate      
  Composition, May Your Votes Still be Counted for      
  the Proposed Slate?   Management None Voted - Against
7 In Case Cumulative Voting Is Adopted, Do You Wish      
  to Equally Distribute Your Votes Amongst the      
  Nominees below?   Management None Voted - Abstain
  IF CUMULATIVE VOTE IS ADOPTED - If Voting FOR Item      
  7: Votes Are Distributed in Equal % Amongst      
  Nominees Voted FOR. An AGAINST Vote Is Required If      
  Supporting Candidate(s) Under Cumulative and Not      
  Supporting Any Director(s)/Slate Under Majority      
  Voting   Management For Non-Voting
8.1 Percentage of Votes to Be Assigned - Elect Luiza      
  Helena Trajano Inacio Rodrigues as Director Management None Voted - Abstain
8.2 Percentage of Votes to Be Assigned - Elect Marcelo      
  Jose Ferreira e Silva as Director Management None Voted - Abstain
8.3 Percentage of Votes to Be Assigned - Elect Carlos      
  Renato Donzelli as Director Management None Voted - Abstain
8.4 Percentage of Votes to Be Assigned - Elect Marcio      
  Kumruian as Director   Management None Voted - Abstain
8.5 Percentage of Votes to Be Assigned - Elect Ines      
  Correa de Souza as Independent Director Management None Voted - Abstain

 

288


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8.6 Percentage of Votes to Be Assigned - Elect Jose      
  Paschoal Rossetti as Independent Director Management None Voted - Abstain
8.7 Percentage of Votes to Be Assigned - Elect Betania      
  Tanure de Barros as Independent Director Management None Voted - Abstain
8.8 Percentage of Votes to Be Assigned - Elect Silvio      
  Romero de Lemos Meira as Independent Director Management None Voted - Abstain
9 As an Ordinary Shareholder, Would You like to      
  Request a Separate Minority Election of a Member of      
  the Board of Directors, Under the Terms of Article      
  141 of the Brazilian Corporate Law? Management None Voted - For
10 Fix Number of Fiscal Council Members at Three Management For Voted - For
11 Elect Fiscal Council Members Management For Voted - Abstain
12 In Case One of the Nominees Leaves the Fiscal      
  Council Slate Due to a Separate Minority Election,      
  as Allowed Under Articles 161 and 240 of the      
  Brazilian Corporate Law, May Your Votes Still Be      
  Counted for the Proposed Slate? Management None Voted - Against
13 Elect Eduardo Christovam Galdi Mestieri as Fiscal      
  Council Member and Thiago Costa Jacinto as      
  Alternate Appointed by Minority Shareholder Shareholder None Voted - For
14 Approve Remuneration of Company's Management Management For Voted - For
15 Approve Remuneration of Fiscal Council Members Management For Voted - For
16 In the Event of a Second Call, the Voting      
  Instructions Contained in this Remote Voting Card      
  May Also be Considered for the Second Call? Management None Voted - For
 
Meeting Date: 22-Apr-21 Meeting Type: Special      
 
1 Amend Article 18 Re: Increase in Board Size Management For Voted - For
2 Amend Articles 22 and 27   Management For Voted - For
3 Amend Articles 23 and 26   Management For Voted - For
4 Consolidate Bylaws   Management For Voted - For
5 In the Event of a Second Call, the Voting      
  Instructions Contained in this Remote Voting Card      
  May Also be Considered for the Second Call? Management None Voted - For
 
MAN GROUP PLC (JERSEY)        
 
Security ID: JE00BJ1DLW90 Ticker: EMG      
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Policy Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Approve Final Dividend   Management For Voted - For
5 Re-elect Dame Katharine Barker as Director Management For Voted - For
6 Re-elect Lucinda Bell as Director Management For Voted - For
7 Re-elect Richard Berliand as Director Management For Voted - For
8 Re-elect Zoe Cruz as Director Management For Voted - For
9 Re-elect John Cryan as Director Management For Voted - For
10 Re-elect Luke Ellis as Director Management For Voted - For

 

289


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
11   Re-elect Mark Jones as Director Management For Voted - For
12   Re-elect Cecelia Kurzman as Director Management For Voted - For
13   Re-elect Dev Sanyal as Director Management For Voted - For
14   Re-elect Anne Wade as Director Management For Voted - For
15   Reappoint Deloitte LLP as Auditors Management For Voted - For
16   Authorise the Audit and Risk Committee to Fix      
    Remuneration of Auditors   Management For Voted - For
17   Authorise Political Donations and Expenditure Management For Voted - For
18   Authorise Issue of Equity   Management For Voted - For
19   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
20   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
21   Authorise Market Purchase of Ordinary Shares Management For Voted - For
22   Amend Articles of Association Management For Voted - For
23   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
MANPOWERGROUP INC.        
 
Security ID: US56418H1005 Ticker: MAN      
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
1 A Elect Director Gina R. Boswell Management For Voted - For
1 B Elect Director Jean-Philippe Courtois Management For Voted - For
1 C Elect Director William Downe Management For Voted - For
1 D Elect Director John F. Ferraro Management For Voted - For
1 E Elect Director William P. Gipson Management For Voted - For
1 F Elect Director Patricia Hemingway Hall Management For Voted - For
1 G Elect Director Julie M. Howard Management For Voted - For
1 H Elect Director Ulice Payne, Jr. Management For Voted - For
1 I Elect Director Jonas Prising   Management For Voted - For
1 J Elect Director Paul Read   Management For Voted - For
1 K Elect Director Elizabeth P. Sartain Management For Voted - For
1 L Elect Director Michael J. Van Handel Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
MAPFRE SA        
 
Security ID: ES0124244E34 Ticker: MAP      
 
Meeting Date: 12-Mar-21 Meeting Type: Annual      
 
1   Approve Consolidated and Standalone Financial      
    Statements   Management For Voted - For
2   Approve Integrated Report for Fiscal Year 2020      
    Including Consolidated Non-Financial Information      
    Statement   Management For Voted - For

 

290


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3   Approve Allocation of Income and Dividends Management For Voted - For
4   Approve Discharge of Board Management For Voted - For
5   Reelect Ana Isabel Fernandez Alvarez as Director Management For Voted - For
6   Reelect Francisco Jose Marco Orenes as Director Management For Voted - For
7   Reelect Fernando Mata Verdejo as Director Management For Voted - For
8   Amend Article 11   Management For Voted - For
9   Add Article 8 bis   Management For Voted - For
10   Authorize Share Repurchase Program Management For Voted - For
11   Advisory Vote on Remuneration Report Management For Voted - For
12   Renew Appointment of KPMG Auditores as Auditor Management For Voted - For
13   Authorize Board to Delegate the Powers Conferred by      
    the General Meeting in Favor of the Executive      
    Committee   Management For Voted - For
14   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - For
15   Authorize Board to Clarify or Interpret Preceding      
    Resolutions   Management For Voted - For
 
MARATHON PETROLEUM CORPORATION      
 
Security ID: US56585A1025 Ticker: MPC      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Abdulaziz F. Alkhayyal Management For Voted - For
1 b Elect Director Jonathan Z. Cohen Management For Voted - For
1 c Elect Director Michael J. Hennigan Management For Voted - For
1 d Elect Director Frank M. Semple Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
4   Approve Omnibus Stock Plan Management For Voted - For
5   Eliminate Supermajority Vote Requirement Management For Voted - For
6   Declassify the Board of Directors Management For Voted - For
7   Limit Accelerated Vesting of Equity Awards Upon a      
    Change in Control   Shareholder Against Voted - For
 
MARKETAXESS HOLDINGS INC.        
 
Security ID: US57060D1081 Ticker: MKTX      
 
Meeting Date: 09-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Richard M. McVey Management For Voted - For
1 b Elect Director Nancy Altobello Management For Voted - For
1 c Elect Director Steven L. Begleiter Management For Voted - For
1 d Elect Director Stephen P. Casper Management For Voted - For
1 e Elect Director Jane Chwick   Management For Voted - For
1 f Elect Director Christopher R. Concannon Management For Voted - For
1 g Elect Director William F. Cruger Management For Voted - For
1 h Elect Director Kourtney Gibson Management For Voted - For

 

291


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 i Elect Director Justin G. Gmelich Management For Voted - For
1 j Elect Director Richard G. Ketchum Management For Voted - For
1 k Elect Director Emily H. Portney Management For Voted - For
1 l Elect Director Richard L. Prager Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
MARRIOTT INTERNATIONAL, INC.      
 
Security ID: US5719032022 Ticker: MAR      
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
1 a Elect Director J.W. Marriott, Jr. Management For Voted - For
1 b Elect Director Anthony G. Capuano Management For Voted - For
1 c Elect Director Deborah Marriott Harrison Management For Voted - For
1 d Elect Director Frederick A. 'Fritz' Henderson Management For Voted - For
1 e Elect Director Eric Hippeau   Management For Voted - For
1 f Elect Director Lawrence W. Kellner Management For Voted - For
1 g Elect Director Debra L. Lee   Management For Voted - For
1 h Elect Director Aylwin B. Lewis Management For Voted - For
1 i Elect Director David S. Marriott Management For Voted - For
1 j Elect Director Margaret M. McCarthy Management For Voted - For
1 k Elect Director George Munoz Management For Voted - For
1 l Elect Director Horacio D. Rozanski Management For Voted - For
1 m Elect Director Susan C. Schwab Management For Voted - For
2   Ratify Ernst & Young LLP as Auditor Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4 a Eliminate Supermajority Vote Requirement for      
    Removal of Directors   Management For Voted - For
4 b Eliminate Supermajority Vote Requirement to Amend      
    Certificate of Incorporation Management For Voted - For
4 c Eliminate Supermajority Vote Requirement to Amend      
    Certain Bylaws Provisions   Management For Voted - For
4 d Eliminate Supermajority Vote Requirement for      
    Certain Transactions   Management For Voted - For
4 e Eliminate Supermajority Vote Requirement for      
    Certain Business Combinations Management For Voted - For
 
MARSHALLS PLC        
 
Security ID: GB00B012BV22 Ticker: MSLH      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Reappoint Deloitte LLP as Auditors Management For Voted - For
3   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
4   Approve Final Dividend   Management For Voted - For

 

292


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
5   Re-elect Vanda Murray as Director Management For Voted - For
6   Re-elect Martyn Coffey as Director Management For Voted - For
7   Re-elect Graham Prothero as Director Management For Voted - For
8   Re-elect Tim Pile as Director Management For Voted - For
9   Re-elect Angela Bromfield as Director Management For Voted - For
10   Approve Remuneration Report Management For Voted - For
11   Authorise Issue of Equity   Management For Voted - For
12   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
13   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
14   Authorise Market Purchase of Ordinary Shares Management For Voted - For
15   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
MARVELL TECHNOLOGY GROUP LTD.      
 
Security ID: BMG5876H1051 Ticker: MRVL      
 
Meeting Date: 23-Jul-20 Meeting Type: Annual      
 
1 A Elect Director Tudor Brown   Management For Voted - For
1 B Elect Director Brad Buss   Management For Voted - For
1 C Elect Director Edward Frank Management For Voted - For
1 D Elect Director Richard S. Hill Management For Voted - For
1 E Elect Director Bethany Mayer Management For Voted - For
1 F Elect Director Matthew J. Murphy Management For Voted - For
1 G Elect Director Michael Strachan Management For Voted - For
1 H Elect Director Robert E. Switz Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Approve Deloitte & Touche LLP as Auditors and      
    Authorize Board to Fix Their Remuneration Management For Voted - For
 
Meeting Date: 15-Apr-21 Meeting Type: Special      
 
1   Reduce Supermajority Vote Requirement to Approve      
    Merger   Management For Voted - For
2   Approve Merger Agreement   Management For Voted - For
3   Adjourn Meeting   Management For Voted - For
 
MASMOVIL IBERCOM SA        
 
Security ID: ES0184696104 Ticker: MAS      
 
Meeting Date: 08-Jul-20 Meeting Type: Annual      
 
1   Approve Standalone Financial Statements Management For Voted - For
2   Approve Consolidated Financial Statements Management For Voted - For
3   Approve Non-Financial Information Statement Management For Voted - For
4   Approve Allocation of Income Management For Voted - For

 

293


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Approve Discharge of Board Management For Voted - For
6 Renew Appointment of KPMG Auditores as Auditor Management For Voted - For
7.1 Reelect John Carl Hahn as Director Management For Voted - For
7.2 Reelect Borja Fernandez Espejel as Director Management For Voted - For
7.3 Reelect Pilar Zulueta de Oya as Director Management For Voted - For
7.4 Ratify Appointment of and Elect Cristina      
  Aldamiz-Echevarria Gonzalez de Durana as Director Management For Voted - For
8 Approve Share Appreciation Rights Plan Management For Voted - Against
9 Amend Remuneration Policy for FY 2018-2020 Management For Voted - For
10 Approve Remuneration Policy for FY 2021-2023 Management For Voted - For
11 Advisory Vote on Remuneration Report Management For Voted - For
12.1 Amend Article 22 Re: Meetings' Attendance Management For Voted - For
12.2 Amend Article 23 Re: Representation Management For Voted - For
13 Amend Article 12 bis Re: Attendance to General      
  Meetings through Real-Time Remote Means Management For Voted - For
14 Authorize Increase in Capital up to 20 Percent via      
  Issuance of Equity or Equity-Linked Securities      
  without Preemptive Rights Management For Voted - Against
15 Authorize Company to Call EGM with 15 Days' Notice Management For Voted - For
16 Ratify Pledge Granted Over the Shares of Masmovil      
  Phone & Internet SAU and Approval of the Waiver of      
  Self-Contracting, Multiple Representation and      
  Conflict of Interests   Management For Voted - For
17 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
Meeting Date: 26-Oct-20 Meeting Type: Special      
 
1 Approve Delisting of Shares from the Madrid,      
  Barcelona, Bilbao and Valencia Stock Exchanges Management For Voted - Against
2.1 Ratify Appointment of and Elect Jorge Lluch Pauner      
  as Director   Management For Voted - Against
2.2 Ratify Appointment of and Elect Jorge Quemada      
  Saenz-Badillos as Director Management For Voted - Against
2.3 Ratify Appointment of and Elect Thomas Railhac as      
  Director   Management For Voted - Against
2.4 Ratify Appointment of and Elect Jean-Pierre Saad as      
  Director   Management For Voted - Against
2.5 Ratify Appointment of and Elect Robert Sudo as      
  Director   Management For Voted - Against
2.6 Fix Number of Directors at 11 Management For Voted - Against
3 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
Meeting Date: 28-Dec-20 Meeting Type: Special      
 
1.1 Amend Articles 1, 2, 10, 11 and 13 Management For Voted - Abstain
1.2 Amend Articles 15 and 19 Management For Voted - Abstain
1.3 Amend Articles 22 and 23 Management For Voted - Abstain
1.4 Remove Article 24 and Renumber Articles Management For Voted - Abstain
1.5 Amend Articles 25, 27 and 29 Management For Voted - Abstain

 

294


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.6   Amend Articles   Management For Voted - Abstain
1.7   Amend Articles   Management For Voted - Abstain
1.8   Amend New Article 33   Management For Voted - Abstain
1.9   Amend Articles 33, 34, 35, 36, 37 and 38 Management For Voted - Abstain
1.10   Amend Articles 42 and 44 and Remove Articles 45 and      
    46   Management For Voted - Abstain
1.11   Renumber Title VII and Amend Article 49 Management For Voted - Abstain
1.12   Approve Restated Articles of Association Management For Voted - Abstain
2.1   Elect Stefano Bosio as Director Management For Voted - Abstain
2.2   Elect Jose German Lopez Fernandez as Director Management For Voted - Abstain
2.3   Elect Miguel Juan Segura Martin as Director Management For Voted - Abstain
2.4   Elect Cristina Serna Garcia-Conde as Director Management For Voted - Abstain
2.5   Elect Sinisa Krnic as Director Management For Voted - Abstain
2.6   Fix Number of Directors at 13 Management For Voted - Abstain
3   Approve Total Compensation of Negative Reserves      
    Against the Issue Premium Management For Voted - Abstain
4   Approve Reduction in Share Capital via Amortization      
    of Shares and Amend Article 6 Accordingly Management For Voted - For
5   Acknowledge the Loss of the Status of Masmovil      
    Ibercom SA as the Parent Company of Grupo Fiscal      
    Masmovil Ibercom and Revoke KPMG Auditores SL as      
    the Auditors of the Consolidated Group for FY 2020 Management For Voted - Abstain
6   Revoke General Meeting Regulations Management For Voted - Abstain
7   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - Abstain
 
MASTERCARD INCORPORATED        
 
Security ID: US57636Q1040 Ticker: MA      
 
Meeting Date: 22-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Ajay Banga   Management For Voted - For
1 b Elect Director Merit E. Janow Management For Voted - For
1 c Elect Director Richard K. Davis Management For Voted - For
1 d Elect Director Steven J. Freiberg Management For Voted - For
1 e Elect Director Julius Genachowski Management For Voted - For
1 f Elect Director Choon Phong Goh Management For Voted - For
1 g Elect Director Oki Matsumoto Management For Voted - For
1 h Elect Director Michael Miebach Management For Voted - For
1 i Elect Director Youngme Moon Management For Voted - For
1 j Elect Director Rima Qureshi   Management For Voted - For
1 k Elect Director Jose Octavio Reyes Lagunes Management For Voted - For
1 l Elect Director Gabrielle Sulzberger Management For Voted - For
1 m Elect Director Jackson Tai   Management For Voted - For
1 n Elect Director Lance Uggla   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For

 

295


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5   Amend Non-Employee Director Omnibus Stock Plan Management For Voted - For
6   Eliminate Supermajority Vote Requirement Management For Voted - For
 
MATCH GROUP, INC.        
 
Security ID: US57667L1070 Ticker: MTCH      
 
Meeting Date: 15-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Wendi Murdoch Management For Voted - For
1 b Elect Director Glenn H. Schiffman Management For Voted - For
1 c Elect Director Pamela S. Seymon Management For Voted - For
2   Approve Qualified Employee Stock Purchase Plan Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
MAXIM INTEGRATED PRODUCTS, INC.      
 
Security ID: US57772K1016 Ticker: MXIM      
 
Meeting Date: 08-Oct-20 Meeting Type: Special      
 
1   Approve Merger Agreement   Management For Voted - For
2   Advisory Vote on Golden Parachutes Management For Voted - For
3   Adjourn Meeting   Management For Voted - For
 
Meeting Date: 05-Nov-20 Meeting Type: Annual      
 
1 a Elect Director William (Bill) P. Sullivan Management For Voted - For
1 b Elect Director Tunc Doluca   Management For Voted - For
1 c Elect Director Tracy C. Accardi Management For Voted - For
1 d Elect Director James R. Bergman Management For Voted - For
1 e Elect Director Joseph R. Bronson Management For Voted - For
1 f Elect Director Robert E. Grady Management For Voted - For
1 g Elect Director Mercedes Johnson Management For Voted - For
1 h Elect Director William D. Watkins Management For Voted - For
1 i Elect Director MaryAnn Wright Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
MCDONALD'S CORPORATION        
 
Security ID: US5801351017 Ticker: MCD      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1 a Elect Director Lloyd Dean   Management For Voted - For
1 b Elect Director Robert Eckert   Management For Voted - For
1 c Elect Director Catherine Engelbert Management For Voted - For
1 d Elect Director Margaret Georgiadis Management For Voted - For
1 e Elect Director Enrique Hernandez, Jr. Management For Voted - For

 

296


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 f Elect Director Christopher Kempczinski Management For Voted - For
1 g Elect Director Richard Lenny Management For Voted - For
1 h Elect Director John Mulligan Management For Voted - For
1 i Elect Director Sheila Penrose Management For Voted - For
1 j Elect Director John Rogers, Jr. Management For Voted - For
1 k Elect Director Paul Walsh   Management For Voted - For
1 l Elect Director Miles White   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Report on Sugar and Public Health Shareholder Against Voted - Against
5   Report on Antibiotics and Public Health Costs Shareholder Against Voted - Against
6   Provide Right to Act by Written Consent Shareholder Against Voted - For
 
MEDIATEK, INC.        
 
Security ID: TW0002454006 Ticker: 2454      
 
Meeting Date: 10-Jun-21 Meeting Type: Annual      
 
1   Approve Business Report and Financial Statements Management For Voted - For
2   Approve Profit Distribution   Management For Voted - For
3   Approve Cash Distribution from Capital Reserve Management For Voted - For
4   Approve Issuance of Restricted Stock Awards Management For Voted - For
    ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT    
    DIRECTORS VIA CUMULATIVE VOTING Management For Non-Voting
5.1   Elect Ming-Kai Tsai with Shareholder No. 1 as      
    Non-independent Director   Management For Voted - For
5.2   Elect Rick Tsai (Rick Tsa) with Shareholder No.      
    374487 as Non-independent Director Management For Voted - For
5.3   Elect Cheng-Yaw Sun with Shareholder No. 109274 as      
    Non-independent Director   Management For Voted - For
5.4   Elect Kenneth Kin with ID No. F102831XXX as      
    Non-independent Director   Management For Voted - For
5.5   Elect Joe Chen with Shareholder No. 157 as      
    Non-independent Director   Management For Voted - For
5.6   Elect Chung-Yu Wu with Shareholder No. 1512 as      
    Independent Director   Management For Voted - For
5.7   Elect Peng-Heng Chang with ID No. A102501XXX as      
    Independent Director   Management For Voted - For
5.8   Elect Ming-Je Tang with ID No. A100065XXX as      
    Independent Director   Management For Voted - For
6   Approve Release of Restrictions of Competitive      
    Activities of Directors   Management For Voted - For

 

297


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MEGGITT PLC        
 
Security ID: GB0005758098 Ticker: MGGT      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Policy Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Re-elect Sir Nigel Rudd as Director Management For Voted - For
5 Re-elect Tony Wood as Director Management For Voted - For
6 Re-elect Guy Berruyer as Director Management For Voted - For
7 Re-elect Louisa Burdett as Director Management For Voted - For
8 Re-elect Colin Day as Director Management For Voted - For
9 Re-elect Nancy Gioia as Director Management For Voted - For
10 Re-elect Alison Goligher as Director Management For Voted - For
11 Re-elect Guy Hachey as Director Management For Voted - For
12 Re-elect Caroline Silver as Director Management For Voted - For
13 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
14 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
18 Authorise UK Political Donations and Expenditure Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
MEIKO ELECTRONICS CO., LTD.        
 
Security ID: JP3915350007 Ticker: 6787      
 
Meeting Date: 30-Oct-20 Meeting Type: Special      
 
1 Elect Director Kobayashi, Toshifumi Management For Voted - For
 
Meeting Date: 24-Jun-21 Meeting Type: Annual      
 
1 Amend Articles to Amend Business Lines Management For Voted - For
2 Amend Articles to Amend Provisions on Number of      
  Directors   Management For Voted - For
3.1 Elect Director Naya, Yuichiro Management For Voted - For
3.2 Elect Director Shinozaki, Masakuni Management For Voted - For
3.3 Elect Director Wada, Junya   Management For Voted - For
3.4 Elect Director Matsuda, Takahiro Management For Voted - For
3.5 Elect Director Sakate, Atsushi Management For Voted - For
3.6 Elect Director Kikyo, Yoshihito Management For Voted - For
3.7 Elect Director Naya, Shigeru Management For Voted - For

 

298


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
3.8   Elect Director Sin, Yunho   Management For Voted - For
3.9   Elect Director Tsuchiya, Nao Management For Voted - For
3.10   Elect Director Nishiyama, Yosuke Management For Voted - For
3.11   Elect Director Harada, Takashi Management For Voted - For
3.12   Elect Director Kobayashi, Toshifumi Management For Voted - For
4   Approve Compensation Ceiling for Directors Management For Voted - For
5   Approve Trust-Type Equity Compensation Plan Management For Voted - For
 
MEITUAN        
 
Security ID: KYG596691041 Ticker: 3690      
 
Meeting Date: 23-Jun-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Elect Wang Huiwen as Director Management For Voted - For
3   Elect Lau Chi Ping Martin as Director Management For Voted - For
4   Elect Neil Nanpeng Shen as Director Management For Voted - For
5   Authorize Board to Fix Remuneration of Directors Management For Voted - For
6   Approve Issuance of Equity or Equity-Linked      
    Securities without Preemptive Rights Management For Voted - Against
7   Authorize Repurchase of Issued Share Capital Management For Voted - For
8   Authorize Reissuance of Repurchased Shares Management For Voted - Against
9   Approve PricewaterhouseCoopers as Auditor and      
    Authorize Board to Fix Their Remuneration Management For Voted - For
10 a Approve Tencent Subscription Agreement Management For Voted - For
10 b Approve Grant of Specific Mandate to Issue Tencent      
    Subscription Shares   Management For Voted - For
10 c Authorize Board to Deal with All Matters in      
    Relation to the Tencent Subscription Agreement Management For Voted - For
11   Amend Memorandum and Articles of Association Management For Voted - For
 
MELEXIS NV        
 
Security ID: BE0165385973 Ticker: MELE      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Receive Directors' Reports (Non-Voting) Management For Non-Voting
2   Receive Auditors' Reports (Non-Voting) Management For Non-Voting
3   Receive Consolidated Financial Statements and      
    Statutory Reports (Non-Voting) Management For Non-Voting
4   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
5   Approve Remuneration Report Management For Voted - For
6   Approve Remuneration Policy Management For Voted - For
7   Approve Discharge of Directors Management For Voted - For
8   Approve Discharge of Auditors Management For Voted - For
9   Elect Marc Biron as Director and Approve Directors'      
    Remuneration   Management For Voted - For

 

299


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
10 Reelect Shiro Baba as Independent Director and      
  Approve Directors' Remuneration Management For Voted - For
11 Elect Maria Pia De Caro as Independent Director and      
  Approve Directors' Remuneration Management For Voted - For
12 Approve Auditors' Remuneration Management For Voted - For
 
MENICON CO., LTD.        
 
Security ID: JP3921270009 Ticker: 7780      
 
Meeting Date: 24-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Tanaka, Hidenari Management For Voted - For
1.2 Elect Director Takino, Yoshiyuki Management For Voted - For
1.3 Elect Director Tsuchida, Tokiyasu Management For Voted - For
1.4 Elect Director Moriyama, Hisashi Management For Voted - For
1.5 Elect Director Horinishi, Yoshimi Management For Voted - For
1.6 Elect Director Watanabe, Shingo Management For Voted - Against
1.7 Elect Director Miyake, Yozo Management For Voted - For
1.8 Elect Director Honda, Ryutaro Management For Voted - For
1.9 Elect Director Yanagawa, Katsuhiko Management For Voted - For
1.10 Elect Director Takehana, Kazushige Management For Voted - For
2 Approve Deep Discount Stock Option Plan Management For Voted - For
3 Approve Deep Discount Stock Option Plan Management For Voted - For
 
MERCADOLIBRE, INC.        
 
Security ID: US58733R1023 Ticker: MELI      
 
Meeting Date: 08-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Nicolas Galperin Management For Voted - For
1.2 Elect Director Henrique Dubugras Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Co. S.A as Auditors Management For Voted - For
 
MERCK KGAA        
 
Security ID: DE0006599905 Ticker: MRK      
 
Meeting Date: 23-Apr-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Accept Financial Statements and Statutory Reports      
  for Fiscal Year 2020   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  1.40 per Share   Management For Voted - For
4 Approve Discharge of Executive Board Fiscal Year      
  2020   Management For Voted - For

 

300


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5   Approve Discharge of Supervisory Board for Fiscal      
    Year 2020   Management For Voted - For
6   Ratify KPMG AG as Auditors for Fiscal Year 2021 Management For Voted - For
7   Amend Articles Re: Supervisory Board Approval of      
    Transactions with Related Parties Management For Voted - For
8   Approve Remuneration Policy Management For Voted - For
9   Approve Remuneration of Supervisory Board Management For Voted - For
10   Approve Eleven Affiliation Agreements Management For Voted - For
 
METSA BOARD CORP.        
 
Security ID: FI0009000665 Ticker: METSB      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1   Open Meeting   Management For Non-Voting
2   Call the Meeting to Order   Management For Non-Voting
3   Designate Inspector or Shareholder      
    Representative(s) of Minutes of Meeting Management For Non-Voting
4   Acknowledge Proper Convening of Meeting Management For Non-Voting
5   Prepare and Approve List of Shareholders Management For Non-Voting
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7   Accept Financial Statements and Statutory Reports Management For Voted - For
8   Approve Allocation of Income and Dividends of EUR      
    0.26 Per Share   Management For Voted - For
8 A Demand Minority Dividend   Management Abstain Voted - Abstain
9   Approve Discharge of Board and President Management For Voted - For
10   Approve Remuneration Report (Advisory Vote) Management For Voted - For
11   Approve Remuneration of Directors in the Amount of      
    EUR 95,000 for Chairman, EUR 80,000 for Vice      
    Chairman and EUR 62,500 for Other Directors;      
    Approve Meeting Fees; Approve Remuneration for      
    Committee Work   Management For Voted - For
12   Fix Number of Directors at Nine Management For Voted - For
13   Reelect Hannu Anttila, Ilkka Hamala, Kirsi Komi,      
    Jussi Linnaranta, Jukka Moisio, Timo Saukkonen and      
    Veli Sundback as Directors; Elect APA Raija-Leena      
    Hankonen and Erja Hyrsky as New Directors Management For Voted - Against
14   Approve Remuneration of Auditors Management For Voted - For
15   Ratify KPMG as Auditors   Management For Voted - For
16   Close Meeting   Management For Non-Voting
 
METSO OUTOTEC OYJ        
 
Security ID: FI0009014575 Ticker: MOCORP      
 
Meeting Date: 23-Apr-21 Meeting Type: Annual      
 
1   Open Meeting   Management For Non-Voting
2   Call the Meeting to Order   Management For Non-Voting
3   Designate Inspector or Shareholder      
    Representative(s) of Minutes of Meeting Management For Non-Voting

 

301


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
4   Acknowledge Proper Convening of Meeting Management For Non-Voting
5   Prepare and Approve List of Shareholders Management For Non-Voting
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7   Accept Financial Statements and Statutory Reports Management For Voted - For
8   Approve Allocation of Income and Dividends of EUR      
    0.20 Per Share   Management For Voted - For
9   Approve Discharge of Board and President Management For Voted - For
10   Approve Remuneration Report (Advisory Vote) Management For Voted - For
11   Approve Remuneration of Directors in the Amount of      
    EUR 150,000 for Chairman, EUR 80,000 for Vice      
    Chairman, and EUR 65,000 for Other Directors;      
    Approve Meeting Fees; Approve Remuneration for      
    Committee Work   Management For Voted - For
12   Fix Number of Directors at Seven Management For Voted - For
13   Reelect Klaus Cawen (Vice Chair), Christer Gardell,      
    Antti Makinen, Ian W. Pearce, Kari Stadigh (Chair),      
    Emanuela Speranza and Arja Talma as Directors Management For Voted - Against
14   Approve Remuneration of Auditors Management For Voted - For
15   Ratify Ernst & Young as Auditors Management For Voted - For
16   Authorize Share Repurchase Program Management For Voted - For
17   Approve Issuance of up to 82 Million Shares without      
    Preemptive Rights   Management For Voted - For
18   Close Meeting   Management For Non-Voting
 
MGM RESORTS INTERNATIONAL        
 
Security ID: US5529531015 Ticker: MGM      
 
Meeting Date: 05-May-21 Meeting Type: Annual      
 
1 a Elect Director Barry Diller   Management For Voted - For
1 b Elect Director William W. Grounds Management For Voted - For
1 c Elect Director Alexis M. Herman Management For Voted - For
1 d Elect Director William J. Hornbuckle Management For Voted - For
1 e Elect Director Mary Chris Jammet Management For Voted - For
1 f Elect Director John Kilroy   Management For Voted - Against
1 g Elect Director Joey Levin   Management For Voted - Against
1 h Elect Director Rose McKinney-James Management For Voted - For
1 i Elect Director Keith A. Meister Management For Voted - For
1 j Elect Director Paul Salem   Management For Voted - For
1 k Elect Director Gregory M. Spierkel Management For Voted - For
1 l Elect Director Jan G. Swartz   Management For Voted - For
1 m Elect Director Daniel J. Taylor Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Authorize New Class of Preferred Stock Management For Voted - Against

 

302


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MICRO FOCUS INTERNATIONAL PLC      
 
Security ID: GB00BJ1F4N75 Ticker: MCRO      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3   Approve Remuneration Report Management For Voted - For
4   Re-elect Greg Lock as Director Management For Voted - For
5   Re-elect Stephen Murdoch as Director Management For Voted - For
6   Re-elect Brian McArthur-Muscroft as Director Management For Voted - For
7   Re-elect Karen Slatford as Director Management For Voted - For
8   Re-elect Richard Atkins as Director Management For Voted - For
9   Re-elect Amanda Brown as Director Management For Voted - For
10   Re-elect Lawton Fitt as Director Management For Voted - For
11   Elect Robert Youngjohns as Director Management For Voted - For
12   Elect Sander van 't Noordende as Director Management For Voted - For
13   Reappoint KPMG LLP as Auditors Management For Voted - For
14   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15   Authorise Issue of Equity   Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
18   Authorise Market Purchase of Ordinary Shares Management For Voted - For
19   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
MICROCHIP TECHNOLOGY INCORPORATED      
 
Security ID: US5950171042 Ticker: MCHP      
 
Meeting Date: 18-Aug-20 Meeting Type: Annual      
 
1.1   Elect Director Steve Sanghi   Management For Voted - For
1.2   Elect Director Matthew W. Chapman Management For Voted - For
1.3   Elect Director L.B. Day   Management For Voted - For
1.4   Elect Director Esther L. Johnson Management For Voted - For
1.5   Elect Director Wade F. Meyercord Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
MICRON TECHNOLOGY, INC.        
 
Security ID: US5951121038 Ticker: MU      
 
Meeting Date: 14-Jan-21 Meeting Type: Annual      
 
1 a Elect Director Richard M. Beyer Management For Voted - For

 

303


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 b Elect Director Lynn A. Dugle Management For Voted - For
1 c Elect Director Steven J. Gomo Management For Voted - For
1 d Elect Director Mary Pat McCarthy Management For Voted - For
1 e Elect Director Sanjay Mehrotra Management For Voted - For
1 f Elect Director Robert E. Switz Management For Voted - For
1 g Elect Director MaryAnn Wright Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Amend Omnibus Stock Plan   Management For Voted - Against
4   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
MICROSOFT CORPORATION        
 
Security ID: US5949181045 Ticker: MSFT      
 
Meeting Date: 02-Dec-20 Meeting Type: Annual      
 
1.1   Elect Director Reid G. Hoffman Management For Voted - For
1.2   Elect Director Hugh F. Johnston Management For Voted - For
1.3   Elect Director Teri L. List-Stoll Management For Voted - For
1.4   Elect Director Satya Nadella   Management For Voted - For
1.5   Elect Director Sandra E. Peterson Management For Voted - For
1.6   Elect Director Penny S. Pritzker Management For Voted - For
1.7   Elect Director Charles W. Scharf Management For Voted - For
1.8   Elect Director Arne M. Sorenson Management For Voted - For
1.9   Elect Director John W. Stanton Management For Voted - For
1.10   Elect Director John W. Thompson Management For Voted - For
1.11   Elect Director Emma N. Walmsley Management For Voted - For
1.12   Elect Director Padmasree Warrior Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4   Report on Employee Representation on the Board of      
    Directors   Shareholder Against Voted - Against
 
MINEBEA MITSUMI, INC.        
 
Security ID: JP3906000009 Ticker: 6479      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 22   Management For Voted - For
2.1   Elect Director Kainuma, Yoshihisa Management For Voted - For
2.2   Elect Director Moribe, Shigeru Management For Voted - For
2.3   Elect Director Iwaya, Ryozo   Management For Voted - For
2.4   Elect Director None, Shigeru Management For Voted - For
2.5   Elect Director Kagami, Michiya Management For Voted - For
2.6   Elect Director Yoshida, Katsuhiko Management For Voted - For
2.7   Elect Director Aso, Hiroshi   Management For Voted - For

 

304


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
2.8   Elect Director Murakami, Koshi Management For Voted - For
2.9   Elect Director Matsumura, Atsuko Management For Voted - For
2.10   Elect Director Haga, Yuko   Management For Voted - For
2.11   Elect Director Katase, Hirofumi Management For Voted - For
2.12   Elect Director Matsuoka, Takashi Management For Voted - For
3   Approve Compensation Ceiling for Directors Management For Voted - For
 
MIPS AB        
 
Security ID: SE0009216278 Ticker: MIPS      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3 .a Designate Tomas Risbecker as Inspector of Minutes      
    of Meeting   Management For Voted - For
3 .b Designate Bengt Baron as Inspector of Minutes of      
    Meeting   Management For Voted - For
4   Acknowledge Proper Convening of Meeting Management For Voted - For
5   Approve Agenda of Meeting   Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7   Accept Financial Statements and Statutory Reports Management For Voted - For
8   Approve Allocation of Income and Dividends of SEK      
    3.50 Per Share   Management For Voted - For
9 .a Approve Discharge of Board Chairman Magnus Welander Management For Voted - For
9 .b Approve Discharge of Jonas Rahmn Management For Voted - For
9 .c Approve Discharge of Jenny Rosberg Management For Voted - For
9 .d Approve Discharge of Pernilla Wiberg Management For Voted - For
9 .e Approve Discharge of Par Arvidsson Management For Voted - For
9 .f Approve Discharge of CEO Max Strandwitz Management For Voted - For
10   Approve Remuneration Report Management For Voted - For
11   Determine Number of Members (5) and Deputy Members      
    (0) of Board   Management For Voted - For
12   Approve Remuneration of Directors in the Amount of      
    SEK 450,000 for Chairman and SEK 225,000 for Other      
    Directors; Approve Remuneration for Committee Work;      
    Approve Remuneration of Auditors Management For Voted - For
13 .a Reelect Magnus Welander as Board Chairman Management For Voted - Against
13 .b Reelect Jonas Rahmn as Director Management For Voted - For
13 .c Reelect Jenny Rosberg as Director Management For Voted - For
13 .d Reelect Pernilla Wiberg as Director Management For Voted - For
13 .e Elect Thomas Brautigam as New Director Management For Voted - For
14   Ratify KPMG as Auditors   Management For Voted - For
15   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
16   Amend Articles Re: Postal Voting Management For Voted - For

 

305


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MIRAE ASSET DAEWOO CO., LTD.      
 
Security ID: KR7006800007 Ticker: 006800      
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1 Elect Choi Hyeon-man as Inside Director Management For Voted - For
2.2 Elect Lee Man-yeol as Inside Director Management For Voted - For
2.3 Elect Kim Jae-sik as Inside Director Management For Voted - For
2.4 Elect Cho Seong-il as Outside Director Management For Voted - For
3 Elect Jeong Yong-seon as Outside Director to Serve      
  as an Audit Committee Member Management For Voted - For
4.1 Elect Cho Seong-il as a Member of Audit Committee Management For Voted - For
4.2 Elect Lee Jem-ma as a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
6 Amend Articles of Incorporation Management For Voted - For
 
MISUMI GROUP INC.        
 
Security ID: JP3885400006 Ticker: 9962      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 9.18   Management For Voted - For
2.1 Elect Director Nishimoto, Kosuke Management For Voted - For
2.2 Elect Director Ono, Ryusei   Management For Voted - For
2.3 Elect Director Otokozawa, Ichiro Management For Voted - For
2.4 Elect Director Sato, Toshinari Management For Voted - For
2.5 Elect Director Kanatani, Tomoki Management For Voted - For
2.6 Elect Director Shimizu, Shigetaka Management For Voted - For
2.7 Elect Director Nakano, Yoichi Management For Voted - For
2.8 Elect Director Shimizu, Arata Management For Voted - For
2.9 Elect Director Suseki, Tomoharu Management For Voted - For
3.1 Appoint Statutory Auditor Nozue, Juichi Management For Voted - For
3.2 Appoint Statutory Auditor Aono, Nanako Management For Voted - For
4 Approve Deep Discount Stock Option Plan Management For Voted - For
5 Approve Deep Discount Stock Option Plan Management For Voted - For
 
MITSUBISHI ELECTRIC CORP.        
 
Security ID: JP3902400005 Ticker: 6503      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Sakuyama, Masaki Management For Voted - For
1.2 Elect Director Sugiyama, Takeshi Management For Voted - For
1.3 Elect Director Sagawa, Masahiko Management For Voted - For

 

306


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.4 Elect Director Kawagoishi, Tadashi Management For Voted - For
1.5 Elect Director Sakamoto, Takashi Management For Voted - For
1.6 Elect Director Uruma, Kei   Management For Voted - For
1.7 Elect Director Masuda, Kuniaki Management For Voted - For
1.8 Elect Director Yabunaka, Mitoji Management For Voted - For
1.9 Elect Director Obayashi, Hiroshi Management For Voted - For
1.10 Elect Director Watanabe, Kazunori Management For Voted - For
1.11 Elect Director Koide, Hiroko Management For Voted - For
1.12 Elect Director Oyamada, Takashi Management For Voted - Against
 
MITSUBISHI UFJ FINANCIAL GROUP, INC.      
 
Security ID: JP3902900004 Ticker: 8306      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 12.5   Management For Voted - For
2.1 Elect Director Fujii, Mariko   Management For Voted - For
2.2 Elect Director Honda, Keiko   Management For Voted - For
2.3 Elect Director Kato, Kaoru   Management For Voted - For
2.4 Elect Director Kuwabara, Satoko Management For Voted - For
2.5 Elect Director Toby S. Myerson Management For Voted - For
2.6 Elect Director Nomoto, Hirofumi Management For Voted - Against
2.7 Elect Director Shingai, Yasushi Management For Voted - For
2.8 Elect Director Tsuji, Koichi   Management For Voted - For
2.9 Elect Director Tarisa Watanagase Management For Voted - For
2.10 Elect Director Ogura, Ritsuo   Management For Voted - For
2.11 Elect Director Miyanaga, Kenichi Management For Voted - For
2.12 Elect Director Mike, Kanetsugu Management For Voted - For
2.13 Elect Director Araki, Saburo   Management For Voted - For
2.14 Elect Director Nagashima, Iwao Management For Voted - For
2.15 Elect Director Hanzawa, Junichi Management For Voted - For
2.16 Elect Director Kamezawa, Hironori Management For Voted - For
3 Amend Articles to Disclose Plan Outlining Company's      
  Business Strategy to Align Investments with Goals      
  of Paris Agreement   Shareholder Against Voted - Against
4 Amend Articles to Add Provision on Early Submission      
  of Annual Yuho Securities Report Shareholder Against Voted - For
5 Amend Articles to Prohibit Officers and Employees      
  of the Company from Committing Parental Child      
  Abduction for Gaining Advantage in Custody Disputes Shareholder Against Voted - Against
6 Amend Articles to Prohibit Provision of Financing      
  and Other Inappropriate Transactions to Anti-Social      
  Forces   Shareholder Against Voted - Against
7 Amend Articles to Establish Helpline for      
  Whistle-Blowers   Shareholder Against Voted - Against
8 Appoint Shareholder Director Nominee Ino, Tatsuki Shareholder Against Voted - Against

 

307


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MITSUI FUDOSAN CO., LTD.        
 
Security ID: JP3893200000 Ticker: 8801      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 22   Management For Voted - For
2.1 Elect Director Iwasa, Hiromichi Management For Voted - For
2.2 Elect Director Komoda, Masanobu Management For Voted - For
2.3 Elect Director Kitahara, Yoshikazu Management For Voted - For
2.4 Elect Director Fujibayashi, Kiyotaka Management For Voted - For
2.5 Elect Director Onozawa, Yasuo Management For Voted - For
2.6 Elect Director Yamamoto, Takashi Management For Voted - For
2.7 Elect Director Ueda, Takashi Management For Voted - For
2.8 Elect Director Hamamoto, Wataru Management For Voted - For
2.9 Elect Director Nogimori, Masafumi Management For Voted - For
2.10 Elect Director Nakayama, Tsunehiro Management For Voted - For
2.11 Elect Director Ito, Shinichiro Management For Voted - For
2.12 Elect Director Kawai, Eriko   Management For Voted - For
3 Approve Annual Bonus   Management For Voted - For
 
MOLSON COORS BEVERAGE COMPANY      
 
Security ID: US60871R2094 Ticker: TAP      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1.1 Elect Director Roger G. Eaton Management For Voted - For
1.2 Elect Director Charles M. Herington Management For Voted - For
1.3 Elect Director H. Sanford Riley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
MONEYSUPERMARKET.COM GROUP PLC      
 
Security ID: GB00B1ZBKY84 Ticker: MONY      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Robin Freestone as Director Management For Voted - For
5 Re-elect Sally James as Director Management For Voted - For
6 Re-elect Sarah Warby as Director Management For Voted - For
7 Re-elect Scilla Grimble as Director Management For Voted - For
8 Re-elect Caroline Britton as Director Management For Voted - For
9 Re-elect Supriya Uchil as Director Management For Voted - For
10 Re-elect James Bilefield as Director Management For Voted - For
11 Elect Peter Duffy as Director Management For Voted - For

 

308


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
12   Reappoint KPMG LLP as Auditors Management For Voted - For
13   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For
14   Authorise Issue of Equity   Management For Voted - For
15   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
17   Authorise Market Purchase of Ordinary Shares Management For Voted - For
18   Authorise UK Political Donations and Expenditure Management For Voted - For
19   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
20   Adopt New Articles of Association Management For Voted - For
 
MORGAN STANLEY        
 
Security ID: US6174464486 Ticker: MS      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1 a Elect Director Elizabeth Corley Management For Voted - For
1 b Elect Director Alistair Darling Management For Voted - For
1 c Elect Director Thomas H. Glocer Management For Voted - For
1 d Elect Director James P. Gorman Management For Voted - For
1 e Elect Director Robert H. Herz Management For Voted - For
1 f Elect Director Nobuyuki Hirano Management For Voted - For
1 g Elect Director Hironori Kamezawa Management For Voted - For
1 h Elect Director Shelley B. Leibowitz Management For Voted - For
1 i Elect Director Stephen J. Luczo Management For Voted - For
1 j Elect Director Jami Miscik   Management For Voted - For
1 k Elect Director Dennis M. Nally Management For Voted - For
1 l Elect Director Mary L. Schapiro Management For Voted - For
1 m Elect Director Perry M. Traquina Management For Voted - For
1 n Elect Director Rayford Wilkins, Jr. Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For
 
MORINAGA MILK INDUSTRY CO., LTD.      
 
Security ID: JP3926800008 Ticker: 2264      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 70   Management For Voted - For
2.1   Elect Director Miyahara, Michio Management For Voted - For
2.2   Elect Director Onuki, Yoichi Management For Voted - For
2.3   Elect Director Okawa, Teiichiro Management For Voted - For
2.4   Elect Director Minato, Tsuyoshi Management For Voted - For

 

309


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
2.5 Elect Director Yanagida, Yasuhiko Management For Voted - For
2.6 Elect Director Hyodo, Hitoshi Management For Voted - For
2.7 Elect Director Kawakami, Shoji Management For Voted - For
2.8 Elect Director Yoneda, Takatomo Management For Voted - For
2.9 Elect Director Tominaga, Yukari Management For Voted - For
3 Appoint Alternate Statutory Auditor Suzuki, Michio Management For Voted - For
 
MORPHOSYS AG        
 
Security ID: DE0006632003 Ticker: MOR      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
3 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
4 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2021   Management For Voted - For
5.1 Elect Marc Cluzel to the Supervisory Board Management For Voted - For
5.2 Elect Krisja Vermeylen to the Supervisory Board Management For Voted - For
5.3 Elect Sharon Curran to the Supervisory Board Management For Voted - For
6 Approve Creation of EUR 4.8 Million Pool of Capital      
  with Partial Exclusion of Preemptive Rights Management For Voted - For
7 Approve Creation of EUR 3.3 Million Pool of Capital      
  without Preemptive Rights Management For Voted - For
8 Approve Restricted Share Plan; Approve Creation of      
  EUR 315,000 Pool of Conditional Capital without      
  Preemptive Rights   Management For Voted - For
9 Cancel Conditional Capital 2008-III; Approve      
  Reduction of Conditional Capital 2016-I from EUR      
  5.3 Million to EUR 2.5 Million; Approve Reduction      
  of Conditional Capital 2016-III from EUR 995,162 to      
  EUR 741,390   Management For Voted - For
10 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds without Preemptive      
  Rights up to Aggregate Nominal Amount of EUR 650      
  Million; Approve Creation of EUR 3.3 Million Pool      
  of Capital to Guarantee Conversion Rights Management For Voted - For
11 Approve Remuneration Policy Management For Voted - For
12 Approve Remuneration of Supervisory Board Management For Voted - For
13 Amend Articles Re: Majority Requirement for Passing      
  Supervisory Board Resolutions; Reimbursement Costs Management For Voted - For

 

310


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
MOTOROLA SOLUTIONS, INC.        
 
Security ID: US6200763075 Ticker: MSI      
 
Meeting Date: 18-May-21 Meeting Type: Annual      
 
1 a Elect Director Gregory Q. Brown Management For Voted - For
1 b Elect Director Kenneth D. Denman Management For Voted - For
1 c Elect Director Egon P. Durban Management For Voted - Against
1 d Elect Director Clayton M. Jones Management For Voted - For
1 e Elect Director Judy C. Lewent Management For Voted - For
1 f Elect Director Gregory K. Mondre Management For Voted - Against
1 g Elect Director Joseph M. Tucci Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
MS&AD INSURANCE GROUP HOLDINGS, INC.      
 
Security ID: JP3890310000 Ticker: 8725      
 
Meeting Date: 28-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 80   Management For Voted - For
2.1   Elect Director Karasawa, Yasuyoshi Management For Voted - For
2.2   Elect Director Kanasugi, Yasuzo Management For Voted - For
2.3   Elect Director Hara, Noriyuki Management For Voted - For
2.4   Elect Director Higuchi, Tetsuji Management For Voted - For
2.5   Elect Director Fukuda, Masahito Management For Voted - For
2.6   Elect Director Endo, Takaoki Management For Voted - For
2.7   Elect Director Bando, Mariko Management For Voted - For
2.8   Elect Director Arima, Akira   Management For Voted - For
2.9   Elect Director Tobimatsu, Junichi Management For Voted - For
2.10   Elect Director Rochelle Kopp Management For Voted - For
3.1   Appoint Statutory Auditor Suto, Atsuko Management For Voted - For
3.2   Appoint Statutory Auditor Uemura, Kyoko Management For Voted - For
4   Appoint Alternate Statutory Auditor Meguro, Kozo Management For Voted - For
5   Approve Director Retirement Bonus Management For Voted - For
 
MURATA MANUFACTURING CO. LTD.      
 
Security ID: JP3914400001 Ticker: 6981      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 60   Management For Voted - For
2.1   Elect Director Murata, Tsuneo Management For Voted - For
2.2   Elect Director Nakajima, Norio Management For Voted - For
2.3   Elect Director Iwatsubo, Hiroshi Management For Voted - For

 

311


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2.4 Elect Director Ishitani, Masahiro Management For Voted - For
2.5 Elect Director Miyamoto, Ryuji Management For Voted - For
2.6 Elect Director Minamide, Masanori Management For Voted - For
2.7 Elect Director Shigematsu, Takashi Management For Voted - For
2.8 Elect Director Yasuda, Yuko Management For Voted - For
3 Approve Restricted Stock Plan Management For Voted - For
 
NATIONAL EXPRESS GROUP PLC      
 
Security ID: GB0006215205 Ticker: NEX      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Re-elect Sir John Armitt as Director Management For Voted - For
5 Re-elect Jorge Cosmen as Director Management For Voted - For
6 Re-elect Matthew Crummack as Director Management For Voted - For
7 Re-elect Chris Davies as Director Management For Voted - For
8 Elect Ignacio Garat as Director Management For Voted - For
9 Re-elect Karen Geary as Director Management For Voted - For
10 Re-elect Ana de Pro Gonzalo as Director Management For Voted - For
11 Re-elect Mike McKeon as Director Management For Voted - For
12 Re-elect Ashley Steel as Director Management For Voted - For
13 Reappoint Deloitte LLP as Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15 Authorise UK Political Donations and Expenditure Management For Voted - For
16 Authorise Issue of Equity Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
NATIONAL INSTRUMENTS CORPORATION      
 
Security ID: US6365181022 Ticker: NATI      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1.1 Elect Director Gayla J. Delly Management For Voted - For
1.2 Elect Director Gerhard P. Fettweis Management For Voted - For
1.3 Elect Director Duy-Loan T. Le Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For

 

312


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NATURA &CO HOLDING SA        
 
Security ID: BRNTCOACNOR5 Ticker: NTCO3      
 
Meeting Date: 16-Apr-21 Meeting Type: Annual/Special      
 
  Meeting for ADR Holders   Management For Non-Voting
  Annual General Meeting   Management For Non-Voting
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year Ended Dec. 31, 2020 Management For Voted - For
2 Approve Treatment of Net Loss Management For Voted - For
3 Approve Remuneration of Company's Management Management For Voted - Against
  Extraordinary General Meeting Management For Non-Voting
1 Re-Ratify Remuneration of Company's Management      
  Approved at the April 30, 2020 AGM Management For Voted - Against
2 Approve Treatment of Net Loss Management For Voted - For
3 Approve Classification of Georgia      
  Garinois-Melenikiotou as Independent Director Management For Voted - For
4 Elect Georgia Garinois-Melenikiotou as Independent      
  Director   Management For Voted - For
5 Amend Article 5 to Reflect Changes in Capital Management For Voted - For
6 Amend Article 16   Management For Voted - For
7 Amend Article 18 Re: Amendment of Point "j" Management For Voted - For
8 Amend Article 20 Re: Amendment of Point "XXV" Management For Voted - For
9 Amend Article 20 Re: Adding Point "XXVIII" Management For Voted - For
10 Amend Article 20 Re: Adding Point "XXIX" Management For Voted - For
11 Amend Article 20 Re: Adding Point "XXX" Management For Voted - For
12 Amend Article 20 Re: Amendment "XXVI" and Article      
  24 Re: Amendment Point "c" Management For Voted - For
13 Consolidate Bylaws   Management For Voted - For
 
NAVER CORP.        
 
Security ID: KR7035420009 Ticker: 035420      
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1 Amend Articles of Incorporation (Company Address) Management For Voted - For
2.2 Amend Articles of Incorporation (Transfer Agent) Management For Voted - For
2.3 Amend Articles of Incorporation (Register of      
  Shareholders)   Management For Voted - For
2.4 Amend Articles of Incorporation (Register of      
  Shareholders)   Management For Voted - For
2.5 Amend Articles of Incorporation (Directors' Term of      
  Office)   Management For Voted - For
3 Elect Choi In-hyuk as Inside Director Management For Voted - For
4 Elect Lee In-moo as Outside Director to Serve as an      
  Audit Committee Member   Management For Voted - For
5 Elect Lee Geon-hyeok as Outside Director Management For Voted - For

 

313


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Elect Lee Geon-hyeok as a Member of Audit Committee Management For Voted - For
7 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
8 Approve Stock Option Grants Management For Voted - For
9 Approve Stock Option Grants Management For Voted - For
 
NCC AB        
 
Security ID: SE0000117970 Ticker: NCC.B      
 
Meeting Date: 12-Nov-20 Meeting Type: Special      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3.1 Designate Simon Blecher, Carnegie Fonder as      
  Inspector of Minutes of Meeting Management For Voted - For
3.2 Designate Peter Guve, AMF Pension as Inspector of      
  Minutes of Meeting   Management For Voted - For
4 Prepare and Approve List of Shareholders Management For Voted - For
5 Approve Agenda of Meeting   Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Approve Dividends of SEK 2.50 Per Share Management For Voted - For
8 Amend Articles Re: Power of Attorney and Postal      
  Voting   Management For Voted - For
9 Close Meeting   Management For Non-Voting
 
NCSOFT CORP.        
 
Security ID: KR7036570000 Ticker: 036570      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Kim Taek-jin as Inside Director Management For Voted - For
4 Elect Hwang Chan-hyun as Outside Director to Serve      
  as an Audit Committee Member Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
NEC CORP.        
 
Security ID: JP3733000008 Ticker: 6701      
 
Meeting Date: 22-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Endo, Nobuhiro Management For Voted - For
1.2 Elect Director Niino, Takashi Management For Voted - For
1.3 Elect Director Morita, Takayuki Management For Voted - For
1.4 Elect Director Ishiguro, Norihiko Management For Voted - For
1.5 Elect Director Matsukura, Hajime Management For Voted - For

 

314


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.6 Elect Director Nishihara, Moto Management For Voted - For
1.7 Elect Director Seto, Kaoru   Management For Voted - For
1.8 Elect Director Iki, Noriko   Management For Voted - For
1.9 Elect Director Ito, Masatoshi Management For Voted - For
1.10 Elect Director Nakamura, Kuniharu Management For Voted - For
1.11 Elect Director Ota, Jun   Management For Voted - For
1.12 Elect Director Christina Ahmadjian Management For Voted - For
2 Appoint Statutory Auditor Odake, Nobuhiro Management For Voted - For
 
NEL ASA        
 
Security ID: NO0010081235 Ticker: NEL      
 
Meeting Date: 15-Apr-21 Meeting Type: Annual      
 
1 Open Meeting; Registration of Attending      
  Shareholders and Proxies   Management For Did Not Vote
2 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote
3 Approve Notice of Meeting and Agenda Management For Did Not Vote
4 Accept Financial Statements and Statutory Reports Management For Did Not Vote
5 Discuss Company's Corporate Governance Statement Management For Did Not Vote
6 Approve Remuneration of Directors in the Amount of      
  NOK 600,000 for Chairman and NOK 325,000 for Other      
  Directors   Management For Did Not Vote
7 Approve Remuneration of Nominating Committee;      
  Approve Remuneration of Members of the Audit      
  Committee   Management For Did Not Vote
8 Approve Remuneration of Auditors Management For Did Not Vote
9 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
10.1 Approve Equity Plan Financing Through Issuance of      
  Shares   Management For Did Not Vote
10.2 Approve Creation of NOK 29.1 Million Pool of      
  Capital without Preemptive Rights Management For Did Not Vote
11.1 Approve Equity Plan Financing Through Repurchase of      
  Shares   Management For Did Not Vote
11.2 Authorize Share Repurchase Program Management For Did Not Vote
12.1 Reelect Ole Enger as Director (Chairman) Management For Did Not Vote
12.2 Reelect Hanne Blume as Director Management For Did Not Vote
12.3 Reelect Charlotta Falvin as Director Management For Did Not Vote
12.4 Reelect Finn Jebsen as Director Management For Did Not Vote
12.5 Reelect Beatriz Malo de Molina as Director Management For Did Not Vote
12.6 Reelect Tom Rotjer as Director Management For Did Not Vote
13.1 Elect Fredrik Thoresen (Chair) as Member of      
  Nominating Committee   Management For Did Not Vote
13.2 Elect Leif Eriksrod as Member of Nominating      
  Committee   Management For Did Not Vote
13.3 Elect Eivind Sars Veddeng as Member of Nominating      
  Committee   Management For Did Not Vote

 

315


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NET ONE SYSTEMS CO., LTD.        
 
Security ID: JP3758200004 Ticker: 7518      
 
Meeting Date: 23-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 40   Management For Voted - For
2.1   Elect Director Takeshita, Takafumi Management For Voted - For
2.2   Elect Director Tanaka, Takuya Management For Voted - For
2.3   Elect Director Shinoura, Fumihiko Management For Voted - For
2.4   Elect Director Tsuji, Koji   Management For Voted - For
2.5   Elect Director Hayano, Ryugo Management For Voted - For
2.6   Elect Director Kusaka, Shigeki Management For Voted - For
2.7   Elect Director Ito, Maya   Management For Voted - For
3   Appoint Statutory Auditor Noguchi, Kazuhiro Management For Voted - For
4   Appoint Grant Thornton Taiyo LLC as New External      
    Audit Firm   Management For Voted - For
5   Approve Annual Bonus   Management For Voted - For
6   Approve Deep Discount Stock Option Plan Management For Voted - For
 
NETCOMPANY GROUP A/S        
 
Security ID: DK0060952919 Ticker: NETC      
 
Meeting Date: 19-Aug-20 Meeting Type: Special      
 
1 a Elect Hege Skryseth as New Director Management For Voted - For
1 b Elect Asa Riisberg as New Director Management For Voted - For
2   Amend Articles Re: Allow to Hold Electronic General      
    Meetings   Management For Voted - Against
3   Other Business   Management For Non-Voting
 
Meeting Date: 09-Mar-21 Meeting Type: Annual      
 
1   Receive Report of Board   Management For Non-Voting
2   Accept Financial Statements and Statutory Reports Management For Voted - For
3   Approve Allocation of Income and Dividends of DKK      
    1.00 Per Share   Management For Voted - For
4   Approve Remuneration Report (Advisory Vote) Management For Voted - For
5   Approve Remuneration of Directors in the Amount of      
    DKK 1.05 Million for Chairman, DKK 700,000 for Vice      
    Chair and DKK 350,000 for Other Directors; Approve      
    Travel Fees   Management For Voted - For
6 a Reelect Bo Rygaard (Chair) as Director Management For Voted - For
6 b Reelect Juha Christensen (Vice Chair) as Director Management For Voted - For
6 c Reelect Scanes Bentley as Director Management For Voted - For
6 d Reelect Hege Skryseth as Director Management For Voted - For
6 e Reelect Asa Riisberg as Director Management For Voted - For
7   Ratify Ernst & Young as Auditors Management For Voted - For

 

316


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8   Authorize Share Repurchase Program (Not Submitted      
    for Proposal)   Management For Non-Voting
9   Other Proposals from Board or Shareholders (None      
    Submitted   Management For Non-Voting
10   Other Business   Management For Non-Voting
 
NETEASE, INC.        
 
Security ID: KYG6427A1022 Ticker: 9999      
 
Meeting Date: 25-Sep-20 Meeting Type: Annual      
 
    Meeting for ADR Holders   Management For Non-Voting
1 a Elect William Lei Ding as Director Management For Voted - For
1 b Elect Alice Yu-Fen Cheng as Director Management For Voted - For
1 c Elect Denny Ting Bun Lee as Director Management For Voted - For
1 d Elect Joseph Tze Kay Tong as Director Management For Voted - For
1 e Elect Lun Feng as Director   Management For Voted - For
1 f Elect Michael Man Kit Leung as Director Management For Voted - For
1 g Elect Michael Sui Bau Tong as Director Management For Voted - For
2   Approve Appointment of PricewaterhouseCoopers Zhong      
    Tian LLP and PricewaterhouseCoopers as Auditors Management For Voted - For
 
NETFLIX, INC.        
 
Security ID: US64110L1061 Ticker: NFLX      
 
Meeting Date: 03-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Richard N. Barton Management For Voted - Withheld
1 b Elect Director Rodolphe Belmer Management For Voted - Withheld
1 c Elect Director Bradford L. Smith Management For Voted - Withheld
1 d Elect Director Anne M. Sweeney Management For Voted - Withheld
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
4   Report on Political Contributions Shareholder Against Voted - For
5   Adopt Simple Majority Vote   Shareholder Against Voted - For
6   Improve the Executive Compensation Philosophy Shareholder Against Voted - Against
 
NETMARBLE CORP.        
 
Security ID: KR7251270005 Ticker: 251270      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - For
3   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For

 

317


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Approve Terms of Retirement Pay Management For Voted - For
 
NETWORK INTERNATIONAL HOLDINGS PLC      
 
Security ID: GB00BH3VJ782 Ticker: NETW      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Re-elect Rohinton Kalifa as Director Management For Voted - For
4 Elect Nandan Mer as Director Management For Voted - For
5 Re-elect Darren Pope as Director Management For Voted - For
6 Re-elect Anil Dua as Director Management For Voted - For
7 Re-elect Victoria Hull as Director Management For Voted - For
8 Elect Rohit Malhotra as a director Management For Voted - For
9 Re-elect Ali Mazanderani as Director Management For Voted - For
10 Re-elect Habib Al Mulla as Director Management For Voted - For
11 Elect Diane Radley as Director Management For Voted - For
12 Elect Monique Shivanandan as Director Management For Voted - For
13 Re-elect Suryanarayan Subramanian as Director Management For Voted - For
14 Reappoint KPMG LLP as Auditors Management For Voted - For
15 Authorise the Audit and Risk Committee to Fix      
  Remuneration of Auditors   Management For Voted - For
16 Authorise UK Political Donations and Expenditure Management For Voted - For
17 Authorise Issue of Equity   Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
20 Authorise Market Purchase of Own Shares Management For Voted - For
21 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
NEWMONT CORPORATION        
 
Security ID: US6516391066 Ticker: NEM      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1.1 Elect Director Patrick G. Awuah, Jr. Management For Voted - For
1.2 Elect Director Gregory H. Boyce Management For Voted - For
1.3 Elect Director Bruce R. Brook Management For Voted - For
1.4 Elect Director Maura Clark   Management For Voted - For
1.5 Elect Director Matthew Coon Come Management For Voted - For
1.6 Elect Director Jose Manuel Madero Management For Voted - For
1.7 Elect Director Rene Medori   Management For Voted - For
1.8 Elect Director Jane Nelson   Management For Voted - For
1.9 Elect Director Thomas Palmer Management For Voted - For
1.10 Elect Director Julio M. Quintana Management For Voted - For

 

318


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.11 Elect Director Susan N. Story Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
NEXANS SA        
 
Security ID: FR0000044448 Ticker: NEX      
 
Meeting Date: 12-May-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  0.70 per Share   Management For Voted - For
4 Reelect Marc Grynberg as Director Management For Voted - For
5 Reelect Andronico Luksic Craig as Director Management For Voted - Against
6 Reelect Francisco Perez Mackenna as Director Management For Voted - For
7 Elect Selma Alami as Representative of Employee      
  Shareholders to the Board   Management For Voted - For
A Elect Selim Yetkin as Representative of Employee      
  Shareholders to the Board   Management Against Voted - Against
8 Renew Appointments of Mazars as Auditor and Appoint      
  CBA as Alternate Auditor   Management For Voted - For
9 Approve Transaction with Bpifrance Financement Management For Voted - For
10 Approve Transaction with Natixis Management For Voted - For
11 Approve Compensation Report of Corporate Officers Management For Voted - For
12 Approve Compensation of Jean Mouton, Chairman of      
  the Board   Management For Voted - For
13 Approve Compensation of Christopher Guerin, CEO Management For Voted - For
14 Approve Remuneration Policy of Directors Management For Voted - For
15 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
16 Approve Remuneration Policy of CEO Management For Voted - For
17 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
18 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
19 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 14 Million Management For Voted - For
20 Authorize Capitalization of Reserves of Up to EUR      
  14 Million for Bonus Issue or Increase in Par Value Management For Voted - For
21 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 4.3 Million Management For Voted - For
22 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements up to Aggregate      
  Nominal Amount of EUR 4.3 Million Management For Voted - For

 

319


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
23   Authorize Board to Increase Capital in the Event of      
    Additional Demand Related to Delegation Submitted      
    to Shareholder Vote Under Items 19, 21, 22 and 24 Management For Voted - For
24   Authorize Capital Increase of up to EUR 4.3 Million      
    for Contributions in Kind   Management For Voted - For
25   Authorize Capital Issuances for Use in Employee      
    Stock Purchase Plans   Management For Voted - For
26   Authorize Capital Issuances for Use in Employee      
    Stock Purchase Plans Reserved for International      
    Employees   Management For Voted - For
27   Authorize Up to EUR 300,000 for Use in Restricted      
    Stock Plan Reserved for Employees and Corporate      
    Officers (With Performance Conditions Attached) Management For Voted - For
28   Authorize Up to EUR 50,000 for Use in Restricted      
    Stock Plan Reserved for Employees and Subsidiaries      
    (Without Performance Conditions Attached) Management For Voted - For
29   Authorize Up to EUR 100,000 for Use in Restricted      
    Stock Plan Reserved for Employees and Corporate      
    Officers (With Performance Conditions Attached) Management For Voted - For
    Ordinary Business   Management For Non-Voting
30   Authorize Filing of Required Documents/Other      
    Formalities   Management For Voted - For
 
NEXON CO., LTD.        
 
Security ID: JP3758190007 Ticker: 3659      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1.1   Elect Director Owen Mahoney Management For Voted - For
1.2   Elect Director Uemura, Shiro Management For Voted - For
1.3   Elect Director Patrick Soderlund Management For Voted - For
1.4   Elect Director Kevin Mayer   Management For Voted - For
2   Approve Fixed Cash Compensation Ceiling for      
    Directors Who Are Not Audit Committee Members Management For Voted - For
3   Approve Deep Discount Stock Option Plan Management For Voted - Against
4   Approve Deep Discount Stock Option Plan Management For Voted - Against
5   Approve Stock Option Plan   Management For Voted - For
 
NEXTERA ENERGY, INC.        
 
Security ID: US65339F1012 Ticker: NEE      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1 a Elect Director Sherry S. Barrat Management For Voted - For
1 b Elect Director James L. Camaren Management For Voted - For
1 c Elect Director Kenneth B. Dunn Management For Voted - For
1 d Elect Director Naren K. Gursahaney Management For Voted - For
1 e Elect Director Kirk S. Hachigian Management For Voted - For
1 f Elect Director Amy B. Lane   Management For Voted - For
1 g Elect Director David L. Porges Management For Voted - For

 

320


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 h Elect Director James L. Robo Management For Voted - For
1 i Elect Director Rudy E. Schupp Management For Voted - For
1 j Elect Director John L. Skolds Management For Voted - For
1 k Elect Director Lynn M. Utter Management For Voted - For
1 l Elect Director Darryl L. Wilson Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Approve Omnibus Stock Plan Management For Voted - For
5   Provide Right to Act by Written Consent Shareholder Against Voted - For
 
NIDEC CORP.        
 
Security ID: JP3734800000 Ticker: 6594      
 
Meeting Date: 22-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Nagamori, Shigenobu Management For Voted - For
1.2   Elect Director Seki, Jun   Management For Voted - For
1.3   Elect Director Sato, Teiichi   Management For Voted - For
1.4   Elect Director Shimizu, Osamu Management For Voted - For
2   Approve Trust-Type Equity Compensation Plan Management For Voted - For
 
NIHON UNISYS, LTD.        
 
Security ID: JP3754200008 Ticker: 8056      
 
Meeting Date: 25-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 35   Management For Voted - For
2   Amend Articles to Change Company Name Management For Voted - For
3.1   Elect Director Hiraoka, Akiyoshi Management For Voted - For
3.2   Elect Director Saito, Noboru   Management For Voted - For
3.3   Elect Director Katsuya, Koji   Management For Voted - For
3.4   Elect Director Nagai, Kazuo   Management For Voted - For
3.5   Elect Director Kanazawa, Takahito Management For Voted - For
3.6   Elect Director Kawada, Go   Management For Voted - For
3.7   Elect Director Sonoda, Ayako Management For Voted - For
3.8   Elect Director Sato, Chie   Management For Voted - For
3.9   Elect Director Nalin Advani   Management For Voted - For
4.1   Appoint Statutory Auditor Oishi, Masaya Management For Voted - Against
4.2   Appoint Statutory Auditor Kojo, Harumi Management For Voted - For
4.3   Appoint Statutory Auditor Mizuguchi, Keiko Management For Voted - For
5   Approve Performance-Based Cash Compensation Ceiling      
    for Directors   Management For Voted - For
6   Approve Restricted Stock Plan Management For Voted - For

 

321


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NIKE, INC.        
 
Security ID: US6541061031 Ticker: NKE      
 
Meeting Date: 17-Sep-20 Meeting Type: Annual      
 
1 a Elect Director Alan B. Graf, Jr. Management For Voted - For
1 b Elect Director Peter B. Henry Management For Voted - For
1 c Elect Director Michelle A. Peluso Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For
5   Report on Political Contributions Disclosure Shareholder Against Voted - For
 
NIPPON TELEGRAPH & TELEPHONE CORP.      
 
Security ID: JP3735400008 Ticker: 9432      
 
Meeting Date: 24-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 55   Management For Voted - For
2   Approve Trust-Type Equity Compensation Plan Management For Voted - For
3   Approve Cash Compensation Ceiling for Directors and      
    Compensation Ceiling Set Aside for Board Members      
    Shareholding Association   Management For Voted - For
4   Remove Incumbent Director Shibutani, Naoki Shareholder Against Voted - Against
 
NITORI HOLDINGS CO., LTD.        
 
Security ID: JP3756100008 Ticker: 9843      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1.1   Elect Director Nitori, Akio   Management For Voted - For
1.2   Elect Director Shirai, Toshiyuki Management For Voted - For
1.3   Elect Director Sudo, Fumihiro Management For Voted - For
1.4   Elect Director Matsumoto, Fumiaki Management For Voted - For
1.5   Elect Director Takeda, Masanori Management For Voted - For
1.6   Elect Director Abiko, Hiromi Management For Voted - For
1.7   Elect Director Okano, Takaaki Management For Voted - For
1.8   Elect Director Sakakibara, Sadayuki Management For Voted - For
1.9   Elect Director Miyauchi, Yoshihiko Management For Voted - For
1.10   Elect Director Yoshizawa, Naoko Management For Voted - For

 

322


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NITTOKU CO., LTD.        
 
Security ID: JP3684700002 Ticker: 6145      
 
Meeting Date: 25-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 15   Management For Voted - For
2.1   Elect Director Kondo, Nobushige Management For Voted - For
2.2   Elect Director Kuno, Hitoshi Management For Voted - For
2.3   Elect Director Sasazawa, Sumito Management For Voted - For
3.1   Appoint Statutory Auditor Akiyama, Yoshimitsu Management For Voted - For
3.2   Appoint Statutory Auditor Minaki, Mio Management For Voted - For
4   Appoint Alternate Statutory Auditor Hiraoka, Eiji Management For Voted - Against
 
NKT A/S        
 
Security ID: DK0010287663 Ticker: NKT      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1   Receive Report of Board   Management For Non-Voting
2   Receive Annual Report   Management For Non-Voting
3   Accept Financial Statements and Statutory Reports Management For Voted - For
4   Approve Allocation of Income and Omission of      
    Dividends   Management For Voted - For
5   Approve Remuneration Report (Advisory Vote) Management For Voted - For
6   Approve Discharge of Management and Board Management For Voted - For
7   Approve Remuneration of Directors in the Amount of      
    DKK 900,000 for Chairman, DKK 600,000 for Deputy      
    Chairman and DKK 300,000 for Other Directors;      
    Approve Remuneration for Committee Work Management For Voted - For
8 .a Reelect Jens Due Olsen as Director Management For Voted - For
8 .b Reelect Rene Svendsen-Tune as Director Management For Voted - For
8 .c Reelect Karla Marianne Lindahl as Director Management For Voted - For
8 .d Reelect Jens Maaloe as Director Management For Voted - For
8 .e Reelect Andreas Nauen as Director Management For Voted - For
8 .f Reelect Jutta af Rosenborg as Director Management For Voted - For
9   Ratify Deloitte as Auditors   Management For Voted - For
10.1   Approve Creation of Pool of Capital without      
    Preemptive Rights; Approve Creation of Pool of      
    Capital with Preemptive Rights; Approve Issuance of      
    Convertible Loans without Preemptive Rights Management For Voted - Against
10.2   Allow Shareholder Meetings to be Held by Electronic      
    Means Only   Management For Voted - Against
10.3   Authorize Share Repurchase Program Management For Voted - Against
10.4   Amend Guidelines for Incentive-Based Compensation      
    for Executive Management and Board Management For Voted - For
11   Other Business   Management For Non-Voting

 

323


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NOBLE ENERGY, INC.        
 
Security ID: US6550441058 Ticker: NBL      
 
Meeting Date: 02-Oct-20 Meeting Type: Special      
 
1 Approve Merger Agreement   Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting   Management For Voted - For
 
NOKIAN RENKAAT OYJ        
 
Security ID: FI0009005318 Ticker: TYRES      
 
Meeting Date: 30-Mar-21 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
4 Acknowledge Proper Convening of Meeting Management For Non-Voting
5 Prepare and Approve List of Shareholders Management For Non-Voting
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR      
  1.20 Per Share   Management For Voted - For
9 Approve Discharge of Board and President and CEO Management For Voted - For
10 Approve Remuneration Report (Advisory Vote) Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  EUR 102,500 for Chairman, EUR 72,500 for Deputy      
  Chairman and Audit Committee Chairman, and EUR      
  50,000 for Other Directors; Approve Meeting Fees Management For Voted - For
12 Fix Number of Directors at Nine Management For Voted - For
13 Reelect Jukka Hienonen (Chair),Heikki Allonen,      
  Raimo Lind, Inka Mero, George Rietbergen, Pekka      
  Vauramo and Veronica Lindholm as Directors; Elect      
  Christopher Ostrander and Jouko Polonen as New      
  Directors   Management For Voted - For
14 Approve Remuneration of Auditors Management For Voted - For
15 Ratify Ernst & Young as Auditors Management For Voted - For
16 Authorize Share Repurchase Program Management For Voted - For
17 Approve Issuance of up to 13.8 Million Shares      
  without Preemptive Rights Management For Voted - For
18 Close Meeting   Management For Non-Voting
 
NOLATO AB        
 
Security ID: SE0015962477 Ticker: NOLA.B      
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For

 

324


 

    PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
2.1   Designate Johan Stahl as Inspector of Minutes of      
    Meeting Management For Voted - For
2.2   Designate Maria Jakobsson as Inspector of Minutes      
    of Meeting Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7 a Accept Financial Statements and Statutory Reports Management For Voted - For
7 b Approve Remuneration Report Management For Voted - For
7 c Approve Allocation of Income and Dividends of SEK      
    16 Per Share Management For Voted - For
7 d1 Approve Discharge of Board Chairman Fredrik Arp Management For Voted - For
7 d2 Approve Discharge of Erik Lynge-Jorlen Management For Voted - For
7 d3 Approve Discharge of Sven Bostrom-Svensson Management For Voted - For
7 d4 Approve Discharge of Lovisa Hamrin Management For Voted - For
7 d5 Approve Discharge of Lars-Ake Rydh Management For Voted - For
7 d6 Approve Discharge of Dag Andersson Management For Voted - For
7 d7 Approve Discharge of Jenny Sjodahl Management For Voted - For
7 d8 Approve Discharge of Asa Hedin Management For Voted - For
7 d9 Approve Discharge of Employee Representative Bjorn      
    Jacobsson Management For Voted - For
7d10 Approve Discharge of Employee Representative Hakan      
    Bovimark Management For Voted - For
7d11 Approve Discharge CEO Christer Wahlquist Management For Voted - For
8.1   Determine Number of Members (7) and Deputy Members      
    (0) of Board Management For Voted - For
8.2   Determine Number of Auditors (1) and Deputy      
    Auditors (0) Management For Voted - For
9.1   Approve Remuneration of Directors in the Amount of      
    SEK 750,000 for Chairman and SEK 250,000 for Other      
    Directors; Approve Remuneration for Committee Work Management For Voted - For
9.2   Approve Remuneration of Auditors Management For Voted - Against
10.1   Reelect Fredrik Arp as Director Management For Voted - Against
10.2   Reelect Sven Bostrom-Svensson as Director Management For Voted - Against
10.3   Reelect Lovisa Hamrin as Director Management For Voted - Against
10.4   Reelect Asa Hedin as Director Management For Voted - Against
10.5   Reelect Erik Lynge-Jorlen as Director Management For Voted - Against
10.6   Reelect Lars-Ake Rydh as Director Management For Voted - Against
10.7   Elect Tomas Blomquist as New Director Management For Voted - For
10.8   Relect Fredrik Arp as Board Chairman Management For Voted - Against
10.9   Ratify Ernst & Young as Auditors Management For Voted - For
11   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
12   Amend Articles Re: Set Minimum (SEK 130 Million)      
    and Maximum (SEK 520 Million) Share Capital; Set      
    Minimum (260 Million) and Maximum (1,040 Million)      
    Number of Shares; Proxies and Postal Voting;      
    Editorial Changes Management For Voted - For
13   Approve 10:1 Stock Split; Amend Articles Accordingly Management For Voted - For

 

325


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
14 Approve Issuance of Class B Shares without      
  Preemptive Rights   Management For Voted - For
 
NOMURA RESEARCH INSTITUTE LTD.      
 
Security ID: JP3762800005 Ticker: 4307      
 
Meeting Date: 18-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Konomoto, Shingo Management For Voted - For
1.2 Elect Director Fukami, Yasuo Management For Voted - For
1.3 Elect Director Momose, Hironori Management For Voted - For
1.4 Elect Director Anzai, Hidenori Management For Voted - For
1.5 Elect Director Ebato, Ken   Management For Voted - For
1.6 Elect Director Funakura, Hiroshi Management For Voted - For
1.7 Elect Director Omiya, Hideaki Management For Voted - For
1.8 Elect Director Sakata, Shinoi Management For Voted - For
1.9 Elect Director Ohashi, Tetsuji Management For Voted - For
2 Appoint Statutory Auditor Kosakai, Kenkichi Management For Voted - For
 
NORDIC ENTERTAINMENT GROUP AB      
 
Security ID: SE0012116390 Ticker: NENT.B      
 
Meeting Date: 25-Jan-21 Meeting Type: Special      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting   Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Approve Issuance of Class B Shares up to 20 Percent      
  of Total Number of Issued Shares without Preemptive      
  Rights   Management For Voted - For
8 Close Meeting   Management For Non-Voting
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting   Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
9.1 Approve Discharge of Board Member Anders Borg Management For Voted - For
9.2 Approve Discharge of Board Chairman David Chance Management For Voted - For

 

326


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9.3   Approve Discharge of Former Board Member Henrik      
    Clausen   Management For Voted - For
9.4   Approve Discharge of Board Member Simon Duffy Management For Voted - For
9.5   Approve Discharge of Board Member Pernille Erenbjerg Management For Voted - For
9.6   Approve Discharge of Board Member Kristina Schauman Management For Voted - For
9.7   Approve Discharge of Board Member Natalie Tydeman Management For Voted - For
9.8   Approve Discharge of CEO Anders Jensen Management For Voted - For
10   Approve Remuneration Report Management For Voted - For
11   Determine Number of Members (6) and Deputy Members      
    (0) of Board   Management For Voted - For
12   Approve Remuneration of Directors in the Aggregate      
    Amount of SEK 4.9 Million; Approve Remuneration of      
    Auditors   Management For Voted - For
13 a Reelect Anders Borg as Director Management For Voted - For
13 b Reelectas Simon Duffy Director Management For Voted - Against
13 c Reelect Pernille Erenbjerg as Director Management For Voted - For
13 d Reelect Kristina Schauman as Director Management For Voted - For
13 e Reelect Natalie Tydeman as Director Management For Voted - For
13 f Elect Andrew House as New Director Management For Voted - For
14   Elect Pernille Erenbjerg as Board Chairman Management For Voted - For
15   Determine Number of Auditors (1) and Deputy      
    Auditors (0); Ratify KPMG as Auditors Management For Voted - For
16   Authorize Share Repurchase Program Management For Voted - For
17 a Approve Performance Share Plan LTIP 2021 for Key      
    Employees   Management For Voted - For
17 b Approve Equity Plan Financing Through Issuance of      
    Class C Shares   Management For Voted - For
17 c Approve Equity Plan Financing Through Repurchase of      
    Class C Shares   Management For Voted - For
17 d Approve Equity Plan Financing Through Transfer of      
    Class B Shares   Management For Voted - For
17 e Approve Equity Swap Agreement as Alternative Equity      
    Plan Financing   Management For Voted - Against
18   Amend Articles Re: Auditors Management For Voted - For
 
NORDIC SEMICONDUCTOR ASA        
 
Security ID: NO0003055501 Ticker: NOD      
 
Meeting Date: 20-Apr-21 Meeting Type: Annual      
 
1   Open Meeting; Registration of Attending      
    Shareholders and Proxies   Management For Did Not Vote
2   Elect Chairman of Meeting; Designate Inspector(s)      
    of Minutes of Meeting   Management For Did Not Vote
3   Approve Notice of Meeting and Agenda Management For Did Not Vote
4   Accept Financial Statements and Statutory Reports Management For Did Not Vote
5   Discuss Company's Corporate Governance Statement Management For Did Not Vote
6 a Approve Remuneration of Directors in the Amount NOK      
    750,000 for Chairman, NOK 325,000 for Shareholder      

 

327


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
    Elected Directors and NOK 150,000 for Employee      
    Elected Directors   Management For Did Not Vote
6 b Approve Compensation for Nomination Committee Management For Did Not Vote
6 c Approve Remuneration of Auditors Management For Did Not Vote
7   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Did Not Vote
8   Approve Creation of NOK 192,000 Pool of Capital      
    without Preemptive Rights Management For Did Not Vote
9 a Reelect Birger Steen (Chair) as Director Management For Did Not Vote
9 b Reelect Jan Frykhammar as Director Management For Did Not Vote
9 c Reelect Inger Berg Orstavik as Director Management For Did Not Vote
9 d Reelect Anita Huun as Director Management For Did Not Vote
9 e Reelect Oyvind Birkenes as Director Management For Did Not Vote
9 f Reelect Endre Holen as Director Management For Did Not Vote
9 g Reelect Annastiina Hintsa as Director Management For Did Not Vote
10 a Reelect John Harald as Member of Nominating      
    Committee   Management For Did Not Vote
10 b Reelect Viggo Leisner as Member of Nominating      
    Committee   Management For Did Not Vote
10 c Elect Eivind Lotsberg as New Member of Nominating      
    Committee   Management For Did Not Vote
11   Amend Articles Re: Advance Voting Management For Did Not Vote
12 a Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Did Not Vote
12 b Approve Long-Term Incentive Plan Management For Did Not Vote
 
NORFOLK SOUTHERN CORPORATION      
 
Security ID: US6558441084 Ticker: NSC      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1 a Elect Director Thomas D. Bell, Jr. Management For Voted - For
1 b Elect Director Mitchell E. Daniels, Jr. Management For Voted - For
1 c Elect Director Marcela E. Donadio Management For Voted - For
1 d Elect Director John C. Huffard, Jr. Management For Voted - For
1 e Elect Director Christopher T. Jones Management For Voted - For
1 f Elect Director Thomas C. Kelleher Management For Voted - For
1 g Elect Director Steven F. Leer Management For Voted - For
1 h Elect Director Michael D. Lockhart Management For Voted - For
1 i Elect Director Amy E. Miles   Management For Voted - For
1 j Elect Director Claude Mongeau Management For Voted - For
1 k Elect Director Jennifer F. Scanlon Management For Voted - For
1 l Elect Director James A. Squires Management For Voted - For
1 m Elect Director John R. Thompson Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Proxy Access Right   Shareholder Against Voted - For

 

328


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5   Report on Corporate Climate Lobbying Aligned with      
    Paris Agreement   Shareholder Against Voted - For
 
NORTHERN TRUST CORPORATION      
 
Security ID: US6658591044 Ticker: NTRS      
 
Meeting Date: 20-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Linda Walker Bynoe Management For Voted - For
1 b Elect Director Susan Crown Management For Voted - For
1 c Elect Director Dean M. Harrison Management For Voted - For
1 d Elect Director Jay L. Henderson Management For Voted - For
1 e Elect Director Marcy S. Klevorn Management For Voted - For
1 f Elect Director Siddharth N. (Bobby) Mehta Management For Voted - For
1 g Elect Director Michael G. O'Grady Management For Voted - For
1 h Elect Director Jose Luis Prado Management For Voted - For
1 i Elect Director Thomas E. Richards Management For Voted - For
1 j Elect Director Martin P. Slark Management For Voted - For
1 k Elect Director David H. B. Smith, Jr. Management For Voted - For
1 l Elect Director Donald Thompson Management For Voted - For
1 m Elect Director Charles A. Tribbett, III Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify KPMG LLP as Auditors Management For Voted - For
 
NORTHROP GRUMMAN CORPORATION      
 
Security ID: US6668071029 Ticker: NOC      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1.1   Elect Director Kathy J. Warden Management For Voted - For
1.2   Elect Director David P. Abney Management For Voted - For
1.3   Elect Director Marianne C. Brown Management For Voted - For
1.4   Elect Director Donald E. Felsinger Management For Voted - For
1.5   Elect Director Ann M. Fudge Management For Voted - For
1.6   Elect Director William H. Hernandez Management For Voted - For
1.7   Elect Director Madeleine A. Kleiner Management For Voted - For
1.8   Elect Director Karl J. Krapek Management For Voted - For
1.9   Elect Director Gary Roughead Management For Voted - For
1.10   Elect Director Thomas M. Schoewe Management For Voted - For
1.11   Elect Director James S. Turley Management For Voted - For
1.12   Elect Director Mark A. Welsh, III Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4   Report on Human Rights Impact Assessment Shareholder Against Voted - For
5   Reduce Ownership Threshold for Shareholders to      
    Request Action by Written Consent Shareholder Against Voted - For

 

329


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NORTONLIFELOCK INC.        
 
Security ID: US6687711084 Ticker: NLOK      
 
Meeting Date: 08-Sep-20 Meeting Type: Annual      
 
1 a Elect Director Sue Barsamian Management For Voted - For
1 b Elect Director Eric K. Brandt Management For Voted - For
1 c Elect Director Frank E. Dangeard Management For Voted - For
1 d Elect Director Nora M. Denzel Management For Voted - For
1 e Elect Director Peter A. Feld   Management For Voted - For
1 f Elect Director Kenneth Y. Hao Management For Voted - For
1 g Elect Director David W. Humphrey Management For Voted - For
1 h Elect Director Vincent Pilette Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Report on Political Contributions and Expenditures Shareholder Against Voted - Against
 
NORWEGIAN CRUISE LINE HOLDINGS LTD.      
 
Security ID: BMG667211046 Ticker: NCLH      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1 a Elect Director Adam M. Aron Management For Voted - For
1 b Elect Director Stella David   Management For Voted - For
1 c Elect Director Mary E. Landry Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Increase Authorized Common Stock Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For
5   Approve PricewaterhouseCoopers LLP as Auditors and      
    Authorize Board to Fix Their Remuneration Management For Voted - For
 
NOVARTIS AG        
 
Security ID: CH0012005267 Ticker: NOVN      
 
Meeting Date: 02-Mar-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Discharge of Board and Senior Management Management For Voted - For
3   Approve Allocation of Income and Dividends of CHF      
    3.00 per Share   Management For Voted - For
4   Approve CHF 16.3 Million Reduction in Share Capital      
    via Cancellation of Repurchased Shares Management For Voted - For
5   Authorize Repurchase of up to CHF 10 Billion in      
    Issued Share Capital   Management For Voted - For
6.1   Approve Remuneration of Directors in the Amount of      
    CHF 8.6 Million   Management For Voted - For

 

330


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6.2 Approve Maximum Remuneration of Executive Committee      
  in the Amount of CHF 91 Million Management For Voted - For
6.3 Approve Remuneration Report Management For Voted - For
7.1 Reelect Joerg Reinhardt as Director and Board      
  Chairman   Management For Voted - For
7.2 Reelect Nancy Andrews as Director Management For Voted - For
7.3 Reelect Ton Buechner as Director Management For Voted - For
7.4 Reelect Patrice Bula as Director Management For Voted - For
7.5 Reelect Elizabeth Doherty as Director Management For Voted - For
7.6 Reelect Ann Fudge as Director Management For Voted - For
7.7 Reelect Bridgette Heller as Director Management For Voted - For
7.8 Reelect Frans van Houten as Director Management For Voted - For
7.9 Reelect Simon Moroney as Director Management For Voted - For
7.10 Reelect Andreas von Planta as Director Management For Voted - For
7.11 Reelect Charles Sawyers as Director Management For Voted - For
7.12 Elect Enrico Vanni as Director Management For Voted - For
7.13 Reelect William Winters as Director Management For Voted - For
8.1 Reappoint Patrice Bula as Member of the      
  Compensation Committee   Management For Voted - For
8.2 Reappoint Bridgette Heller as Member of the      
  Compensation Committee   Management For Voted - For
8.3 Reappoint Enrico Vanni as Member of the      
  Compensation Committee   Management For Voted - For
8.4 Reappoint William Winters as Member of the      
  Compensation Committee   Management For Voted - For
8.5 Appoint Simon Moroney as Member of the Compensation      
  Committee   Management For Voted - For
9 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
10 Designate Peter Zahn as Independent Proxy Management For Voted - For
11 Amend Articles Re: Board of Directors Tenure Management For Voted - For
12 Transact Other Business (Voting) Management For Voted - Against
 
NTT DATA CORP.        
 
Security ID: JP3165700000 Ticker: 9613      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 9   Management For Voted - For
2.1 Elect Director Homma, Yo   Management For Voted - For
2.2 Elect Director Yamaguchi, Shigeki Management For Voted - For
2.3 Elect Director Fujiwara, Toshi Management For Voted - For
2.4 Elect Director Nishihata, Kazuhiro Management For Voted - For
2.5 Elect Director Suzuki, Masanori Management For Voted - For
2.6 Elect Director Sasaki, Yutaka Management For Voted - For
2.7 Elect Director Hirano, Eiji   Management For Voted - For
2.8 Elect Director Fujii, Mariko   Management For Voted - For
2.9 Elect Director Patrizio Mapelli Management For Voted - For
2.10 Elect Director Arimoto, Takeshi Management For Voted - For

 

331


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
2.11   Elect Director Ike, Fumihiko Management For Voted - For
3   Elect Director and Audit Committee Member Okada,      
    Akihiko   Management For Voted - Against
4   Approve Trust-Type Equity Compensation Plan Management For Voted - For
5   Approve Cash Compensation Ceiling for Directors Who      
    Are Not Audit Committee Members and Compensation      
    Ceiling Set Aside for Executive Shareholding      
    Association   Management For Voted - For
 
NU SKIN ENTERPRISES, INC.        
 
Security ID: US67018T1051 Ticker: NUS      
 
Meeting Date: 02-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Emma S. Battle Management For Voted - For
1 b Elect Director Daniel W. Campbell Management For Voted - For
1 c Elect Director Andrew D. Lipman Management For Voted - For
1 d Elect Director Steven J. Lund Management For Voted - For
1 e Elect Director Laura Nathanson Management For Voted - For
1 f Elect Director Ryan S. Napierski Management For Voted - For
1 g Elect Director Thomas R. Pisano Management For Voted - For
1 h Elect Director Zheqing (Simon) Shen Management For Voted - For
1 i Elect Director Edwina D. Woodbury Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
NUCOR CORPORATION        
 
Security ID: US6703461052 Ticker: NUE      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1.1   Elect Director Patrick J. Dempsey Management For Voted - For
1.2   Elect Director Christopher J. Kearney Management For Voted - For
1.3   Elect Director Laurette T. Koellner Management For Voted - For
1.4   Elect Director Joseph D. Rupp Management For Voted - For
1.5   Elect Director Leon J. Topalian Management For Voted - For
1.6   Elect Director John H. Walker Management For Voted - For
1.7   Elect Director Nadja Y. West Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against

 

332


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
NVIDIA CORPORATION        
 
Security ID: US67066G1040 Ticker: NVDA      
 
Meeting Date: 03-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Robert K. Burgess Management For Voted - For
1 b Elect Director Tench Coxe   Management For Voted - For
1 c Elect Director John O. Dabiri Management For Voted - For
1 d Elect Director Persis S. Drell Management For Voted - For
1 e Elect Director Jen-Hsun Huang Management For Voted - For
1 f Elect Director Dawn Hudson Management For Voted - For
1 g Elect Director Harvey C. Jones Management For Voted - For
1 h Elect Director Michael G. McCaffery Management For Voted - For
1 i Elect Director Stephen C. Neal Management For Voted - For
1 j Elect Director Mark L. Perry Management For Voted - For
1 k Elect Director A. Brooke Seawell Management For Voted - For
1 l Elect Director Aarti Shah   Management For Voted - For
1 m Elect Director Mark A. Stevens Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Increase Authorized Common Stock Management For Voted - For
 
NXP SEMICONDUCTORS N.V.        
 
Security ID: NL0009538784 Ticker: NXPI      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1   Adopt Financial Statements and Statutory Reports Management For Voted - For
2   Approve Discharge of Board Members Management For Voted - For
3 a Reelect Kurt Sievers as Executive Director Management For Voted - For
3 b Reelect Peter Bonfield as Non-Executive Director Management For Voted - Against
3 c Elect Annette Clayton as Non-Executive Director Management For Voted - For
3 d Elect Anthony Foxx as Non-Executive Director Management For Voted - For
3 e Reelect Kenneth A. Goldman as Non-Executive Director Management For Voted - For
3 f Reelect Josef Kaeser as Non-Executive Director Management For Voted - For
3 g Reelect Lena Olving as Non-Executive Director Management For Voted - Against
3 h Reelect Peter Smitham as Non-Executive Director Management For Voted - Against
3 i Reelect Julie Southern as Non-Executive Director Management For Voted - For
3 j Reelect Jasmin Staiblin as Non-Executive Director Management For Voted - For
3 k Reelect Gregory L. Summe as Non-Executive Director Management For Voted - For
3 l Reelect Karl-Henrik Sundström as Non-Executive      
    Director   Management For Voted - Against
4   Grant Board Authority to Issue Shares Up To 10      
    Percent of Issued Capital   Management For Voted - For
5   Authorize Board to Exclude Preemptive Rights from      
    Share Issuances   Management For Voted - For
6   Authorize Share Repurchase Program Management For Voted - For

 

333


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Approve Cancellation of Ordinary Shares Management For Voted - For
8 Approve Remuneration of the Non Executive Members      
  of the Board   Management For Voted - For
9 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
 
OBIC CO., LTD.        
 
Security ID: JP3173400007 Ticker: 4684      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 105   Management For Voted - For
2.1 Elect Director Noda, Masahiro Management For Voted - For
2.2 Elect Director Tachibana, Shoichi Management For Voted - For
2.3 Elect Director Kawanishi, Atsushi Management For Voted - For
2.4 Elect Director Fujimoto, Takao Management For Voted - For
2.5 Elect Director Gomi, Yasumasa Management For Voted - For
2.6 Elect Director Ejiri, Takashi   Management For Voted - For
3.1 Appoint Statutory Auditor Koyamachi, Akira Management For Voted - For
3.2 Appoint Statutory Auditor Tanaka, Takeo Management For Voted - For
3.3 Appoint Statutory Auditor Yamada, Shigetsugu Management For Voted - For
4 Approve Compensation Ceiling for Directors Management For Voted - For
 
OC OERLIKON CORP. AG        
 
Security ID: CH0000816824 Ticker: OERL      
 
Meeting Date: 13-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  0.35 per Share   Management For Voted - For
3 Approve Discharge of Board of Directors Management For Voted - For
4.1.1 Reelect Michael Suess as Director and Board Chairman Management For Voted - For
4.1.2 Reelect Paul Adams as Director Management For Voted - For
4.1.3 Reelect Irina Matveeva as Director Management For Voted - For
4.1.4 Reelect Alexey Moskov as Director Management For Voted - For
4.1.5 Reelect Gerhard Pegam as Director Management For Voted - For
4.1.6 Reelect Suzanne Thoma as Director Management For Voted - For
4.2 Elect Juerg Fedier as Director Management For Voted - For
5.1.1 Reappoint Michael Suess as Member of the Human      
  Resources Committee   Management For Voted - For
5.1.2 Reappoint Alexey Moskov as Member of the Human      
  Resources Committee   Management For Voted - For
5.1.3 Reappoint Gerhard Pegam as Member of the Human      
  Resources Committee   Management For Voted - For
5.1.4 Reappoint Suzanne Thoma as Member of the Human      
  Resources Committee   Management For Voted - For

 

334


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5.2 Appoint Paul Adams as Member of the Human Resources      
  Committee   Management For Voted - For
6 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
7 Designate Proxy Voting Services GmbH as Independent      
  Proxy   Management For Voted - For
8 Approve Remuneration Report Management For Voted - For
9 Approve Remuneration of Directors in the Amount of      
  CHF 2.6 Million from the 2021 AGM Until 2022 AGM Management For Voted - For
10 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 4 Million for the Period July      
  1, 2021 - June 30, 2022   Management For Voted - For
11 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 3.4 Million for the      
  Period Jan. 1 - Dec. 31, 2020 Management For Voted - For
12 Transact Other Business (Voting) Management For Voted - Against
 
OCI NV        
 
Security ID: NL0010558797 Ticker: OCI      
 
Meeting Date: 25-May-21 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Receive Board Report (Non-Voting) Management For Non-Voting
3 Approve Remuneration Report Management For Voted - For
4 Adopt Financial Statements and Statutory Reports Management For Voted - For
5 Receive Explanation on Amendment of Company's      
  Dividend Policy   Management For Non-Voting
6 Amend Annual Fee for the Chair of the HSE &      
  Sustainability Committee   Management For Voted - For
7 Approve Discharge of Executive Directors Management For Voted - For
8 Approve Discharge of Non-Executive Directors Management For Voted - For
9 Grant Board Authority to Issue Shares Management For Voted - Against
10 Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - Against
11 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
12 Ratify KPMG Accountants N.V as Auditors Management For Voted - For
13 Close Meeting   Management For Non-Voting
 
OIL CO. LUKOIL PJSC        
 
Security ID: RU0009024277 Ticker: LKOH      
 
Meeting Date: 03-Dec-20 Meeting Type: Special      
 
  Meeting for ADR/GDR Holders Management For Non-Voting
1 Approve Interim Dividends of RUB 46 per Share for      
  First Nine Months of Fiscal 2020 Management For Voted - For
2 Approve Remuneration of Directors Management For Voted - For

 

335


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
Meeting Date: 24-Jun-21 Meeting Type: Annual      
 
  Meeting for ADR Holders   Management For Non-Voting
1 Approve Annual Report, Financial Statements, and      
  Allocation of Income, Including Dividends of RUB      
  213 per Share   Management For Voted - For
  Elect 11 Directors by Cumulative Voting Management For Non-Voting
2.1 Elect Vagit Alekperov as Director Management None Voted - Against
2.2 Elect Viktor Blazheev as Director Management None Voted - Against
2.3 Elect Toby Trister Gati as Director Management None Voted - For
2.4 Elect Ravil Maganov as Director Management None Voted - Against
2.5 Elect Roger Munnings as Director Management None Voted - For
2.6 Elect Boris Porfirev as Director Management None Voted - For
2.7 Elect Pavel Teplukhin as Director Management None Voted - For
2.8 Elect Leonid Fedun as Director Management None Voted - Against
2.9 Elect Liubov Khoba as Director Management None Voted - Against
2.10 Elect Sergei Shatalov as Director Management None Voted - For
2.11 Elect Wolfgang Schuessel as Director Management None Voted - For
3 Elect Vagit Alekperov as President Management For Voted - For
4.1 Approve Remuneration of Directors Management For Voted - For
4.2 Approve Remuneration of New Directors Management For Voted - For
5 Ratify KPMG as Auditor   Management For Voted - For
6 Amend Charter   Management For Voted - For
7 Approve Related-Party Transaction Re: Liability      
  Insurance for Directors, Executives, and Companies Management For Voted - For
 
OKTA, INC.        
 
Security ID: US6792951054 Ticker: OKTA      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Todd McKinnon Management For Voted - Withheld
1.2 Elect Director Michael Stankey Management For Voted - Withheld
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
OMRON CORP.        
 
Security ID: JP3197800000 Ticker: 6645      
 
Meeting Date: 24-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 42   Management For Voted - For
2.1 Elect Director Tateishi, Fumio Management For Voted - For
2.2 Elect Director Yamada, Yoshihito Management For Voted - For
2.3 Elect Director Miyata, Kiichiro Management For Voted - For
2.4 Elect Director Nitto, Koji   Management For Voted - For
2.5 Elect Director Ando, Satoshi Management For Voted - For

 

336


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2.6   Elect Director Kobayashi, Eizo Management For Voted - For
2.7   Elect Director Kamigama, Takehiro Management For Voted - For
2.8   Elect Director Kobayashi, Izumi Management For Voted - For
3.1   Appoint Statutory Auditor Tamaki, Shuji Management For Voted - For
3.2   Appoint Statutory Auditor Kunihiro, Tadashi Management For Voted - For
4   Appoint Alternate Statutory Auditor Watanabe, Toru Management For Voted - For
5   Approve Trust-Type Equity Compensation Plan Management For Voted - For
 
ON SEMICONDUCTOR CORPORATION      
 
Security ID: US6821891057 Ticker: ON      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1 a Elect Director Atsushi Abe   Management For Voted - For
1 b Elect Director Alan Campbell Management For Voted - For
1 c Elect Director Susan K. Carter Management For Voted - For
1 d Elect Director Thomas L. Deitrich Management For Voted - For
1 e Elect Director Gilles Delfassy Management For Voted - For
1 f Elect Director Hassane S. El-Khoury Management For Voted - For
1 g Elect Director Bruce E. Kiddoo Management For Voted - For
1 h Elect Director Paul A. Mascarenas Management For Voted - For
1 i Elect Director Gregory L. Waters Management For Voted - For
1 j Elect Director Christine Y. Yan Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5   Amend Omnibus Stock Plan   Management For Voted - Against
 
ONESAVINGS BANK PLC        
 
Security ID: GB00BLDRH360 Ticker: OSB      
 
Meeting Date: 27-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Remuneration Policy Management For Voted - For
4   Approve Maximum Ratio of Variable to Fixed      
    Remuneration   Management For Voted - For
5   Approve Final Dividend   Management For Voted - For
6 a Re-elect John Allatt as Director Management For Voted - For
6 b Re-elect Noel Harwerth as Director Management For Voted - For
6 c Re-elect Sarah Hedger as Director Management For Voted - For
6 d Re-elect Rajan Kapoor as Director Management For Voted - For
6 e Re-elect Mary McNamara as Director Management For Voted - For
6 f Re-elect David Weymouth as Director Management For Voted - For
6 g Re-elect Andrew Golding as Director Management For Voted - For
6 h Re-elect April Talintyre as Director Management For Voted - For

 

337


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Reappoint Deloitte LLP as Auditors Management For Voted - For
8 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
9 Authorise UK Political Donations and Expenditure Management For Voted - For
10 Authorise Issue of Equity   Management For Voted - For
11 Authorise Issue of Equity in Relation to the Issue      
  of Regulatory Capital Convertible Instruments Management For Voted - For
12 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
13 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
14 Authorise Issue of Equity without Pre-emptive      
  Rights in Relation to the Issue of Regulatory      
  Capital Convertible Instruments Management For Voted - For
15 Authorise Market Purchase of Ordinary Shares Management For Voted - For
16 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
OPEN HOUSE CO., LTD.        
 
Security ID: JP3173540000 Ticker: 3288      
 
Meeting Date: 23-Dec-20 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 40   Management For Voted - For
2 Amend Articles to Reduce Directors' Term Management For Voted - For
3.1 Elect Director Arai, Masaaki Management For Voted - For
3.2 Elect Director Kamata, Kazuhiko Management For Voted - For
3.3 Elect Director Imamura, Hitoshi Management For Voted - For
3.4 Elect Director Fukuoka, Ryosuke Management For Voted - For
3.5 Elect Director Wakatabi, Kotaro Management For Voted - For
3.6 Elect Director Ishimura, Hitoshi Management For Voted - For
3.7 Elect Director Omae, Yuko   Management For Voted - For
3.8 Elect Director Kotani, Maoko Management For Voted - For
4.1 Appoint Statutory Auditor Matsumoto, Koichi Management For Voted - For
4.2 Appoint Statutory Auditor Toyama, Yuzo Management For Voted - For
4.3 Appoint Statutory Auditor Hosaka, Mieko Management For Voted - For
5 Appoint Alternate Statutory Auditor Ido, Kazumi Management For Voted - For
6 Approve Compensation Ceiling for Directors Management For Voted - For
 
ORACLE CORP JAPAN        
 
Security ID: JP3689500001 Ticker: 4716      
 
Meeting Date: 21-Aug-20 Meeting Type: Annual      
 
1 Amend Articles to Clarify Director Authority on      
  Shareholder Meetings   Management For Voted - For
2.1 Elect Director Minato, Koji   Management For Voted - For
2.2 Elect Director Krishna Sivaraman Management For Voted - For

 

338


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
2.3   Elect Director Garrett Ilg   Management For Voted - For
2.4   Elect Director Edward Paterson Management For Voted - For
2.5   Elect Director Kimberly Woolley Management For Voted - Against
2.6   Elect Director Fujimori, Yoshiaki Management For Voted - For
2.7   Elect Director John L. Hall   Management For Voted - Against
2.8   Elect Director Natsuno, Takeshi Management For Voted - For
 
ORACLE CORPORATION        
 
Security ID: US68389X1054 Ticker: ORCL      
 
Meeting Date: 04-Nov-20 Meeting Type: Annual      
 
1.1   Elect Director Jeffrey S. Berg Management For Voted - Withheld
1.2   Elect Director Michael J. Boskin Management For Voted - For
1.3   Elect Director Safra A. Catz   Management For Voted - For
1.4   Elect Director Bruce R. Chizen Management For Voted - Withheld
1.5   Elect Director George H. Conrades Management For Voted - For
1.6   Elect Director Lawrence J. Ellison Management For Voted - For
1.7   Elect Director Rona A. Fairhead Management For Voted - For
1.8   Elect Director Jeffrey O. Henley Management For Voted - For
1.9   Elect Director Renee J. James Management For Voted - For
1.10   Elect Director Charles W. Moorman, IV Management For Voted - For
1.11   Elect Director Leon E. Panetta Management For Voted - Withheld
1.12   Elect Director William G. Parrett Management For Voted - Withheld
1.13   Elect Director Naomi O. Seligman Management For Voted - For
1.14   Elect Director Vishal Sikka   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Approve Omnibus Stock Plan Management For Voted - Against
4   Ratify Ernst & Young LLP as Auditors Management For Voted - For
5   Report on Gender Pay Gap   Shareholder Against Voted - For
6   Require Independent Board Chair Shareholder Against Voted - For
 
O'REILLY AUTOMOTIVE, INC.        
 
Security ID: US67103H1077 Ticker: ORLY      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1 a Elect Director David O'Reilly Management For Voted - For
1 b Elect Director Larry O'Reilly Management For Voted - For
1 c Elect Director Greg Henslee   Management For Voted - For
1 d Elect Director Jay D. Burchfield Management For Voted - For
1 e Elect Director Thomas T. Hendrickson Management For Voted - For
1 f Elect Director John R. Murphy Management For Voted - For
1 g Elect Director Dana M. Perlman Management For Voted - For
1 h Elect Director Maria A. Sastre Management For Voted - For
1 i Elect Director Andrea M. Weiss Management For Voted - For

 

339


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Amend Proxy Access Right   Shareholder Against Voted - For
 
ORION CORP. (KOREA)        
 
Security ID: KR7271560005 Ticker: 271560      
 
Meeting Date: 18-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - For
3   Elect Heo Yong-seok as Outside Director Management For Voted - For
4   Elect Kim Hong-il as Outside Director to Serve as      
    an Audit Committee Member Management For Voted - For
5   Elect Heo Yong-seok as a Member of Audit Committee Management For Voted - For
6   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For
 
ORSTED A/S        
 
Security ID: DK0060094928 Ticker: ORSTED      
 
Meeting Date: 01-Mar-21 Meeting Type: Annual      
 
1   Receive Report of Board   Management For Non-Voting
2   Accept Financial Statements and Statutory Reports Management For Voted - For
3   Approve Remuneration Report (Advisory Vote) Management For Voted - For
4   Approve Discharge of Management and Board Management For Voted - For
5   Approve Allocation of Income and Dividends of DKK      
    11.50 Per Share   Management For Voted - For
6   Authorize Share Repurchase Program Management For Voted - Against
7.1   Approve Director Indemnification Scheme Management For Voted - For
7.2   Approve Guidelines for Incentive-Based Compensation      
    for Executive Management and Board Management For Voted - For
7.3   Allow Shareholder Meetings to be Held by Electronic      
    Means Only   Management For Voted - For
7.4   Authorize Editorial Changes to Adopted Resolutions      
    in Connection with Registration with Danish      
    Authorities   Management For Voted - For
8   Other Proposals from Shareholders (None Submitted) Management For Non-Voting
9.1   Determine Number of Members (8) and Deputy Members      
    of Board   Management For Voted - For
9.2   Reelect Thomas Thune Andersen (Chair) as Director Management For Voted - For
9.3   Reelect Lene Skole (Vice Chair) as Director Management For Voted - For
9.4 a Reelect Lynda Armstrong as Director Management For Voted - For
9.4 b Reelect Jorgen Kildah as Director Management For Voted - For
9.4 c Reelect Peter Korsholm as Director Management For Voted - For
9.4 d Reelect Dieter Wemmer as Director Management For Voted - For

 

340


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9.4 e Elect Julia King as New Director Management For Voted - For
9.4 f Elect Henrik Poulsen as New Director Management For Voted - For
10   Approve Remuneration of Directors; Approve      
    Remuneration for Committee Work Management For Voted - For
11   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
12   Other Business   Management For Non-Voting
 
OSB GROUP PLC        
 
Security ID: GB00BLDRH360 Ticker: OSB      
 
Meeting Date: 28-Jan-21 Meeting Type: Special      
 
1   Approve Capital Reduction   Management For Voted - For
 
OSRAM LICHT AG        
 
Security ID: DE000LED4000 Ticker: OSR      
 
Meeting Date: 23-Feb-21 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal Year 2019/20 (Non-Voting) Management For Non-Voting
2.1   Approve Discharge of Management Board Member Olaf      
    Berlien for Fiscal Year 2019/20 Management For Voted - For
2.2   Approve Discharge of Management Board Member Ingo      
    Bank (until April 30, 2020) for Fiscal Year 2019/20 Management For Voted - For
2.3   Approve Discharge of Management Board Member      
    Kathrin Dahnke (from April 16, 2020) for Fiscal      
    Year 2019/20   Management For Voted - For
2.4   Approve Discharge of Management Board Member Stefan      
    Kampmann for Fiscal Year 2019/20 Management For Voted - For
3.1   Approve Discharge of Supervisory Board Member      
    Thomas Stockmeier (from August 3, 2020) for Fiscal      
    Year 2019/20   Management For Voted - For
3.2   Approve Discharge of Supervisory Board Member Klaus      
    Abel (from May 7, 2019) for Fiscal Year 2019/20 Management For Voted - For
3.3   Approve Discharge of Supervisory Board Member Peter      
    Bauer for Fiscal Year 2019/20 Management For Voted - For
3.4   Approve Discharge of Supervisory Board Member      
    Christine Bortenlaenger for Fiscal Year 2019/20 Management For Voted - For
3.5   Approve Discharge of Supervisory Board Member      
    Roland Busch (until July 28, 2020) for Fiscal Year      
    2019/20   Management For Voted - For
3.6   Approve Discharge of Supervisory Board Member      
    Johann Eitner (from Aug. 3, 2020) for Fiscal Year      
    2019/20   Management For Voted - For
3.7   Approve Discharge of Supervisory Board Member      
    Margarete Haase for Fiscal Year 2019/20 Management For Voted - For
3.8   Approve Discharge of Supervisory Board Member Frank      
    Lakerveld (until July 28, 2020) for Fiscal Year      
    2019/20   Management For Voted - For

 

341


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3.9   Approve Discharge of Supervisory Board Member      
    Johann Metzler (from Aug. 3, 2020) for Fiscal Year      
    2019/20   Management For Voted - For
3.10   Approve Discharge of Supervisory Board Member      
    Arunjai Mittal (until July 28, 2020) for Fiscal      
    Year 2019/20   Management For Voted - For
3.11   Approve Discharge of Supervisory Board Member      
    Alexander Mueller for Fiscal Year 2019/20 Management For Voted - For
3.12   Approve Discharge of Supervisory Board Member Olga      
    Redda for Fiscal Year 2019/20 Management For Voted - For
3.13   Approve Discharge of Supervisory Board Member      
    Ulrike Salb for Fiscal Year 2019/20 Management For Voted - For
3.14   Approve Discharge of Supervisory Board Member Irene      
    Weininger for Fiscal Year 2019/20 Management For Voted - For
3.15   Approve Discharge of Supervisory Board Member      
    Thomas Wetzel for Fiscal Year 2019/20 Management For Voted - For
4   Ratify Ernst & Young GmbH as Auditors for Fiscal      
    Year 2020/21   Management For Voted - For
5.1   Elect Ulrich Huewels to the Supervisory Board Management For Voted - Against
5.2   Elect Christin Eisenschmid to the Supervisory Board Management For Voted - Against
6   Approve Remuneration Policy Management For Voted - Against
7   Approve Remuneration of Supervisory Board Management For Voted - For
8   Change Fiscal Year End to Dec. 31 Management For Voted - For
9   Amend Articles Re: Participation of Supervisory      
    Board Members in the Annual General Meeting by      
    Means of Audio and Video Transmission Management For Voted - For
10   Amend Articles Re: Information for Registration in      
    the Share Register   Management For Voted - For
 
OTIS WORLDWIDE CORPORATION      
 
Security ID: US68902V1070 Ticker: OTIS      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Jeffrey H. Black Management For Voted - For
1 b Elect Director Kathy Hopinkah Hannan Management For Voted - For
1 c Elect Director Shailesh G. Jejurikar Management For Voted - For
1 d Elect Director Christopher J. Kearney Management For Voted - For
1 e Elect Director Judith F. Marks Management For Voted - For
1 f Elect Director Harold W. McGraw, III Management For Voted - For
1 g Elect Director Margaret M. V. Preston Management For Voted - For
1 h Elect Director Shelley Stewart, Jr. Management For Voted - For
1 i Elect Director John H. Walker Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For

 

342


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
OTSUKA CORP.        
 
Security ID: JP3188200004 Ticker: 4768      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 115   Management For Voted - For
2.1 Elect Director Otsuka, Yuji   Management For Voted - For
2.2 Elect Director Katakura, Kazuyuki Management For Voted - For
2.3 Elect Director Takahashi, Toshiyasu Management For Voted - For
2.4 Elect Director Tsurumi, Hironobu Management For Voted - For
2.5 Elect Director Saito, Hironobu Management For Voted - For
2.6 Elect Director Yano, Katsuhiro Management For Voted - For
2.7 Elect Director Sakurai, Minoru Management For Voted - For
2.8 Elect Director Makino, Jiro   Management For Voted - For
2.9 Elect Director Saito, Tetsuo   Management For Voted - For
2.10 Elect Director Hamabe, Makiko Management For Voted - For
3 Appoint Statutory Auditor Murata, Tatsumi Management For Voted - For
4 Approve Director Retirement Bonus Management For Voted - Against
5 Approve Statutory Auditor Retirement Bonus Management For Voted - Against
 
PACCAR INC        
 
Security ID: US6937181088 Ticker: PCAR      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1.1 Elect Director Mark C. Pigott Management For Voted - For
1.2 Elect Director Dame Alison J. Carnwath Management For Voted - For
1.3 Elect Director Franklin L. Feder Management For Voted - For
1.4 Elect Director R. Preston Feight Management For Voted - For
1.5 Elect Director Beth E. Ford   Management For Voted - For
1.6 Elect Director Kirk S. Hachigian Management For Voted - For
1.7 Elect Director Roderick C. McGeary Management For Voted - For
1.8 Elect Director John M. Pigott Management For Voted - For
1.9 Elect Director Ganesh Ramaswamy Management For Voted - For
1.10 Elect Director Mark A. Schulz Management For Voted - For
1.11 Elect Director Gregory M. E. Spierkel Management For Voted - For
2 Adopt Simple Majority Vote   Shareholder Against Voted - For
 
PAGEGROUP PLC        
 
Security ID: GB0030232317 Ticker: PAGE      
 
Meeting Date: 03-Jun-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Re-elect David Lowden as Director Management For Voted - For
4 Re-elect Simon Boddie as Director Management For Voted - For

 

343


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
5   Re-elect Patrick De Smedt as Director Management For Voted - For
6   Re-elect Steve Ingham as Director Management For Voted - For
7   Re-elect Kelvin Stagg as Director Management For Voted - For
8   Re-elect Michelle Healy as Director Management For Voted - For
9   Re-elect Sylvia Metayer as Director Management For Voted - For
10   Re-elect Angela Seymour-Jackson as Director Management For Voted - For
11   Elect Ben Stevens as Director Management For Voted - For
12   Reappoint Ernst & Young LLP as Auditors Management For Voted - For
13   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For
14   Authorise Issue of Equity   Management For Voted - For
15   Authorise UK Political Donations and Expenditure Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17   Authorise Market Purchase of Ordinary Shares Management For Voted - For
18   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
19   Adopt New Articles of Association Management For Voted - For
 
PALO ALTO NETWORKS, INC.        
 
Security ID: US6974351057 Ticker: PANW      
 
Meeting Date: 09-Dec-20 Meeting Type: Annual      
 
1 a Elect Director Nikesh Arora   Management For Voted - Withheld
1 b Elect Director Carl Eschenbach Management For Voted - Withheld
1 c Elect Director Lorraine Twohill Management For Voted - Withheld
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
 
PAN PACIFIC INTERNATIONAL HOLDINGS CORP.      
 
Security ID: JP3639650005 Ticker: 7532      
 
Meeting Date: 29-Sep-20 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 12   Management For Voted - For
2.1   Elect Director Yoshida, Naoki Management For Voted - For
2.2   Elect Director Shintani, Seiji Management For Voted - For
2.3   Elect Director Matsumoto, Kazuhiro Management For Voted - For
2.4   Elect Director Sekiguchi, Kenji Management For Voted - For
2.5   Elect Director Nishii, Takeshi Management For Voted - For
2.6   Elect Director Sakakibara, Ken Management For Voted - For
2.7   Elect Director Moriya, Hideki Management For Voted - For
2.8   Elect Director Maruyama, Tetsuji Management For Voted - For
2.9   Elect Director Ishii, Yuji   Management For Voted - For
2.10   Elect Director Kubo, Isao   Management For Voted - For
2.11   Elect Director Yasuda, Takao Management For Voted - For

 

344


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3.1 Elect Director and Audit Committee Member Ariga,      
  Akio   Management For Voted - For
3.2 Elect Director and Audit Committee Member Inoue,      
  Yukihiko   Management For Voted - For
3.3 Elect Director and Audit Committee Member      
  Yoshimura, Yasunori   Management For Voted - For
3.4 Elect Director and Audit Committee Member Fukuda,      
  Tomiaki   Management For Voted - For
 
PARAGON BANKING GROUP PLC      
 
Security ID: GB00B2NGPM57 Ticker: PAG      
 
Meeting Date: 24-Feb-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Elect Peter Hill as Director   Management For Voted - For
5 Elect Alison Morris as Director Management For Voted - For
6 Re-elect Fiona Clutterbuck as Director Management For Voted - For
7 Re-elect Nigel Terrington as Director Management For Voted - For
8 Re-elect Richard Woodman as Director Management For Voted - For
9 Re-elect Barbara Ridpath as Director Management For Voted - For
10 Re-elect Hugo Tudor as Director Management For Voted - For
11 Re-elect Graeme Yorston as Director Management For Voted - For
12 Reappoint KPMG LLP as Auditors Management For Voted - For
13 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14 Authorise EU Political Donations and Expenditure Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Authorise Issue of Equity in Relation to Additional      
  Tier 1 Securities   Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive      
  Rights in Relation to Additional Tier 1 Securities Management For Voted - For
21 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
22 Adopt New Articles of Association Management For Voted - For
23 Approve Maximum Ratio of Variable to Fixed      
  Remuneration   Management For Voted - For

 

345


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
PARKER-HANNIFIN CORPORATION      
 
Security ID: US7010941042 Ticker: PH      
 
Meeting Date: 28-Oct-20 Meeting Type: Annual      
 
1 a Elect Director Lee C. Banks   Management For Voted - For
1 b Elect Director Robert G. Bohn Management For Voted - For
1 c Elect Director Linda S. Harty Management For Voted - For
1 d Elect Director Kevin A. Lobo Management For Voted - For
1 e Elect Director Candy M. Obourn Management For Voted - For
1 f Elect Director Joseph Scaminace Management For Voted - For
1 g Elect Director Ake Svensson Management For Voted - For
1 h Elect Director Laura K. Thompson Management For Voted - For
1 i Elect Director James R. Verrier Management For Voted - For
1 j Elect Director James L. Wainscott Management For Voted - For
1 k Elect Director Thomas L. Williams Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
PAYCHEX, INC.        
 
Security ID: US7043261079 Ticker: PAYX      
 
Meeting Date: 15-Oct-20 Meeting Type: Annual      
 
1 a Elect Director B. Thomas Golisano Management For Voted - For
1 b Elect Director Thomas F. Bonadio Management For Voted - For
1 c Elect Director Joseph G. Doody Management For Voted - For
1 d Elect Director David J.S. Flaschen Management For Voted - For
1 e Elect Director Pamela A. Joseph Management For Voted - For
1 f Elect Director Martin Mucci   Management For Voted - For
1 g Elect Director Joseph M. Tucci Management For Voted - For
1 h Elect Director Joseph M. Velli Management For Voted - For
1 i Elect Director Kara Wilson   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Amend Omnibus Stock Plan   Management For Voted - For
4   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
PAYPAL HOLDINGS, INC.        
 
Security ID: US70450Y1038 Ticker: PYPL      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1 a Elect Director Rodney C. Adkins Management For Voted - For
1 b Elect Director Jonathan Christodoro Management For Voted - For
1 c Elect Director John J. Donahoe Management For Voted - For
1 d Elect Director David W. Dorman Management For Voted - For

 

346


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 e Elect Director Belinda J. Johnson Management For Voted - For
1 f Elect Director Gail J. McGovern Management For Voted - For
1 g Elect Director Deborah M. Messemer Management For Voted - For
1 h Elect Director David M. Moffett Management For Voted - For
1 i Elect Director Ann M. Sarnoff Management For Voted - For
1 j Elect Director Daniel H. Schulman Management For Voted - For
1 k Elect Director Frank D. Yeary Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - For
5   Report on Whether Written Policies or Unwritten      
    Norms Reinforce Racism in Company Culture Shareholder Against Voted - Against
 
PEAB AB        
 
Security ID: SE0000106205 Ticker: PEAB.B      
 
Meeting Date: 12-Nov-20 Meeting Type: Special      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting   Management For Voted - For
3   Approve Agenda of Meeting   Management For Voted - For
4.1   Designate Staffan Ringvall as Inspector of Minutes      
    of Meeting   Management For Voted - For
4.2   Designate Johannes Wingborg as Inspector of Minutes      
    of Meeting   Management For Voted - For
5   Prepare and Approve List of Shareholders Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7.1   Approve Distribution of Shares in Annehem      
    Fastigheter to Shareholders Management For Voted - For
7.2   Approve Record Date for Dividend Payment Management For Voted - For
8   Close Meeting   Management For Non-Voting
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Approve Agenda of Meeting   Management For Voted - For
4.1   Designate Staffan Ringvall as Inspector of Minutes      
    of Meeting   Management For Voted - For
4.2   Designate Johannes Wingborg as Inspector of Minutes      
    of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7   Accept Financial Statements and Statutory Reports Management For Voted - For
8   Approve Allocation of Income and Dividends of SEK      
    4.50 Per Share   Management For Voted - For
9   Approve Remuneration Report Management For Voted - For
10.1   Approve Discharge of Board Chairman Goran Grosskopf Management For Voted - For

 347


 

  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
10.2 Approve Discharge of Board Vice-Chairman Mats      
  Paulsson Management For Voted - For
10.3 Approve Discharge of Board Member Karl-Axel Granlund Management For Voted - For
10.4 Approve Discharge of Board Member Liselott Kilaas Management For Voted - For
10.5 Approve Discharge of Board Member Kerstin Lindell Management For Voted - For
10.6 Approve Discharge of Board Member Fredrik Paulsson Management For Voted - For
10.7 Approve Discharge of Board Member Malin Persson Management For Voted - For
10.8 Approve Discharge of Board Member Anders Runevad Management For Voted - For
10.9 Approve Discharge of Board Member Lars Skold Management For Voted - For
10.10Approve Discharge of Employee Representative Patrik      
  Svensson Management For Voted - For
10.11Approve Discharge of Employee Representative Kim      
  Thomsen Management For Voted - For
10.12Approve Discharge of Employee Representative Egon      
  Waldemarson Management For Voted - For
10.13Approve Discharge of Deputy Employee Representative      
  Torsten Centerdal Management For Voted - For
10.14Approve Discharge of Deputy Employee Representative      
  Cecilia Krusing Management For Voted - For
10.15Approve Discharge of CEO Jesper Goransson Management For Voted - For
11.1 Determine Number of Members (8) and Deputy Members      
  (0) of Board Management For Voted - For
11.2 Determine Number of Auditors (1) and Deputy      
  Auditors (0) Management For Voted - For
12.1 Approve Remuneration of Directors in the Amount of      
  SEK 1.1 Million for Chairman and SEK 550,000 for      
  Other Directors; Approve Remuneration for Committee      
  Work Management For Voted - For
12.2 Approve Remuneration of Auditors Management For Voted - For
13.1 Reelect Karl-Axel Granlund as Director Management For Voted - For
13.2 Reelect Liselott Kilaas as Director Management For Voted - Against
13.3 Reelect Kerstin Lindell as Director Management For Voted - For
13.4 Reelect Fredrik Paulsson as Director Management For Voted - For
13.5 Reelect Malin Person as Director Management For Voted - For
13.6 Reelect Anders Runevad as Director Management For Voted - For
13.7 Reelect Lars Skold as Director Management For Voted - For
13.8 Elect Magdalena Gerger as New Director Management For Voted - For
13.9 Elect Anders Runevad as Board Chairman Management For Voted - For
14 Ratify Ernst & Young as Auditors Management For Voted - For
15 Authorize Chairman of Board and Representatives of      
  Three of Company's Largest Shareholders to Serve on      
  Nominating Committee Management For Voted - For
16 Approve Issuance of up to 10 Percent of Share      
  Capital without Preemptive Rights Management For Voted - For
17 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares Management For Voted - For
18 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
19 Amend Articles Re: Participation at General      
  Meeting; Proxies and Postal Voting; Financial Year;      
  Share Registrar Management For Voted - For

 

348


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
20 Other Business   Management For Non-Voting
 
PENNON GROUP PLC        
 
Security ID: GB00B18V8630 Ticker: PNN      
 
Meeting Date: 28-Jun-21 Meeting Type: Special      
 
1 Approve Special Dividend   Management For Voted - For
2 Approve Share Consolidation Management For Voted - For
3 Authorise Issue of Equity   Management For Voted - For
4 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
5 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
6 Authorise Market Purchase of Ordinary Shares Management For Voted - For
7 Adopt New Articles of Association Management For Voted - For
 
PENTA-OCEAN CONSTRUCTION CO., LTD.      
 
Security ID: JP3309000002 Ticker: 1893      
 
Meeting Date: 25-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 28   Management For Voted - For
2.1 Elect Director Shimizu, Takuzo Management For Voted - For
2.2 Elect Director Ueda, Kazuya Management For Voted - For
2.3 Elect Director Noguchi, Tetsushi Management For Voted - For
2.4 Elect Director Watanabe, Hiroshi Management For Voted - For
2.5 Elect Director Katsumura, Junji Management For Voted - For
2.6 Elect Director Yamashita, Tomoyuki Management For Voted - For
2.7 Elect Director Kawashima, Yasuhiro Management For Voted - For
2.8 Elect Director Takahashi, Hidenori Management For Voted - For
2.9 Elect Director Nakano, Hokuto Management For Voted - For
3 Appoint Statutory Auditor Inatomi, Michio Management For Voted - For
4 Approve Compensation Ceiling for Directors Management For Voted - For
5 Approve Trust-Type Equity Compensation Plan Management For Voted - For
 
PEOPLE'S UNITED FINANCIAL, INC.      
 
Security ID: US7127041058 Ticker: PBCT      
 
Meeting Date: 25-May-21 Meeting Type: Special      
 
1 Approve Merger Agreement   Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Adjourn Meeting   Management For Voted - For

 

349


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
PERSPECTA INC.        
 
Security ID: US7153471005 Ticker: PRSP      
 
Meeting Date: 05-Aug-20 Meeting Type: Annual      
 
1 a Elect Director Sanju K. Bansal Management For Voted - For
1 b Elect Director Sondra L. Barbour Management For Voted - For
1 c Elect Director John M. Curtis Management For Voted - For
1 d Elect Director Lisa S. Disbrow Management For Voted - For
1 e Elect Director Glenn A. Eisenberg Management For Voted - For
1 f Elect Director Pamela O. Kimmet Management For Voted - For
1 g Elect Director Ramzi M. Musallam Management For Voted - For
1 h Elect Director Philip O. Nolan Management For Voted - For
1 i Elect Director Betty J. Sapp   Management For Voted - For
1 j Elect Director Michael E. Ventling Management For Voted - For
2   Ratify Deloitte & Touche as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Approve Qualified Employee Stock Purchase Plan Management For Voted - For
 
PETROPAVLOVSK PLC        
 
Security ID: GB0031544546 Ticker: POG      
 
Meeting Date: 30-Jun-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Remuneration Policy Management For Voted - Against
4   Approve Changes to the Long-Term Incentive Plan Management For Voted - Against
5   Approve Grant of Bespoke Options to the CEO Management For Voted - Against
6   Appoint MacIntyre Hudson LLP as Auditors Management For Voted - For
7   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For
8   Elect Malay Mukherjee as Director Management For Voted - For
9   Elect Denis Alexandrov as Director Management For Voted - For
10   Elect Mikhail Irzhevsky as Director Management For Voted - For
11   Re-elect James Cameron Jr as Director Management For Voted - For
12   Re-elect Charlotte Philipps as Director Management For Voted - For
13   Re-elect Maxim Kharin as Director Management For Voted - For
14   Authorise Issue of Equity   Management For Voted - For
15   Authorise Issue of Equity (Additional Authority) Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
18   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For

 

350


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
PFIZER INC.        
 
Security ID: US7170811035 Ticker: PFE      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1.1   Elect Director Ronald E. Blaylock Management For Voted - For
1.2   Elect Director Albert Bourla   Management For Voted - For
1.3   Elect Director Susan Desmond-Hellmann Management For Voted - For
1.4   Elect Director Joseph J. Echevarria Management For Voted - For
1.5   Elect Director Scott Gottlieb   Management For Voted - For
1.6   Elect Director Helen H. Hobbs Management For Voted - For
1.7   Elect Director Susan Hockfield Management For Voted - For
1.8   Elect Director Dan R. Littman Management For Voted - For
1.9   Elect Director Shantanu Narayen Management For Voted - For
1.10   Elect Director Suzanne Nora Johnson Management For Voted - For
1.11   Elect Director James Quincey Management For Voted - For
1.12   Elect Director James C. Smith Management For Voted - For
2   Ratify KPMG LLP as Auditor Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Require Independent Board Chair Shareholder Against Voted - Against
5   Report on Political Contributions and Expenditures Shareholder Against Voted - For
6   Report on Access to COVID-19 Products Shareholder Against Voted - For
 
PHILLIPS 66        
 
Security ID: US7185461040 Ticker: PSX      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1 a Elect Director Julie L. Bushman Management For Voted - For
1 b Elect Director Lisa A. Davis   Management For Voted - For
2   Declassify the Board of Directors Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
5   Adopt GHG Emissions Reduction Targets Shareholder Against Voted - For
6   Report on Climate Lobbying   Shareholder Against Voted - For
 
PINTEREST, INC.        
 
Security ID: US72352L1061 Ticker: PINS      
 
Meeting Date: 27-May-21 Meeting Type: Annual      
 
1 a Elect Director Fredric Reynolds Management For Voted - Against
1 b Elect Director Evan Sharp   Management For Voted - Against
1 c Elect Director Andrea Wishom Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For

 

351


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
PIONEER NATURAL RESOURCES COMPANY      
 
Security ID: US7237871071 Ticker: PXD      
 
Meeting Date: 27-May-21 Meeting Type: Annual      
 
1 a Elect Director A.R. Alameddine Management For Voted - For
1 b Elect Director Edison C. Buchanan Management For Voted - For
1 c Elect Director Matt Gallagher Management For Voted - For
1 d Elect Director Phillip A. Gobe Management For Voted - For
1 e Elect Director Larry R. Grillot Management For Voted - For
1 f Elect Director Stacy P. Methvin Management For Voted - For
1 g Elect Director Royce W. Mitchell Management For Voted - For
1 h Elect Director Frank A. Risch Management For Voted - For
1 i Elect Director Scott D. Sheffield Management For Voted - For
1 j Elect Director J. Kenneth Thompson Management For Voted - For
1 k Elect Director Phoebe A. Wood Management For Voted - For
1 l Elect Director Michael D. Wortley Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Qualified Employee Stock Purchase Plan Management For Voted - For
 
PIRELLI & C. SPA        
 
Security ID: IT0005278236 Ticker: PIRC      
 
Meeting Date: 24-Mar-21 Meeting Type: Special      
 
    Ordinary Business   Management For Non-Voting
1   Elect Angelos Papadimitriou as Director Management For Voted - For
    Extraordinary Business   Management For Non-Voting
1   Authorize the Convertibility of the Equity-Linked      
    Bond; Approve Capital Increase Without Preemptive      
    Rights to the Service of the Bond Management For Voted - For
 
Meeting Date: 15-Jun-21 Meeting Type: Annual      
 
    Ordinary Business   Management For Non-Voting
    Management Proposals   Management For Non-Voting
1.1   Accept Financial Statements and Statutory Reports Management For Voted - For
1.2   Approve Allocation of Income Management For Voted - For
2   Elect Giorgio Luca Bruno as Director Management For Voted - For
    Appoint Internal Statutory Auditors (Slate      
    Election) - Choose One of the Following Slates Management For Non-Voting
3.1.1 Slate 1 Submitted by Marco Polo International Italy      
    Srl and Camfin SpA   Shareholder None Voted - Against

 

352


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3.1.2 Slate 2 Submitted by Institutional Investors      
  (Assogestioni)   Shareholder None Voted - For
3.2 Appoint Chairman of Internal Statutory Auditors Shareholder Against Non-Voting
  Shareholder Proposal Submitted by Marco Polo      
  International Italy Srl and Camfin SpA Management For Non-Voting
3.3 Approve Internal Auditors' Remuneration Shareholder None Voted - For
  Management Proposals Management For Non-Voting
4.1 Approve Remuneration Policy Management For Voted - Against
4.2 Approve Second Section of the Remuneration Report Management For Voted - For
5.1 Approve Three-year Monetary Incentive Plan Management For Voted - Against
5.2 Approve Adjustment of the Cumulative Group Net Cash      
  Flow Target and Normalization of Total Shareholder      
  Return Target included in the Three-year Monetary      
  Incentive Plan   Management For Voted - Against
A Deliberations on Possible Legal Action Against      
  Directors if Presented by Shareholders Management None Voted - Against
 
PLANET FITNESS, INC.        
 
Security ID: US72703H1014 Ticker: PLNT      
 
Meeting Date: 03-May-21 Meeting Type: Annual      
 
1.1 Elect Director Christopher Rondeau Management For Voted - Withheld
1.2 Elect Director Frances Rathke Management For Voted - Withheld
1.3 Elect Director Bernard Acoca Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
 
PLASTIC OMNIUM SE        
 
Security ID: FR0000124570 Ticker: POM      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of EUR      
  0.49 per Share   Management For Voted - For
3 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - Against
4 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
5 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
6 Reelect Laurent Burelle as Director Management For Voted - For
7 Reelect Laurent Favre as Director Management For Voted - For
8 Reelect Burelle SA as Director Management For Voted - For
9 Reelect Anne-Marie Couderc as Director Management For Voted - For
10 Reelect Lucie Maurelle Aubert as Director Management For Voted - For

 

353


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
11 Reelect Bernd Gottschalk as Director Management For Voted - For
12 Reelect Paul Henry Lemarie as Director Management For Voted - For
13 Reelect Alexandre Merieux as Director Management For Voted - For
14 Acknowledge End of Mandate of Jean Burelle as      
  Director and Decision Not to Renew Management For Voted - For
15 Acknowledge End of Mandate of Jerome Gallot as      
  Director and Decision Not to Renew Management For Voted - For
16 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
17 Approve Remuneration Policy of CEO Management For Voted - For
18 Approve Remuneration Policy of Vice-CEO Management For Voted - For
19 Approve Remuneration Policy of Directors Management For Voted - For
20 Approve Compensation of Corporate Officers Management For Voted - For
21 Approve Compensation of Laurent Burelle, Chairman      
  of the Board   Management For Voted - For
22 Approve Compensation of Laurent Favre, CEO Management For Voted - For
23 Approve Compensation of Félicie Burelle, Vice-CEO Management For Voted - For
  Extraordinary Business   Management For Non-Voting
24 Authorize up to 0.5 Percent of Issued Capital for      
  Use in Stock Option Plans   Management For Voted - Against
25 Authorize up to 0.1 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - Against
26 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 4 Million Management For Voted - Against
27 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 4 Million Management For Voted - Against
28 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 1.7 Million Management For Voted - Against
29 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Above Under Items 26-28 Management For Voted - Against
30 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
31 Ratify Amendments of Bylaws to Comply with Legal      
  Changes   Management For Voted - For
32 Delegate Power to the Board to Amend the Bylaws to      
  Comply with Legal Changes Management For Voted - Against
33 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
PLAYTECH PLC        
 
Security ID: IM00B7S9G985 Ticker: PTEC      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Policy Management For Voted - For
3 Approve Remuneration Report Management For Voted - For

 

354


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Reappoint BDO LLP as Auditors and Authorise their      
  Remuneration   Management For Voted - For
5 Re-elect Claire Milne as Director Management For Voted - For
6 Re-elect John Jackson as Director Management For Voted - For
7 Re-elect Ian Penrose as Director Management For Voted - For
8 Re-elect Anna Massion as Director Management For Voted - For
9 Re-elect John Krumins as Director Management For Voted - For
10 Re-elect Andrew Smith as Director Management For Voted - For
11 Re-elect Mor Weizer as Director Management For Voted - For
12 Authorise Issue of Equity Management For Voted - For
13 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
14 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
15 Authorise Market Purchase of Ordinary Shares Management For Voted - For
 
PLUS500 LTD.        
 
Security ID: IL0011284465 Ticker: PLUS      
 
Meeting Date: 16-Mar-21 Meeting Type: Special      
 
1 Elect Tami Gottlieb as Director Management For Voted - For
2 Approve Fees Payable to Tami Gottlieb Management For Voted - For
3 Approve Increase in the Fees Payable to Anne Grim Management For Voted - For
4 Approve Fees Payable to Sigalia Heifetz Management For Voted - For
5 Amend Articles of Association to Increase the      
  Maximum Number of Directors to Nine Management For Voted - For
A Vote FOR if you are a controlling shareholder or      
  have a personal interest in one or several      
  resolutions, as indicated in the proxy card;      
  otherwise, vote AGAINST. You may not abstain. If      
  you vote FOR, please provide an explanation to your      
  account manager   Management None Voted - Against
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1 Re-elect David Zruia as Director Management For Voted - For
2 Re-elect Elad Even-Chen as Director Management For Voted - For
3 Re-elect Steven Baldwin as Director Management For Voted - For
4 Elect Sigalia Heifetz as Director Management For Voted - For
5 Elect Jacob Frenkel as Director Management For Voted - For
6 Reappoint Kesselman & Kesselman as Auditors Management For Voted - For
7 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
8 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
9 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
10 Authorise Market Purchase of Ordinary Shares Management For Voted - For
11 Approve Remuneration Policy Management For Voted - For
12 Approve Fees Payable to Jacob Frenkel Management For Voted - For

 

355


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
13   Approve Remuneration Terms of David Zruia Management For Voted - For
14   Approve Remuneration Terms of Elad Even-Chen Management For Voted - For
15   Approve Tax Bonus Payment to Elad Even-Chen Management For Voted - Against
16   Approve Remuneration Report Management For Voted - For
A   Vote FOR if you are a controlling shareholder or      
    have a personal interest in one or several      
    resolutions, as indicated in the proxy card;      
    otherwise, vote AGAINST. You may not abstain. If      
    you vote FOR, please provide an explanation to your      
    account manager   Management None Voted - Against
 
POLYUS PJSC        
 
Security ID: RU000A0JNAA8 Ticker: PLZL      
 
Meeting Date: 18-Aug-20 Meeting Type: Annual      
 
    Meeting for ADR/GDR Holders Management For Non-Voting
1   Approve Annual Report and Financial Statements Management For Voted - For
2   Approve Allocation of Income and Dividends of RUB      
    244.75 per Share   Management For Voted - For
    Elect Nine Directors by Cumulative Voting Management For Non-Voting
3.1   Elect Mariia Gordon as Director Management None Voted - For
3.2   Elect Pavel Grachev as Director Management None Voted - Against
3.3   Elect Edward Dowling as Director Management None Voted - For
3.4   Elect Said Kerimov as Director Management None Voted - Against
3.5   Elect Sergei Nosov as Director Management None Voted - Against
3.6   Elect Vladimir Polin as Director Management None Voted - Against
3.7   Elect Kent Potter as Director Management None Voted - For
3.8   Elect Mikhail Stiskin as Director Management None Voted - Against
3.9   Elect William Champion as Director Management None Voted - For
4   Ratify FinExperiza as Auditor Management For Voted - For
5   Approve Related-Party Transactions Management For Voted - For
6   Approve New Edition of Regulations on Board of      
    Directors   Management For Voted - For
7   Approve New Edition of Regulations on Remuneration      
    of Directors   Management For Voted - For
 
Meeting Date: 30-Sep-20 Meeting Type: Special      
 
    Meeting for ADR/GDR Holders Management For Non-Voting
1   Approve Interim Dividends for First Six Months of      
    Fiscal 2020   Management For Voted - For
 
POOL CORPORATION        
 
Security ID: US73278L1052 Ticker: POOL      
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1 a Elect Director Peter D. Arvan Management For Voted - For

 

356


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 b Elect Director Timothy M. Graven Management For Voted - For
1 c Elect Director Debra S. Oler Management For Voted - For
1 d Elect Director Manuel J. Perez de la Mesa Management For Voted - For
1 e Elect Director Harlan F. Seymour Management For Voted - For
1 f Elect Director Robert C. Sledd Management For Voted - For
1 g Elect Director John E. Stokely Management For Voted - For
1 h Elect Director David G. Whalen Management For Voted - For
2   Ratify Ernst & Young LLP as Auditor Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
POSCO        
 
Security ID: KR7005490008 Ticker: 005490      
 
Meeting Date: 12-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - For
3.1   Elect Choi Jeong-Woo as Inside Director Management For Voted - For
3.2   Elect Kim Hag-dong as Inside Director Management For Voted - Against
3.3   Elect Chon Jung-son as Inside Director Management For Voted - Against
3.4   Elect Jeong Tak as Inside Director Management For Voted - Against
3.5   Elect Jeong Chang-hwa as Inside Director Management For Voted - Against
4.1   Elect Yoo Young-suk as Outside Director Management For Voted - For
4.2   Elect Kwon Tae-gyun as Outside Director Management For Voted - Against
5   Elect Kim Sung-jin as Outside Director to Serve as      
    an Audit Committee Member Management For Voted - For
6   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For
 
PPG INDUSTRIES, INC.        
 
Security ID: US6935061076 Ticker: PPG      
 
Meeting Date: 15-Apr-21 Meeting Type: Annual      
 
1.1   Elect Director Steven A. Davis Management For Voted - For
1.2   Elect Director Michael W. Lamach Management For Voted - For
1.3   Elect Director Michael T. Nally Management For Voted - For
1.4   Elect Director Guillermo Novo Management For Voted - For
1.5   Elect Director Martin H. Richenhagen Management For Voted - For
1.6   Elect Director Catherine R. Smith Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Declassify the Board of Directors Management For Voted - For
4   Eliminate Supermajority Vote Requirement Management For Voted - For
5   Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
6   Require Independent Board Chair Shareholder Against Voted - Against

 

357


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
PRIMARY HEALTH PROPERTIES PLC      
 
Security ID: GB00BYRJ5J14 Ticker: PHP      
 
Meeting Date: 04-Jan-21 Meeting Type: Special      
 
1   Approve Matters Relating to the Acquisition by the      
    Company of the Entire Issued Share Capital of Nexus      
    Tradeco Holdings Limited   Management For Voted - For
2   Adopt New Articles of Association Management For Voted - For
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Sharesave Plan   Management For Voted - For
4   Approve Long Term Incentive Plan Management For Voted - For
5   Approve Employee Benefit Trust Management For Voted - For
6   Approve the Company's Dividend Policy Management For Voted - For
7   Reappoint Deloitte LLP as Auditors Management For Voted - For
8   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For
9   Re-elect Steven Owen as Director Management For Voted - For
10   Re-elect Harry Hyman as Director Management For Voted - For
11   Re-elect Richard Howell as Director Management For Voted - For
12   Re-elect Peter Cole as Director Management For Voted - For
13   Re-elect Laure Duhot as Director Management For Voted - For
14   Re-elect Ian Krieger as Director Management For Voted - For
15   Authorise UK Political Donations and Expenditure Management For Voted - For
16   Authorise Issue of Equity   Management For Voted - For
17   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
19   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
20   Authorise Market Purchase of Ordinary Shares Management For Voted - For
 
PROLOGIS, INC.        
 
Security ID: US74340W1036 Ticker: PLD      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Hamid R. Moghadam Management For Voted - For
1 b Elect Director Cristina G. Bita Management For Voted - For
1 c Elect Director George L. Fotiades Management For Voted - For
1 d Elect Director Lydia H. Kennard Management For Voted - For
1 e Elect Director Irving F. Lyons, III Management For Voted - For
1 f Elect Director Avid Modjtabai Management For Voted - For
1 g Elect Director David P. O'Connor Management For Voted - For

 

358


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 h Elect Director Olivier Piani   Management For Voted - For
1 i Elect Director Jeffrey L. Skelton Management For Voted - For
1 j Elect Director Carl B. Webb   Management For Voted - For
1 k Elect Director William D. Zollars Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify KPMG LLP as Auditors Management For Voted - For
 
PROOFPOINT, INC.        
 
Security ID: US7434241037 Ticker: PFPT      
 
Meeting Date: 15-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Dana Evan   Management For Voted - For
1 b Elect Director Kristen Gil   Management For Voted - For
1 c Elect Director Gary Steele   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
PROSIEBENSAT.1 MEDIA SE        
 
Security ID: DE000PSM7770 Ticker: PSM      
 
Meeting Date: 01-Jun-21 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2   Approve Allocation of Income and Dividends of EUR      
    0.49 per Share   Management For Voted - For
3   Approve Discharge of Management Board for Fiscal      
    Year 2020   Management For Voted - For
4   Approve Discharge of Supervisory Board for Fiscal      
    Year 2020   Management For Voted - For
5.1   Ratify Ernst & Young GmbH as Auditors for Fiscal      
    Year 2021   Management For Voted - For
5.2   Ratify PricewaterhouseCoopers GmbH as Auditors for      
    Fiscal Year 2021, if Item 5.1 is not Approved Management For Voted - For
6   Approve Remuneration Policy Management For Voted - For
7   Approve Remuneration of Supervisory Board Management For Voted - For
8   Approve Creation of EUR 46.6 Million Pool of      
    Capital with Partial Exclusion of Preemptive Rights Management For Voted - For
9   Approve Issuance of Warrants/Bonds with Warrants      
    Attached/Convertible Bonds with Partial Exclusion      
    of Preemptive Rights up to Aggregate Nominal Amount      
    of EUR 800 Million; Approve Creation of EUR 23.3      
    Million Pool of Capital to Guarantee Conversion      
    Rights   Management For Voted - For

 

359


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
PSP SWISS PROPERTY AG        
 
Security ID: CH0018294154 Ticker: PSPN      
 
Meeting Date: 31-Mar-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report (Non-Binding) Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  3.65 per Share   Management For Voted - For
4 Approve Discharge of Board and Senior Management Management For Voted - For
5.1 Reelect Luciano Gabriel as Director Management For Voted - For
5.2 Reelect Corinne Denzler as Director Management For Voted - For
5.3 Reelect Adrian Dudle as Director Management For Voted - For
5.4 Reelect Peter Forstmoser as Director Management For Voted - For
5.5 Reelect Henrik Saxborn as Director Management For Voted - For
5.6 Reelect Josef Stadler as Director Management For Voted - For
5.7 Reelect Aviram Wertheim as Director Management For Voted - For
6 Reelect Luciano Gabriel as Board Chairman Management For Voted - For
7.1 Reappoint Peter Forstmoser as Member of the      
  Compensation Committee   Management For Voted - For
7.2 Reappoint Adrian Dudle as Member of the      
  Compensation Committee   Management For Voted - For
7.3 Reappoint Josef Stadler as Member of the      
  Compensation Committee   Management For Voted - For
8 Approve Remuneration of Directors in the Amount of      
  CHF 1 Million   Management For Voted - For
9 Approve Remuneration of Executive Committee in the      
  Amount of CHF 4.2 Million Management For Voted - For
10 Ratify Ernst & Young AG as Auditors Management For Voted - For
11 Designate Proxy Voting Services GmbH as Independent      
  Proxy   Management For Voted - For
12 Transact Other Business (Voting) Management For Voted - Against
 
PT BANK BTPN SYARIAH TBK        
 
Security ID: ID1000142805 Ticker: BTPS      
 
Meeting Date: 21-Apr-21 Meeting Type: Annual      
 
1 Approve Financial Statements, Statutory Reports,      
  and Discharge of Directors, Commissioners and      
  Sharia Supervisory Board   Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Approve Changes in the Boards of Directors Management For Voted - For
4 Approve Remuneration of Directors, Commissioners      
  and Sharia Supervisory Board Management For Voted - For
5 Approve Auditors and Authorize Board to Fix Their      
  Remuneration   Management For Voted - For
6 Approve Transfer of Treasury Stock Management For Non-Voting
7 Amend Articles of Association Management For Voted - For

 

360


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
PT BANK CENTRAL ASIA TBK        
 
Security ID: ID1000109507 Ticker: BBCA      
 
Meeting Date: 29-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements, Statutory Reports,      
    and Discharge of Directors and Commissioners Management For Voted - For
2   Approve Allocation of Income and Dividends Management For Voted - For
3   Approve Changes in the Board of Directors Management For Voted - For
4   Approve Remuneration and Tantiem of Directors and      
    Commissioners   Management For Voted - For
5   Approve Tanudiredja, Wibisana, Rintis & Rekan as      
    Auditors   Management For Voted - For
6   Approve Payment of Interim Dividend Management For Voted - For
7   Approve Revised Recovery Plan Management For Voted - For
 
PTC INC.        
 
Security ID: US69370C1009 Ticker: PTC      
 
Meeting Date: 10-Feb-21 Meeting Type: Annual      
 
1.1   Elect Director Janice Chaffin Management For Voted - For
1.2   Elect Director Phillip Fernandez Management For Voted - For
1.3   Elect Director James Heppelmann Management For Voted - For
1.4   Elect Director Klaus Hoehn   Management For Voted - For
1.5   Elect Director Paul Lacy   Management For Voted - For
1.6   Elect Director Corinna Lathan Management For Voted - For
1.7   Elect Director Blake Moret   Management For Voted - For
1.8   Elect Director Robert Schechter Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
PUBLIC STORAGE        
 
Security ID: US74460D1090 Ticker: PSA      
 
Meeting Date: 26-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Ronald L. Havner, Jr. Management For Voted - For
1 b Elect Director Tamara Hughes Gustavson Management For Voted - For
1 c Elect Director Leslie S. Heisz Management For Voted - For
1 d Elect Director Michelle (Meka) Millstone-Shroff Management For Voted - For
1 e Elect Director Shankh S. Mitra Management For Voted - For
1 f Elect Director David J. Neithercut Management For Voted - For
1 g Elect Director Rebecca Owen Management For Voted - For
1 h Elect Director Kristy M. Pipes Management For Voted - For
1 i Elect Director Avedick B. Poladian Management For Voted - For
1 j Elect Director John Reyes   Management For Voted - For

 

361


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 k Elect Director Joseph D. Russell, Jr. Management For Voted - For
1 l Elect Director Tariq M. Shaukat Management For Voted - For
1 m Elect Director Ronald P. Spogli Management For Voted - For
1 n Elect Director Paul S. Williams Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Approve Omnibus Stock Plan Management For Voted - For
5   Eliminate Cumulative Voting Management For Voted - For
 
QUALCOMM INCORPORATED        
 
Security ID: US7475251036 Ticker: QCOM      
 
Meeting Date: 10-Mar-21 Meeting Type: Annual      
 
1 a Elect Director Sylvia Acevedo Management For Voted - For
1 b Elect Director Mark Fields   Management For Voted - For
1 c Elect Director Jeffrey W. Henderson Management For Voted - For
1 d Elect Director Gregory N. Johnson Management For Voted - For
1 e Elect Director Ann M. Livermore Management For Voted - For
1 f Elect Director Harish Manwani Management For Voted - For
1 g Elect Director Mark D. McLaughlin Management For Voted - For
1 h Elect Director Jamie S. Miller Management For Voted - For
1 i Elect Director Steve Mollenkopf Management For Voted - For
1 j Elect Director Clark T. "Sandy" Randt, Jr. Management For Voted - For
1 k Elect Director Irene B. Rosenfeld Management For Voted - For
1 l Elect Director Kornelis "Neil" Smit Management For Voted - For
1 m Elect Director Jean-Pascal Tricoire Management For Voted - For
1 n Elect Director Anthony J. Vinciquerra Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
QUILTER PLC        
 
Security ID: GB00BDCXV269 Ticker: QLT      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Final Dividend   Management For Voted - For
4   Elect Tim Breedon as Director Management For Voted - For
5   Elect Tazim Essani as Director Management For Voted - For
6   Re-elect Paul Feeney as Director Management For Voted - For
7   Re-elect Rosie Harris as Director Management For Voted - For
8   Re-elect Glyn Jones as Director Management For Voted - For
9   Re-elect Moira Kilcoyne as Director Management For Voted - For
10   Re-elect Ruth Markland as Director Management For Voted - For

 

362


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
11 Re-elect Paul Matthews as Director Management For Voted - For
12 Re-elect George Reid as Director Management For Voted - For
13 Re-elect Mark Satchel as Director Management For Voted - For
14 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
15 Authorise the Board Audit Committee to Fix      
  Remuneration of Auditors   Management For Voted - For
16 Authorise UK Political Donations and Expenditure Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Authorise the Company to Enter into Contingent      
  Purchase Contracts   Management For Voted - For
 
Meeting Date: 17-Jun-21 Meeting Type: Special      
 
1 Approve Sale of Quilter International Management For Voted - For
 
QURATE RETAIL, INC.        
 
Security ID: US74915M1009 Ticker: QRTEA      
 
Meeting Date: 25-May-21 Meeting Type: Annual      
 
1.1 Elect Director Richard N. Barton Management For Voted - Withheld
1.2 Elect Director Michael A. George Management For Voted - For
1.3 Elect Director Gregory B. Maffei Management For Voted - Withheld
2 Ratify KPMG LLP as Auditors Management For Voted - For
 
RAIA DROGASIL SA        
 
Security ID: BRRADLACNOR0 Ticker: RADL3      
 
Meeting Date: 30-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports      
  for Fiscal Year Ended Dec. 31, 2020 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Fix Number of Directors at 11 Management For Voted - For
4 Do You Wish to Adopt Cumulative Voting for the      
  Election of the Members of the Board of Directors,      
  Under the Terms of Article 141 of the Brazilian      
  Corporate Law?   Management None Voted - Abstain
5 Elect Directors   Management For Voted - For
6 In Case There is Any Change to the Board Slate      
  Composition, May Your Votes Still be Counted for      
  the Proposed Slate?   Management None Voted - Against
7 In Case Cumulative Voting Is Adopted, Do You Wish      
  to Equally Distribute Your Votes Amongst the      
  Nominees below?   Management None Voted - Abstain
  IF CUMULATIVE VOTE IS ADOPTED - If Voting FOR Item      
  7: Votes Are Distributed in Equal % Amongst      
  Nominees Voted FOR. An AGAINST Vote Is Required If      
  Supporting Candidate(s) Under Cumulative and Not      

 

363


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  Supporting Any Director(s)/Slate Under Majority      
  Voting   Management For Non-Voting
8.1 Percentage of Votes to Be Assigned - Elect Antonio      
  Carlos Pipponzi as Director Management None Voted - Abstain
8.2 Percentage of Votes to Be Assigned - Elect Carlos      
  Pires Oliveira Dias as Director Management None Voted - Abstain
8.3 Percentage of Votes to Be Assigned - Elect      
  Cristiana Almeida Pipponzi as Director Management None Voted - Abstain
8.4 Percentage of Votes to Be Assigned - Elect Plinio      
  Villares Musetti as Director Management None Voted - Abstain
8.5 Percentage of Votes to Be Assigned - Elect Paulo      
  Sergio Coutinho Galvao Filho as Director Management None Voted - Abstain
8.6 Percentage of Votes to Be Assigned - Elect Renato      
  Pires Oliveira Dias as Director Management None Voted - Abstain
8.7 Percentage of Votes to Be Assigned - Elect Marco      
  Ambrogio Crespi Bonomi as Independent Director Management None Voted - Abstain
8.8 Percentage of Votes to Be Assigned - Elect Sylvia      
  de Souza Leao Wanderley as Independent Director Management None Voted - Abstain
8.9 Percentage of Votes to Be Assigned - Elect Denise      
  Soares dos Santos as Independent Director Management None Voted - Abstain
8.10 Percentage of Votes to Be Assigned - Elect Philipp      
  Paul Marie Povel as Independent Director Management None Voted - Abstain
8.11 Percentage of Votes to Be Assigned - Elect Cesar      
  Nivaldo Gon as Independent Director Management None Voted - Abstain
9 As an Ordinary Shareholder, Would You like to      
  Request a Separate Minority Election of a Member of      
  the Board of Directors, Under the Terms of Article      
  141 of the Brazilian Corporate Law? Management None Voted - For
10 Approve Remuneration of Company's Management Management For Voted - For
11 Elect Fiscal Council Members Management For Voted - Abstain
12 In Case One of the Nominees Leaves the Fiscal      
  Council Slate Due to a Separate Minority Election,      
  as Allowed Under Articles 161 and 240 of the      
  Brazilian Corporate Law, May Your Votes Still Be      
  Counted for the Proposed Slate? Management None Voted - Against
13 Elect Antonio Edson Maciel dos Santos as Fiscal      
  Council Member and Alessandra Eloy Gadelha as      
  Alternate Appointed by Minority Shareholder Shareholder None Voted - For
14 Approve Remuneration of Fiscal Council Members Management For Voted - For
15 In the Event of a Second Call, the Voting      
  Instructions Contained in this Remote Voting Card      
  May Also be Considered for the Second Call? Management None Voted - For
 
Meeting Date: 30-Apr-21 Meeting Type: Special      
 
1 Amend Article 5   Management For Voted - For
2 Amend Article 6 Re: Increase in Board Size Management For Voted - For
3 Amend Article 6   Management For Voted - For
4 Amend Article 6   Management For Voted - For
5 Amend Article 6   Management For Voted - For
6 Amend Article 6   Management For Voted - For
7 Amend Article 6   Management For Voted - For

 

364


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
8 Amend Article 9   Management For Voted - For
9 Amend Article 9   Management For Voted - For
10 Amend Article 7   Management For Voted - For
11 Amend Articles   Management For Voted - For
12 Consolidate Bylaws   Management For Voted - For
13 In the Event of a Second Call, the Voting      
  Instructions Contained in this Remote Voting Card      
  May Also be Considered for the Second Call? Management None Voted - For
 
RAITO KOGYO CO., LTD.        
 
Security ID: JP3965800000 Ticker: 1926      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 50   Management For Voted - For
2.1 Elect Director Akutsu, Kazuhiro Management For Voted - For
2.2 Elect Director Funayama, Shigeaki Management For Voted - For
2.3 Elect Director Kawamura, Kohei Management For Voted - For
2.4 Elect Director Nishi, Makoto Management For Voted - For
2.5 Elect Director Kaneto, Tatsuya Management For Voted - For
2.6 Elect Director Shimizu, Hiroko Management For Voted - For
2.7 Elect Director Nagata, Takeshi Management For Voted - For
2.8 Elect Director Asano, Hiromi Management For Voted - For
3.1 Appoint Statutory Auditor Kinoshita, Hiroyuki Management For Voted - For
3.2 Appoint Statutory Auditor Iida, Nobuo Management For Voted - Against
 
RAKUTEN GROUP, INC.        
 
Security ID: JP3967200001 Ticker: 4755      
 
Meeting Date: 30-Mar-21 Meeting Type: Annual      
 
1 Amend Articles to Change Company Name Management For Voted - For
2.1 Elect Director Mikitani, Hiroshi Management For Voted - For
2.2 Elect Director Hosaka, Masayuki Management For Voted - For
2.3 Elect Director Charles B. Baxter Management For Voted - For
2.4 Elect Director Hyakuno, Kentaro Management For Voted - For
2.5 Elect Director Kutaragi, Ken Management For Voted - For
2.6 Elect Director Sarah J. M. Whitley Management For Voted - For
2.7 Elect Director Mitachi, Takashi Management For Voted - For
2.8 Elect Director Murai, Jun   Management For Voted - For
2.9 Elect Director John V. Roos   Management For Voted - For

 

365


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
RAYTHEON TECHNOLOGIES CORPORATION      
 
Security ID: US75513E1010 Ticker: RTX      
 
Meeting Date: 26-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Tracy A. Atkinson Management For Voted - For
1 b Elect Director Gregory J. Hayes Management For Voted - For
1 c Elect Director Thomas A. Kennedy Management For Voted - For
1 d Elect Director Marshall O. Larsen Management For Voted - For
1 e Elect Director George R. Oliver Management For Voted - For
1 f Elect Director Robert K. (Kelly) Ortberg Management For Voted - For
1 g Elect Director Margaret L. O'Sullivan Management For Voted - For
1 h Elect Director Dinesh C. Paliwal Management For Voted - For
1 i Elect Director Ellen M. Pawlikowski Management For Voted - For
1 j Elect Director Denise L. Ramos Management For Voted - For
1 k Elect Director Fredric G. Reynolds Management For Voted - For
1 l Elect Director Brian C. Rogers Management For Voted - For
1 m Elect Director James A. Winnefeld, Jr. Management For Voted - For
1 n Elect Director Robert O. Work Management For Voted - Against
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Approve Executive Incentive Bonus Plan Management For Voted - For
5   Amend Omnibus Stock Plan   Management For Voted - For
6   Amend Proxy Access Right   Shareholder Against Voted - For
 
REALPAGE, INC.        
 
Security ID: US75606N1090 Ticker: RP      
 
Meeting Date: 08-Mar-21 Meeting Type: Special      
 
1   Approve Merger Agreement   Management For Voted - For
2   Advisory Vote on Golden Parachutes Management For Voted - For
3   Adjourn Meeting   Management For Voted - For
 
RECRUIT HOLDINGS CO., LTD.        
 
Security ID: JP3970300004 Ticker: 6098      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Minegishi, Masumi Management For Voted - For
1.2   Elect Director Idekoba, Hisayuki Management For Voted - For
1.3   Elect Director Senaha, Ayano Management For Voted - For
1.4   Elect Director Rony Kahan   Management For Voted - For
1.5   Elect Director Izumiya, Naoki Management For Voted - For
1.6   Elect Director Totoki, Hiroki Management For Voted - For
2   Appoint Alternate Statutory Auditor Tanaka, Miho Management For Voted - For
3   Approve Trust-Type Equity Compensation Plan Management For Voted - Against

 

366


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Approve Stock Option Plan   Management For Voted - For
5 Amend Articles to Allow Virtual Only Shareholder      
  Meetings   Management For Voted - Against
 
RED ELECTRICA CORP. SA        
 
Security ID: ES0173093024 Ticker: REE      
 
Meeting Date: 28-Jun-21 Meeting Type: Annual      
 
1 Approve Standalone Financial Statements Management For Voted - For
2 Approve Consolidated Financial Statements Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For
4 Approve Non-Financial Information Statement Management For Voted - For
5 Approve Discharge of Board Management For Voted - For
6.1 Elect Marcos Vaquer Caballeria as Director Management For Voted - For
6.2 Elect Elisenda Malaret Garcia as Director Management For Voted - For
6.3 Elect Jose Maria Abad Hernandez as Director Management For Voted - For
6.4 Ratify Appointment of and Elect Ricardo Garcia      
  Herrera as Director   Management For Voted - For
7.1 Amend Articles Re: Corporate Purpose, Nationality      
  and Registered Office   Management For Voted - For
7.2 Amend Articles Re: Share Capital and Shareholders'      
  Preferential Subscription Rights Management For Voted - For
7.3 Amend Articles Re: General Meetings, Meeting Types,      
  Quorum, Right to Information and Attendance,      
  Constitution, Deliberations and Remote Voting Management For Voted - For
7.4 Amend Articles Re: Allow Shareholder Meetings to be      
  Held in Virtual-Only Format Management For Voted - For
7.5 Amend Articles Re: Board, Audit Committee,      
  Appointment and Remuneration Committee and      
  Sustainability Committee   Management For Voted - For
7.6 Amend Articles Re: Annual Accounts Management For Voted - For
8.1 Amend Articles of General Meeting Regulations Re:      
  Purpose and Validity of the Regulations, and      
  Advertising   Management For Voted - For
8.2 Amend Article 2 of General Meeting Regulations Re:      
  Corporate Website   Management For Voted - For
8.3 Amend Articles of General Meeting Regulations Re:      
  Competences and Meeting Types Management For Voted - For
8.4 Amend Articles of General Meeting Regulations Re:      
  Allow Shareholder Meetings to be Held in      
  Virtual-Only Format   Management For Voted - For
8.5 Amend Articles of General Meeting Regulations Re:      
  Quorum, Chairman of the General Meeting,      
  Constitution, Deliberation, Adoption of Resolutions      
  and Publicity   Management For Voted - For
9.1 Approve Remuneration Report Management For Voted - For
9.2 Approve Remuneration of Directors Management For Voted - For
9.3 Approve Long-Term Incentive Plan Management For Voted - For
9.4 Approve Remuneration Policy Management For Voted - For
10 Renew Appointment of KPMG Auditores as Auditor Management For Voted - For

 

367


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
11   Authorize Board to Ratify and Execute Approved      
    Resolutions   Management For Voted - For
12   Receive Corporate Governance Report Management For Non-Voting
13   Receive Amendments to Board of Directors Regulations Management For Non-Voting
 
REGIONS FINANCIAL CORPORATION      
 
Security ID: US7591EP1005 Ticker: RF      
 
Meeting Date: 21-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Carolyn H. Byrd Management For Voted - For
1 b Elect Director Don DeFosset Management For Voted - For
1 c Elect Director Samuel A. Di Piazza, Jr. Management For Voted - For
1 d Elect Director Zhanna Golodryga Management For Voted - For
1 e Elect Director John D. Johns   Management For Voted - For
1 f Elect Director Ruth Ann Marshall Management For Voted - For
1 g Elect Director Charles D. McCrary Management For Voted - For
1 h Elect Director James T. Prokopanko Management For Voted - For
1 i Elect Director Lee J. Styslinger, III Management For Voted - For
1 j Elect Director Jose S. Suquet Management For Voted - For
1 k Elect Director John M. Turner, Jr. Management For Voted - For
1 l Elect Director Timothy Vines Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
 
RELIANCE INDUSTRIES LTD.        
 
Security ID: INE002A01018 Ticker: 500325      
 
Meeting Date: 31-Mar-21 Meeting Type: Court      
 
    Court-Ordered Meeting for Shareholders Management For Non-Voting
1   Approve Scheme of Arrangement Management For Voted - For
 
Meeting Date: 24-Jun-21 Meeting Type: Annual      
 
1 a Accept Financial Statements and Statutory Reports Management For Voted - For
1 b Accept Consolidated Financial Statements and      
    Statutory Reports   Management For Voted - For
2   Approve Dividend   Management For Voted - For
3   Elect Nikhil R. Meswani as Director Management For Voted - For
4   Elect Pawan Kumar Kapil as Director Management For Voted - For
5   Reelect Shumeet Banerji as Director Management For Voted - For
6   Approve Remuneration of Cost Auditors Management For Voted - For

 

368


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
RENESAS ELECTRONICS CORP.        
 
Security ID: JP3164720009 Ticker: 6723      
 
Meeting Date: 31-Mar-21 Meeting Type: Annual      
 
1.1   Elect Director Shibata, Hidetoshi Management For Voted - For
1.2   Elect Director Toyoda, Tetsuro Management For Voted - For
1.3   Elect Director Iwasaki, Jiro   Management For Voted - For
1.4   Elect Director Selena Loh Lacroix Management For Voted - For
1.5   Elect Director Arunjai Mittal Management For Voted - For
1.6   Elect Director Yamamoto, Noboru Management For Voted - For
2.1   Appoint Statutory Auditor Sekine, Takeshi Management For Voted - Against
2.2   Appoint Statutory Auditor Mizuno, Tomoko Management For Voted - For
3   Approve Performance Share Plan and Restricted Stock      
    Plan   Management For Voted - Against
 
RENGO CO., LTD.        
 
Security ID: JP3981400009 Ticker: 3941      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Otsubo, Kiyoshi Management For Voted - For
1.2   Elect Director Kawamoto, Yosuke Management For Voted - For
1.3   Elect Director Maeda, Moriaki Management For Voted - For
1.4   Elect Director Baba, Yasuhiro Management For Voted - For
1.5   Elect Director Ishida, Shigechika Management For Voted - For
1.6   Elect Director Hasegawa, Ichiro Management For Voted - For
1.7   Elect Director Sato, Yoshio   Management For Voted - For
1.8   Elect Director Oku, Masayuki Management For Voted - For
1.9   Elect Director Sakai, Shinya   Management For Voted - For
1.10   Elect Director Tamaoka, Kaoru Management For Voted - For
2   Approve Compensation Ceiling for Directors Management For Voted - For
 
REPLY SPA        
 
Security ID: IT0005282865 Ticker: REY      
 
Meeting Date: 26-Apr-21 Meeting Type: Annual/Special      
 
    Ordinary Business   Management For Non-Voting
1 a Accept Financial Statements and Statutory Reports Management For Voted - For
1 b Approve Allocation of Income Management For Voted - For
2 a Fix Number of Directors and Duration of Their Term Management For Voted - For
    Appoint Directors (Slate Election) - Choose One of      
    the Following Slates   Management For Non-Voting
2 b.1 Slate Submitted by Alika Srl   Shareholder None Voted - Against
2 b.2 Slate Submitted by Institutional Investors      
    (Assogestioni)   Shareholder None Voted - For
2 c Elect Board Chair   Management None Voted - Against

 

369


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 d Approve Remuneration of Directors Management For Voted - For
    Appoint Internal Statutory Auditors (Slate      
    Election) - Choose One of the Following Slates Management For Non-Voting
3 a.1 Slate Submitted by Alika Srl   Shareholder None Voted - Against
3 a.2 Slate Submitted by Institutional Investors      
    (Assogestioni)   Shareholder None Voted - For
3 b Approve Internal Auditors' Remuneration Management For Voted - For
4   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - Against
5   Approve Second Section of the Remuneration Report Management For Voted - For
    Extraordinary Business   Management For Non-Voting
6   Approve Issuance of Shares to Be Subscribed through      
    a Contribution in Kind; Amend Articles of      
    Association Re: Article 5   Management For Voted - For
A   Deliberations on Possible Legal Action Against      
    Directors if Presented by Shareholders Management None Voted - Against
 
RESMED INC.        
 
Security ID: US7611521078 Ticker: RMD      
 
Meeting Date: 19-Nov-20 Meeting Type: Annual      
 
1 a Elect Director Karen Drexler Management For Voted - For
1 b Elect Director Michael Farrell Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
RINGCENTRAL, INC.        
 
Security ID: US76680R2067 Ticker: RNG      
 
Meeting Date: 04-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Vladimir Shmunis Management For Voted - For
1.2   Elect Director Kenneth Goldman Management For Voted - For
1.3   Elect Director Michelle McKenna Management For Voted - For
1.4   Elect Director Robert Theis   Management For Voted - For
1.5   Elect Director Allan Thygesen Management For Voted - For
1.6   Elect Director Neil Williams   Management For Voted - For
1.7   Elect Director Mignon Clyburn Management For Voted - For
1.8   Elect Director Arne Duncan   Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against

 

370


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
RINGKJOBING LANDBOBANK A/S      
 
Security ID: DK0060854669 Ticker: RILBA      
 
Meeting Date: 03-Mar-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Receive Report of Board   Management For Voted - For
3   Accept Financial Statements and Statutory Reports Management For Voted - For
4   Approve Allocation of Income Management For Voted - For
5   Approve Remuneration Report (Advisory Vote) Management For Voted - For
6   Approve Guidelines for Incentive-Based Compensation      
    for Executive Management and Board Management For Voted - For
7 a Elect Anette Orbaek Andersen as Member of Committee      
    of Representatives   Management For Voted - For
7 b Elect Erik Jensen as Member of Committee of      
    Representatives   Management For Voted - For
7 c Elect Anne Kaptain as Member of Committee of      
    Representatives   Management For Voted - For
7 d Elect Henrik Lintner as Member of Committee of      
    Representatives   Management For Voted - For
7 e Elect Jacob Moller as Member of Committee of      
    Representatives   Management For Voted - For
7 f Elect Jens Moller Nielsen as Member of Committee of      
    Representatives   Management For Voted - For
7 g Elect Bente Skjorbaek Olesen as Member of Committee      
    of Representatives   Management For Voted - For
7 h Elect Karsten Sandal as Member of Committee of      
    Representatives   Management For Voted - For
7 i Elect Lone Rejkjaer Sollmann as Member of Committee      
    of Representatives   Management For Voted - For
7 j Elect Egon Sorensen as Member of Committee of      
    Representatives   Management For Voted - For
7 k Elect Lise Kvist Thomsen as Member of Committee of      
    Representatives   Management For Voted - For
7 l Elect Dennis Christian Conradsen as Member of      
    Committee of Representatives Management For Voted - For
8   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
9   Authorize Share Repurchase Program Management For Voted - For
10 a Approve Creation of Pool of Capital with and      
    without Preemptive Rights; Adopt New Articles of      
    Association   Management For Voted - For
10 b Approve DKK 160,600 Reduction in Share Capital via      
    Share Cancellation   Management For Voted - For
10 c Authorize Editorial Changes to Adopted Resolutions      
    in Connection with Registration with Danish      
    Authorities   Management For Voted - For

 

371


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
ROCKET INTERNET SE        
 
Security ID: DE000A12UKK6 Ticker: RKET      
 
Meeting Date: 24-Sep-20 Meeting Type: Special      
 
1   Approve EUR 69.4 Million Reduction in Share Capital      
    via Redemption of Shares to Be Acquired; Authorize      
    Acquisition of Treasury Shares Management For Voted - Against
2   Authorize Share Repurchase Program and Reissuance      
    or Cancellation of Repurchased Shares; Authorize      
    Share Capital Reduction   Management For Voted - Against
 
ROCKWELL AUTOMATION, INC.        
 
Security ID: US7739031091 Ticker: ROK      
 
Meeting Date: 02-Feb-21 Meeting Type: Annual      
 
A1   Elect Director William P. Gipson Management For Voted - For
A2   Elect Director J. Phillip Holloman Management For Voted - For
A3   Elect Director Steven R. Kalmanson Management For Voted - For
A4   Elect Director Lawrence D. Kingsley Management For Voted - For
A5   Elect Director Lisa A. Payne   Management For Voted - For
B   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
C   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
ROKU, INC.        
 
Security ID: US77543R1023 Ticker: ROKU      
 
Meeting Date: 10-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Ravi Ahuja   Management For Voted - Withheld
1 b Elect Director Mai Fyfield   Management For Voted - Withheld
1 c Elect Director Laurie Simon Hodrick Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
ROPER TECHNOLOGIES, INC.        
 
Security ID: US7766961061 Ticker: ROP      
 
Meeting Date: 14-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Shellye L. Archambeau Management For Voted - For
1.2   Elect Director Amy Woods Brinkley Management For Voted - For
1.3   Elect Director John F. Fort, III Management For Voted - For
1.4   Elect Director L. Neil Hunn   Management For Voted - For
1.5   Elect Director Robert D. Johnson Management For Voted - For

 

372


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.6   Elect Director Laura G. Thatcher Management For Voted - For
1.7   Elect Director Richard F. Wallman Management For Voted - For
1.8   Elect Director Christopher Wright Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Approve Omnibus Stock Plan Management For Voted - For
 
ROSS STORES, INC.        
 
Security ID: US7782961038 Ticker: ROST      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1 a Elect Director K. Gunnar Bjorklund Management For Voted - For
1 b Elect Director Michael J. Bush Management For Voted - For
1 c Elect Director Sharon D. Garrett Management For Voted - For
1 d Elect Director Michael J. Hartshorn Management For Voted - For
1 e Elect Director Stephen D. Milligan Management For Voted - For
1 f Elect Director Patricia H. Mueller Management For Voted - For
1 g Elect Director George P. Orban Management For Voted - For
1 h Elect Director Gregory L. Quesnel Management For Voted - For
1 i Elect Director Larree M. Renda Management For Voted - For
1 j Elect Director Barbara Rentler Management For Voted - For
1 k Elect Director Doniel N. Sutton Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4   Adopt Share Retention Policy For Senior Executives      
    *Withdrawn Resolution*   Shareholder Against Non-Voting
 
ROTORK PLC        
 
Security ID: GB00BVFNZH21 Ticker: ROR      
 
Meeting Date: 30-Apr-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3   Approve Remuneration Report Management For Voted - For
4   Re-elect Ann Andersen as Director Management For Voted - For
5   Re-elect Tim Cobbold as Director Management For Voted - For
6   Re-elect Jonathan Davis as Director Management For Voted - For
7   Re-elect Peter Dilnot as Director Management For Voted - For
8   Re-elect Kevin Hostetler as Director Management For Voted - For
9   Re-elect Martin Lamb as Director Management For Voted - For
10   Elect Janice Stipp as Director Management For Voted - For
11   Reappoint Deloitte LLP as Auditors Management For Voted - For
12   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For

 

373


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
13   Authorise Issue of Equity   Management For Voted - For
14   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
15   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
16   Authorise Market Purchase of Ordinary Shares Management For Voted - For
17   Authorise Market Purchase of Preference Shares Management For Voted - For
18   Adopt New Articles of Association Management For Voted - For
19   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
ROYAL BOSKALIS WESTMINSTER NV      
 
Security ID: NL0000852580 Ticker: BOKA      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Open Meeting   Management For Non-Voting
2   Receive Report of Management Board (Non-Voting) Management For Non-Voting
3   Approve Remuneration Report Management For Voted - For
4 .a Adopt Financial Statements and Statutory Reports Management For Voted - For
4 .b Receive Report of Supervisory Board (Non-Voting) Management For Non-Voting
5 .a Discuss Allocation of Income Management For Non-Voting
5 .b Approve Dividends of EUR 0.50 Per Share Management For Voted - For
6   Approve Discharge of Management Board Management For Voted - For
7   Approve Discharge of Supervisory Board Management For Voted - For
8   Ratify KPMG as Auditors   Management For Voted - For
9   Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
10   Approve Cancellation of Repurchased Shares Management For Voted - For
11   Other Business (Non-Voting) Management For Non-Voting
12   Close Meeting   Management For Non-Voting
 
ROYAL CARIBBEAN CRUISES LTD.      
 
Security ID: LR0008862868 Ticker: RCL      
 
Meeting Date: 02-Jun-21 Meeting Type: Annual      
 
1 a Elect Director John F. Brock   Management For Voted - For
1 b Elect Director Richard D. Fain Management For Voted - For
1 c Elect Director Stephen R. Howe, Jr. Management For Voted - For
1 d Elect Director William L. Kimsey Management For Voted - For
1 e Elect Director Amy McPherson Management For Voted - For
1 f Elect Director Maritza G. Montiel Management For Voted - For
1 g Elect Director Ann S. Moore Management For Voted - For
1 h Elect Director Eyal M. Ofer   Management For Voted - For
1 i Elect Director William K. Reilly Management For Voted - For
1 j Elect Director Vagn O. Sorensen Management For Voted - For

 

374


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 k Elect Director Donald Thompson Management For Voted - For
1 l Elect Director Arne Alexander Wilhelmsen Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5   Report on Political Contributions Disclosure Shareholder Against Voted - For
 
ROYAL UNIBREW A/S        
 
Security ID: DK0060634707 Ticker: RBREW      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1   Receive Report of Board   Management For Non-Voting
2   Accept Financial Statements and Statutory Reports Management For Voted - For
3   Approve Discharge of Management and Board Management For Voted - For
4   Approve Allocation of Income and Dividends of DKK      
    13.5 Per Share   Management For Voted - For
5   Approve Remuneration Report (Advisory Vote) Management For Voted - For
6   Approve Remuneration of Directors in the Amount of      
    DKK 1.1 Million for Chairman, DKK 665,000 for Vice      
    Chairman and DKK 380,000 for Other Directors;      
    Approve Remuneration for Committee Work Management For Voted - For
7.1   Approve DKK 1.1 Million Reduction in Share Capital      
    via Share Cancellation   Management For Voted - For
7.2   Authorize Share Repurchase Program Management For Voted - For
7.3   Allow Shareholder Meetings to be Held by Electronic      
    Means Only   Management For Voted - Against
7.4   Approve Company Announcements in English Management For Voted - For
7.5   Amend Articles Re: Attendance at General Meetings Management For Voted - For
8 .a Reelect Walther Thygesen as Director Management For Voted - For
8 .b Reelect Jais Valeur as Director Management For Voted - For
8 .c Reelect Christian Sagild as Director Management For Voted - For
8 .d Reelect Catharina Stackelberg-Hammaren as Director Management For Voted - For
8 .e Reelect Heidi Kleinbach-Sauter as Director Management For Voted - For
8 .f Elect Peter Ruzicka as New Director Management For Voted - For
8 .g Elect Torben Carlsen as New Director Management For Voted - For
9   Ratify Deloitte as Auditors   Management For Voted - For
10   Other Business   Management For Non-Voting
 
RUBIS SCA        
 
Security ID: FR0013269123 Ticker: RUI      
 
Meeting Date: 09-Dec-20 Meeting Type: Special      
 
    Ordinary Business   Management For Non-Voting
1   Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
    Extraordinary Business   Management For Non-Voting

 

375


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
3 Amend Article 56 of Bylaws Re: General Management      
  Rights on Company Income Management For Voted - For
4 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
Meeting Date: 10-Jun-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  1.80 per Share   Management For Voted - For
4 Approve Stock Dividend Program Management For Voted - For
5 Reelect Laure Grimonpret-Tahon as Supervisory Board      
  Member   Management For Voted - For
6 Reelect Herve Claquin as Supervisory Board Member Management For Voted - For
7 Reelect Erik Pointillart as Supervisory Board Member Management For Voted - For
8 Elect Nils Christian Bergene as Supervisory Board      
  Member   Management For Voted - For
9 Appoint CBA as Alternate Auditor Management For Voted - For
10 Approve Compensation Report of Corporate Officers Management For Voted - For
11 Approve Compensation of Gilles Gobin, General      
  Manager   Management For Voted - For
12 Approve Compensation of Sorgema SARL, General      
  Manager   Management For Voted - For
13 Approve Compensation of Agena SAS, General Manager Management For Voted - For
14 Approve Compensation of Olivier Heckenroth,      
  Chairman of the Supervisory Board Management For Voted - For
15 Approve Remuneration Policy of General Management Management For Voted - For
16 Approve Remuneration Policy of Supervisory Board      
  Members   Management For Voted - For
17 Approve Remuneration of Supervisory Board Members      
  in the Aggregate Amount of EUR 240,000 Management For Voted - For
18 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
19 Approve Transaction with Sorgema SARL Management For Voted - For
20 Approve Transaction with Agena SAS Management For Voted - For
21 Approve Transaction with Rubis Terminal SA Re: Loan      
  Agreement   Management For Voted - For
22 Approve Transaction with Cube Storage Europe HoldCo      
  LTD and RT Invest SA Re: Loan Agreement Management For Voted - For
23 Approve Transaction with Rubis Terminal SA, Rubis      
  Energie SAS and Rubis Energie SAS Re: Amendment to      
  the Service Agreement Management For Voted - For
  Extraordinary Business Management For Non-Voting
24 Authorize Capitalization of Reserves of Up to EUR      
  10 Million for Bonus Issue or Increase in Par Value Management For Voted - For

 

376


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
25 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 38 Million Management For Voted - For
26 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Under Items 25 and 30 Management For Voted - For
27 Authorize Capital Increase of up to EUR 10 Million      
  for Contributions in Kind   Management For Voted - For
28 Authorize Capital Increase of Up to EUR 6 Million      
  for Future Exchange Offers Management For Voted - For
29 Approve Issuance of Equity or Equity-Linked      
  Securities Reserved for Specific Beneficiaries, up      
  to Aggregate Nominal Amount of EUR 5.5 Million Management For Voted - For
30 Set Total Limit for Capital Increase to Result from      
  Issuance Requests Under Items 24 to 29 at 40      
  Percent of Issued Share Capital Management For Voted - For
31 Authorize up to 0.30 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - For
32 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
33 Amend Article 24, 28, 30, 31 and 43 of Bylaws Re:      
  Electronic Summoning, Participation to General      
  Meetings, Deliberations, Remuneration and Auditors Management For Voted - For
34 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
RWE AG        
 
Security ID: DE0007037129 Ticker: RWE      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.85 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for      
  Fiscal Year 2021   Management For Voted - For
6.1 Elect Werner Brandt to the Supervisory Board Management For Voted - For
6.2 Elect Hans Buenting to the Supervisory Board Management For Voted - For
6.3 Elect Ute Gerbaulet to the Supervisory Board Management For Voted - For
6.4 Elect Hans-Peter Keitel to the Supervisory Board Management For Voted - For
6.5 Elect Monika Kircher to the Supervisory Board Management For Voted - For
6.6 Elect Guenther Schartz to the Supervisory Board Management For Voted - For
6.7 Elect Erhard Schipporeit to the Supervisory Board Management For Voted - For
6.8 Elect Ullrich Sierau to the Supervisory Board Management For Voted - For
6.9 Elect Hauke Stars to the Supervisory Board Management For Voted - For
6.10 Elect Helle Valentin to the Supervisory Board Management For Voted - For

 

377


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7   Approve Remuneration Policy Management For Voted - For
8   Approve Remuneration of Supervisory Board Management For Voted - For
9   Approve Creation of EUR 346.2 Million Pool of      
    Capital with Partial Exclusion of Preemptive Rights Management For Voted - For
10   Approve Issuance of Warrants/Bonds with Warrants      
    Attached/Convertible Bonds with Partial Exclusion      
    of Preemptive Rights up to Aggregate Nominal Amount      
    of EUR 5 Billion; Approve Creation of EUR 173.1      
    Million Pool of Capital to Guarantee Conversion      
    Rights   Management For Voted - For
11   Amend Articles Re: By-elections to the Supervisory      
    Board   Management For Voted - For
12   Amend Articles Re: Election of Chairman and Deputy      
    Chairman of the Supervisory Board Management For Voted - For
13   Amend Articles Re: Proof of Entitlement Management For Voted - For
 
SAAB AB        
 
Security ID: SE0000112385 Ticker: SAAB.B      
 
Meeting Date: 13-Apr-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2.1   Designate Ossian Ekdahl as Inspector of Minutes of      
    Meeting   Management For Voted - For
2.2   Designate Anders Algotsson as Inspector of Minutes      
    of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7   Receive President's Report   Management For Non-Voting
8 .a Accept Financial Statements and Statutory Reports Management For Voted - For
8 .b Approve Allocation of Income and Dividends of SEK      
    4.70 Per Share   Management For Voted - For
8 .c1 Approve Discharge of Sten Jakobsson Management For Voted - For
8 .c2 Approve Discharge of Micael Johansson Management For Voted - For
8 .c3 Approve Discharge of Danica Kragic Jensfelt Management For Voted - For
8 .c4 Approve Discharge of Sara Mazur Management For Voted - For
8 .c5 Approve Discharge of Johan Menckel Management For Voted - For
8 .c6 Approve Discharge of Daniel Nodhall Management For Voted - For
8 .c7 Approve Discharge of Bert Nordberg Management For Voted - For
8 .c8 Approve Discharge of Cecilia Stego Chilo Management For Voted - For
8 .c9 Approve Discharge of Erika Soderberg Johnson Management For Voted - For
8.c10Approve Discharge of Marcus Wallenberg Management For Voted - For
8.c11Approve Discharge of Joakim Westh Management For Voted - For
8.c12Approve Discharge of Employee Representative Goran      
    Andersson   Management For Voted - For
8.c13Approve Discharge of Employee Representative Stefan      
    Andersson   Management For Voted - For

 

378


 

    PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
8.c14Approve Discharge of Employee Representative Goran      
    Gustavsson Management For Voted - For
8.c15Approve Discharge of Employee Representative Nils      
    Lindskog Management For Voted - For
8.c16Approve Discharge of Employee Representative Magnus      
    Gustafsson Management For Voted - For
8.c17Approve Discharge of Deputy Employee Representative      
    Conny Holm Management For Voted - For
8.c18Approve Discharge of Deputy Employee Representative      
    Tina Mikkelsen Management For Voted - For
8.c19Approve Discharge of President Micael Johansson Management For Voted - For
9.1   Determine Number of Members (11) and Deputy Members      
    (0) of Board Management For Voted - For
9.2   Determine Number of Auditors (1) and Deputy      
    Auditors (0) Management For Voted - For
10.1   Approve Remuneration of Directors in the Amount of      
    SEK 1.98 Million to Chairman, SEK 725,000 for Vice      
    Chairman, and SEK 645,000 for Other Directors;      
    Approve Remuneration for Committee Work Management For Voted - For
10.2   Approve Remuneration of Auditors Management For Voted - For
11 .a Elect Henrik Henriksson as New Director Management For Voted - For
11 .b Reelect Micael Johansson as Director Management For Voted - For
11 .c Reelect Danica Kragic Jensfelt as Director Management For Voted - For
11 .d Reelect Sara Mazur as Director Management For Voted - For
11 .e Reelect Johan Menckel as Director Management For Voted - For
11 .f Reelect Daniel Nodhall as Director Management For Voted - For
11 .g Reelect Bert Nordberg as Director Management For Voted - For
11 .h Reelect Cecilia Stego Chilo as Director Management For Voted - For
11 .i Reelect Erika Soderberg Johnson as Director Management For Voted - For
11 .j Reelect Marcus Wallenberg as Director Management For Voted - For
11 .k Reelect Joakim Westh as Director Management For Voted - For
11 .l Reelect Marcus Wallenberg as Board Chairman Management For Voted - Against
12   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
13   Approve Remuneration Report Management For Voted - For
14   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
15 .a Approve 2022 Share Matching Plan for All Employees;      
    Approve 2022 Performance Share Program for Key      
    Employees; Approve Special Projects 2022 Incentive      
    Plan Management For Voted - Against
15 .b Approve Equity Plan Financing Management For Voted - Against
15 .c Approve Third Party Swap Agreement as Alternative      
    Equity Plan Financing Management For Voted - Against
16 .a Authorize Share Repurchase Program Management For Voted - For
16 .b Authorize Reissuance of Repurchased Shares Management For Voted - For
16 .c Approve Transfer of Shares for Previous Year's      
    Incentive Programs Management For Voted - Against
17   Amend Articles Re: Participation at General Meetings Management For Voted - For
    Shareholder Proposals Submitted by The Swedish      
    Peace and Arbitration Society Management For Non-Voting

 

379


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
18   Stop All of Saab's Deliveries of Military      
    Technology and Equipment to the Belligerent Parties      
    in the War in Yemen   Shareholder Against Voted - Against
19   Close Meeting   Management For Non-Voting
 
SAFESTORE HOLDINGS PLC        
 
Security ID: GB00B1N7Z094 Ticker: SAFE      
 
Meeting Date: 17-Mar-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Reappoint Deloitte LLP as Auditors Management For Voted - For
4   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
5   Approve Final Dividend   Management For Voted - For
6   Elect Gert van de Weerdhof as Director Management For Voted - For
7   Re-elect David Hearn as Director Management For Voted - For
8   Re-elect Frederic Vecchioli as Director Management For Voted - For
9   Re-elect Andy Jones as Director Management For Voted - For
10   Re-elect Ian Krieger as Director Management For Voted - For
11   Re-elect Joanne Kenrick as Director Management For Voted - For
12   Re-elect Claire Balmforth as Director Management For Voted - For
13   Re-elect Bill Oliver as Director Management For Voted - For
14   Authorise EU Political Donations and Expenditure Management For Voted - For
15   Authorise Issue of Equity   Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17   Authorise Market Purchase of Ordinary Shares Management For Voted - For
18   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
SALESFORCE.COM, INC.        
 
Security ID: US79466L3024 Ticker: CRM      
 
Meeting Date: 10-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Marc Benioff   Management For Voted - For
1 b Elect Director Craig Conway Management For Voted - For
1 c Elect Director Parker Harris   Management For Voted - For
1 d Elect Director Alan Hassenfeld Management For Voted - For
1 e Elect Director Neelie Kroes   Management For Voted - For
1 f Elect Director Colin Powell   Management For Voted - For
1 g Elect Director Sanford Robertson Management For Voted - For
1 h Elect Director John V. Roos   Management For Voted - For
1 i Elect Director Robin Washington Management For Voted - For
1 j Elect Director Maynard Webb Management For Voted - For
1 k Elect Director Susan Wojcicki Management For Voted - For
2   Amend Omnibus Stock Plan   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For

 

380


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
5 Amend Certificate of Incorporation to Become a      
  Public Benefit Corporation Shareholder Against Voted - Against
 
SALMAR ASA        
 
Security ID: NO0010310956 Ticker: SALM      
 
Meeting Date: 04-Dec-20 Meeting Type: Special      
 
1 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote
2 Approve Notice of Meeting and Agenda Management For Did Not Vote
3 Approve Dividends of NOK 13 Per Share Management For Did Not Vote
4 Authorize Share Repurchase Program Management For Did Not Vote
 
Meeting Date: 08-Jun-21 Meeting Type: Annual      
 
1 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote
2 Approve Notice of Meeting and Agenda Management For Did Not Vote
3 Receive Presentation of the Business Management For Did Not Vote
4 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Dividends of NOK      
  20 Per Share   Management For Did Not Vote
5 Approve Remuneration of Directors; Approve      
  Remuneration for Committee Work; Approve      
  Remuneration of Nominating Committee Management For Did Not Vote
6 Approve Remuneration of Auditors Management For Did Not Vote
7 Approve Company's Corporate Governance Statement Management For Did Not Vote
8 Approve Share-Based Incentive Plan Management For Did Not Vote
9 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management (Advisory) Management For Did Not Vote
10 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management (Binding) Management For Did Not Vote
11.1 Elect Leif Inge Nordhammer as Director Management For Did Not Vote
11.2 Reelect Margrethe Hauge as Director Management For Did Not Vote
11.3 Elect Magnus Dybvad as Director Management For Did Not Vote
12.1 Reelect Bjorn Wiggen as Member of Nominating      
  Committee   Management For Did Not Vote
12.2 Elect Karianne O. Tung as Member of Nominating      
  Committee   Management For Did Not Vote
13 Approve Creation of NOK 2.8 Million Pool of Capital      
  without Preemptive Rights Management For Did Not Vote
14 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Did Not Vote
15 Approve Issuance of Convertible Loans without      
  Preemptive Rights up to Aggregate Nominal Amount of      
  NOK 2 Billion; Approve Creation of NOK 2.8 Million      
  Pool of Capital to Guarantee Conversion Rights Management For Did Not Vote

 

381


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
16 Authorize Share Repurchase Program and Cancellation      
  of Repurchased Shares   Management For Did Not Vote
 
SAMHALLSBYGGNADSBOLAGET I NORDEN AB      
 
Security ID: SE0009554454 Ticker: SBB.B      
 
Meeting Date: 23-Feb-21 Meeting Type: Special      
 
1.1 Elect Jesper Schonbeck as Chairman of Meeting Management For Voted - For
1.2 Elect Fredrik Rasberg as Secretary of Meeting Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting   Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Approve Stock Option Plan for Key Employees;      
  Approve Creation of SEK 4 Million Pool of Capital      
  to Guarantee Conversion Rights Management For Voted - For
7 Approve Redemption of Preference Shares Management For Voted - For
8 Amend Articles Re: Set Minimum (SEK 150 Million)      
  and Maximum (SEK 600 Million) Share Capital; Set      
  Minimum (1.5 Billion) and Maximum (6 Billion)      
  Number of Shares   Management For Voted - For
 
Meeting Date: 05-May-21 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting   Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of SEK      
  1.00 Per Class A and Class B Share and SEK 2.00 Per      
  Class D Share   Management For Voted - For
9.1 Approve Discharge of Board Chairman Lennart Schuss Management For Voted - For
9.2 Approve Discharge of Board Member Ilija Batljan Management For Voted - For
9.3 Approve Discharge of Board Member Sven-Olof      
  Johansson   Management For Voted - For
9.4 Approve Discharge of Board Member Hans Runesten Management For Voted - For
9.5 Approve Discharge of Board Member Anne-Grete      
  Strom-Erichsen   Management For Voted - For
9.6 Approve Discharge of Board Member Fredrik Svensson Management For Voted - For
9.7 Approve Discharge of Board Member Eva Swartz      
  Grimaldi   Management For Voted - For
9.8 Approve Discharge of CEO Ilija Batljan Management For Voted - For
10 Determine Number of Members (7) and Deputy Members      
  (0) of Board; Determine Number of Auditors and      
  Deputy Auditors   Management For Voted - For

 

382


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
11.1   Approve Remuneration of Directors in the Amount of      
    SEK 450,000 to Chairman and SEK 300,000 for Other      
    Directors; Approve Committee Fees Management For Voted - For
11.2   Approve Remuneration of Auditors Management For Voted - For
12.1A Reelect Lennart Schuss as Director Management For Voted - For
12.1B Reelect Ilija Batljan as Director Management For Voted - For
12.1C Reelect Sven-Olof Johansson as Director Management For Voted - For
12.1D Reelect Hans Runesten as Director Management For Voted - For
12.1E Reelect Anne-Grete Strom-Erichsen as Director Management For Voted - For
12.1 F Reelect Fredrik Svensson as Director Management For Voted - For
12.1G Reelect Eva Swartz Grimaldi as Director Management For Voted - For
12.2   Elect Lennart Schuss as Board Chairman Management For Voted - For
12.3A Ratify Ernst & Young AB as Auditors Management For Voted - For
12.3B Ratify Ingemar Rindstig as Auditor Management For Voted - For
12.3C Ratify Gabriel Novella as Deputy Auditor Management For Voted - For
13   Approve Remuneration Report Management For Voted - For
14   Authorize Chairman of Board and Representatives of      
    Three of Company's Largest Shareholders to Serve on      
    Nominating Committee   Management For Voted - For
15   Approve Creation of Pool of Capital without      
    Preemptive Rights   Management For Voted - Against
16   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - For
 
SAMSUNG BIOLOGICS CO., LTD.        
 
Security ID: KR7207940008 Ticker: 207940      
 
Meeting Date: 19-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - Against
 
SAMSUNG C&T CORP.        
 
Security ID: KR7028260008 Ticker: 028260      
 
Meeting Date: 19-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2.1.1 Elect Philippe Cochet as Outside Director Management For Voted - Against
2.1.2 Elect Choi Jung-gyeong as Outside Director Management For Voted - For
2.2.1 Elect Ko Jeong-seok as Inside Director Management For Voted - For
2.2.2 Elect Oh Se-cheol as Inside Director Management For Voted - For
2.2.3 Elect Han Seung-hwan as Inside Director Management For Voted - For
2.2.4 Elect Lee Jun-seo as Inside Director Management For Voted - For
3   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For

 

383


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SAMSUNG ELECTRO-MECHANICS CO., LTD.      
 
Security ID: KR7009150004 Ticker: 009150      
 
Meeting Date: 17-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Elect Kim Doo-young as Inside Director Management For Voted - For
3 Elect Kim Yong-gyun as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
4 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
SAMSUNG ELECTRONICS CO., LTD.      
 
Security ID: KR7005930003 Ticker: 005930      
 
Meeting Date: 17-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1.1 Elect Park Byung-gook as Outside Director Management For Voted - Against
2.1.2 Elect Kim Jeong as Outside Director Management For Voted - Against
2.2.1 Elect Kim Kinam as Inside Director Management For Voted - For
2.2.2 Elect Kim Hyun-suk as Inside Director Management For Voted - For
2.2.3 Elect Koh Dong-jin as Inside Director Management For Voted - For
3 Elect Kim Sun-uk as Outside Director to Serve as an      
  Audit Committee Member Management For Voted - Against
4 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
SAMSUNG FIRE & MARINE INSURANCE CO., LTD.      
 
Security ID: KR7000810002 Ticker: 000810      
 
Meeting Date: 19-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1.1 Elect Choi Young Moo as Inside Director Management For Voted - For
2.1.2 Elect Hong Won-hak as Inside Director Management For Voted - For
2.1.3 Elect Hong Seong-woo as Inside Director Management For Voted - For
2.2 Elect Kim Sung Jin as Outside Director Management For Voted - For
3 Elect Kim Sung Jin as a Member of Audit Committee Management For Voted - For
4 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For

 

384


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SAMSUNG HEAVY INDUSTRIES CO., LTD.      
 
Security ID: KR7010140002 Ticker: 010140      
 
Meeting Date: 19-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1 Elect Jeong Jin-taek as Inside Director Management For Voted - For
2.2 Elect Yoon Jong-hyeon as Inside Director Management For Voted - For
2.3 Elect Lee Gi-gwon as Outside Director Management For Voted - For
3 Elect Lee Gi-gwon as a Member of Audit Committee Management For Voted - For
4 Elect Choi Gang-sik as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
SAMSUNG LIFE INSURANCE CO., LTD.      
 
Security ID: KR7032830002 Ticker: 032830      
 
Meeting Date: 18-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1.1 Elect Kang Yoon-gu as Outside Director Management For Voted - For
2.1.2 Elect Cho Bae-suk as Outside Director Management For Voted - For
2.2.1 Elect Jang Deok-hui as Inside Director Management For Voted - For
3 Elect Cho Bae-suk as a Member of Audit Committee Management For Voted - For
4 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
SAMSUNG SDI CO., LTD.        
 
Security ID: KR7006400006 Ticker: 006400      
 
Meeting Date: 17-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1 Elect Jang Hyeok as Inside Director Management For Voted - For
2.2 Elect Kim Jong-seong as Inside Director Management For Voted - For
3 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For

 

385


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SAMSUNG SDS CO., LTD.        
 
Security ID: KR7018260000 Ticker: 018260      
 
Meeting Date: 17-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1 Elect Hwang Sungwoo as Inside Director Management For Voted - For
2.2 Elect Koo Hyeong-jun as Inside Director Management For Voted - For
3 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
SAMSUNG SECURITIES CO., LTD.      
 
Security ID: KR7016360000 Ticker: 016360      
 
Meeting Date: 19-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2.1 Elect Lim Jong-ryong as Outside Director Management For Voted - For
2.2 Elect Chang Seok-hoon as Inside Director Management For Voted - For
3 Elect Lim Jong-ryong as a Member of Audit Committee Management For Voted - For
4 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
SANTEN PHARMACEUTICAL CO., LTD.      
 
Security ID: JP3336000009 Ticker: 4536      
 
Meeting Date: 25-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 14   Management For Voted - For
2.1 Elect Director Kurokawa, Akira Management For Voted - For
2.2 Elect Director Taniuchi, Shigeo Management For Voted - For
2.3 Elect Director Ito, Takeshi Management For Voted - For
2.4 Elect Director Oishi, Kanoko Management For Voted - For
2.5 Elect Director Shintaku, Yutaro Management For Voted - For
2.6 Elect Director Minakawa, Kunihito Management For Voted - For
 
SAP SE        
 
Security ID: DE0007164600 Ticker: SAP      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  1.85 per Share   Management For Voted - For

 

386


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal Year 2021 Management For Voted - For
6.1 Elect Qi Lu to the Supervisory Board Management For Voted - For
6.2 Elect Rouven Westphal to the Supervisory Board Management For Voted - For
7 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds without Preemptive      
  Rights up to Aggregate Nominal Amount of EUR 10      
  Billion; Approve Creation of EUR 100 Million Pool      
  of Capital to Guarantee Conversion Rights Management For Voted - For
8 Amend Corporate Purpose   Management For Voted - For
9 Amend Articles Re: Proof of Entitlement Management For Voted - For
 
SAVILLS PLC        
 
Security ID: GB00B135BJ46 Ticker: SVS      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Nicholas Ferguson as Director Management For Voted - For
5 Re-elect Mark Ridley as Director Management For Voted - For
6 Re-elect Tim Freshwater as Director Management For Voted - For
7 Re-elect Simon Shaw as Director Management For Voted - For
8 Re-elect Stacey Cartwright as Director Management For Voted - For
9 Re-elect Florence Tondu-Melique as Director Management For Voted - For
10 Re-elect Dana Roffman as Director Management For Voted - For
11 Elect Philip Lee as Director   Management For Voted - For
12 Elect Richard Orders as Director Management For Voted - For
13 Appoint Ernst & Young LLP as Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15 Approve Performance Share Plan Management For Voted - For
16 Authorise Issue of Equity   Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For

 

387


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SBM OFFSHORE NV        
 
Security ID: NL0000360618 Ticker: SBMO      
 
Meeting Date: 07-Apr-21 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Open Meeting   Management For Non-Voting
2 Receive Report of Management Board (Non-Voting) Management For Non-Voting
3 Receive Report of Supervisory Board (Non-Voting) Management For Non-Voting
4 Discussion on Company's Corporate Governance      
  Structure   Management For Non-Voting
5.1 Approve Remuneration Report for Management Board      
  Members   Management For Voted - For
5.2 Approve Remuneration Report for Supervisory Board      
  Members   Management For Voted - For
6 Approve Remuneration Policy for Management Board      
  Members   Management For Voted - For
7 Receive Report of Auditors (Non-Voting) Management For Non-Voting
8 Adopt Financial Statements   Management For Voted - For
9 Receive Explanation on Company's Dividend Policy Management For Non-Voting
10 Approve Dividends of USD 0.89 Per Share Management For Voted - For
11 Approve Discharge of Management Board Management For Voted - For
12 Approve Discharge of Supervisory Board Management For Voted - For
13.1 Grant Board Authority to Issue Shares Up To 10      
  Percent of Issued Capital   Management For Voted - For
13.2 Authorize Board to Exclude Preemptive Rights from      
  Share Issuances   Management For Voted - For
14.1 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
14.2 Approve Cancellation of Repurchased Shares Management For Voted - For
15 Reelect D.H.M. Wood to Management Board Management For Voted - For
16 Acknowledge Resignation of A.R.D. Brown and      
  L.B.L.E. Mulliez as Supervisory Board Members Management For Non-Voting
17 Elect Ingelise Arntsen to Supervisory Board Management For Voted - For
18 Ratify PricewaterhouseCoopers Accountants N.V. as      
  Auditors   Management For Voted - For
19 Allow Questions   Management For Non-Voting
20 Close Meeting   Management For Non-Voting
 
SCATEC SOLAR ASA        
 
Security ID: NO0010715139 Ticker: SSO      
 
Meeting Date: 12-Nov-20 Meeting Type: Special      
 
1 Open Meeting   Management For Did Not Vote
2 Registration of Attending Shareholders and Proxies Management For Did Not Vote
3 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote
4 Approve Notice of Meeting and Agenda Management For Did Not Vote

 

388


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Approve Issuance of Shares for Private Placement Management For Did Not Vote
6 Approve Creation of Pool of Capital with Preemptive      
  Rights (Repair Issue)   Management For Did Not Vote
7 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Did Not Vote
8 Change Company Name   Management For Did Not Vote
 
Meeting Date: 20-Apr-21 Meeting Type: Annual      
 
1 Open Meeting   Management For Did Not Vote
2 Registration of Attending Shareholders and Proxies Management For Did Not Vote
3 Elect Chairman of Meeting; Designate Inspector(s)      
  of Minutes of Meeting   Management For Did Not Vote
4 Approve Notice of Meeting and Agenda Management For Did Not Vote
5 Receive Information on the Business Management For Did Not Vote
6 Accept Financial Statements and Statutory Reports Management For Did Not Vote
7 Discuss Company's Corporate Governance Statement Management For Did Not Vote
8 Approve Distribution of Dividends Management For Did Not Vote
9 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
10 Approve Remuneration of Directors Management For Did Not Vote
11.1 Elect Gisele Marchand as Director Management For Did Not Vote
11.2 Elect Jorgen Kildahl as Director Management For Did Not Vote
12 Approve Remuneration of Members of Nominating      
  Committee   Management For Did Not Vote
13 Amend Articles   Management For Did Not Vote
14 Elect Members of Nominating Committee Management For Did Not Vote
15 Approve Remuneration of Auditors Management For Did Not Vote
16 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares in Connection with      
  Acquisitions, Mergers, Demergers or Similar Management For Did Not Vote
17 Approve Equity Plan Financing Through Share      
  Repurchase Program   Management For Did Not Vote
18 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Did Not Vote
19 Approve Creation of Pool of Capital without      
  Preemptive Rights   Management For Did Not Vote
20 Approve Equity Plan Financing Through Issuance of      
  Shares   Management For Did Not Vote
 
SCHLUMBERGER N.V.        
 
Security ID: AN8068571086 Ticker: SLB      
 
Meeting Date: 07-Apr-21 Meeting Type: Annual      
 
1.1 Elect Director Patrick de La Chevardiere Management For Voted - For
1.2 Elect Director Miguel M. Galuccio Management For Voted - For
1.3 Elect Director Olivier Le Peuch Management For Voted - For
1.4 Elect Director Tatiana A. Mitrova Management For Voted - For
1.5 Elect Director Maria Moræus Hanssen Management For Voted - For

 

389


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.6 Elect Director Mark G. Papa   Management For Voted - For
1.7 Elect Director Henri Seydoux Management For Voted - For
1.8 Elect Director Jeff W. Sheets Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Adopt and Approve Financials and Dividends Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Amend Omnibus Stock Plan   Management For Voted - For
6 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
7 Amend Non-Employee Director Restricted Stock Plan Management For Voted - For
 
SCHNEIDER ELECTRIC SE        
 
Security ID: FR0000121972 Ticker: SU      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Treatment of Losses and Dividends of EUR      
  2.60 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentionning the Absence of New      
  Transactions   Management For Voted - For
5 Approve Compensation Report of Corporate Officers Management For Voted - For
6 Approve Compensation of Jean-Pascal Tricoire,      
  Chairman and CEO   Management For Voted - For
7 Approve Remuneration Policy of Chairman and CEO Management For Voted - For
8 Approve Remuneration Policy of Directors Management For Voted - For
9 Reelect Jean-Pascal Tricoire as Director Management For Voted - For
10 Elect Anna Ohlsson-Leijon as Director Management For Voted - For
11 Elect Thierry Jacquet as Representative of Employee      
  Shareholders to the Board   Management Against Voted - Against
12 Elect Zennia Csikos as Representative of Employee      
  Shareholders to the Board   Management Against Voted - Against
13 Reelect Xiaoyun Ma as Representative of Employee      
  Shareholders to the Board   Management For Voted - For
14 Elect Malene Kvist Kristensen as Representative of      
  Employee Shareholders to the Board Management Against Voted - Against
15 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
16 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 800 Million Management For Voted - For
17 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 224 Million Management For Voted - For

 

390


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
18   Approve Issuance of Equity or Equity-Linked      
    Securities for Private Placements up to Aggregate      
    Nominal Amount of EUR 120 Million Management For Voted - For
19   Authorize Board to Increase Capital in the Event of      
    Additional Demand Related to Delegation Submitted      
    to Shareholder Vote Under Items 16-18 Management For Voted - For
20   Authorize Capital Increase of up to 9.88 Percent of      
    Issued Capital for Contributions in Kind Management For Voted - For
21   Authorize Capitalization of Reserves of Up to EUR      
    800 Million for Bonus Issue or Increase in Par Value Management For Voted - For
22   Authorize Capital Issuances for Use in Employee      
    Stock Purchase Plans   Management For Voted - For
23   Authorize Capital Issuances for Use in Employee      
    Stock Purchase Plans Reserved for Employees of      
    International Subsidiaries   Management For Voted - For
24   Authorize Decrease in Share Capital via      
    Cancellation of Repurchased Shares Management For Voted - For
25   Amend Article 13 of Bylaws Re: Editorial Change Management For Voted - For
26   Authorize Filing of Required Documents/Other      
    Formalities   Management For Voted - For
 
SCSK CORP.        
 
Security ID: JP3400400002 Ticker: 9719      
 
Meeting Date: 23-Jun-21 Meeting Type: Annual      
 
1   Amend Articles to Amend Provisions on Director      
    Titles   Management For Voted - For
2.1   Elect Director Tabuchi, Masao Management For Voted - Against
2.2   Elect Director Tanihara, Toru Management For Voted - Against
2.3   Elect Director Tamefusa, Koji Management For Voted - For
2.4   Elect Director Fukunaga, Tetsuya Management For Voted - For
2.5   Elect Director Kato, Kei   Management For Voted - For
2.6   Elect Director Haga, Bin   Management For Voted - For
2.7   Elect Director Matsuda, Kiyoto Management For Voted - For
2.8   Elect Director Kubo, Tetsuya Management For Voted - For
3.1   Elect Director and Audit Committee Member Anzai,      
    Yasunori   Management For Voted - For
3.2   Elect Director and Audit Committee Member Yabuki,      
    Kimitoshi   Management For Voted - For
3.3   Elect Director and Audit Committee Member Nakamura,      
    Masaichi   Management For Voted - For
 
SEAGEN INC.        
 
Security ID: US81181C1045 Ticker: SGEN      
 
Meeting Date: 14-May-21 Meeting Type: Annual      
 
1 a Elect Director Felix J. Baker   Management For Voted - For
1 b Elect Director Clay B. Siegall Management For Voted - For

 

391


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 c Elect Director Nancy A. Simonian Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
SEAWORLD ENTERTAINMENT, INC.      
 
Security ID: US81282V1008 Ticker: SEAS      
 
Meeting Date: 11-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Ronald Bension Management For Voted - For
1 b Elect Director James Chambers Management For Voted - For
1 c Elect Director William Gray   Management For Voted - For
1 d Elect Director Timothy Hartnett Management For Voted - For
1 e Elect Director Charles Koppelman Management For Voted - For
1 f Elect Director Yoshikazu Maruyama Management For Voted - For
1 g Elect Director Thomas E. Moloney Management For Voted - For
1 h Elect Director Neha Jogani Narang Management For Voted - For
1 i Elect Director Scott Ross   Management For Voted - For
1 j Elect Director Kimberly Schaefer Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
 
SEEGENE, INC.        
 
Security ID: KR7096530001 Ticker: 096530      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - Against
3   Elect Cheon Jong-yoon as Inside Director Management For Voted - For
4   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - Against
5   Authorize Board to Fix Remuneration of Internal      
    Auditor(s)   Management For Voted - Against
6   Approve Terms of Retirement Pay Management For Voted - For
 
SEGRO PLC        
 
Security ID: GB00B5ZN1N88 Ticker: SGRO      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3   Approve Remuneration Report Management For Voted - For
4   Re-elect Gerald Corbett as Director Management For Voted - For

 

392


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Re-elect Mary Barnard as Director Management For Voted - For
6 Re-elect Sue Clayton as Director Management For Voted - For
7 Re-elect Soumen Das as Director Management For Voted - For
8 Re-elect Carol Fairweather as Director Management For Voted - For
9 Re-elect Christopher Fisher as Director Management For Voted - For
10 Re-elect Andy Gulliford as Director Management For Voted - For
11 Re-elect Martin Moore as Director Management For Voted - For
12 Re-elect David Sleath as Director Management For Voted - For
13 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
14 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
15 Authorise UK Political Donations and Expenditure Management For Voted - For
16 Authorise Issue of Equity   Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
21 Approve Savings-Related Share Option Plan Management For Voted - For
22 Approve Share Incentive Plan Management For Voted - For
23 Authorise Board to Offer Scrip Dividend Management For Voted - For
 
SERCO GROUP PLC        
 
Security ID: GB0007973794 Ticker: SRP      
 
Meeting Date: 21-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Approve Final Dividend   Management For Voted - For
5 Elect Dame Sue Owen as Director Management For Voted - For
6 Elect Tim Lodge as Director   Management For Voted - For
7 Re-elect John Rishton as Director Management For Voted - For
8 Re-elect Rupert Soames as Director Management For Voted - For
9 Re-elect Kirsty Bashforth as Director Management For Voted - For
10 Re-elect Eric Born as Director Management For Voted - For
11 Re-elect Ian El-Mokadem as Director Management For Voted - For
12 Re-elect Lynne Peacock as Director Management For Voted - For
13 Reappoint KPMG LLP as Auditors Management For Voted - For
14 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For

 

393


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
18   Authorise Market Purchase of Ordinary Shares Management For Voted - For
19   Authorise UK Political Donations and Expenditure Management For Voted - For
20   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
21   Approve International Save As You Earn Plan Management For Voted - For
 
SERVICENOW, INC.        
 
Security ID: US81762P1021 Ticker: NOW      
 
Meeting Date: 07-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Susan L. Bostrom Management For Voted - For
1 b Elect Director Jonathan C. Chadwick Management For Voted - For
1 c Elect Director Lawrence J. Jackson, Jr. Management For Voted - For
1 d Elect Director Frederic B. Luddy Management For Voted - For
1 e Elect Director Jeffrey A. Miller Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Provide Right to Call Special Meeting Management For Voted - For
5   Approve Omnibus Stock Plan Management For Voted - For
6   Amend Qualified Employee Stock Purchase Plan Management For Voted - For
 
SEVEN & I HOLDINGS CO., LTD.        
 
Security ID: JP3422950000 Ticker: 3382      
 
Meeting Date: 27-May-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 51   Management For Voted - For
2.1   Elect Director Isaka, Ryuichi Management For Voted - For
2.2   Elect Director Goto, Katsuhiro Management For Voted - For
2.3   Elect Director Ito, Junro   Management For Voted - For
2.4   Elect Director Yamaguchi, Kimiyoshi Management For Voted - For
2.5   Elect Director Maruyama, Yoshimichi Management For Voted - For
2.6   Elect Director Nagamatsu, Fumihiko Management For Voted - For
2.7   Elect Director Kimura, Shigeki Management For Voted - For
2.8   Elect Director Joseph M. DePinto Management For Voted - For
2.9   Elect Director Tsukio, Yoshio Management For Voted - For
2.10   Elect Director Ito, Kunio   Management For Voted - For
2.11   Elect Director Yonemura, Toshiro Management For Voted - For
2.12   Elect Director Higashi, Tetsuro Management For Voted - For
2.13   Elect Director Rudy, Kazuko Management For Voted - For
3   Appoint Statutory Auditor Habano, Noriyuki Management For Voted - For

 

394


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SFS GROUP AG        
 
Security ID: CH0239229302 Ticker: SFSN      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.1 Approve Remuneration of Directors in the Amount of      
  CHF 1.5 Million for the Term of Office 2021/22 Management For Voted - For
2.2 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 4.1 Million for the Period      
  Jan. 1, 2022 - Dec. 31, 2022 Management For Voted - For
2.3 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 2.5 Million for      
  Fiscal Year 2020   Management For Voted - Against
3 Approve Discharge of Board and Senior Management Management For Voted - For
4 Approve Allocation of Income and Dividends of CHF      
  1.80 per Share   Management For Voted - For
5.1 Reelect Nick Huber as Director Management For Voted - For
5.2 Reelect Urs Kaufmann as Director Management For Voted - Against
5.3 Reelect Thomas Oetterli as Director Management For Voted - For
5.4 Reelect Heinrich Spoerry as Director and Board      
  Chairman   Management For Voted - For
5.5 Reelect Bettina Stadler as Director Management For Voted - For
5.6 Reelect Joerg Walther as Director Management For Voted - For
5.7 Elect Manuela Suter as Director Management For Voted - For
6.1 Reappoint Nick Huber as Member of the Nomination      
  and Compensation Committee Management For Voted - Against
6.2 Reappoint Urs Kaufmann as Chairman of the      
  Nomination and Compensation Committee Management For Voted - Against
6.3 Reappoint Heinrich Spoerry as Member of the      
  Nomination and Compensation Committee Management For Voted - Against
7 Designate Buerki Bolt Rechtsanwaelte as Independent      
  Proxy   Management For Voted - For
8 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
9 Transact Other Business (Voting) Management For Voted - Against
 
SHAFTESBURY PLC        
 
Security ID: GB0007990962 Ticker: SHB      
 
Meeting Date: 25-Feb-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Elect Ruth Anderson as Director Management For Voted - For
4 Re-elect Jonathan Nicholls as Director Management For Voted - For
5 Re-elect Brian Bickell as Director Management For Voted - For
6 Re-elect Simon Quayle as Director Management For Voted - For
7 Re-elect Christopher Ward as Director Management For Voted - For
8 Re-elect Thomas Welton as Director Management For Voted - For

 

395


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
9 Re-elect Richard Akers as Director Management For Voted - For
10 Re-elect Jennelle Tilling as Director Management For Voted - For
11 Re-elect Sally Walden as Director Management For Voted - For
12 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
13 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14 Authorise Issue of Equity   Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
17 Authorise Market Purchase of Shares Management For Voted - For
18 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED      
 
Security ID: KYG8087W1015 Ticker: 2313      
 
Meeting Date: 28-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend   Management For Voted - For
3 Elect Huang Guanlin as Director Management For Voted - For
4 Elect Ma Renhe as Director   Management For Voted - For
5 Elect Zhang Bingsheng as Director Management For Voted - For
6 Elect Liu Chunhong as Director Management For Voted - For
7 Elect Liu Xinggao as Director Management For Voted - For
8 Authorize Board to Fix Remuneration of Directors Management For Voted - For
9 Approve Ernst & Young as Auditors and Authorize      
  Board to Fix Their Remuneration Management For Voted - For
10 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Management For Voted - Against
11 Authorize Repurchase of Issued Share Capital Management For Voted - For
12 Authorize Reissuance of Repurchased Shares Management For Voted - Against
 
SHIMANO, INC.        
 
Security ID: JP3358000002 Ticker: 7309      
 
Meeting Date: 30-Mar-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 277.5   Management For Voted - For
2.1 Elect Director Chia Chin Seng Management For Voted - For
2.2 Elect Director Otsu, Tomohiro Management For Voted - For
2.3 Elect Director Yoshida, Tamotsu Management For Voted - For
2.4 Elect Director Ichijo, Kazuo   Management For Voted - For
2.5 Elect Director Katsumaru, Mitsuhiro Management For Voted - For
2.6 Elect Director Sakakibara, Sadayuki Management For Voted - For

 

396


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SHIN-ETSU CHEMICAL CO., LTD.        
 
Security ID: JP3371200001 Ticker: 4063      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 140   Management For Voted - For
2 Amend Articles to Amend Provisions on Number of      
  Directors - Reduce Directors' Term Management For Voted - For
3.1 Elect Director Saito, Yasuhiko Management For Voted - For
3.2 Elect Director Ueno, Susumu Management For Voted - For
3.3 Elect Director Frank Peter Popoff Management For Voted - For
3.4 Elect Director Miyazaki, Tsuyoshi Management For Voted - For
3.5 Elect Director Fukui, Toshihiko Management For Voted - For
4 Appoint Statutory Auditor Kagami, Mitsuko Management For Voted - For
5 Approve Compensation Ceiling for Directors Management For Voted - For
6 Approve Stock Option Plan   Management For Voted - For
7 Approve Stock Option Plan   Management For Voted - For
 
SHINHAN FINANCIAL GROUP CO., LTD.      
 
Security ID: KR7055550008 Ticker: 055550      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Jin Ok-dong as Non-Independent Non-Executive      
  Director   Management For Voted - Against
3.2 Elect Park An-soon as Outside Director Management For Voted - Against
3.3 Elect Bae Hun as Outside Director Management For Voted - For
3.4 Elect Byeon Yang-ho as Outside Director Management For Voted - Against
3.5 Elect Sung Jae-ho as Outside Director Management For Voted - Against
3.6 Elect Lee Yong-guk as Outside Director Management For Voted - For
3.7 Elect Lee Yoon-jae as Outside Director Management For Voted - Against
3.8 Elect Choi Kyong-rok as Outside Director Management For Voted - Against
3.9 Elect Choi Jae-boong as Outside Director Management For Voted - For
3.10 Elect Huh Yong-hak as Outside Director Management For Voted - Against
4 Elect Gwak Su-geun as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
5.1 Elect Sung Jae-ho as a Member of Audit Committee Management For Voted - Against
5.2 Elect Lee Yoon-jae as a Member of Audit Committee Management For Voted - Against
6 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For

 

397


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SHINPOONG PHARMACEUTICAL CO., LTD.      
 
Security ID: KR7019170000 Ticker: 019170      
 
Meeting Date: 31-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - For
3   Elect Han Seung-cheol as Outside Director to Serve      
    as an Audit Committee Member Management For Voted - For
4   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For
 
SHOP APOTHEKE EUROPE NV        
 
Security ID: NL0012044747 Ticker: SAE      
 
Meeting Date: 21-Apr-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Open Meeting   Management For Non-Voting
2 .a Receive Report of Management Board (Non-Voting) Management For Non-Voting
2 .b Discussion on Company's Corporate Governance      
    Structure   Management For Non-Voting
3 .a Approve Remuneration Report Management For Voted - Against
3 .b Receive Report of Auditors (Non-Voting) Management For Non-Voting
3 .c Adopt Financial Statements   Management For Voted - For
3 .d Receive Explanation on Company's Reserves and      
    Dividend Policy   Management For Non-Voting
3 .e Approve Allocation of Income Management For Voted - For
4 .a Approve Discharge of Management Board Management For Voted - For
4 .b Approve Discharge of Supervisory Board Management For Voted - For
5   Ratify Mazars Accountants N.V. as Auditors Management For Voted - For
6 .a Receive Information on the Resignation of Jan      
    Pyttel as Member of Supervisory Board Management For Non-Voting
6 .b Approve Discharge of Jan Pyttel from Supervisory      
    Board   Management For Voted - For
6 .c Elect Henriette Peucker to Supervisory Board Management For Voted - For
6 .d Approve Increase in the Fixed Annual Base Fees of      
    Supervisory Board   Management For Voted - Against
6 .e Amend Remuneration Policy for Supervisory Board Management For Voted - Against
7 .a Revoke Board Authority to Issue Shares from Last      
    Meeting on April 30, 2020   Management For Voted - For
7 .b Revoke Board to Exclude Preemptive Rights from      
    Share Issuances under Item 7.a Management For Voted - For
7 .c Grant Board Authority to Issue Shares Up to 20      
    Percent of Issued Capital   Management For Voted - Against
7 .d Authorize Board to Exclude Preemptive Rights from      
    Share Issuances under Item 7.c Management For Voted - Against

 

398


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 .e Grant Board Authority to Issue Shares Up To 0.07      
    Percent of Issued Capital in Connection with the      
    2019 ESOP   Management For Voted - Against
8   Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
9   Amend Articles of Association Management For Voted - Against
10   Allow Questions   Management For Non-Voting
11   Close Meeting   Management For Non-Voting
 
SHOPIFY INC.        
 
Security ID: CA82509L1076 Ticker: SHOP      
 
Meeting Date: 26-May-21 Meeting Type: Annual/Special      
 
    Meeting for Class A Subordinate Voting and Class B      
    Multiple Voting Shareholders Management For Non-Voting
1 A Elect Director Tobias Luetke Management For Voted - For
1 B Elect Director Robert Ashe   Management For Voted - For
1 C Elect Director Gail Goodman Management For Voted - For
1 D Elect Director Colleen Johnston Management For Voted - For
1 E Elect Director Jeremy Levine Management For Voted - For
1 F Elect Director John Phillips   Management For Voted - For
2   Approve PricewaterhouseCoopers LLP as Auditors and      
    Authorize Board to Fix Their Remuneration Management For Voted - For
3   Re-approve Stock Option Plan Management For Voted - Against
4   Re-approve Long Term Incentive Plan Management For Voted - Against
5   Advisory Vote on Executive Compensation Approach Management For Voted - For
 
SIEGFRIED HOLDING AG        
 
Security ID: CH0014284498 Ticker: SFZN      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2.1   Approve Allocation of Income Management For Voted - For
2.2   Approve CHF 13.2 Million Reduction in Share Capital      
    via Reduction of Nominal Value and Repayment of CHF      
    3.00 per Share   Management For Voted - For
3   Approve Discharge of Board of Directors Management For Voted - For
4   Approve Creation of CHF 10.6 Million Pool of      
    Capital without Preemptive Rights Management For Voted - For
5.1   Approve Remuneration of Directors in the Amount of      
    CHF 1.9 Million   Management For Voted - For
5.2.1 Approve Fixed Remuneration of Executive Committee      
    in the Amount of CHF 3.5 Million for Fiscal 2022 Management For Voted - For
5.2.2 Approve Short-Term Performance-Based Remuneration      
    of Executive Committee in the Amount of CHF 482,591      
    for Fiscal 2020   Management For Voted - For

 

399


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5.2.3 Approve Long-Term Performance-Based Remuneration of      
  Executive Committee in the Amount of CHF 8 Million      
  for Fiscal 2021   Management For Voted - Against
6.1.1 Reelect Ulla Schmidt as Director Management For Voted - For
6.1.2 Reelect Isabelle Welton as Director Management For Voted - For
6.1.3 Reelect Colin Bond as Director Management For Voted - For
6.1.4 Reelect Wolfram Carius as Director Management For Voted - For
6.1.5 Reelect Andreas Casutt as Director Management For Voted - For
6.1.6 Reelect Reto Garzetti as Director Management For Voted - For
6.1.7 Reelect Martin Schmid as Director Management For Voted - For
6.2 Reelect Andreas Casutt as Board Chairman Management For Voted - For
6.3.1 Reappoint Isabelle Welton as Member of the      
  Compensation Committee   Management For Voted - For
6.3.2 Reappoint Reto Garzetti as Member of the      
  Compensation Committee   Management For Voted - For
6.3.3 Reappoint Martin Schmid as Member of the      
  Compensation Committee   Management For Voted - For
7 Designate Rolf Freiermuth as Independent Proxy Management For Voted - For
8 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
9 Transact Other Business (Voting) Management For Voted - Against
 
SIEMENS AG        
 
Security ID: DE0007236101 Ticker: SIE      
 
Meeting Date: 09-Jul-20 Meeting Type: Special      
 
1 Approve Spin-Off and Takeover Agreement with      
  Siemens Energy AG   Management For Voted - For
 
Meeting Date: 03-Feb-21 Meeting Type: Annual      
 
  Management Proposals   Management For Non-Voting
1 Receive Financial Statements and Statutory Reports      
  for Fiscal 2019/20 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  3.50 per Share   Management For Voted - For
3.1 Approve Discharge of Management Board Member Joe      
  Kaeser for Fiscal 2019/20   Management For Voted - For
3.2 Approve Discharge of Management Board Member Roland      
  Busch for Fiscal 2019/20   Management For Voted - For
3.3 Approve Discharge of Management Board Member Lisa      
  Davis (until Feb. 29, 2020) for Fiscal 2019/20 Management For Voted - For
3.4 Approve Discharge of Management Board Member Klaus      
  Helmrich for Fiscal 2019/20 Management For Voted - For
3.5 Approve Discharge of Management Board Member Janina      
  Kugel (until Jan. 31, 2020) for Fiscal 2019/20 Management For Voted - For
3.6 Approve Discharge of Management Board Member Cedrik      
  Neike for Fiscal 2019/20   Management For Voted - For
3.7 Approve Discharge of Management Board Member      
  Michael Sen (until March 31, 2020) for Fiscal      
  2019/20   Management For Voted - For

 

400


 

  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
3.8 Approve Discharge of Management Board Member Ralf      
  Thomas for Fiscal 2019/20 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member Jim      
  Snabe for Fiscal 2019/20 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member      
  Birgit Steinborn for Fiscal 2019/20 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member      
  Werner Wenning for Fiscal 2019/20 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member      
  Werner Brandt for Fiscal 2019/20 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member      
  Michael Diekmann for Fiscal 2019/20 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member      
  Andrea Fehrmann for Fiscal 2019/20 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member      
  Bettina Haller for Fiscal 2019/20 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member      
  Robert Kensbock (until Sep. 25, 2020) for Fiscal      
  2019/20 Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member      
  Harald Kern for Fiscal 2019/20 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member      
  Juergen Kerner for Fiscal 2019/20 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member      
  Nicola Leibinger-Kammueller for Fiscal 2019/20 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member      
  Benoit Potier for Fiscal 2019/20 Management For Voted - For
4.13 Approve Discharge of Supervisory Board Member Hagen      
  Reimer for Fiscal 2019/20 Management For Voted - For
4.14 Approve Discharge of Supervisory Board Member      
  Norbert Reithofer for Fiscal 2019/20 Management For Voted - For
4.15 Approve Discharge of Supervisory Board Member Nemat      
  Shafik for Fiscal 2019/20 Management For Voted - For
4.16 Approve Discharge of Supervisory Board Member      
  Nathalie von Siemens for Fiscal 2019/20 Management For Voted - For
4.17 Approve Discharge of Supervisory Board Member      
  Michael Sigmund for Fiscal 2019/20 Management For Voted - For
4.18 Approve Discharge of Supervisory Board Member      
  Dorothea Simon for Fiscal 2019/20 Management For Voted - For
4.19 Approve Discharge of Supervisory Board Member      
  Matthias Zachert for Fiscal 2019/20 Management For Voted - For
4.20 Approve Discharge of Supervisory Board Member      
  Gunnar Zukunft for Fiscal 2019/20 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal      
  2020/21 Management For Voted - For
6.1 Elect Grazia Vittadini to the Supervisory Board Management For Voted - For
6.2 Elect Kasper Rorsted to the Supervisory Board Management For Voted - For
6.3 Reelect Jim Snabe to the Supervisory Board Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
8 Approve Creation of EUR 90 Million Pool of Capital      
  for Employee Stock Purchase Plan Management For Voted - For
9 Amend Affiliation Agreement with Siemens Bank GmbH Management For Voted - For

 

401


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
  Shareholder Proposal Submitted by Verein von      
  Belegschaftsaktionaeren in der Siemens AG, e.V.,      
  Munich   Management For Non-Voting
10 Amend Articles Re: Allow Shareholder Questions      
  during the Virtual Meeting Shareholder Against Voted - For
 
SIEMENS ENERGY AG        
 
Security ID: DE000ENER6Y0 Ticker: ENR      
 
Meeting Date: 10-Feb-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal 2019/20 (Non-Voting) Management For Non-Voting
2 Approve Discharge of Management Board for Fiscal      
  2019/20   Management For Voted - For
3 Approve Discharge of Supervisory Board for Fiscal      
  2019/20   Management For Voted - For
4 Ratify Ernst & Young GmbH as Auditors for Fiscal      
  2020/21   Management For Voted - For
5.1 Elect Christine Bortenlaenger to the Supervisory      
  Board   Management For Voted - For
5.2 Elect Sigmar Gabriel to the Supervisory Board Management For Voted - For
5.3 Elect Joe Kaeser to the Supervisory Board Management For Voted - For
5.4 Elect Hubert Lienhard to the Supervisory Board Management For Voted - For
5.5 Elect Hildegard Mueller to the Supervisory Board Management For Voted - For
5.6 Elect Laurence Mulliez to the Supervisory Board Management For Voted - For
5.7 Elect Matthias Rebellius to the Supervisory Board Management For Voted - For
5.8 Elect Ralf Thomas to the Supervisory Board Management For Voted - Against
5.9 Elect Geisha Williams to the Supervisory Board Management For Voted - For
5.10 Elect Randy Zwirn to the Supervisory Board Management For Voted - For
6 Approve Remuneration Policy for the Management Board Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
 
SIEMENS GAMESA RENEWABLE ENERGY SA      
 
Security ID: ES0143416115 Ticker: SGRE      
 
Meeting Date: 22-Jul-20 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Consolidated and Standalone Management      
  Reports   Management For Voted - For
3 Approve Non-Financial Information Statement Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Approve Allocation of Income and Dividends Management For Voted - For
6 Ratify Appointment of and Elect Andreas C. Hoffmann      
  as Director   Management For Voted - For
7 Ratify Appointment of and Elect Tim Oliver Holt as      
  Director   Management For Voted - For

 

402


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8 Ratify Appointment of and Elect Harald von Heynitz      
  as Director   Management For Voted - For
9 Ratify Appointment of and Elect Maria Ferraro as      
  Director   Management For Voted - For
10 Ratify Appointment of and Elect Andreas Nauen as      
  Director   Management For Voted - For
11 Fix Number of Directors at 10 Management For Voted - For
12 Renew Appointment of Ernst & Young as Auditor Management For Voted - For
13 Authorize Share Repurchase Program Management For Voted - For
14 Authorize Increase in Capital up to 50 Percent via      
  Issuance of Equity or Equity-Linked Securities,      
  Excluding Preemptive Rights of up to 20 Percent Management For Voted - Against
15 Authorize Issuance of Non-Convertible      
  Bonds/Debentures and/or Other Debt Securities up to      
  EUR 2 Billion and Issuance of Notes up to EUR 800      
  Million   Management For Voted - For
16 Authorize Issuance of Convertible Bonds,      
  Debentures, Warrants, and Other Debt Securities up      
  to EUR 1.5 Billion with Exclusion of Preemptive      
  Rights up to 20 Percent of Capital Management For Voted - Against
17 Amend Remuneration Policy Management For Voted - For
18.1 Amend Articles of General Meeting Regulations Re:      
  Right of Information and Intervention at General      
  Meetings   Management For Voted - For
18.2 Amend Article 15 of General Meeting Regulations Re:      
  Public Request for Representation Management For Voted - For
18.3 Amend Articles of General Meeting Regulations Re:      
  Technical Improvements Management For Voted - For
18.4 Amend Article 20 and Add New Provision to General      
  Meeting Regulations Re: Remote Attendance at      
  General Meetings   Management For Voted - For
19 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
20 Advisory Vote on Remuneration Report Management For Voted - For
 
Meeting Date: 17-Mar-21 Meeting Type: Annual      
 
1 Approve Consolidated and Standalone Financial      
  Statements   Management For Voted - For
2 Approve Consolidated and Standalone Management      
  Reports   Management For Voted - For
3 Approve Non-Financial Information Statement Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Approve Treatment of Net Loss Management For Voted - For
6 Ratify Appointment of and Elect Tim Dawidowsky as      
  Director   Management For Voted - For
7 Reelect Mariel von Schumann as Director Management For Voted - For
8 Reelect Klaus Rosenfeld as Director Management For Voted - For
9 Renew Appointment of Ernst & Young as Auditor Management For Voted - For
10 Approve Remuneration Policy Management For Voted - For
11 Approve Restricted Stock Plan Management For Voted - For

 

403


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
12 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
13 Advisory Vote on Remuneration Report Management For Voted - For
 
SIG COMBIBLOC GROUP AG        
 
Security ID: CH0435377954 Ticker: SIGN      
 
Meeting Date: 21-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Approve Allocation of Income and Omission of      
  Dividends   Management For Voted - For
4 Approve Dividends of CHF 0.42 per Share from      
  Capital Contribution Reserves Management For Voted - For
5.1 Approve Remuneration Report (Non-Binding) Management For Voted - For
5.2 Approve Remuneration of Directors in the Amount of      
  CHF 2.3 Million   Management For Voted - For
5.3 Approve Remuneration of Executive Committee in the      
  Amount of CHF 17 Million Management For Voted - For
6.1.1 Reelect Andreas Umbach as Director Management For Voted - For
6.1.2 Reelect Werner Bauer as Director Management For Voted - For
6.1.3 Reelect Wah-Hui Chu as Director Management For Voted - For
6.1.4 Reelect Colleen Goggins as Director Management For Voted - For
6.1.5 Reelect Mariel Hoch as Director Management For Voted - For
6.1.6 Reelect Matthias Waehren as Director Management For Voted - For
6.1.7 Reelect Nigel Wright as Director Management For Voted - For
6.1.8 Elect Abdallah al Obeikan as Director Management For Voted - For
6.1.9 Elect Martine Snels as Director Management For Voted - For
6.2 Reelect Andreas Umbach as Board Chairman Management For Voted - For
6.3.1 Reappoint Wah-Hui Chu as Member of the Compensation      
  Committee   Management For Voted - For
6.3.2 Reappoint Colleen Goggins as Member of the      
  Compensation Committee   Management For Voted - For
6.3.3 Reappoint Mariel Hoch as Member of the Compensation      
  Committee   Management For Voted - For
7 Approve Creation of CHF 675,042 Pool of Capital      
  with Partial Exclusion of Preemptive Rights Management For Voted - For
8 Amend Articles Re: Opting Out Clause Management For Voted - For
9 Designate Keller KLG as Independent Proxy Management For Voted - For
10 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
 
SIGNIFY NV        
 
Security ID: NL0011821392 Ticker: LIGHT      
 
Meeting Date: 27-Oct-20 Meeting Type: Special      
 
  Special Meeting Agenda   Management For Non-Voting

 

404


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1   Elect Francisco Javier van Engelen Sousa to      
    Management Board   Management For Voted - For
 
Meeting Date: 18-May-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Presentation by CEO   Management For Non-Voting
2   Approve Remuneration Report Management For Voted - For
3   Receive Explanation on Company's Reserves and      
    Dividend Policy   Management For Non-Voting
4   Adopt Financial Statements   Management For Voted - For
5 .a Approve Extraordinary Dividends of EUR 1.35 Per      
    Share   Management For Voted - For
5 .b Approve Dividends of EUR 1.40 Per Share Management For Voted - For
6 .a Approve Discharge of Management Board Management For Voted - For
6 .b Approve Discharge of Supervisory Board Management For Voted - For
7   Reelect Gerard van de Aast to Supervisory Board Management For Voted - For
8 .a Grant Board Authority to Issue Shares Up to 10      
    Percent of Issued Capital   Management For Voted - For
8 .b Authorize Board to Exclude Preemptive Rights from      
    Share Issuances   Management For Voted - For
9   Authorize Repurchase of Shares Management For Voted - For
10   Approve Cancellation of Repurchased Shares Management For Voted - For
11   Other Business (Non-Voting) Management For Non-Voting
 
SILERGY CORP.        
 
Security ID: KYG8190F1028 Ticker: 6415      
 
Meeting Date: 03-Jun-21 Meeting Type: Annual      
 
1   Approve Business Operations Report and Consolidated      
    Financial Statements   Management For Voted - For
2   Approve Profit Distribution   Management For Voted - For
3   Amend Rules and Procedures for Election of      
    Directors and Independent Directors Management For Voted - For
4   Amend Rules and Procedures Regarding Shareholder's      
    General Meeting   Management For Voted - For
5   Approve Issuance of Restricted Stocks Management For Voted - For
 
SIMCORP A/S        
 
Security ID: DK0060495240 Ticker: SIM      
 
Meeting Date: 24-Mar-21 Meeting Type: Annual      
 
1   Receive Report of Board   Management For Non-Voting
2   Accept Financial Statements and Statutory Reports Management For Voted - For
3   Approve Allocation of Income Management For Voted - For
4   Approve Remuneration Report (Advisory Vote) Management For Voted - For
5 .a Reelect Peter Schutze (Chair) as Director Management For Voted - For

 

405


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5 .b Reelect Morten Hubbe (Vice Chair) as Director Management For Voted - For
5 .c Reelect Herve Couturier as Director Management For Voted - For
5 .d Reelect Simon Jeffreys as Director Management For Voted - For
5 .e Reelect Adam Warby as Director Management For Voted - For
5 .f Reelect Joan Binstock as Director Management For Voted - For
5 .g Elect Susan Standiford as New Director Management For Voted - For
6   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
7 a Approve Guidelines for Incentive-Based Compensation      
    for Executive Management and Board Management For Voted - For
7 b Approve Remuneration of Directors Management For Voted - For
7 c.a Amend Corporate Purpose   Management For Voted - For
7 c.b Authorize Share Repurchase Program Management For Voted - For
8   Other Business   Management For Non-Voting
 
Meeting Date: 21-Apr-21 Meeting Type: Special      
 
1   Amend Corporate Purpose   Management For Voted - For
2   Other Business   Management For Non-Voting
 
SIMON PROPERTY GROUP, INC.        
 
Security ID: US8288061091 Ticker: SPG      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1 a Elect Director Glyn F. Aeppel Management For Voted - For
1 b Elect Director Larry C. Glasscock Management For Voted - For
1 c Elect Director Karen N. Horn Management For Voted - For
1 d Elect Director Allan Hubbard Management For Voted - For
1 e Elect Director Reuben S. Leibowitz Management For Voted - For
1 f Elect Director Gary M. Rodkin Management For Voted - For
1 g Elect Director Stefan M. Selig Management For Voted - For
1 h Elect Director Daniel C. Smith Management For Voted - For
1 i Elect Director J. Albert Smith, Jr. Management For Voted - For
1 j Elect Director Marta R. Stewart Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
SINCH AB        
 
Security ID: SE0007439112 Ticker: SINCH      
 
Meeting Date: 27-Nov-20 Meeting Type: Special      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting   Management For Voted - For
3   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4   Acknowledge Proper Convening of Meeting Management For Voted - For
5   Approve Agenda of Meeting   Management For Voted - For

 

406


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Approve Stock Option Plan LTI II 2020 for Key      
  Employees   Management For Voted - Against
8 Close Meeting   Management For Non-Voting
 
SIX FLAGS ENTERTAINMENT CORPORATION      
 
Security ID: US83001A1025 Ticker: SIX      
 
Meeting Date: 05-May-21 Meeting Type: Annual      
 
1.1 Elect Director Ben Baldanza   Management For Voted - For
1.2 Elect Director Selim Bassoul Management For Voted - For
1.3 Elect Director Esi Eggleston Bracey Management For Voted - For
1.4 Elect Director Denise M. Clark Management For Voted - For
1.5 Elect Director Enrique Ramirez Mena Management For Voted - For
1.6 Elect Director Arik Ruchim   Management For Voted - For
1.7 Elect Director Michael Spanos Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Eliminate Supermajority Vote Requirement to Amend      
  Bylaws   Management For Voted - For
4 Provide Right to Act by Written Consent Management For Voted - For
5 Ratify KPMG LLP as Auditors Management For Voted - For
 
SK HOLDINGS CO., LTD.        
 
Security ID: KR7034730002 Ticker: 034730      
 
Meeting Date: 29-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Cho Dae-sik as Inside Director Management For Voted - Against
3.2 Elect Kim Seon-hui as Outside Director Management For Voted - Against
4 Elect Lee Chan-geun as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
SK HYNIX, INC.        
 
Security ID: KR7000660001 Ticker: 000660      
 
Meeting Date: 30-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Elect Park Jung-Ho as Inside Director Management For Voted - For
3.1 Elect Song Ho-Keun as Outside Director Management For Voted - For
3.2 Elect Cho Hyun-Jae as Outside Director Management For Voted - For

 

407


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Elect Yoon Tae-Hwa as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
6 Approve Stock Option Grants Management For Voted - For
7 Approve Stock Option Grants Management For Voted - For
 
SK INNOVATION CO., LTD.        
 
Security ID: KR7096770003 Ticker: 096770      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Elect Kim Jung-gwan as Outside Director Management For Voted - For
3 Elect Choi Woo-seok as Outside Director to Serve as      
  an Audit Committee Member Management For Voted - For
4 Approve Stock Option Grants Management For Voted - For
5 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
SK TELECOM CO., LTD.        
 
Security ID: KR7017670001 Ticker: 017670      
 
Meeting Date: 26-Nov-20 Meeting Type: Special      
 
1 Approve Spin-Off Agreement Management For Voted - For
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Approve Stock Option Grants Management For Voted - For
4 Elect Ryu Young-sang as Inside Director Management For Voted - For
5 Elect Yoon Young-min as Outside Director to Serve      
  as an Audit Committee Member Management For Voted - For
6 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
SKYWEST, INC.        
 
Security ID: US8308791024 Ticker: SKYW      
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1.1 Elect Director Jerry C. Atkin Management For Voted - For
1.2 Elect Director W. Steve Albrecht Management For Voted - For
1.3 Elect Director Russell A. Childs Management For Voted - For
1.4 Elect Director Smita Conjeevaram Management For Voted - For

 

408


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.5 Elect Director Meredith S. Madden Management For Voted - For
1.6 Elect Director Ronald J. Mittelstaedt Management For Voted - For
1.7 Elect Director Andrew C. Roberts Management For Voted - For
1.8 Elect Director Keith E. Smith Management For Voted - For
1.9 Elect Director Steven F. Udvar-Hazy Management For Voted - For
1.10 Elect Director James L. Welch Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
SMC CORP. (JAPAN)        
 
Security ID: JP3162600005 Ticker: 6273      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 300   Management For Voted - For
2.1 Elect Director Takada, Yoshiki Management For Voted - For
2.2 Elect Director Isoe, Toshio   Management For Voted - For
2.3 Elect Director Ota, Masahiro Management For Voted - For
2.4 Elect Director Maruyama, Susumu Management For Voted - For
2.5 Elect Director Samuel Neff   Management For Voted - For
2.6 Elect Director Doi, Yoshitada Management For Voted - For
2.7 Elect Director Kaizu, Masanobu Management For Voted - For
2.8 Elect Director Kagawa, Toshiharu Management For Voted - For
2.9 Elect Director Iwata, Yoshiko Management For Voted - For
2.10 Elect Director Miyazaki, Kyoichi Management For Voted - For
 
SOFTBANK GROUP CORP.        
 
Security ID: JP3436100006 Ticker: 9984      
 
Meeting Date: 23-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 22   Management For Voted - For
2 Amend Articles to Allow Virtual Only Shareholder      
  Meetings - Amend Business Lines - Clarify Director      
  Authority on Shareholder Meetings - Amend      
  Provisions on Number of Directors - Remove All      
  Provisions on Advisory Positions Management For Voted - Against
3.1 Elect Director Son, Masayoshi Management For Voted - For
3.2 Elect Director Goto, Yoshimitsu Management For Voted - For
3.3 Elect Director Miyauchi, Ken Management For Voted - For
3.4 Elect Director Kawabe, Kentaro Management For Voted - For
3.5 Elect Director Iijima, Masami Management For Voted - For
3.6 Elect Director Matsuo, Yutaka Management For Voted - For
3.7 Elect Director Lip-Bu Tan   Management For Voted - For
3.8 Elect Director Erikawa, Keiko Management For Voted - For
3.9 Elect Director Kenneth A. Siegel Management For Voted - For

 

409


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
4.1 Appoint Statutory Auditor Nakata, Yuji Management For Voted - Against
4.2 Appoint Statutory Auditor Uno, Soichiro Management For Voted - For
4.3 Appoint Statutory Auditor Otsuka, Keiichi Management For Voted - For
5 Approve Compensation Ceiling for Statutory Auditors Management For Voted - For
 
SOFTWARE AG        
 
Security ID: DE000A2GS401 Ticker: SOW      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.76 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
5 Ratify BDO AG as Auditors for Fiscal Year 2021 Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
8 Approve Creation of EUR 14.8 Million Pool of      
  Capital with Partial Exclusion of Preemptive Rights Management For Voted - For
9 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds with Partial Exclusion      
  of Preemptive Rights up to Aggregate Nominal Amount      
  of EUR 750 Million; Approve Creation of EUR 14.8      
  Million Pool of Capital to Guarantee Conversion      
  Rights   Management For Voted - For
10 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
11 Authorize Use of Financial Derivatives when      
  Repurchasing Shares   Management For Voted - For
12 Amend Articles Re: Age Limit for Supervisory Board      
  Members   Management For Voted - For
13 Approve Affiliation Agreement with Cumulocity GmbH Management For Voted - For
 
SOFTWAREONE HOLDING AG        
 
Security ID: CH0496451508 Ticker: SWON      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2.1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.2 Approve Remuneration Report Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  0.30 per Share from Foreign Capital Contribution      
  Reserves   Management For Voted - For
4 Approve Discharge of Board and Senior Management Management For Voted - For
5.1.a Reelect Daniel von Stockar as Director Management For Voted - For

 

410


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5.1.b Reelect Jose Duarte as Director Management For Voted - For
5.1.c Reelect Rene Gilli as Director Management For Voted - For
5.1.d Reelect Timo Ihamuotila as Director Management For Voted - For
5.1.e Reelect Peter Kurer as Director Management For Voted - For
5.1.f Reelect Marie-Pierre Rogers as Director Management For Voted - For
5.1.g Reelect Jean-Pierre Saad as Director Management For Voted - For
5.1.h Elect Isabelle Romy as Director Management For Voted - For
5.1 .i Elect Adam Warby as Director Management For Voted - For
5.2   Reelect Daniel von Stockar as Board Chairman Management For Voted - For
5.3.1 Reappoint Marie-Pierre Rogers as Member of the      
    Nomination and Compensation Committee Management For Voted - For
5.3.2 Reappoint Peter Kurer as Member of the Nomination      
    and Compensation Committee Management For Voted - For
5.3.3 Reappoint Daniel von Stockar as Member of the      
    Nomination and Compensation Committee Management For Voted - For
5.3.4 Appoint Adam Warby as Member of the Nomination and      
    Compensation Committee   Management For Voted - For
5.4   Designate Keller KLG as Independent Proxy Management For Voted - For
5.5   Ratify Ernst & Young AG as Auditors Management For Voted - For
6.1   Approve Remuneration of Directors in the Amount of      
    CHF 1.8 Million   Management For Voted - For
6.2   Approve Remuneration of Executive Committee in the      
    Amount of CHF 12 Million Management For Voted - For
7   Transact Other Business (Voting) Management For Voted - Against
 
S-OIL CORP.        
 
Security ID: KR7010950004 Ticker: 010950      
 
Meeting Date: 30-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - Against
3.1   Elect Hussain A.Al-Qahtani as Inside Director Management For Voted - For
3.2   Elect Mohammed Y.Al-Qahtani as Non-Independent      
    Non-Executive Director   Management For Voted - Against
3.3   Elect Ziad T.Al-Murshed as Non-Independent      
    Non-Executive Director   Management For Voted - Against
3.4   Elect S.M.Al-Hereagi as Non-Independent      
    Non-Executive Director   Management For Voted - Against
3.5   Elect Yahya A.Abushal as Non-Independent      
    Non-Executive Director   Management For Voted - Against
3.6   Elect Han Deok-su as Outside Director Management For Voted - Against
3.7   Elect Lee Jae-hun as Outside Director Management For Voted - Against
3.8   Elect Shin Mi-nam as Outside Director Management For Voted - For
3.9   Elect Jungsoon Janice Lee as Outside Director Management For Voted - Against
3.10   Elect Lee Jeon-hwan as Outside Director Management For Voted - For
4   Elect Hwang In-tae as Outside Director to Serve as      
    an Audit Committee Member Management For Voted - For
5.1   Elect Lee Jae-hun as a Member of Audit Committee Management For Voted - Against

 

411


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
5.2 Elect Shin Mi-nam as a Member of Audit Committee Management For Voted - For
5.3 Elect Lee Jeon-hwan as a Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
SOITEC SA        
 
Security ID: FR0013227113 Ticker: SOI      
 
Meeting Date: 23-Sep-20 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Absence of      
  Dividends   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
5 Approve Compensation of Report of Corporate Officers Management For Voted - For
6 Approve Compensation of Paul Boudre, CEO Management For Voted - For
7 Approve Compensation of Eric Meurice, Chairman of      
  the Board   Management For Voted - For
8 Approve Remuneration Policy of Executive Corporate      
  Officers   Management For Voted - For
9 Approve Remuneration of Directors in the Aggregate      
  Amount of EUR 780,000   Management For Voted - For
10 Authorize Repurchase of Up to 5 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
11 Amend Article 12 of Bylaws Re: Employee      
  Representative   Management For Voted - For
12 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 32.5 Million Management For Voted - For
13 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 6.5 Million Management For Voted - For
14 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 6.5 Million Management For Voted - For
15 Approve Issuance of Equity or Equity-Linked      
  Securities Reserved for Specific Beneficiaries, up      
  to Aggregate Nominal Amount of EUR 6.5 Million Management For Voted - For
16 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Above Management For Voted - For
17 Authorize Board to Set Issue Price for 10 Percent      
  Per Year of Issued Capital Pursuant to Issue      
  Authority without Preemptive Rights Management For Voted - For

 

412


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
18   Authorize Capital Increase of up to 10 Percent of      
    Issued Capital for Contributions in Kind Management For Voted - For
19   Authorize Capitalization of Reserves of Up to EUR      
    32.5 Million for Bonus Issue or Increase in Par      
    Value   Management For Voted - For
20   Authorize Capital Increase of Up to EUR 6.5 Million      
    for Future Exchange Offers Management For Voted - For
21   Authorize Capital Issuances for Use in Employee      
    Stock Purchase Plans   Management For Voted - For
22   Authorize up to 102,020 Preferred Shares (ADP 2)      
    without Preemptive Rights Reserved for Corporate      
    Officers and Employees   Management For Voted - For
23   Authorize Decrease in Share Capital via      
    Cancellation of Repurchased Shares Management For Voted - For
24   Amend Article 15 of Bylaws Re: Written Consultation Management For Voted - For
25   Authorize Filing of Required Documents/Other      
    Formalities   Management For Voted - For
 
SONY GROUP CORP.        
 
Security ID: JP3435000009 Ticker: 6758      
 
Meeting Date: 22-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Yoshida, Kenichiro Management For Voted - For
1.2   Elect Director Totoki, Hiroki Management For Voted - For
1.3   Elect Director Sumi, Shuzo   Management For Voted - For
1.4   Elect Director Tim Schaaff   Management For Voted - For
1.5   Elect Director Oka, Toshiko   Management For Voted - For
1.6   Elect Director Akiyama, Sakie Management For Voted - For
1.7   Elect Director Wendy Becker Management For Voted - For
1.8   Elect Director Hatanaka, Yoshihiko Management For Voted - For
1.9   Elect Director Adam Crozier Management For Voted - For
1.10   Elect Director Kishigami, Keiko Management For Voted - For
1.11   Elect Director Joseph A. Kraft Jr Management For Voted - For
2   Approve Stock Option Plan   Management For Voted - For
 
SOUTHWEST AIRLINES CO.        
 
Security ID: US8447411088 Ticker: LUV      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1 a Elect Director David W. Biegler Management For Voted - For
1 b Elect Director J. Veronica Biggins Management For Voted - For
1 c Elect Director Douglas H. Brooks Management For Voted - For
1 d Elect Director William H. Cunningham Management For Voted - For
1 e Elect Director John G. Denison Management For Voted - For
1 f Elect Director Thomas W. Gilligan Management For Voted - For
1 g Elect Director Gary C. Kelly   Management For Voted - For
1 h Elect Director Grace D. Lieblein Management For Voted - For

 

413


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 i Elect Director Nancy B. Loeffler Management For Voted - For
1 j Elect Director John T. Montford Management For Voted - For
1 k Elect Director Ron Ricks   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditor Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - Against
5   Adopt Majority Vote Cast to Remove Directors With      
    or Without Cause   Shareholder Against Voted - For
 
SPECTRIS PLC        
 
Security ID: GB0003308607 Ticker: SXS      
 
Meeting Date: 14-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Final Dividend   Management For Voted - For
4   Re-elect Karim Bitar as Director Management For Voted - For
5   Re-elect Derek Harding as Director Management For Voted - For
6   Re-elect Andrew Heath as Director Management For Voted - For
7   Re-elect Ulf Quellmann as Director Management For Voted - For
8   Re-elect William (Bill) Seeger as Director Management For Voted - For
9   Re-elect Cathy Turner as Director Management For Voted - For
10   Re-elect Kjersti Wiklund as Director Management For Voted - For
11   Re-elect Mark Williamson as Director Management For Voted - For
12   Reappoint Deloitte LLP as Auditors Management For Voted - For
13   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14   Authorise Issue of Equity   Management For Voted - For
15   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
17   Authorise Market Purchase of Ordinary Shares Management For Voted - For
18   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
19   Adopt New Articles of Association Management For Voted - For
 
SPIE SA        
 
Security ID: FR0012757854 Ticker: SPIE      
 
Meeting Date: 12-May-21 Meeting Type: Annual/Special      
 
    Ordinary Business   Management For Non-Voting
1   Approve Financial Statements and Statutory Reports Management For Voted - For
2   Approve Consolidated Financial Statements and      
    Statutory Reports   Management For Voted - For
3   Approve Allocation of Income and Dividends of EUR      
    0.44 per Share   Management For Voted - For

 

414


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 Approve Auditors' Special Report on Related-Party      
  Transactions   Management For Voted - For
5 Ratify Appointment of Sandrine Teran as Director Management For Voted - For
6 Elect Sandrine Teran as Director Management For Voted - For
7 Elect Patrick Jeantet as Director Management For Voted - For
8 Approve Compensation of Gauthier Louette, Chairman      
  and CEO   Management For Voted - For
9 Approve Remuneration Policy of Gauthier Louette,      
  Chairman and CEO   Management For Voted - For
10 Approve Compensation Report Management For Voted - For
11 Approve Remuneration Policy of Directors Management For Voted - For
12 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business   Management For Non-Voting
13 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
14 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
15 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans Reserved for Employees of      
  International Subsidiaries   Management For Voted - For
16 Authorize up to 0.5 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - For
17 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
SPIRENT COMMUNICATIONS PLC      
 
Security ID: GB0004726096 Ticker: SPT      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Approve Final Dividend   Management For Voted - For
5 Approve Special Dividend   Management For Voted - For
6 Re-elect Paula Bell as Director Management For Voted - For
7 Re-elect Gary Bullard as Director Management For Voted - For
8 Re-elect Wendy Koh as Director Management For Voted - For
9 Re-elect Edgar Masri as Director Management For Voted - For
10 Re-elect Jonathan Silver as Director Management For Voted - For
11 Re-elect Sir Bill Thomas as Director Management For Voted - For
12 Re-elect Eric Updyke as Director Management For Voted - For
13 Appoint Deloitte as Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For

 

415


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
19   Adopt New Articles of Association Management For Voted - For
20   Approve US Employee Stock Purchase Plan and Global      
    Employee Share Purchase Plan Management For Voted - For
21   Approve Sharesave Plan   Management For Voted - For
 
SPIRIT AIRLINES INC.        
 
Security ID: US8485771021 Ticker: SAVE      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1.1   Elect Director Robert D. Johnson Management For Voted - For
1.2   Elect Director Barclay G. Jones, III Management For Voted - For
1.3   Elect Director Dawn M. Zier Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For
 
SPLUNK INC.        
 
Security ID: US8486371045 Ticker: SPLK      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Sara Baack   Management For Voted - For
1 b Elect Director Sean Boyle   Management For Voted - For
1 c Elect Director Douglas Merritt Management For Voted - For
1 d Elect Director Graham Smith Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
 
SPROUTS FARMERS MARKET, INC.      
 
Security ID: US85208M1027 Ticker: SFM      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1.1   Elect Director Joseph Fortunato Management For Voted - For
1.2   Elect Director Lawrence ("Chip") P. Molloy Management For Voted - For
1.3   Elect Director Joseph D. O'Leary Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For

 

416


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SQUARE, INC.        
 
Security ID: US8522341036 Ticker: SQ      
 
Meeting Date: 15-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Randy Garutti Management For Voted - Withheld
1.2   Elect Director Mary Meeker   Management For Voted - Withheld
1.3   Elect Director Lawrence Summers Management For Voted - Withheld
1.4   Elect Director Darren Walker Management For Voted - Withheld
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Require Independent Board Chair Shareholder Against Voted - For
5   Approve Recapitalization Plan for all Stock to Have      
    One-vote per Share   Shareholder Against Voted - For
 
SSAB AB        
 
Security ID: SE0000171100 Ticker: SSAB.A      
 
Meeting Date: 14-Apr-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2.1   Designate Charlotta Faxen as Inspector of Minutes      
    of Meeting   Management For Voted - For
2.2   Designate Anne-Charlotte Hormgard as Inspector of      
    Minutes of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports;      
    Receive Chairman's Report; Receive CEO's Report;      
    Receive Auditors Report   Management For Non-Voting
7 .a Accept Financial Statements and Statutory Reports Management For Voted - For
7 .b Approve Allocation of Income and Omission of      
    Dividends   Management For Voted - For
7 .c1 Approve Discharge of Bo Annvik Management For Voted - For
7 .c2 Approve Discharge of Petra Einarsson Management For Voted - For
7 .c3 Approve Discharge of Marika Fredriksson Management For Voted - For
7 .c4 Approve Discharge of Marie Gronborg Management For Voted - For
7 .c5 Approve Discharge of Bengt Kjell Management For Voted - For
7 .c6 Approve Discharge of Pasi Laine Management For Voted - For
7 .c7 Approve Discharge of Martin Lindqvist Management For Voted - For
7 .c8 Approve Discharge of Annareetta Lumme-Timonen Management For Voted - For
7 .c9 Approve Discharge of Matti Lievonen Management For Voted - For
7.c10Approve Discharge of Sture Bergvall Management For Voted - For
7.c11Approve Discharge of Tomas Karlsson Management For Voted - For
7.c12Approve Discharge of Patrick Sjoholm Management For Voted - For
7.c13Approve Discharge of Mikael Henriksson Management For Voted - For
7.c14Approve Discharge of Tomas Jansson Management For Voted - For

 

417


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7.c15Approve Discharge of Tomas Westman Management For Voted - For
8   Determine Number of Directors (8) and Deputy      
    Directors (0) of Board   Management For Voted - For
9.1   Approve Remuneration of Directors in the Amount of      
    SEK 1.85 Million for Chairman and SEK 620,000 for      
    Other Directors; Approve Remuneration for Committee      
    Work   Management For Voted - For
9.2   Approve Remuneration of Auditors Management For Voted - For
10 .a Reelect Bo Annvik as Director Management For Voted - For
10 .b Reelect Petra Einarsson as Director Management For Voted - For
10 .c Reelect Marie Gronborg as Director Management For Voted - For
10 .d Reelect Bengt Kjell as Director Management For Voted - For
10 .e Reelect Pasi Laine as Director Management For Voted - For
10 .f Reelect Martin Lindqvist as Director Management For Voted - For
10 .g Reelect Annareetta Lumme-Timonen as Director Management For Voted - For
10 .h Elect Lennart Evrell as New Director Management For Voted - For
11   Reelect Bengt Kjell as Board Chairman Management For Voted - For
12.1   Determine Number of Auditors (1) and Deputy      
    Auditors (0)   Management For Voted - For
12.2   Ratify Ernst & Young as Auditors Management For Voted - For
13   Approve Remuneration Report Management For Voted - For
14   Amend Articles Re: Collecting of Proxies and Postal      
    Voting   Management For Voted - For
15   Approve Issuance of Class B Shares up to 10 Per      
    Cent of Total Amount of Issued Shares without      
    Preemptive Rights   Management For Voted - For
 
SSE PLC        
 
Security ID: GB0007908733 Ticker: SSE      
 
Meeting Date: 12-Aug-20 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Final Dividend   Management For Voted - For
4   Re-elect Gregor Alexander as Director Management For Voted - For
5   Re-elect Sue Bruce as Director Management For Voted - For
6   Re-elect Tony Cocker as Director Management For Voted - For
7   Re-elect Crawford Gillies as Director Management For Voted - For
8   Re-elect Richard Gillingwater as Director Management For Voted - For
9   Re-elect Peter Lynas as Director Management For Voted - For
10   Re-elect Helen Mahy as Director Management For Voted - For
11   Re-elect Alistair Phillips-Davies as Director Management For Voted - For
12   Re-elect Martin Pibworth as Director Management For Voted - For
13   Re-elect Melanie Smith as Director Management For Voted - For
14   Elect Angela Strank as Director Management For Voted - For
15   Reappoint Ernst & Young LLP as Auditors Management For Voted - For
16   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For

 

418


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
17 Authorise Issue of Equity   Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
SSP GROUP PLC        
 
Security ID: GB00BGBN7C04 Ticker: SSPG      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Approve Restricted Share Plan Management For Voted - For
5 Re-elect Mike Clasper as Director Management For Voted - For
6 Re-elect Simon Smith as Director Management For Voted - For
7 Re-elect Jonathan Davies as Director Management For Voted - For
8 Re-elect Carolyn Bradley as Director Management For Voted - For
9 Re-elect Ian Dyson as Director Management For Voted - For
10 Elect Judy Vezmar as Director Management For Voted - For
11 Elect Tim Lodge as Director   Management For Voted - For
12 Reappoint KPMG LLP as Auditors Management For Voted - For
13 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14 Authorise EU Political Donations and Expenditure Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
Meeting Date: 06-Apr-21 Meeting Type: Special      
 
1 Authorise Issue of Equity in Connection with the      
  Rights Issue   Management For Voted - For
2 Approve the Terms of the Rights Issue Management For Voted - For
 
STABILUS S.A.        
 
Security ID: LU1066226637 Ticker: STM      
 
Meeting Date: 10-Feb-21 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Receive Management Board Report on Financial      
  Statements and Statutory Reports (Non-Voting) Management For Non-Voting

 

419


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Receive Supervisory Board Report on Financial      
  Statements and Statutory Reports (Non-Voting) Management For Non-Voting
3 Receive Auditor's Reports   Management For Non-Voting
4 Approve Financial Statements Management For Voted - For
5 Approve Allocation of Income Management For Voted - For
6 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
7 Approve Discharge of Michael Buchsner as Management      
  Board Member   Management For Voted - For
8 Approve Discharge of Mark Wilhelms as Management      
  Board Member   Management For Voted - For
9 Approve Discharge of Markus Schadlich as Management      
  Board Member   Management For Voted - For
10 Approve Discharge of Andreas Sievers as Management      
  Board Member   Management For Voted - For
11 Approve Discharge of Andreas Schroder as Management      
  Board Member   Management For Voted - For
12 Approve Discharge of Stephan Kessel as Supervisory      
  Board Member   Management For Voted - For
13 Approve Discharge of Joachim Rauhut as Supervisory      
  Board Member   Management For Voted - For
14 Approve Discharge of Ralf-Michael Fuchs as      
  Supervisory Board Member Management For Voted - For
15 Approve Discharge of Dirk Linzmeier as Supervisory      
  Board Member   Management For Voted - For
16 Renew Appointment of KPMG Luxembourg as Auditor Management For Voted - For
17 Approve Remuneration Report Management For Voted - For
 
STADLER RAIL AG        
 
Security ID: CH0002178181 Ticker: SRAIL      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  0.85 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Reelect Peter Spuhler as Director Management For Voted - Against
4.2 Reelect Hans-Peter Schwald as Director Management For Voted - Against
4.3 Reelect Barbara Egger-Jenzer as Director Management For Voted - For
4.4 Reelect Christoph Franz as Director Management For Voted - For
4.5 Reelect Fred Kindle as Director Management For Voted - For
4.6 Reelect Wojciech Kostrzewa as Director Management For Voted - For
4.7 Reelect Doris Leuthard as Director Management For Voted - For
4.8 Reelect Kurt Rueegg as Director Management For Voted - Against
5 Reelect Peter Spuhler as Board Chairman Management For Voted - Against
6.1 Reappoint Barbara Egger-Jenzer as Member of the      
  Compensation Committee   Management For Voted - For
6.2 Reappoint Christoph Franz as Member of the      
  Compensation Committee   Management For Voted - For

 

420


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6.3   Reappoint Peter Spuhler as Member of the      
    Compensation Committee   Management For Voted - Against
6.4   Appoint Hans-Peter Schwald as Member of the      
    Compensation Committee   Management For Voted - For
7   Ratify KPMG AG as Auditors Management For Voted - For
8   Designate Ulrich Mayer as Independent Proxy Management For Voted - For
9   Approve Remuneration Report (Non-Binding) Management For Voted - For
10.1   Approve Remuneration of Directors in the Amount of      
    CHF 2 Million   Management For Voted - For
10.2   Approve Remuneration of Executive Committee in the      
    Amount of CHF 8.3 Million Management For Voted - For
11   Approve Creation of CHF 2 Million Pool of Capital      
    without Preemptive Rights Management For Voted - For
12   Transact Other Business (Voting) Management For Voted - Against
 
STANLEY BLACK & DECKER, INC.      
 
Security ID: US8545021011 Ticker: SWK      
 
Meeting Date: 10-May-21 Meeting Type: Annual      
 
1 a Elect Director Andrea J. Ayers Management For Voted - For
1 b Elect Director George W. Buckley Management For Voted - For
1 c Elect Director Patrick D. Campbell Management For Voted - For
1 d Elect Director Carlos M. Cardoso Management For Voted - For
1 e Elect Director Robert B. Coutts Management For Voted - For
1 f Elect Director Debra A. Crew Management For Voted - For
1 g Elect Director Michael D. Hankin Management For Voted - For
1 h Elect Director James M. Loree Management For Voted - For
1 i Elect Director Jane M. Palmieri Management For Voted - For
1 j Elect Director Mojdeh Poul   Management For Voted - For
1 k Elect Director Dmitri L. Stockton Management For Voted - For
1 l Elect Director Irving Tan   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Provide Right to Act by Written Consent Management For Voted - For
5   Eliminate Supermajority Vote Requirement Applicable      
    Under the Connecticut Business Corporation Act Management For Voted - For
6   Eliminate Supermajority Vote Requirement to Approve      
    Certain Business Combinations Management For Voted - For
7   Adopt Majority Voting for Uncontested Election of      
    Directors   Management For Voted - For
 
STARBUCKS CORPORATION        
 
Security ID: US8552441094 Ticker: SBUX      
 
Meeting Date: 17-Mar-21 Meeting Type: Annual      
 
1 a Elect Director Richard E. Allison, Jr. Management For Voted - For

 

421


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 b Elect Director Rosalind G. Brewer *Withdrawn      
    Resolution*   Management For Non-Voting
1 c Elect Director Andrew Campion Management For Voted - For
1 d Elect Director Mary N. Dillon Management For Voted - For
1 e Elect Director Isabel Ge Mahe Management For Voted - For
1 f Elect Director Mellody Hobson Management For Voted - For
1 g Elect Director Kevin R. Johnson Management For Voted - For
1 h Elect Director Jorgen Vig Knudstorp Management For Voted - For
1 i Elect Director Satya Nadella   Management For Voted - For
1 j Elect Director Joshua Cooper Ramo Management For Voted - For
1 k Elect Director Clara Shih   Management For Voted - For
1 l Elect Director Javier G. Teruel Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4   Adopt a Policy to Include Non-Management Employees      
    as Prospective Director Candidates Shareholder Against Voted - Against
 
STATE STREET CORPORATION        
 
Security ID: US8574771031 Ticker: STT      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1 a Elect Director Patrick de Saint-Aignan Management For Voted - For
1 b Elect Director Marie A. Chandoha Management For Voted - For
1 c Elect Director Amelia C. Fawcett Management For Voted - For
1 d Elect Director William C. Freda Management For Voted - For
1 e Elect Director Sara Mathew   Management For Voted - For
1 f Elect Director William L. Meaney Management For Voted - For
1 g Elect Director Ronald P. O'Hanley Management For Voted - For
1 h Elect Director Sean O'Sullivan Management For Voted - For
1 i Elect Director Julio A. Portalatin Management For Voted - For
1 j Elect Director John B. Rhea   Management For Voted - For
1 k Elect Director Richard P. Sergel Management For Voted - For
1 l Elect Director Gregory L. Summe Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Report on Racial Equity Audit Shareholder Against Voted - Against
 
STILLFRONT GROUP AB        
 
Security ID: SE0015346135 Ticker: SF      
 
Meeting Date: 17-Dec-20 Meeting Type: Special      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For

 

422


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
4   Approve Agenda of Meeting Management For Voted - For
5   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7   Approve Stock Option Plan LTIP 2020/2024 II for Key      
    Employees   Management For Voted - Against
8   Approve 10:1 Stock Split; Amend Articles Accordingly Management For Voted - For
9   Approve Issuance of up to 10 Percent of Share      
    Capital without Preemptive Rights Management For Voted - For
10   Close Meeting   Management For Non-Voting
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting Management For Voted - For
3   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4   Prepare and Approve List of Shareholders Management For Voted - For
5   Approve Agenda of Meeting Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7   Receive Financial Statements and Statutory Reports Management For Non-Voting
8 .a Accept Financial Statements and Statutory Reports Management For Voted - For
8 .b Approve Allocation of Income and Omission of      
    Dividends   Management For Voted - For
8 .c1 Approve Discharge of Board Chairman Jan Samuelson Management For Voted - For
8 .c2 Approve Discharge of Erik Forsberg Management For Voted - For
8 .c3 Approve Discharge of Katarina G. Bonde Management For Voted - For
8 .c4 Approve Discharge of Birgitta Henriksson Management For Voted - For
8 .c5 Approve Discharge of Ulrika Viklund Management For Voted - For
8 .c6 Approve Discharge of Kai Wawrzinek Management For Voted - For
8 .c7 Approve Discharge of CEO Jorgen Larsson Management For Voted - For
9   Approve Remuneration Report Management For Voted - For
10   Determine Number of Members (6) and Deputy Members      
    (0) of Board   Management For Voted - For
11.1   Approve Remuneration of Directors in the Amount of      
    SEK 730,000 for Chairman Management For Voted - For
11.2   Approve Remuneration of Directors in the Amount of      
    SEK 260,000 for Other Directors Management For Voted - For
11.3   Approve Remuneration for Committee Work Management For Voted - For
11.4   Approve Remuneration for Committee Work Management For Voted - For
11.5   Approve Remuneration for Committee Work Management For Voted - For
11.6   Approve Remuneration for Committee Work Management For Voted - For
11.7   Approve Remuneration of Auditors Management For Voted - For
12.1   Reelect Jan Samuelson as Director Management For Voted - For
12.2   Reelect Erik Forsberg as Director Management For Voted - For
12.3   Reelect Katarina G. Bonde as Director Management For Voted - Against
12.4   Reelect Birgitta Henriksson as Director Management For Voted - For
12.5   Reelect Ulrika Viklund as Director Management For Voted - For
12.6   Reelect Kai Wawrzinek as Director Management For Voted - For
13   Reelect Jan Samuelson as Board Chairman Management For Voted - For
14   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For

 

423


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
15 Authorize Chairman of Board and Representatives of      
  Three of Company's Largest Shareholders to Serve on      
  Nominating Committee   Management For Voted - For
16 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
17 Approve Stock Option Plan for Key Employees (LTIP      
  2021/2025)   Management For Voted - Against
18 Approve Equity Plan Financing Through Issuance of      
  Warrants and Their Transfer to Participants Management For Voted - Against
19 Approve Issuance of up to 10 Percent of Issued      
  Shares without Preemptive Rights Management For Voted - For
20 Approve Issuance of Shares for a Private Placement      
  for the Sellers of Imperia Online JSC Management For Voted - For
21 Approve Issuance of Shares for a Private Placement      
  for the Sellers of Playa GamesGmbH Management For Voted - For
22 Approve Issuance of Shares for a Private Placement      
  for the Sellers of Storm8, Inc Management For Voted - For
23 Approve Issuance of Shares for a Private Placement      
  for the Sellers of Candywriter LLC Management For Voted - For
24 Amend Articles Re: Editorial Changes; Corporate      
  Purpose; Postal Voting   Management For Voted - For
25 Close Meeting   Management For Non-Voting
 
Meeting Date: 17-Jun-21 Meeting Type: Extraordinary Shareholders    
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
4 Prepare and Approve List of Shareholders Management For Voted - For
5 Approve Agenda of Meeting   Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Approve Equity Plan Financing Management For Voted - Against
8 Close Meeting   Management For Non-Voting
 
STMICROELECTRONICS NV        
 
Security ID: NL0000226223 Ticker: STM      
 
Meeting Date: 27-May-21 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Receive Report of Management Board (Non-Voting) Management For Non-Voting
2 Receive Report of Supervisory Board (Non-Voting) Management For Non-Voting
3 Approve Remuneration Report Management For Voted - For
4 Approve Remuneration Policy for Management Board Management For Voted - For
5 Adopt Financial Statements and Statutory Reports Management For Voted - For
6 Approve Dividends   Management For Voted - For
7 Approve Discharge of Management Board Management For Voted - For
8 Approve Discharge of Supervisory Board Management For Voted - For
9 Reelect Jean-Marc Chery to Management Board Management For Voted - For

 

424


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
10 Approve Grant of Unvested Stock Awards to Jean-Marc      
  Chery as President and CEO Management For Voted - For
11 Approve Unvested Stock Award Plan for Management      
  and Key Employees   Management For Voted - For
12 Reelect Nicolas Dufourcq to Supervisory Board Management For Voted - For
13 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
14 Grant Board Authority to Issue Shares Up To 10      
  Percent of Issued Capital and Exclude Pre-emptive      
  Rights   Management For Voted - For
15 Allow Questions   Management For Non-Voting
 
STROEER SE & CO. KGAA        
 
Security ID: DE0007493991 Ticker: SAX      
 
Meeting Date: 04-Nov-20 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of EUR      
  2.00 per Share   Management For Voted - For
3 Approve Discharge of Personally Liable Partner for      
  Fiscal 2019   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  2019   Management For Voted - For
5 Ratify KPMG AG Wirtschaftspruefungsgesellschaft as      
  Auditors for Fiscal 2020   Management For Voted - For
6.1 Elect Barbara Liese-Bloch to the Supervisory Board Management For Voted - For
6.2 Elect Karl-Georg Altenburg to the Supervisory Board Management For Voted - For
7 Amend Articles Re: Proof of Entitlement Management For Voted - For
8 Amend Articles Re: Online Participation in the      
  General Meeting   Management For Voted - For
9 Approve Terms of Stock Option Plan 2015 Management For Voted - Against
10 Approve Terms of Stock Option Plan 2019 Management For Voted - Against
11 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For
12 Authorize Use of Financial Derivatives when      
  Repurchasing Shares   Management For Voted - Against
13 Approve Remuneration of Supervisory Board Management For Voted - For
 
SUBSEA 7 SA        
 
Security ID: LU0075646355 Ticker: SUBC      
 
Meeting Date: 14-Apr-21 Meeting Type: Annual/Special      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Receive Board's and Auditor's Reports Management For Non-Voting
2 Approve Financial Statements Management For Voted - For
3 Approve Consolidated Financial Statements Management For Voted - For
4 Approve Allocation of Income and Dividends of NOK      
  2.00 Per Share   Management For Voted - For

 

425


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Approve Discharge of Directors Management For Voted - For
6 Renew Appointment of Ernst & Young S.A as Auditor Management For Voted - For
7 Reelect Kristian Siem as Director Management For Voted - Against
8 Reelect Dod Fraser as Director Management For Voted - For
9 Elect Eldar Saetre as Director Management For Voted - For
  Special Meeting Agenda Management For Non-Voting
1 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights Up to 10      
  Percent of the Issued Share Capital Management For Voted - For
2 Authorize Share Repurchase Program Up to 10 Percent      
  of Issued Capital and Authorize Cancellation of      
  Repurchased Shares   Management For Voted - For
3 Amend Article 3 Re: Corporate Purpose Management For Voted - For
4 Amend Articles 12 and 16 of the Articles of      
  Association   Management For Voted - For
 
Meeting Date: 04-Jun-21 Meeting Type: Ordinary Shareholders    
 
  Ordinary General Meeting Agenda Management For Non-Voting
1 Elect Louisa Siem as Non-Executive Director Management For Voted - For
 
SULZER AG        
 
Security ID: CH0038388911 Ticker: SUN      
 
Meeting Date: 14-Apr-21 Meeting Type: Annual      
 
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report (Non-Binding) Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF      
  4.00 per Share   Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1 Approve Remuneration of Directors in the Amount of      
  CHF 3 Million   Management For Voted - For
4.2 Approve Remuneration of Executive Committee in the      
  Amount of CHF 19.5 Million Management For Voted - For
5.1 Reelect Peter Loescher as Director and Board      
  Chairman   Management For Voted - For
5.2.1 Reelect Hanne Sorensen as Director Management For Voted - For
5.2.2 Reelect Matthias Bichsel as Director Management For Voted - For
5.2.3 Reelect Mikhail Lifshitz as Director Management For Voted - For
5.2.4 Reelect Alexey Moskov as Director Management For Voted - For
5.2.5 Reelect Gerhard Roiss as Director Management For Voted - For
5.3.1 Elect Suzanne Thoma as Director Management For Voted - For
5.3.2 Elect David Metzger as Director Management For Voted - For
6.1.1 Reappoint Hanne Sorensen as Member of the      
  Compensation Committee Management For Voted - For
6.1.2 Reappoint Gerhard Roiss as Member of the      
  Compensation Committee Management For Voted - For
6.2 Appoint Suzanne Thoma as Member of the Compensation      
  Committee   Management For Voted - For

 

426


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 Ratify KPMG AG as Auditors Management For Voted - For
8 Designate Proxy Voting Services GmbH as Independent      
  Proxy   Management For Voted - For
9 Approve Creation of CHF 17,000 Pool of Conditional      
  Capital for Bonds or Similar Debt Instruments Management For Voted - For
10 Transact Other Business (Voting) Management For Voted - Against
 
SUMITOMO ELECTRIC INDUSTRIES LTD.      
 
Security ID: JP3407400005 Ticker: 5802      
 
Meeting Date: 25-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 16   Management For Voted - For
2.1 Elect Director Matsumoto, Masayoshi Management For Voted - For
2.2 Elect Director Inoue, Osamu   Management For Voted - For
2.3 Elect Director Nishida, Mitsuo Management For Voted - For
2.4 Elect Director Kasui, Yoshitomo Management For Voted - For
2.5 Elect Director Nishimura, Akira Management For Voted - For
2.6 Elect Director Hato, Hideo   Management For Voted - For
2.7 Elect Director Shirayama, Masaki Management For Voted - For
2.8 Elect Director Kobayashi, Nobuyuki Management For Voted - For
2.9 Elect Director Sato, Hiroshi   Management For Voted - For
2.10 Elect Director Tsuchiya, Michihiro Management For Voted - For
2.11 Elect Director Christina Ahmadjian Management For Voted - For
2.12 Elect Director Miyata, Yasuhiro Management For Voted - For
2.13 Elect Director Sahashi, Toshiyuki Management For Voted - For
2.14 Elect Director Watanabe, Katsuaki Management For Voted - For
2.15 Elect Director Horiba, Atsushi Management For Voted - For
3 Appoint Statutory Auditor Kijima, Tatsuo Management For Voted - For
4 Approve Annual Bonus   Management For Voted - For
5 Approve Compensation Ceiling for Directors Management For Voted - For
6 Approve Compensation Ceiling for Statutory Auditors Management For Voted - For
 
SUMITOMO METAL MINING CO., LTD.      
 
Security ID: JP3402600005 Ticker: 5713      
 
Meeting Date: 25-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 99   Management For Voted - For
2 Amend Articles to Remove All Provisions on Advisory      
  Positions - Clarify Director Authority on Board      
  Meetings   Management For Voted - For
3.1 Elect Director Nakazato, Yoshiaki Management For Voted - For
3.2 Elect Director Nozaki, Akira Management For Voted - For
3.3 Elect Director Matsumoto, Nobuhiro Management For Voted - For
3.4 Elect Director Higo, Toru   Management For Voted - For
3.5 Elect Director Kanayama, Takahiro Management For Voted - For

 

427


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
3.6 Elect Director Nakano, Kazuhisa Management For Voted - For
3.7 Elect Director Ishii, Taeko   Management For Voted - For
3.8 Elect Director Kinoshita, Manabu Management For Voted - For
4.1 Appoint Statutory Auditor Imai, Koji Management For Voted - For
4.2 Appoint Statutory Auditor Wakamatsu, Shoji Management For Voted - For
5 Appoint Alternate Statutory Auditor Mishina,      
  Kazuhiro   Management For Voted - For
6 Approve Annual Bonus   Management For Voted - For
 
SUMITOMO MITSUI FINANCIAL GROUP, INC.      
 
Security ID: JP3890350006 Ticker: 8316      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 95   Management For Voted - For
2.1 Elect Director Kunibe, Takeshi Management For Voted - For
2.2 Elect Director Ota, Jun   Management For Voted - For
2.3 Elect Director Takashima, Makoto Management For Voted - For
2.4 Elect Director Nakashima, Toru Management For Voted - For
2.5 Elect Director Kudo, Teiko   Management For Voted - For
2.6 Elect Director Inoue, Atsuhiko Management For Voted - For
2.7 Elect Director Isshiki, Toshihiro Management For Voted - For
2.8 Elect Director Kawasaki, Yasuyuki Management For Voted - For
2.9 Elect Director Matsumoto, Masayuki Management For Voted - Against
2.10 Elect Director Arthur M. Mitchell Management For Voted - For
2.11 Elect Director Yamazaki, Shozo Management For Voted - For
2.12 Elect Director Kono, Masaharu Management For Voted - For
2.13 Elect Director Tsutsui, Yoshinobu Management For Voted - For
2.14 Elect Director Shimbo, Katsuyoshi Management For Voted - For
2.15 Elect Director Sakurai, Eriko Management For Voted - For
3 Amend Articles to Allow Virtual Only Shareholder      
  Meetings   Management For Voted - Against
 
SUNRISE COMMUNICATIONS GROUP AG      
 
Security ID: CH0267291224 Ticker: SRCG      
 
Meeting Date: 09-Nov-20 Meeting Type: Special      
 
1.1.1 Elect Mike Fries as Director   Management For Voted - For
1.1.2 Elect Baptiest Coopmans as Director Management For Voted - For
1.1.3 Elect Miranda Curtis as Director Management For Voted - For
1.1.4 Elect Manuel Kohnstamm as Director Management For Voted - For
1.1.5 Elect Andrea Salvato as Director Management For Voted - For
1.1.6 Elect Marisa Drew as Director Management For Voted - For
1.1.7 Elect Thomas Meyer as Director Management For Voted - For
1.1.8 Elect Joseph Deiss as Director Management For Voted - For
1.1.9 Elect Mike Fries as Board Chairman Management For Voted - For

 

428


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.2.1 Appoint Miranda Curtis as Member of the      
  Compensation Committee   Management For Voted - For
1.2.2 Appoint Manuel Kohnstamm as Member of the      
  Compensation Committee   Management For Voted - For
1.2.3 Appoint Andrea Salvato as Member of the      
  Compensation Committee   Management For Voted - For
1.2.4 Appoint Miranda Curtis as Chairman of the      
  Compensation Committee   Management For Voted - For
2 Approve Delisting of Shares from SIX Swiss Exchange Management For Voted - For
3 Transact Other Business (Voting) Management For Voted - Against
 
SUZANO SA        
 
Security ID: BRSUZBACNOR0 Ticker: SUZB3      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual/Special      
 
  Meeting for ADR Holders   Management For Non-Voting
  Annual Meeting   Management For Non-Voting
1.1 Accept Management Statements for Fiscal Year Ended      
  Dec. 31, 2020   Management For Voted - For
1.2 Accept Financial Statements and Statutory Reports      
  for Fiscal Year Ended Dec. 31, 2020 Management For Voted - For
1.3 Approve Treatment of Net Loss Management For Voted - For
1.4 Approve Remuneration of Company's Management Management For Voted - For
  Special Meeting   Management For Non-Voting
2.1 Amend Articles to Comply with New Regulations of      
  Novo Mercado of B3 and Consolidate Bylaws Management For Voted - For
2.2 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
SUZUKI MOTOR CORP.        
 
Security ID: JP3397200001 Ticker: 7269      
 
Meeting Date: 25-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 53   Management For Voted - For
2.1 Elect Director Suzuki, Toshihiro Management For Voted - For
2.2 Elect Director Honda, Osamu Management For Voted - For
2.3 Elect Director Nagao, Masahiko Management For Voted - For
2.4 Elect Director Suzuki, Toshiaki Management For Voted - For
2.5 Elect Director Saito, Kinji   Management For Voted - For
2.6 Elect Director Yamashita, Yukihiro Management For Voted - For
2.7 Elect Director Kawamura, Osamu Management For Voted - For
2.8 Elect Director Domichi, Hideaki Management For Voted - For
2.9 Elect Director Kato, Yuriko   Management For Voted - For
3 Appoint Statutory Auditor Toyoda, Taisuke Management For Voted - For

 

429


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
SVB FINANCIAL GROUP        
 
Security ID: US78486Q1013 Ticker: SIVB      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1.1   Elect Director Greg Becker   Management For Voted - For
1.2   Elect Director Eric Benhamou Management For Voted - For
1.3   Elect Director John Clendening Management For Voted - For
1.4   Elect Director Richard Daniels Management For Voted - For
1.5   Elect Director Alison Davis   Management For Voted - For
1.6   Elect Director Roger Dunbar Management For Voted - For
1.7   Elect Director Joel Friedman Management For Voted - For
1.8   Elect Director Jeffrey Maggioncalda Management For Voted - For
1.9   Elect Director Beverly Kay Matthews Management For Voted - For
1.10   Elect Director Mary Miller   Management For Voted - For
1.11   Elect Director Kate Mitchell   Management For Voted - For
1.12   Elect Director Garen Staglin   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify KPMG LLP as Auditors Management For Voted - For
 
SWECO AB        
 
Security ID: SE0000489098 Ticker: SWEC.B      
 
Meeting Date: 22-Oct-20 Meeting Type: Special      
 
1   Elect Chairman of Meeting   Management For Voted - For
2   Prepare and Approve List of Shareholders Management For Voted - For
3   Approve Agenda of Meeting   Management For Voted - For
4   Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Approve Dividends of SEK 3.10 Per Share Management For Voted - For
7   Amend Articles Re: Set Minimum (SEK 120 Million)      
    and Maximum (SEK 480 Million) Share Capital; Set      
    Minimum (360 Million) and Maximum (1.44 Billion)      
    Number of Shares; Participation at General Meeting Management For Voted - For
8   Approve 3:1 Stock Split   Management For Voted - For
9   Close Meeting   Management For Non-Voting
 
SWECO AB        
 
Security ID: SE0014960373 Ticker: SWEC.B      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1   Elect Johan Nordstrom Chairman of Meeting Management For Voted - For
2   Notification of Secretary of General Meeting Management For Non-Voting
3 .a Designate Mats Gustafsson as Inspector of Minutes      
    of Meeting   Management For Voted - For

 

430


 

    PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
3 .b Designate Solveig Thunstrom Inspectors of Minutes      
    of Meeting Management For Voted - For
4   Prepare and Approve List of Shareholders Management For Voted - For
5   Approve Agenda of Meeting Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7   Receive Financial Statements and Statutory Reports Management For Non-Voting
8 .a Accept Financial Statements and Statutory Reports Management For Voted - For
8 .b Approve Allocation of Income and Dividends of SEK      
    2.20 Share Management For Voted - For
8 .c1 Approve Discharge of Johan Nordstrom Management For Voted - For
8 .c2 Approve Discharge of Asa Bergman Management For Voted - For
8 .c3 Approve Discharge of Gunnel Duveblad Management For Voted - For
8 .c4 Approve Discharge of Elaine Grunewald Management For Voted - For
8 .c5 Approve Discharge of Alf Goransson Management For Voted - For
8 .c6 Approve Discharge of Johan Hjertonsson Management For Voted - For
8 .c7 Approve Discharge of Eva Lindqvist Management For Voted - For
8 .c8 Approve Discharge of Christine Wolff Management For Voted - For
8 .c9 Approve Discharge of Gorgen Edenhagen Management For Voted - For
8.c10Approve Discharge of Maria Ekh Management For Voted - For
8.c11Approve Discharge of Anna Leonsson Management For Voted - For
8.c12Approve Discharge of Charlotte Berglund Management For Voted - For
8.c13Approve Discharge of Nicole Corrodi Management For Voted - For
8.c14Approve Discharge of Peter Rothstein Management For Voted - For
8.c15Approve Discharge of Asa Bergman (CEO) Management For Voted - For
9.1   Determine Number of Members (7) and Deputy Members      
    (0) of Board Management For Voted - For
9.2   Determine Number of Auditors (1) and Deputy      
    Auditors (0) Management For Voted - For
10.1   Approve Remuneration of Directors in the Amount of      
    SEK 1 Million for Chairman and SEK 500,000 for      
    Other Directors; Approve Remuneration for Committee      
    Work Management For Voted - For
10.2   Approve Remuneration of Auditors Management For Voted - For
11.1   Reelect Asa Bergman as Director Management For Voted - For
11.2   Reelect Gunnel Duveblad as Director Management For Voted - Against
11.3   Reelect Elaine Grunewald as Director Management For Voted - For
11.4   Reelect Alf Goransson as Director Management For Voted - Against
11.5   Reelect Johan Hjertonsson as Director Management For Voted - Against
11.6   Reelect Johan Nordstrom as Director Management For Voted - Against
11.7   Reelect Christine Wolff as Director Management For Voted - For
11.8   Reelect Johan Nordstrom Board Chair Management For Voted - Against
12   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
13   Amend Articles Re: Participation at General      
    Meetings; Proxies and Postal Voting Management For Voted - For
14   Approve Remuneration Report Management For Voted - For
15   Approve Share Bonus Scheme 2021 Management For Voted - For
16   Approve 2021 Performance Based Share Savings Scheme      
    for Key Employees; Authorize Share Repurchases and      
    Transfer of Shares to Participants Management For Voted - For
17 .a Authorize Share Repurchase Program Management For Voted - For

 

431


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
17 .b Authorize Reissuance of Repurchased Shares Management For Voted - For
17 .c Approve Equity Plan Financing for 2020 LTIP Management For Voted - For
17 .d Approve Equity Plan Financing for 2018 LTIP Management For Voted - For
 
SWEDISH ORPHAN BIOVITRUM AB      
 
Security ID: SE0000872095 Ticker: SOBI      
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2.1   Designate Petra Hedengran as Inspector of Minutes      
    of Meeting   Management For Voted - For
2.2   Designate Lennart Francke as Inspector of Minutes      
    of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7   Accept Financial Statements and Statutory Reports Management For Voted - For
8   Approve Allocation of Income and Omission of      
    Dividends   Management For Voted - For
9.1   Approve Discharge of David Allsop Management For Voted - For
9.2   Approve Discharge of Hakan Bjorklund Management For Voted - For
9.3   Approve Discharge of Annette Clancy Management For Voted - For
9.4   Approve Discharge of Matthew Gantz Management For Voted - For
9.5   Approve Discharge of Lennart Johansson Management For Voted - For
9.6   Approve Discharge of Helena Saxon Management For Voted - For
9.7   Approve Discharge of Hans GCP Schikan Management For Voted - For
9.8   Approve Discharge of Staffan Schuberg Management For Voted - For
9.9   Approve Discharge of Elisabeth Svanberg Management For Voted - For
9.10   Approve Discharge of Pia Axelson Management For Voted - For
9.11   Approve Discharge of Erika Husing Management For Voted - For
9.12   Approve Discharge of Kristin Strandberg Management For Voted - For
9.13   Approve Discharge of Linda Larsson Management For Voted - For
9.14   Approve Discharge of Katy Mazibuko Management For Voted - For
9.15   Approve Discharge of Guido Oelkers (CEO) Management For Voted - For
10.1   Approve Remuneration of Directors in the Amount of      
    SEK 1.6 Million for Chairman, and SEK 515,000 for      
    Other Directors; Approve Remuneration for Committee      
    Work; Approve Meeting Fees Management For Voted - For
10.2   Approve Remuneration of Auditors Management For Voted - For
11.1   Determine Number of Members (8) and Deputy Members      
    (0) of Board   Management For Voted - For
11.2   Determine Number of Auditors (1) and Deputy      
    Auditors (0)   Management For Voted - For
12 .a Reelect Hakan Bjorklund as Director Management For Voted - For
12 .b Reelect Annette Clancy as Director Management For Voted - For
12 .c Reelect Matthew Gantz as Director Management For Voted - For
12 .d Reelect Helena Saxon as Director Management For Voted - For

 

432


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
12 .e Reelect Staffan Schuberg as Director Management For Voted - For
12 .f Reelect Elisabeth Svanberg as Director Management For Voted - For
12 .g Elect Filippa Stenberg as New Director Management For Voted - For
12 .h Elect Anders Ullman as New Director Management For Voted - For
12 .i Reelect Hakan Bjorklund as Board Chairman Management For Voted - For
12 .j Ratify Ernst & Young as Auditors Management For Voted - For
13   Approve Remuneration Report Management For Voted - For
14   Amend Articles Re: Proxies and Postal Voting;      
    Participation at General Meeting; Management For Voted - For
15 .a Approve Long Term Incentive Program (Management      
    Program); Approve Long Term Incentive Program (All      
    Employee Program)   Management For Voted - Against
15 .b Approve Equity Plan Financing Management For Voted - Against
15 .c Approve Alternative Equity Plan Financing Management For Voted - Against
16   Approve Creation of Pool of Capital without      
    Preemptive Rights   Management For Voted - Against
17   Approve Transfer of Shares in Connection with      
    Previous Share Programs   Management For Voted - Against
 
SYNOPSYS, INC.        
 
Security ID: US8716071076 Ticker: SNPS      
 
Meeting Date: 08-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Aart J. de Geus Management For Voted - For
1 b Elect Director Chi-Foon Chan Management For Voted - For
1 c Elect Director Janice D. Chaffin Management For Voted - For
1 d Elect Director Bruce R. Chizen Management For Voted - For
1 e Elect Director Mercedes Johnson Management For Voted - For
1 f Elect Director Chrysostomos L. "Max" Nikias Management For Voted - For
1 g Elect Director Jeannine P. Sargent Management For Voted - For
1 h Elect Director John Schwarz   Management For Voted - For
1 i Elect Director Roy Vallee   Management For Voted - For
2   Amend Omnibus Stock Plan   Management For Voted - Against
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Ratify KPMG LLP as Auditors Management For Voted - For
5   Reduce Ownership Threshold for Shareholders to Call      
    Special Meeting   Shareholder Against Voted - For
 
SYNTHOMER PLC        
 
Security ID: GB0009887422 Ticker: SYNT      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Final Dividend   Management For Voted - For
4   Re-elect Calum MacLean as Director Management For Voted - For

 

433


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
5 Re-elect Stephen Bennett as Director Management For Voted - For
6 Re-elect Alex Catto as Director Management For Voted - For
7 Re-elect Dato' Lee Hau Hian as Director Management For Voted - For
8 Re-elect Dr Just Jansz as Director Management For Voted - For
9 Re-elect Brendan Connolly as Director Management For Voted - For
10 Re-elect Holly Van Deursen as Director Management For Voted - For
11 Re-elect Caroline Johnstone as Director Management For Voted - For
12 Elect Cynthia Dubin as Director Management For Voted - For
13 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
14 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
TAG IMMOBILIEN AG        
 
Security ID: DE0008303504 Ticker: TEG      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  0.88 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal Year 2021 Management For Voted - For
6 Approve Remuneration of Supervisory Board Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8 Approve Creation of EUR 29 Million Pool of Capital      
  with Partial Exclusion of Preemptive Rights Management For Voted - For
9 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds with Partial Exclusion      
  of Preemptive Rights up to Aggregate Nominal Amount      
  of EUR 1.2 Billion; Approve Creation of EUR 29      
  Million Pool of Capital to Guarantee Conversion      
  Rights   Management For Voted - For
10 Authorize Share Repurchase Program and Reissuance      
  or Cancellation of Repurchased Shares Management For Voted - For

 

434


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.      
 
Security ID: TW0002330008 Ticker: 2330      
 
Meeting Date: 08-Jun-21 Meeting Type: Annual      
 
1 Approve Business Operations Report and Financial      
  Statements   Management For Voted - For
2 Approve Amendment to Rules and Procedures for      
  Election of Directors   Management For Voted - For
3 Approve Issuance of Restricted Stocks Management For Voted - For
  ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT    
  DIRECTORS VIA CUMULATIVE VOTING Management For Non-Voting
4.1 Elect Mark Liu, with Shareholder No. 10758, as      
  Non-independent Director   Management For Voted - For
4.2 Elect C.C. Wei, with Shareholder No. 370885, as      
  Non-independent Director   Management For Voted - For
4.3 Elect F.C. Tseng, with Shareholder No. 104, as      
  Non-independent Director   Management For Voted - For
4.4 Elect Ming Hsin Kung. a Representative of National      
  Development Fund, Executive Yuan, with Shareholder      
  No. 1, as Non-independent Director Management For Voted - For
4.5 Elect Peter L. Bonfield, with Shareholder No.      
  504512XXX, as Independent Director Management For Voted - For
4.6 Elect Kok Choo Chen, with Shareholder No.      
  A210358XXX, as Independent Director Management For Voted - For
4.7 Elect Michael R. Splinter, with Shareholder No.      
  488601XXX, as Independent Director Management For Voted - For
4.8 Elect Moshe N. Gavrielov, with Shareholder No.      
  505930XXX, as Independent Director Management For Voted - For
4.9 Elect Yancey Hai, with Shareholder No. D100708XXX,      
  as Independent Director   Management For Voted - For
4.10 Elect L. Rafael Reif, with Shareholder No.      
  545784XXX, as Independent Director Management For Voted - For
 
TAIYO HOLDINGS CO., LTD.        
 
Security ID: JP3449100001 Ticker: 4626      
 
Meeting Date: 19-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, With a Final Dividend      
  of JPY 95.1   Management For Voted - For
2 Amend Articles to Remove Provisions on Non-Common      
  Shares   Management For Voted - For
3 Appoint Alternate Statutory Auditor Todo, Masahiko Management For Voted - For
4 Approve Restricted Stock Plan and Performance Share      
  Plan   Management For Voted - For

 

435


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
TARGET CORPORATION        
 
Security ID: US87612E1064 Ticker: TGT      
 
Meeting Date: 09-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Douglas M. Baker, Jr. Management For Voted - For
1 b Elect Director George S. Barrett Management For Voted - For
1 c Elect Director Brian C. Cornell Management For Voted - For
1 d Elect Director Robert L. Edwards Management For Voted - For
1 e Elect Director Melanie L. Healey Management For Voted - For
1 f Elect Director Donald R. Knauss Management For Voted - For
1 g Elect Director Christine A. Leahy Management For Voted - For
1 h Elect Director Monica C. Lozano Management For Voted - For
1 i Elect Director Mary E. Minnick Management For Voted - For
1 j Elect Director Derica W. Rice Management For Voted - For
1 k Elect Director Kenneth L. Salazar Management For Voted - For
1 l Elect Director Dmitri L. Stockton Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Proxy Access Right   Shareholder Against Voted - For
 
TE CONNECTIVITY LTD.        
 
Security ID: CH0102993182 Ticker: TEL      
 
Meeting Date: 10-Mar-21 Meeting Type: Annual      
 
1 a Elect Director Pierre R. Brondeau Management For Voted - For
1 b Elect Director Terrence R. Curtin Management For Voted - For
1 c Elect Director Carol A. (John) Davidson Management For Voted - For
1 d Elect Director Lynn A. Dugle Management For Voted - For
1 e Elect Director William A. Jeffrey Management For Voted - For
1 f Elect Director David M. Kerko *Withdrawn Resolution* Management For Non-Voting
1 g Elect Director Thomas J. Lynch Management For Voted - For
1 h Elect Director Heath A. Mitts Management For Voted - For
1 i Elect Director Yong Nam   Management For Voted - For
1 j Elect Director Daniel J. Phelan Management For Voted - For
1 k Elect Director Abhijit Y. Talwalkar Management For Voted - For
1 l Elect Director Mark C. Trudeau Management For Voted - For
1 m Elect Director Dawn C. Willoughby Management For Voted - For
1 n Elect Director Laura H. Wright Management For Voted - For
2   Elect Board Chairman Thomas J. Lynch Management For Voted - For
3 a Elect Daniel J. Phelan as Member of Management      
    Development and Compensation Committee Management For Voted - For
3 b Elect Abhijit Y. Talwalkar as Member of Management      
    Development and Compensation Committee Management For Voted - For
3 c Elect Mark C. Trudeau as Member of Management      
    Development and Compensation Committee Management For Voted - For

 

436


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 d Elect Dawn C. Willoughby as Member of Management      
    Development and Compensation Committee Management For Voted - For
4   Designate Rene Schwarzenbach as Independent Proxy Management For Voted - For
5.1   Accept Annual Report for Fiscal Year Ended      
    September 25, 2020   Management For Voted - For
5.2   Accept Statutory Financial Statements for Fiscal      
    Year Ended September 25, 2020 Management For Voted - For
5.3   Approve Consolidated Financial Statements for      
    Fiscal Year Ended September 25, 2020 Management For Voted - For
6   Approve Discharge of Board and Senior Management Management For Voted - For
7.1   Ratify Deloitte & Touche LLP as Independent      
    Registered Public Accounting Firm for Fiscal Year      
    2021   Management For Voted - For
7.2   Ratify Deloitte AG as Swiss Registered Auditors Management For Voted - For
7.3   Ratify PricewaterhouseCoopers AG as Special Auditors Management For Voted - For
8   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
9   Approve the Increase in Maximum Aggregate      
    Remuneration of Executive Management Management For Voted - For
10   Approve Maximum Aggregate Remuneration of Board of      
    Directors   Management For Voted - For
11   Approve Allocation of Available Earnings at      
    September 25, 2020   Management For Voted - For
12   Approve Declaration of Dividend Management For Voted - For
13   Approve Reduction in Share Capital via Cancelation      
    of Shares   Management For Voted - For
14   Amend Non-Qualified Employee Stock Purchase Plan Management For Voted - For
15   Amend Omnibus Stock Plan Management For Voted - For
16   Adjourn Meeting   Management For Voted - For
 
TECAN GROUP AG        
 
Security ID: CH0012100191 Ticker: TECN      
 
Meeting Date: 13-Apr-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2.1   Approve Allocation of Income and Dividends of CHF      
    1.15 per Share   Management For Voted - For
2.2   Approve Transfer of CHF 13.1 Million from Legal      
    Reserves to Free Reserves and Repayment of CHF 1.15      
    per Share   Management For Voted - For
3   Approve Discharge of Board and Senior Management Management For Voted - For
4.1.1 Reelect Lukas Braunschweiler as Director Management For Voted - For
4.1.2 Reelect Oliver Fetzer as Director Management For Voted - For
4.1.3 Reelect Heinrich Fischer as Director Management For Voted - For
4.1.4 Reelect Karen Huebscher as Director Management For Voted - For
4.1.5 Reelect Christa Kreuzburg as Director Management For Voted - For
4.1.6 Reelect Daniel Marshak as Director Management For Voted - For
4.2   Reelect Lukas Braunschweiler as Board Chairman Management For Voted - For

 

437


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4.3.1 Reappoint Oliver Fetzer as Member of the      
    Compensation Committee Management For Voted - For
4.3.2 Reappoint Christa Kreuzburg as Member of the      
    Compensation Committee Management For Voted - For
4.3.3 Reappoint Daniel Marshak as Member of the      
    Compensation Committee Management For Voted - For
4.4   Ratify Ernst & Young AG as Auditors Management For Voted - For
4.5   Designate Proxy Voting Services GmbH as Independent      
    Proxy   Management For Voted - For
5.1   Approve Remuneration Report (Non-Binding) Management For Voted - For
5.2   Approve Remuneration of Directors in the Amount of      
    CHF 1.3 Million   Management For Voted - For
5.3   Approve Remuneration of Executive Committee in the      
    Amount of CHF 18.5 Million Management For Voted - For
6   Transact Other Business (Voting) Management For Voted - Against
 
TELENET GROUP HOLDING NV      
 
Security ID: BE0003826436 Ticker: TNET      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
    Annual Meeting Agenda Management For Non-Voting
1   Receive Directors' and Auditors' Reports      
    (Non-Voting)   Management For Non-Voting
2   Receive Consolidated Financial Statements and      
    Statutory Reports (Non-Voting) Management For Non-Voting
3   Approve Financial Statements, Allocation of Income,      
    and Dividends of EUR 1.375 per Share Management For Voted - For
4   Approve Remuneration Report Management For Voted - For
5   Approve Remuneration Policy Management For Voted - For
6 .a Approve Discharge of Bert De Graeve (IDw Consult      
    BV) as Director   Management For Voted - For
6 .b Approve Discharge of Jo Van Biesbroeck (JoVB BV) as      
    Director   Management For Voted - For
6 .c Approve Discharge of Christiane Franck as Director Management For Voted - For
6 .d Approve Discharge of John Porter as Director Management For Voted - For
6 .e Approve Discharge of Charles H. Bracken as Director Management For Voted - For
6 .f Approve Discharge of Manuel Kohnstamm as Director Management For Voted - For
6 .g Approve Discharge of Severina Pascu as Director Management For Voted - For
6 .h Approve Discharge of Amy Blair as Director Management For Voted - For
6 .i Approve Discharge of Enrique Rodriguez as Director Management For Voted - For
7   Approve Discharge of Auditors Management For Voted - For
8 (a) Reelect John Porter as Director Management For Voted - For
8 (b) Approve that the Mandate of the Director Appointed      
    is not Remunerated   Management For Voted - For
9   Approve Change-of-Control Clause Re: Performance      
    Shares, Share Option, and Restricted Share Plans Management For Voted - Against

 

438


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
TENCENT HOLDINGS LIMITED        
 
Security ID: KYG875721634 Ticker: 700      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3 a Elect Yang Siu Shun as Director Management For Voted - For
3 b Authorize Board to Fix Remuneration of Directors Management For Voted - For
4   Approve PricewaterhouseCoopers as Auditor and      
    Authorize Board to Fix Their Remuneration Management For Voted - For
5   Approve Issuance of Equity or Equity-Linked      
    Securities without Preemptive Rights Management For Voted - Against
6   Authorize Repurchase of Issued Share Capital Management For Voted - For
7   Authorize Reissuance of Repurchased Shares Management For Voted - Against
 
Meeting Date: 20-May-21 Meeting Type: Special      
 
1   Adopt Share Option Plan of China Literature Limited Management For Voted - Against
 
TERADYNE, INC.        
 
Security ID: US8807701029 Ticker: TER      
 
Meeting Date: 07-May-21 Meeting Type: Annual      
 
1 a Elect Director Michael A. Bradley Management For Voted - For
1 b Elect Director Edwin J. Gillis Management For Voted - For
1 c Elect Director Timothy E. Guertin Management For Voted - For
1 d Elect Director Peter Herweck Management For Voted - For
1 e Elect Director Mark E. Jagiela Management For Voted - For
1 f Elect Director Mercedes Johnson Management For Voted - For
1 g Elect Director Marilyn Matz   Management For Voted - For
1 h Elect Director Paul J. Tufano Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Reduce Supermajority Vote Requirement to Approve      
    Merger, Share Exchanges and Substantial Sales of      
    Company Asset   Management For Voted - For
4   Provide Right to Act by Written Consent Management For Voted - For
5   Amend Qualified Employee Stock Purchase Plan Management For Voted - For
6   Amend Omnibus Stock Plan   Management For Voted - For
7   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For

 

439


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
TERUMO CORP.        
 
Security ID: JP3546800008 Ticker: 4543      
 
Meeting Date: 22-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 15   Management For Voted - For
2.1   Elect Director Mimura, Takayoshi Management For Voted - For
2.2   Elect Director Sato, Shinjiro   Management For Voted - For
2.3   Elect Director Takagi, Toshiaki Management For Voted - For
2.4   Elect Director Hatano, Shoji   Management For Voted - For
2.5   Elect Director Nishikawa, Kyo Management For Voted - For
2.6   Elect Director Kuroda, Yukiko Management For Voted - For
2.7   Elect Director Nishi, Hidenori Management For Voted - For
2.8   Elect Director Ozawa, Keiya Management For Voted - For
3.1   Elect Director and Audit Committee Member      
    Shibazaki, Takanori   Management For Voted - For
3.2   Elect Director and Audit Committee Member Nakamura,      
    Masaichi   Management For Voted - For
3.3   Elect Director and Audit Committee Member Uno,      
    Soichiro   Management For Voted - For
4   Elect Alternate Director and Audit Committee Member      
    Sakaguchi, Koichi   Management For Voted - For
 
TESLA, INC.        
 
Security ID: US88160R1014 Ticker: TSLA      
 
Meeting Date: 22-Sep-20 Meeting Type: Annual      
 
1.1   Elect Director Elon Musk   Management For Voted - For
1.2   Elect Director Robyn Denholm Management For Voted - Against
1.3   Elect Director Hiromichi Mizuno Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Report on Paid Advertising   Shareholder Against Voted - Against
5   Adopt Simple Majority Vote   Shareholder Against Voted - For
6   Report on Employee Arbitration Shareholder Against Voted - For
7   Additional Reporting on Human Rights Shareholder Against Voted - For
 
TEXAS INSTRUMENTS INCORPORATED      
 
Security ID: US8825081040 Ticker: TXN      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Mark A. Blinn Management For Voted - For
1 b Elect Director Todd M. Bluedorn Management For Voted - For
1 c Elect Director Janet F. Clark   Management For Voted - For

 

440


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 d Elect Director Carrie S. Cox   Management For Voted - For
1 e Elect Director Martin S. Craighead Management For Voted - For
1 f Elect Director Jean M. Hobby Management For Voted - For
1 g Elect Director Michael D. Hsu Management For Voted - For
1 h Elect Director Ronald Kirk   Management For Voted - For
1 i Elect Director Pamela H. Patsley Management For Voted - For
1 j Elect Director Robert E. Sanchez Management For Voted - For
1 k Elect Director Richard K. Templeton Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Provide Right to Act by Written Consent Shareholder Against Voted - For
 
THE ALLSTATE CORPORATION        
 
Security ID: US0200021014 Ticker: ALL      
 
Meeting Date: 25-May-21 Meeting Type: Annual      
 
1 a Elect Director Donald E. Brown Management For Voted - For
1 b Elect Director Kermit R. Crawford Management For Voted - For
1 c Elect Director Michael L. Eskew Management For Voted - For
1 d Elect Director Richard T. Hume Management For Voted - For
1 e Elect Director Margaret M. Keane Management For Voted - For
1 f Elect Director Siddharth N. (Bobby) Mehta Management For Voted - For
1 g Elect Director Jacques P. Perold Management For Voted - For
1 h Elect Director Andrea Redmond Management For Voted - For
1 i Elect Director Gregg M. Sherrill Management For Voted - For
1 j Elect Director Judith A. Sprieser Management For Voted - For
1 k Elect Director Perry M. Traquina Management For Voted - For
1 l Elect Director Thomas J. Wilson Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4   Amend Proxy Access Right   Shareholder Against Voted - For
 
THE BANK OF NEW YORK MELLON CORPORATION      
 
Security ID: US0640581007 Ticker: BK      
 
Meeting Date: 13-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Linda Z. Cook Management For Voted - For
1 b Elect Director Joseph J. Echevarria Management For Voted - For
1 c Elect Director Thomas P. "Todd" Gibbons Management For Voted - For
1 d Elect Director M. Amy Gilliland Management For Voted - For
1 e Elect Director Jeffrey A. Goldstein Management For Voted - For
1 f Elect Director K. Guru Gowrappan Management For Voted - For
1 g Elect Director Ralph Izzo   Management For Voted - For
1 h Elect Director Edmund F. "Ted" Kelly Management For Voted - For

 

441


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 i Elect Director Elizabeth E. Robinson Management For Voted - For
1 j Elect Director Samuel C. Scott, III Management For Voted - For
1 k Elect Director Frederick O. Terrell Management For Voted - For
1 l Elect Director Alfred W. "AI" Zollar Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify KPMG LLP as Auditors Management For Voted - For
4   Reduce Ownership Threshold for Shareholders to      
    Request Action by Written Consent Shareholder Against Voted - For
 
THE BOEING COMPANY        
 
Security ID: US0970231058 Ticker: BA      
 
Meeting Date: 20-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Robert A. Bradway Management For Voted - For
1 b Elect Director David L. Calhoun Management For Voted - For
1 c Elect Director Lynne M. Doughtie Management For Voted - For
1 d Elect Director Edmund P. Giambastiani, Jr. Management For Voted - For
1 e Elect Director Lynn J. Good   Management For Voted - For
1 f Elect Director Akhil Johri   Management For Voted - For
1 g Elect Director Lawrence W. Kellner Management For Voted - For
1 h Elect Director Steven M. Mollenkopf Management For Voted - For
1 i Elect Director John M. Richardson Management For Voted - For
1 j Elect Director Ronald A. Williams Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4   Report on Lobbying Payments and Policy Shareholder Against Voted - For
5   Provide Right to Act by Written Consent Shareholder Against Voted - For
 
THE CLOROX COMPANY        
 
Security ID: US1890541097 Ticker: CLX      
 
Meeting Date: 18-Nov-20 Meeting Type: Annual      
 
1.1   Elect Director Amy Banse   Management For Voted - For
1.2   Elect Director Richard H. Carmona Management For Voted - For
1.3   Elect Director Benno Dorer   Management For Voted - For
1.4   Elect Director Spencer C. Fleischer Management For Voted - For
1.5   Elect Director Esther Lee   Management For Voted - For
1.6   Elect Director A.D. David Mackay Management For Voted - For
1.7   Elect Director Paul Parker   Management For Voted - For
1.8   Elect Director Linda Rendle   Management For Voted - For
1.9   Elect Director Matthew J. Shattock Management For Voted - For
1.10   Elect Director Kathryn Tesija Management For Voted - For
1.11   Elect Director Pamela Thomas-Graham Management For Voted - For
1.12   Elect Director Russell J. Weiner Management For Voted - For

 

442


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.13   Elect Director Christopher J. Williams Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Eliminate Supermajority Vote Requirement to Approve      
    Certain Business Combinations Management For Voted - For
 
THE GOLDMAN SACHS GROUP, INC.      
 
Security ID: US38141G1040 Ticker: GS      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1 a Elect Director M. Michele Burns Management For Voted - For
1 b Elect Director Drew G. Faust Management For Voted - For
1 c Elect Director Mark A. Flaherty Management For Voted - For
1 d Elect Director Ellen J. Kullman Management For Voted - For
1 e Elect Director Lakshmi N. Mittal Management For Voted - For
1 f Elect Director Adebayo O. Ogunlesi Management For Voted - For
1 g Elect Director Peter Oppenheimer Management For Voted - For
1 h Elect Director David M. Solomon Management For Voted - For
1 i Elect Director Jan E. Tighe   Management For Voted - For
1 j Elect Director Jessica R. Uhl Management For Voted - For
1 k Elect Director David A. Viniar Management For Voted - For
1 l Elect Director Mark O. Winkelman Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Amend Omnibus Stock Plan   Management For Voted - Against
4   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5   Provide Right to Act by Written Consent Shareholder Against Voted - For
6   Report on the Impacts of Using Mandatory Arbitration Shareholder Against Voted - For
7   Amend Certificate of Incorporation to Become a      
    Public Benefit Corporation Shareholder Against Voted - Against
8   Report on Racial Equity Audit Shareholder Against Voted - Against
 
THE HAIN CELESTIAL GROUP, INC.      
 
Security ID: US4052171000 Ticker: HAIN      
 
Meeting Date: 24-Nov-20 Meeting Type: Annual      
 
1 a Elect Director Richard A. Beck Management For Voted - For
1 b Elect Director Celeste A. Clark Management For Voted - For
1 c Elect Director Dean Hollis   Management For Voted - For
1 d Elect Director Shervin J. Korangy Management For Voted - For
1 e Elect Director Mark L. Schiller Management For Voted - For
1 f Elect Director Michael B. Sims Management For Voted - For
1 g Elect Director Glenn W. Welling Management For Voted - For
1 h Elect Director Dawn M. Zier Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For

 

443


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
THE HOME DEPOT, INC.        
 
Security ID: US4370761029 Ticker: HD      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1 a Elect Director Gerard J. Arpey Management For Voted - For
1 b Elect Director Ari Bousbib   Management For Voted - For
1 c Elect Director Jeffery H. Boyd Management For Voted - For
1 d Elect Director Gregory D. Brenneman Management For Voted - For
1 e Elect Director J. Frank Brown Management For Voted - For
1 f Elect Director Albert P. Carey Management For Voted - For
1 g Elect Director Helena B. Foulkes Management For Voted - For
1 h Elect Director Linda R. Gooden Management For Voted - For
1 i Elect Director Wayne M. Hewett Management For Voted - For
1 j Elect Director Manuel Kadre Management For Voted - For
1 k Elect Director Stephanie C. Linnartz Management For Voted - For
1 l Elect Director Craig A. Menear Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Shareholder Written Consent Provisions Shareholder Against Voted - For
5   Report on Political Contributions Congruency      
    Analysis   Shareholder Against Voted - For
6   Report on Prison Labor in the Supply Chain Shareholder Against Voted - Against
 
THE KROGER CO.        
 
Security ID: US5010441013 Ticker: KR      
 
Meeting Date: 24-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Nora A. Aufreiter Management For Voted - For
1 b Elect Director Kevin M. Brown Management For Voted - For
1 c Elect Director Anne Gates   Management For Voted - For
1 d Elect Director Karen M. Hoguet Management For Voted - For
1 e Elect Director W. Rodney McMullen Management For Voted - For
1 f Elect Director Clyde R. Moore Management For Voted - For
1 g Elect Director Ronald L. Sargent Management For Voted - For
1 h Elect Director J. Amanda Sourry Knox (Amanda Sourry) Management For Voted - For
1 i Elect Director Mark S. Sutton Management For Voted - For
1 j Elect Director Ashok Vemuri Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLC as Auditor Management For Voted - For
4   Assess Environmental Impact of Non-Recyclable      
    Packaging   Shareholder Against Voted - For

 

444


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
THE PNC FINANCIAL SERVICES GROUP, INC.      
 
Security ID: US6934751057 Ticker: PNC      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Joseph Alvarado Management For Voted - For
1 b Elect Director Charles E. Bunch Management For Voted - For
1 c Elect Director Debra A. Cafaro Management For Voted - For
1 d Elect Director Marjorie Rodgers Cheshire Management For Voted - For
1 e Elect Director David L. Cohen Management For Voted - For
1 f Elect Director William S. Demchak Management For Voted - For
1 g Elect Director Andrew T. Feldstein Management For Voted - For
1 h Elect Director Richard J. Harshman Management For Voted - For
1 i Elect Director Daniel R. Hesse Management For Voted - For
1 j Elect Director Linda R. Medler Management For Voted - For
1 k Elect Director Martin Pfinsgraff Management For Voted - For
1 l Elect Director Toni Townes-Whitley Management For Voted - For
1 m Elect Director Michael J. Ward Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Report on Risk Management and Nuclear Weapon      
    Industry   Shareholder Against Voted - Against
 
THE SHERWIN-WILLIAMS COMPANY      
 
Security ID: US8243481061 Ticker: SHW      
 
Meeting Date: 21-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Kerrii B. Anderson Management For Voted - For
1 b Elect Director Arthur F. Anton Management For Voted - For
1 c Elect Director Jeff M. Fettig Management For Voted - For
1 d Elect Director Richard J. Kramer Management For Voted - For
1 e Elect Director John G. Morikis Management For Voted - For
1 f Elect Director Christine A. Poon Management For Voted - For
1 g Elect Director Aaron M. Powell Management For Voted - For
1 h Elect Director Michael H. Thaman Management For Voted - For
1 i Elect Director Matthew Thornton, III Management For Voted - For
1 j Elect Director Steven H. Wunning Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For

 

445


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
THE SWATCH GROUP AG        
 
Security ID: CH0012255151 Ticker: UHR      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
  Meeting for Holders of Bearer Shares Management For Did Not Vote
1 Accept Financial Statements and Statutory Reports Management For Did Not Vote
2 Approve Discharge of Board and Senior Management Management For Did Not Vote
3 Approve Allocation of Income and Dividends of CHF      
  0.70 per Registered Share and CHF 3.50 per Bearer      
  Share   Management For Did Not Vote
4.1.1 Approve Fixed Remuneration of Non-Executive      
  Directors in the Amount of CHF 780,000 Management For Did Not Vote
4.1.2 Approve Fixed Remuneration of Executive Directors      
  in the Amount of CHF 2.6 Million Management For Did Not Vote
4.2 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 5.7 Million Management For Did Not Vote
4.3 Approve Variable Remuneration of Executive      
  Directors in the Amount of CHF 4.2 Million Management For Did Not Vote
4.4 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 10.7 Million Management For Did Not Vote
5.1 Reelect Nayla Hayek as Director Management For Did Not Vote
5.2 Reelect Ernst Tanner as Director Management For Did Not Vote
5.3 Reelect Daniela Aeschlimann as Director Management For Did Not Vote
5.4 Reelect Georges Hayek as Director Management For Did Not Vote
5.5 Reelect Claude Nicollier as Director Management For Did Not Vote
5.6 Reelect Jean-Pierre Roth as Director Management For Did Not Vote
5.7 Reelect Nayla Hayek as Board Chairman Management For Did Not Vote
6.1 Reappoint Nayla Hayek as Member of the Compensation      
  Committee   Management For Did Not Vote
6.2 Reappoint Ernst Tanner as Member of the      
  Compensation Committee   Management For Did Not Vote
6.3 Reappoint Daniela Aeschlimann as Member of the      
  Compensation Committee   Management For Did Not Vote
6.4 Reappoint Georges Hayek as Member of the      
  Compensation Committee   Management For Did Not Vote
6.5 Reappoint Claude Nicollier as Member of the      
  Compensation Committee   Management For Did Not Vote
6.6 Reappoint Jean-Pierre Roth as Member of the      
  Compensation Committee   Management For Did Not Vote
7 Designate Bernhard Lehmann as Independent Proxy Management For Did Not Vote
8 Ratify PricewaterhouseCoopers AG as Auditors Management For Did Not Vote
9 Amend Articles Re: Virtual General Meeting Management For Did Not Vote
10 Transact Other Business (Voting) Management For Did Not Vote

 

446


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
THE TJX COMPANIES, INC.        
 
Security ID: US8725401090 Ticker: TJX      
 
Meeting Date: 08-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Zein Abdalla   Management For Voted - For
1 b Elect Director Jose B. Alvarez Management For Voted - For
1 c Elect Director Alan M. Bennett Management For Voted - For
1 d Elect Director Rosemary T. Berkery Management For Voted - For
1 e Elect Director David T. Ching Management For Voted - For
1 f Elect Director C. Kim Goodwin Management For Voted - For
1 g Elect Director Ernie Herrman Management For Voted - For
1 h Elect Director Michael F. Hines Management For Voted - For
1 i Elect Director Amy B. Lane   Management For Voted - For
1 j Elect Director Carol Meyrowitz Management For Voted - For
1 k Elect Director Jackwyn L. Nemerov Management For Voted - For
1 l Elect Director John F. O'Brien Management For Voted - For
2   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Report on Animal Welfare   Shareholder Against Voted - Against
5   Report on Pay Disparity   Shareholder Against Voted - Against
 
THE TRADE DESK, INC.        
 
Security ID: US88339J1051 Ticker: TTD      
 
Meeting Date: 22-Dec-20 Meeting Type: Special      
 
1   Change the Conditions for the Conversion of All      
    Outstanding Shares of Class B Common Stock Into      
    Class A Common Stock   Management For Voted - Against
2   Provide Right to Act by Written Consent Management For Voted - Against
3   Provide Right to Call Special Meeting Management For Voted - Against
4   Provide that Class A Common Stock Will Be Entitled      
    to Elect One Director if the Total Number of      
    Directors is Eight or Fewer or Two Directors if the      
    Total Number of Directors is Nine or Greater Management For Voted - Against
5   Approve New Bylaws   Management For Voted - Against
6   Adjourn Meeting   Management For Voted - Against
 
Meeting Date: 27-May-21 Meeting Type: Annual      
 
1.1   Elect Director David R. Pickles Management For Voted - For
1.2   Elect Director Gokul Rajaram Management For Voted - Withheld
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For

 

447


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
THE TRAVELERS COMPANIES, INC.      
 
Security ID: US89417E1091 Ticker: TRV      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1 a Elect Director Alan L. Beller Management For Voted - For
1 b Elect Director Janet M. Dolan Management For Voted - For
1 c Elect Director Patricia L. Higgins Management For Voted - For
1 d Elect Director William J. Kane Management For Voted - For
1 e Elect Director Thomas B. Leonardi Management For Voted - For
1 f Elect Director Clarence Otis, Jr. Management For Voted - For
1 g Elect Director Elizabeth E. Robinson Management For Voted - For
1 h Elect Director Philip T. (Pete) Ruegger, III Management For Voted - For
1 i Elect Director Todd C. Schermerhorn Management For Voted - For
1 j Elect Director Alan D. Schnitzer Management For Voted - For
1 k Elect Director Laurie J. Thomsen Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For
 
THE UNITE GROUP PLC        
 
Security ID: GB0006928617 Ticker: UTG      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Final Dividend   Management For Voted - For
4   Approve Scrip Dividend Scheme Management For Voted - For
5   Elect Richard Huntingford as Director Management For Voted - For
6   Re-elect Richard Smith as Director Management For Voted - For
7   Re-elect Joe Lister as Director Management For Voted - For
8   Re-elect Elizabeth McMeikan as Director Management For Voted - For
9   Re-elect Ross Paterson as Director Management For Voted - For
10   Re-elect Richard Akers as Director Management For Voted - For
11   Re-elect Ilaria del Beato as Director Management For Voted - For
12   Re-elect Dame Shirley Peace as Director Management For Voted - For
13   Re-elect Thomas Jackson as Director Management For Voted - For
14   Re-elect Steve Smith as Director Management For Voted - For
15   Reappoint Deloitte LLP as Auditors Management For Voted - For
16   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For
17   Authorise Issue of Equity   Management For Voted - For
18   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For

 

448


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
20   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
21   Adopt New Articles of Association Management For Voted - For
 
THE WALT DISNEY COMPANY        
 
Security ID: US2546871060 Ticker: DIS      
 
Meeting Date: 09-Mar-21 Meeting Type: Annual      
 
1 a Elect Director Susan E. Arnold Management For Voted - For
1 b Elect Director Mary T. Barra Management For Voted - For
1 c Elect Director Safra A. Catz   Management For Voted - For
1 d Elect Director Robert A. Chapek Management For Voted - For
1 e Elect Director Francis A. deSouza Management For Voted - For
1 f Elect Director Michael B.G. Froman Management For Voted - For
1 g Elect Director Robert A. Iger Management For Voted - For
1 h Elect Director Maria Elena Lagomasino Management For Voted - For
1 i Elect Director Mark G. Parker Management For Voted - For
1 j Elect Director Derica W. Rice Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
4   Report on Lobbying Payments and Policy Shareholder Against Voted - For
5   Adopt a Policy to Include Non-Management Employees      
    as Prospective Director Candidates Shareholder Against Voted - Against
 
THE WEIR GROUP PLC        
 
Security ID: GB0009465807 Ticker: WEIR      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Remuneration Policy Management For Voted - For
4   Elect Ben Magara as Director Management For Voted - For
5   Elect Srinivasan Venkatakrishnan as Director Management For Voted - For
6   Re-elect Charles Berry as Director Management For Voted - For
7   Re-elect Jon Stanton as Director Management For Voted - For
8   Re-elect John Heasley as Director Management For Voted - For
9   Re-elect Barbara Jeremiah as Director Management For Voted - For
10   Re-elect Clare Chapman as Director Management For Voted - For
11   Re-elect Engelbert Haan as Director Management For Voted - For
12   Re-elect Mary Jo Jacobi as Director Management For Voted - For
13   Re-elect Sir Jim McDonald as Director Management For Voted - For
14   Re-elect Stephen Young as Director Management For Voted - For
15   Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
16   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For

 

449


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
17   Authorise Issue of Equity   Management For Voted - For
18   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
20   Authorise Market Purchase of Ordinary Shares Management For Voted - For
21   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
THE WILLIAMS COMPANIES, INC.      
 
Security ID: US9694571004 Ticker: WMB      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1.1   Elect Director Alan S. Armstrong Management For Voted - For
1.2   Elect Director Stephen W. Bergstrom Management For Voted - For
1.3   Elect Director Nancy K. Buese Management For Voted - For
1.4   Elect Director Stephen I. Chazen Management For Voted - For
1.5   Elect Director Charles I. Cogut Management For Voted - For
1.6   Elect Director Michael A. Creel Management For Voted - For
1.7   Elect Director Stacey H. Dore Management For Voted - For
1.8   Elect Director Vicki L. Fuller Management For Voted - For
1.9   Elect Director Peter A. Ragauss Management For Voted - For
1.10   Elect Director Rose M. Robeson Management For Voted - For
1.11   Elect Director Scott D. Sheffield Management For Voted - For
1.12   Elect Director Murray D. Smith Management For Voted - For
1.13   Elect Director William H. Spence Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
THULE GROUP AB        
 
Security ID: SE0006422390 Ticker: THULE      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2 .a Designate John Hernander as Inspector of Minutes of      
    Meeting   Management For Voted - For
2 .b Designate Adam Gerge as Inspector of Minutes of      
    Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Approve Agenda of Meeting   Management For Voted - For
5   Acknowledge Proper Convening of Meeting Management For Voted - For
6 .a Receive Financial Statements and Statutory Reports Management For Non-Voting
6 .b Receive Consolidated Accounts and Group Auditor's      
    Report   Management For Non-Voting
6 .c Receive Auditor's Report on Application of      
    Guidelines for Remuneration for Executive Management Management For Non-Voting

 

450


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6 .d Receive Board's Report Management For Non-Voting
7 .a Accept Financial Statements and Statutory Reports Management For Voted - For
7 .b Approve Allocation of Income and Dividends of SEK      
    15.50 Per Share   Management For Voted - For
7 .c1 Approve Discharge of Board Chairman Bengt Baron Management For Voted - For
7 .c2 Approve Discharge of Board Member Mattias Ankarberg Management For Voted - For
7 .c3 Approve Discharge of Board Member Hans Eckerstrom Management For Voted - For
7 .c4 Approve Discharge of Board Member Helene Mellquist Management For Voted - For
7 .c5 Approve Discharge of Board Member Therese      
    Reutersward   Management For Voted - For
7 .c6 Approve Discharge of Board Member Helene Willberg Management For Voted - For
7 .c7 Approve Discharge of President Magnus Welander Management For Voted - For
8   Determine Number of Members (6) and Deputy Members      
    (0) of Board   Management For Voted - For
9   Approve Remuneration of Directors in the Amount of      
    SEK 1.15 Million for Chairman and SEK 400,000 for      
    Other Directors; Approve Remuneration for Committee      
    Work   Management For Voted - For
10.1   Reelect Bengt Baron as Director Management For Voted - For
10.2   Reelect Mattias Ankarberg as Director Management For Voted - For
10.3   Reelect Hans Eckerstrom as Director Management For Voted - For
10.4   Reelect Helene Mellquist as Director Management For Voted - For
10.5   Reelect Therese Reutersward as Director Management For Voted - For
10.6   Reelect Helene Willberg as Director Management For Voted - For
10.7   Reelect Bengt Baron as Board Chairman Management For Voted - For
11   Approve Remuneration of Auditors Management For Voted - For
12   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
13   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
14   Approve Remuneration Report Management For Voted - For
15   Amend Articles Re: Postal Voting Management For Voted - For
 
THYSSENKRUPP AG        
 
Security ID: DE0007500001 Ticker: TKA      
 
Meeting Date: 05-Feb-21 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal Year 2019/20(Non-Voting) Management For Non-Voting
2   Approve Discharge of Management Board for Fiscal      
    Year 2019/20   Management For Voted - For
3   Approve Discharge of Supervisory Board for Fiscal      
    Year 2019/20   Management For Voted - For
4   Ratify PricewaterhouseCoopers GmbH as Auditors for      
    Fiscal Year 2020/21   Management For Voted - For
5   Amend Articles Re: Supervisory Board Term of Office Management For Voted - For
6   Elect Verena Volpert to the Supervisory Board Management For Voted - For
7   Approve Remuneration Policy for the Management Board Management For Voted - For
8   Approve Remuneration of Supervisory Board Management For Voted - For

 

451


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
TIS, INC. (JAPAN)        
 
Security ID: JP3104890003 Ticker: 3626      
 
Meeting Date: 24-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 24   Management For Voted - For
2   Amend Articles to Amend Business Lines Management For Voted - For
3.1   Elect Director Kuwano, Toru Management For Voted - For
3.2   Elect Director Okamoto, Yasushi Management For Voted - For
3.3   Elect Director Adachi, Masahiko Management For Voted - For
3.4   Elect Director Yanai, Josaku   Management For Voted - For
3.5   Elect Director Kitaoka, Takayuki Management For Voted - For
3.6   Elect Director Shinkai, Akira Management For Voted - For
3.7   Elect Director Sano, Koichi   Management For Voted - For
3.8   Elect Director Tsuchiya, Fumio Management For Voted - For
3.9   Elect Director Mizukoshi, Naoko Management For Voted - For
4   Approve Trust-Type Equity Compensation Plan Management For Voted - For
 
TKH GROUP NV        
 
Security ID: NL0000852523 Ticker: TWEKA      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
    Annual Meeting Agenda   Management For Non-Voting
1   Open Meeting   Management For Non-Voting
2 .a Receive Report of Executive Board (Non-Voting) Management For Non-Voting
2 .b Approve Remuneration Report Management For Voted - For
2 .c Adopt Financial Statements and Statutory Reports Management For Voted - For
2 .d Receive Explanation on Company's Reserves and      
    Dividend Policy   Management For Non-Voting
2 .e Approve Dividends of EUR 1.00 Per Share Management For Voted - For
2 .f Approve Discharge of Executive Board Management For Voted - For
2 .g Approve Discharge of Supervisory Board Management For Voted - For
3 .a Announce Vacancies on the Board Management For Non-Voting
3 .b Opportunity to Make Recommendations Management For Non-Voting
3 .c Announce Intention to Reappoint J.M. Kroon to the      
    Supervisory Board   Management For Non-Voting
3 .d Reelect J.M. Kroon to Supervisory Board Management For Voted - For
3 .e Announce Intention to Reappoint C.W. Gorter to the      
    Supervisory Board   Management For Non-Voting
3 .f Reelect C.W. Gorter to Supervisory Board Management For Voted - For
4   Ratify Ernst & Young Accountants LLP as Auditors Management For Voted - For
5   Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
6   Approve Reduction in Share Capital through      
    Cancellation of Shares   Management For Voted - For
7 .a1 Grant Board Authority to Issue Shares Up to 10      
    Percent of Issued Capital   Management For Voted - For

 

452


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7 .a2 Authorize Board to Exclude Preemptive Rights from      
    Share Issuances   Management For Voted - For
8   Close Meeting   Management For Non-Voting
 
T-MOBILE US, INC.        
 
Security ID: US8725901040 Ticker: TMUS      
 
Meeting Date: 03-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Marcelo Claure Management For Voted - Withheld
1.2   Elect Director Srikant M. Datar Management For Voted - For
1.3   Elect Director Bavan M. Holloway Management For Voted - For
1.4   Elect Director Timotheus Hottges Management For Voted - Withheld
1.5   Elect Director Christian P. Illek Management For Voted - Withheld
1.6   Elect Director Raphael Kubler Management For Voted - Withheld
1.7   Elect Director Thorsten Langheim Management For Voted - Withheld
1.8   Elect Director Dominique Leroy Management For Voted - Withheld
1.9   Elect Director G. Michael (Mike) Sievert Management For Voted - Withheld
1.10   Elect Director Teresa A. Taylor Management For Voted - For
1.11   Elect Director Omar Tazi   Management For Voted - Withheld
1.12   Elect Director Kelvin R. Westbrook Management For Voted - Withheld
1.13   Elect Director Michael Wilkens Management For Voted - Withheld
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
TOKYO CENTURY CORP.        
 
Security ID: JP3424950008 Ticker: 8439      
 
Meeting Date: 28-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 70   Management For Voted - For
2.1   Elect Director Asada, Shunichi Management For Voted - For
2.2   Elect Director Nogami, Makoto Management For Voted - For
2.3   Elect Director Yukiya, Masataka Management For Voted - For
2.4   Elect Director Yoshida, Masao Management For Voted - For
2.5   Elect Director Higaki, Yukito Management For Voted - For
2.6   Elect Director Nakamura, Akio Management For Voted - For
2.7   Elect Director Asano, Toshio Management For Voted - For
2.8   Elect Director Tanaka, Miho   Management For Voted - For
2.9   Elect Director Okada, Akihiko Management For Voted - For
2.10   Elect Director Ogushi, Keiichiro Management For Voted - For
2.11   Elect Director Baba, Koichi   Management For Voted - For
2.12   Elect Director Hirasaki, Tatsuya Management For Voted - For
2.13   Elect Director Tamba, Toshihito Management For Voted - For
3   Appoint Alternate Statutory Auditor Iwanaga,      
    Toshihiko   Management For Voted - For
4   Approve Deep Discount Stock Option Plan Management For Voted - For

 

453


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
TOKYU CORP.        
 
Security ID: JP3574200006 Ticker: 9005      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1 Approve Allocation of Income, with a Final Dividend      
  of JPY 5   Management For Voted - For
2.1 Elect Director Nomoto, Hirofumi Management For Voted - For
2.2 Elect Director Takahashi, Kazuo Management For Voted - For
2.3 Elect Director Tomoe, Masao Management For Voted - For
2.4 Elect Director Hoshino, Toshiyuki Management For Voted - For
2.5 Elect Director Fujiwara, Hirohisa Management For Voted - For
2.6 Elect Director Takahashi, Toshiyuki Management For Voted - For
2.7 Elect Director Hamana, Setsu Management For Voted - For
2.8 Elect Director Kanazashi, Kiyoshi Management For Voted - For
2.9 Elect Director Watanabe, Isao Management For Voted - For
2.10 Elect Director Konaga, Keiichi Management For Voted - For
2.11 Elect Director Kanise, Reiko Management For Voted - For
2.12 Elect Director Miyazaki, Midori Management For Voted - For
2.13 Elect Director Shimada, Kunio Management For Voted - For
2.14 Elect Director Shimizu, Hiroshi Management For Voted - For
3 Appoint Alternate Statutory Auditor Matsumoto, Taku Management For Voted - For
 
TOMRA SYSTEMS ASA        
 
Security ID: NO0005668905 Ticker: TOM      
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1 Open Meeting; Registration of Attending      
  Shareholders and Proxies   Management For Did Not Vote
2 Elect Chairman of Meeting   Management For Did Not Vote
3 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
4 Approve Notice of Meeting and Agenda Management For Did Not Vote
5 Receive Management Report on the Status of the      
  Company and Group   Management For Did Not Vote
6 Accept Financial Statements and Statutory Reports;      
  Approve Allocation of Income and Dividends of NOK      
  3.00 Per Share   Management For Did Not Vote
7 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Did Not Vote
8 Discuss Company's Corporate Governance Statement      
  (Not Voting)   Management For Did Not Vote
9 Approve Remuneration of Directors Management For Did Not Vote
10 Approve Remuneration of Nominating Committee Management For Did Not Vote
11 Reelect Jan Svensson (Chairman), Bodil Sonesson,      
  Pierre Couderc, Bjorn Matre and Hege Skryseth as      
  Directors   Management For Did Not Vote

 

454


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
12   Reelect Rune Selmar (Chairman) and Hild Kinder, and      
    Elect Anders Morck as Members of Nominating      
    Committee   Management For Did Not Vote
13   Approve Remuneration of Auditors Management For Did Not Vote
14   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares for Incentive Plan Funding Management For Did Not Vote
15   Approve Creation of NOK 14.8 Million Pool of      
    Capital without Preemptive Rights Management For Did Not Vote
 
TOP GLOVE CORPORATION BHD      
 
Security ID: MYL7113OO003 Ticker: 7113      
 
Meeting Date: 06-Jan-21 Meeting Type: Annual      
 
1   Elect Lim Han Boon as Director Management For Voted - Against
2   Elect Rainer Althoff as Director Management For Voted - Against
3   Elect Noripah Kamso as Director Management For Voted - Against
4   Elect Norma Mansor as Director Management For Voted - Against
5   Elect Sharmila Sekarajasekaran as Director Management For Voted - Against
6   Elect Lim Andy as Director   Management For Voted - Against
7   Approve Directors' Fees   Management For Voted - For
8   Approve Directors' Benefits (Excluding Directors'      
    Fees)   Management For Voted - For
9   Approve Ernst & Young PLT as Auditors and Authorize      
    Board to Fix Their Remuneration Management For Voted - For
10   Approve Issuance of Equity or Equity-Linked      
    Securities without Preemptive Rights Management For Voted - For
11   Approve Lim Han Boon to Continue Office as      
    Independent Non-Executive Director Management For Voted - Against
12   Authorize Share Repurchase Program Management For Voted - For
 
TOPDANMARK A/S        
 
Security ID: DK0060477503 Ticker: TOP      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1   Receive Report of Board   Management For Non-Voting
2   Receive Financial Statements and Statutory Reports Management For Non-Voting
3   Accept Financial Statements and Statutory Reports;      
    Approve Allocation of Income and Dividends of DKK      
    20 Per Share   Management For Voted - For
4   Approve Remuneration Report (Advisory Vote) Management For Voted - For
5 a.1 Allow Shareholder Meetings to be Held by Electronic      
    Means Only   Management For Voted - Against
5 a.2 Allow Electronic Distribution of Company      
    Communication   Management For Voted - For
5 b Approve Guidelines for Incentive-Based Compensation      
    for Executive Management and Board Management For Voted - For
5 c Approve Remuneration of Directors Management For Voted - For

 

455


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
    Shareholder Proposal Submitted by Thomas Meinert      
    Larsen   Management For Non-Voting
5 d For Topdanmark to Join the International Investor      
    Coalition Net Zero Asset Owner Alliance Shareholder Against Voted - Against
    Management Proposals   Management For Non-Voting
6 a Reelect Anne Louise Eberhard as Director Management For Voted - For
6 b Reelect Cristina Lage as Director Management For Voted - For
6 c Reelect Petri Niemisvirta as Director Management For Voted - For
6 d Reelect Morten Thorsrud as Director Management For Voted - For
6 e Reelect Ricard Wennerklint as Director Management For Voted - For
6 f Reelect Jens Aalose as Director Management For Voted - For
7   Ratify KPMG as Auditors   Management For Voted - For
8   Other Business   Management For Non-Voting
 
TOYOTA MOTOR CORP.        
 
Security ID: JP3633400001 Ticker: 7203      
 
Meeting Date: 16-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Uchiyamada, Takeshi Management For Voted - For
1.2   Elect Director Hayakawa, Shigeru Management For Voted - For
1.3   Elect Director Toyoda, Akio   Management For Voted - For
1.4   Elect Director Kobayashi, Koji Management For Voted - For
1.5   Elect Director James Kuffner Management For Voted - For
1.6   Elect Director Kon, Kenta   Management For Voted - For
1.7   Elect Director Sugawara, Ikuro Management For Voted - For
1.8   Elect Director Sir Philip Craven Management For Voted - For
1.9   Elect Director Kudo, Teiko   Management For Voted - For
2   Appoint Alternate Statutory Auditor Sakai, Ryuji Management For Voted - For
3   Amend Articles to Delete Provisions on Class AA      
    Shares   Management For Voted - For
 
TP ICAP PLC        
 
Security ID: GB00B1H0DZ51 Ticker: TCAP      
 
Meeting Date: 01-Feb-21 Meeting Type: Court      
 
    Court Meeting   Management For Non-Voting
1   Approve Scheme of Arrangement Management For Voted - For
 
Meeting Date: 01-Feb-21 Meeting Type: Special      
 
1   Approve Matters Relating to the Acquisition of      
    Liquidnet Holdings, Inc.   Management For Voted - For
1   Approve Matters Relating to the Introduction of a      
    New Holding Company   Management For Voted - For
2   Amend Articles of Association Management For Voted - For
3   Approve Reduction of Capital Management For Voted - For

 

456


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
TP ICAP PLC        
 
Security ID: JE00BMDZN391 Ticker: TCAP      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports      
  for TP ICAP Limited   Management For Voted - For
2 Accept Financial Statements and Statutory Reports      
  for TP ICAP Group plc   Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Approve Final Dividend   Management For Voted - For
5 Re-elect Richard Berliand as Director Management For Voted - For
6 Re-elect Nicolas Breteau as Director Management For Voted - For
7 Elect Kath Cates as Director   Management For Voted - For
8 Elect Tracy Clarke as Director Management For Voted - For
9 Re-elect Angela Crawford-Ingle as Director Management For Voted - For
10 Re-elect Michael Heaney as Director Management For Voted - For
11 Re-elect Mark Hemsley as Director Management For Voted - For
12 Re-elect Edmund Ng as Director Management For Voted - For
13 Re-elect Philip Price as Director Management For Voted - For
14 Re-elect Robin Stewart as Director Management For Voted - For
15 Reappoint Deloitte LLP as Auditors Management For Voted - For
16 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
17 Authorise UK Political Donations and Expenditure Management For Voted - For
18 Authorise Issue of Equity   Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
21 Authorise Market Purchase of Ordinary Shares Management For Voted - For
22 Authorise the Company to Hold Any Repurchased      
  Shares as Treasury Shares   Management For Voted - For
23 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
TRACTOR SUPPLY COMPANY        
 
Security ID: US8923561067 Ticker: TSCO      
 
Meeting Date: 06-May-21 Meeting Type: Annual      
 
1.1 Elect Director Cynthia T. Jamison Management For Voted - For
1.2 Elect Director Joy Brown   Management For Voted - For
1.3 Elect Director Ricardo Cardenas Management For Voted - For
1.4 Elect Director Denise L. Jackson Management For Voted - For
1.5 Elect Director Thomas A. Kingsbury Management For Voted - For
1.6 Elect Director Ramkumar Krishnan Management For Voted - For
1.7 Elect Director Edna K. Morris Management For Voted - For
1.8 Elect Director Mark J. Weikel Management For Voted - For

 

457


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.9   Elect Director Harry A. Lawton, III Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Certificate of Incorporation to Become a      
    Public Benefit Corporation Shareholder Against Voted - Against
 
TRANE TECHNOLOGIES PLC        
 
Security ID: IE00BK9ZQ967 Ticker: TT      
 
Meeting Date: 03-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Kirk E. Arnold Management For Voted - For
1 b Elect Director Ann C. Berzin Management For Voted - For
1 c Elect Director John Bruton   Management For Voted - For
1 d Elect Director Jared L. Cohon Management For Voted - For
1 e Elect Director Gary D. Forsee Management For Voted - For
1 f Elect Director Linda P. Hudson Management For Voted - For
1 g Elect Director Michael W. Lamach Management For Voted - For
1 h Elect Director Myles P. Lee   Management For Voted - For
1 i Elect Director April Miller Boise Management For Voted - For
1 j Elect Director Karen B. Peetz Management For Voted - For
1 k Elect Director John P. Surma Management For Voted - For
1 l Elect Director Tony L. White Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Approve PricewaterhouseCoopers LLP as Auditors and      
    Authorize Board to Fix Their Remuneration Management For Voted - For
4   Authorize Issue of Equity   Management For Voted - For
5   Renew Directors' Authority to Issue Shares for Cash Management For Voted - For
6   Authorize Reissuance of Repurchased Shares Management For Voted - For
 
TRANSDIGM GROUP INCORPORATED      
 
Security ID: US8936411003 Ticker: TDG      
 
Meeting Date: 18-Mar-21 Meeting Type: Annual      
 
1.1   Elect Director David Barr   Management For Voted - For
1.2   Elect Director Mervin Dunn   Management For Voted - Withheld
1.3   Elect Director Michael S. Graff Management For Voted - Withheld
1.4   Elect Director Sean P. Hennessy Management For Voted - Withheld
1.5   Elect Director W. Nicholas Howley Management For Voted - For
1.6   Elect Director Raymond F. Laubenthal Management For Voted - For
1.7   Elect Director Gary E. McCullough Management For Voted - For
1.8   Elect Director Michele Santana Management For Voted - For
1.9   Elect Director Robert J. Small Management For Voted - Withheld
1.10   Elect Director John Staer   Management For Voted - For
1.11   Elect Director Kevin Stein   Management For Voted - For

 

458


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
TRAVEL + LEISURE CO.        
 
Security ID: US8941641024 Ticker: TNL      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1.1 Elect Director Louise F. Brady Management For Voted - For
1.2 Elect Director Michael D. Brown Management For Voted - For
1.3 Elect Director James E. Buckman Management For Voted - For
1.4 Elect Director George Herrera Management For Voted - For
1.5 Elect Director Stephen P. Holmes Management For Voted - For
1.6 Elect Director Denny Marie Post Management For Voted - For
1.7 Elect Director Ronald L. Rickles Management For Voted - For
1.8 Elect Director Michael H. Wargotz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
TRAVIS PERKINS PLC        
 
Security ID: GB0007739609 Ticker: TPK      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Remuneration Policy Management For Voted - For
4 Elect Jasmine Whitbread as Director Management For Voted - For
5 Re-elect Marianne Culver as Director Management For Voted - For
6 Re-elect Blair Illingworth as Director Management For Voted - For
7 Re-elect Coline McConville as Director Management For Voted - For
8 Re-elect Pete Redfern as Director Management For Voted - For
9 Re-elect Nick Roberts as Director Management For Voted - For
10 Re-elect John Rogers as Director Management For Voted - For
11 Re-elect Alan Williams as Director Management For Voted - For
12 Reappoint KPMG LLP as Auditors Management For Voted - For
13 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
14 Authorise Issue of Equity Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Adopt New Articles of Association Management For Voted - For
19 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For

 

459


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
20   Approve UK Sharesave Scheme and International      
    Sharesave Scheme   Management For Voted - For
21   Approve Restricted Share Plan Management For Voted - For
 
Meeting Date: 27-Apr-21 Meeting Type: Special      
 
1   Approve Demerger of the Wickes Group from the      
    Travis Perkins Group to be Implemented Through the      
    Demerger Dividend   Management For Voted - For
2   Approve Share Consolidation Management For Voted - For
3   Approve Deferred Annual Bonus Plan, Long Term      
    Incentive Plan, Share Incentive Plan and Savings      
    Related Share Option Scheme Management For Voted - For
 
TRELLEBORG AB        
 
Security ID: SE0000114837 Ticker: TREL.B      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1   Elect Chairman of Meeting   Management For Voted - For
2 .a Designate Greta O Johan Kocks Fromma Stiftelse as      
    Inspector of Minutes of Meeting Management For Voted - For
2 .b Designate Didner & Gerge Funds as Inspector of      
    Minutes of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4   Acknowledge Proper Convening of Meeting Management For Voted - For
5   Approve Agenda of Meeting   Management For Voted - For
6   Receive Financial Statements and Statutory Reports Management For Non-Voting
7 .a Accept Financial Statements and Statutory Reports Management For Voted - For
7 .b Approve Allocation of Income and Dividends of SEK 5      
    Per Share   Management For Voted - For
7 .c1 Approve Discharge of Board Chairman Hans Biorck Management For Voted - For
7 .c2 Approve Discharge of Board Member Gunilla Fransson Management For Voted - For
7 .c3 Approve Discharge of Board Member Johan Malmquist Management For Voted - For
7 .c4 Approve Discharge of Board Member Peter Nilsson Management For Voted - For
7 .c5 Approve Discharge of Board Member Anne Mette Olesen Management For Voted - For
7 .c6 Approve Discharge of Board Member Susanne Pahlen      
    Aklundh   Management For Voted - For
7 .c7 Approve Discharge of Board Member Jan Stahlberg Management For Voted - For
7 .c8 Approve Discharge of Former Board Member Panu      
    Routila   Management For Voted - For
7 .c9 Approve Discharge of Employee Representative Maria      
    Eriksson   Management For Voted - For
7.c10Approve Discharge of Employee Representative Jimmy      
    Faltin   Management For Voted - For
7.c11Approve Discharge of Employee Representative Lars      
    Pettersson   Management For Voted - For
7.c12Approve Discharge of Former Employee Representative      
    Peter Larsson   Management For Voted - For
7.c13Approve Discharge of CEO Peter Nilsson Management For Voted - For

 

460


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
8   Determine Number of Members (7) and Deputy Members      
    (0) of Board   Management For Voted - For
9   Approve Remuneration of Directors in the Amount of      
    SEK 1.9 Million for Chairman and SEK 650,000 for      
    Other Directors; Approve Remuneration for Committee      
    Work; Approve Remuneration of Auditors Management For Voted - For
10.a1Reelect Hans Biorck as Director Management For Voted - Against
10.a2Reelect Gunilla Fransson as Director Management For Voted - Against
10.a3Elect Monica Gimre as New Director Management For Voted - For
10.a4Reelect Johan Malmquist as Director Management For Voted - Against
10.a5Reelect Peter Nilsson as Director Management For Voted - For
10.a6Reelect Anne Mette Olesen as Director Management For Voted - For
10.a7Reelect Jan Stahlberg as Director Management For Voted - For
10 .b Reelect Hans Biorck as Board Chairman Management For Voted - Against
10 .c Ratify Deloitte as Auditors   Management For Voted - For
11   Approve Remuneration Report Management For Voted - For
12   Authorize Representatives of Five of Company's      
    Largest Shareholders to Serve on Nominating      
    Committee   Management For Voted - For
13   Amend Articles Re: Editorial Changes; Participation      
    at General Meeting; Postal Voting Management For Voted - For
 
TREND MICRO, INC.        
 
Security ID: JP3637300009 Ticker: 4704      
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 153   Management For Voted - For
2   Amend Articles to Reduce Directors' Term -      
    Authorize Board to Determine Income Allocation Management For Voted - Against
3.1   Elect Director Chang Ming-Jang Management For Voted - For
3.2   Elect Director Eva Chen   Management For Voted - For
3.3   Elect Director Mahendra Negi Management For Voted - For
3.4   Elect Director Omikawa, Akihiko Management For Voted - For
3.5   Elect Director Nonaka, Ikujiro Management For Voted - For
3.6   Elect Director Koga, Tetsuo   Management For Voted - For
4.1   Appoint Statutory Auditor Sempo, Masaru Management For Voted - For
4.2   Appoint Statutory Auditor Hasegawa, Fumio Management For Voted - For
4.3   Appoint Statutory Auditor Kameoka, Yasuo Management For Voted - For
4.4   Appoint Statutory Auditor Fujita, Koji Management For Voted - For
5   Approve Stock Option Plan   Management For Voted - For
 
TRIMBLE INC.        
 
Security ID: US8962391004 Ticker: TRMB      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1.1   Elect Director Steven W. Berglund Management For Voted - For

 

461


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
1.2   Elect Director James C. Dalton Management For Voted - For
1.3   Elect Director Borje Ekholm   Management For Voted - For
1.4   Elect Director Kaigham (Ken) Gabriel Management For Voted - For
1.5   Elect Director Meaghan Lloyd Management For Voted - For
1.6   Elect Director Sandra MacQuillan Management For Voted - For
1.7   Elect Director Robert G. Painter Management For Voted - For
1.8   Elect Director Mark S. Peek   Management For Voted - For
1.9   Elect Director Johan Wibergh Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
TRITAX BIG BOX REIT PLC        
 
Security ID: GB00BG49KP99 Ticker: BBOX      
 
Meeting Date: 05-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Remuneration Policy Management For Voted - For
4   Re-elect Aubrey Adams as Director Management For Voted - For
5   Re-elect Richard Laing as Director Management For Voted - For
6   Re-elect Susanne Given as Director Management For Voted - For
7   Re-elect Alastair Hughes as Director Management For Voted - For
8   Re-elect Karen Whitworth as Director Management For Voted - For
9   Reappoint BDO LLP as Auditors Management For Voted - For
10   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
11   Approve Dividend Policy   Management For Voted - For
12   Authorise Issue of Equity   Management For Voted - For
13   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
14   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
15   Authorise Market Purchase of Ordinary Shares Management For Voted - For
16   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
 
TRUIST FINANCIAL CORPORATION      
 
Security ID: US89832Q1094 Ticker: TFC      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Jennifer S. Banner Management For Voted - For
1 b Elect Director K. David Boyer, Jr. Management For Voted - For
1 c Elect Director Agnes Bundy Scanlan Management For Voted - For
1 d Elect Director Anna R. Cablik Management For Voted - For
1 e Elect Director Dallas S. Clement Management For Voted - For
1 f Elect Director Paul D. Donahue Management For Voted - For

 

462


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 g Elect Director Paul R. Garcia Management For Voted - For
1 h Elect Director Patrick C. Graney, III Management For Voted - For
1 i Elect Director Linnie M. Haynesworth Management For Voted - For
1 j Elect Director Kelly S. King   Management For Voted - For
1 k Elect Director Easter A. Maynard Management For Voted - For
1 l Elect Director Donna S. Morea Management For Voted - For
1 m Elect Director Charles A. Patton Management For Voted - For
1 n Elect Director Nido R. Qubein Management For Voted - For
1 o Elect Director David M. Ratcliffe Management For Voted - For
1 p Elect Director William H. Rogers, Jr. Management For Voted - For
1 q Elect Director Frank P. Scruggs, Jr. Management For Voted - For
1 r Elect Director Christine Sears Management For Voted - For
1 s Elect Director Thomas E. Skains Management For Voted - For
1 t Elect Director Bruce L. Tanner Management For Voted - For
1 u Elect Director Thomas N. Thompson Management For Voted - For
1 v Elect Director Steven C. Voorhees Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
TUI AG        
 
Security ID: DE000TUAG000 Ticker: TUI      
 
Meeting Date: 05-Jan-21 Meeting Type: Special      
 
1   Approve EUR 919 Million Reduction in Share Capital      
    via Reduction of Par Value from EUR 2.56 to EUR 1.00 Management For Voted - For
2   Approve Creation of EUR 509 Million Pool of Capital      
    with Preemptive Rights   Management For Voted - For
3   Approve EUR 420 Million Increase in Share Capital      
    for Private Placement   Management For Voted - For
 
Meeting Date: 25-Mar-21 Meeting Type: Annual      
 
1   Receive Financial Statements and Statutory Reports      
    for Fiscal Year 2019/20 (Non-Voting) Management For Non-Voting
2.1   Approve Discharge of Management Board Member      
    Friedrich Joussen for Fiscal Year 2019/20 Management For Voted - For
2.2   Approve Discharge of Management Board Member David      
    Burling for Fiscal Year 2019/20 Management For Voted - For
2.3   Approve Discharge of Management Board Member Birgit      
    Conix for Fiscal Year 2019/20 Management For Voted - For
2.4   Approve Discharge of Management Board Member      
    Sebastian Ebel for Fiscal Year 2019/20 Management For Voted - For
2.5   Approve Discharge of Management Board Member Elke      
    Eller for Fiscal Year 2019/20 Management For Voted - For
2.6   Approve Discharge of Management Board Member Frank      
    Rosenberger for Fiscal Year 2019/20 Management For Voted - For
3.1   Approve Discharge of Supervisory Board Member      
    Dieter Zetsche for Fiscal Year 2019/20 Management For Voted - For

 

463


 

  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
3.2 Approve Discharge of Supervisory Board Member Frank      
  Jakobi for Fiscal Year 2019/20 Management For Voted - For
3.3 Approve Discharge of Supervisory Board Member Peter      
  Long for Fiscal Year 2019/20 Management For Voted - For
3.4 Approve Discharge of Supervisory Board Member      
  Ingrid-Helen Arnold for Fiscal Year 2019/20 Management For Voted - For
3.5 Approve Discharge of Supervisory Board Member      
  Andreas Barczewski for Fiscal Year 2019/20 Management For Voted - For
3.6 Approve Discharge of Supervisory Board Member Peter      
  Bremme for Fiscal Year 2019/20 Management For Voted - For
3.7 Approve Discharge of Supervisory Board Member Edgar      
  Ernst for Fiscal Year 2019/20 Management For Voted - For
3.8 Approve Discharge of Supervisory Board Member      
  Wolfgang Flintermann for Fiscal Year 2019/20 Management For Voted - For
3.9 Approve Discharge of Supervisory Board Member Maria      
  Corces for Fiscal Year 2019/20 Management For Voted - For
3.10 Approve Discharge of Supervisory Board Member      
  Angelika Gifford for Fiscal Year 2019/20 Management For Voted - For
3.11 Approve Discharge of Supervisory Board Member      
  Valerie Gooding for Fiscal Year 2019/20 Management For Voted - For
3.12 Approve Discharge of Supervisory Board Member      
  Stefan Heinemann for Fiscal Year 2019/20 Management For Voted - For
3.13 Approve Discharge of Supervisory Board Member Dierk      
  Hirschel for Fiscal Year 2019/20 Management For Voted - For
3.14 Approve Discharge of Supervisory Board Member Janis      
  Kong for Fiscal Year 2019/20 Management For Voted - For
3.15 Approve Discharge of Supervisory Board Member      
  Vladimir Lukin for Fiscal Year 2019/20 Management For Voted - For
3.16 Approve Discharge of Supervisory Board Member      
  Coline McConville for Fiscal Year 2019/20 Management For Voted - For
3.17 Approve Discharge of Supervisory Board Member      
  Alexey Mordashov for Fiscal Year 2019/20 Management For Voted - For
3.18 Approve Discharge of Supervisory Board Member      
  Michael Poenipp for Fiscal Year 2019/20 Management For Voted - For
3.19 Approve Discharge of Supervisory Board Member      
  Carola Schwirn for Fiscal Year 2019/20 Management For Voted - For
3.20 Approve Discharge of Supervisory Board Member      
  Anette Strempel for Fiscal Year 2019/20 Management For Voted - For
3.21 Approve Discharge of Supervisory Board Member      
  Ortwin Strubelt for Fiscal Year 2019/20 Management For Voted - For
3.22 Approve Discharge of Supervisory Board Member Joan      
  Riu for Fiscal Year 2019/20 Management For Voted - For
3.23 Approve Discharge of Supervisory Board Member      
  Stefan Weinhofer for Fiscal Year 2019/20 Management For Voted - For
4 Ratify Deloitte GmbH as Auditors for Fiscal Year      
  2020/21 Management For Voted - For
5 Approve Creation of EUR 110 Million Pool of Capital      
  with Partial Exclusion of Preemptive Rights Management For Voted - Against
6 Approve Creation of EUR 417 Million Pool of Capital      
  with Partial Exclusion of Preemptive Rights Management For Voted - For
7 Approve Issuance of Warrants/Bonds with Warrants      
  Attached/Convertible Bonds with Partial Exclusion      

 

464


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
  of Preemptive Rights up to Aggregate Nominal Amount      
  of EUR 2 Billion; Approve Creation of EUR 110      
  Million Pool of Capital to Guarantee Conversion      
  Rights   Management For Voted - For
8.1 Elect Jutta Doenges to the Supervisory Board Management For Voted - Against
8.2 Elect Edgar Ernst to the Supervisory Board Management For Voted - For
8.3 Elect Janina Kugel to the Supervisory Board Management For Voted - For
8.4 Elect Alexey Mordashov to the Supervisory Board Management For Voted - Against
9 Approve Remuneration Policy Management For Voted - For
10 Approve Remuneration of Supervisory Board Management For Voted - For
11 Approve Remuneration Report Management For Voted - For
 
TULLOW OIL PLC        
 
Security ID: GB0001500809 Ticker: TLW      
 
Meeting Date: 16-Jun-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Re-elect Mike Daly as Director Management For Voted - For
4 Re-elect Martin Greenslade as Director Management For Voted - For
5 Re-elect Sheila Khama as Director Management For Voted - For
6 Re-elect Genevieve Sangudi as Director Management For Voted - For
7 Re-elect Dorothy Thompson as Director Management For Voted - For
8 Re-elect Jeremy Wilson as Director Management For Voted - For
9 Re-elect Les Wood as Director Management For Voted - For
10 Elect Rahul Dhir as Director   Management For Voted - For
11 Elect Mitchell Ingram as Director Management For Voted - For
12 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
13 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
14 Authorise Issue of Equity   Management For Voted - For
15 Approve Sharesave Plan   Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Adopt New Articles of Association Management For Voted - For
 
TWILIO INC.        
 
Security ID: US90138F1021 Ticker: TWLO      
 
Meeting Date: 16-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Jeff Lawson   Management For Voted - Withheld
1.2 Elect Director Byron Deeter   Management For Voted - Withheld
1.3 Elect Director Jeffrey Epstein Management For Voted - Withheld
2 Ratify KPMG LLP as Auditors Management For Voted - For

 

465


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
 
TWITTER, INC.        
 
Security ID: US90184L1026 Ticker: TWTR      
 
Meeting Date: 24-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Jesse Cohn   Management For Voted - For
1 b Elect Director Martha Lane Fox Management For Voted - For
1 c Elect Director Fei-Fei Li   Management For Voted - For
1 d Elect Director David Rosenblatt Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5   Declassify the Board of Directors Management For Voted - For
6   Report on Climate Change *Withdrawn Resolution* Shareholder Against Non-Voting
7   Require Independent Director Nominee with Human      
    and/or Civil Rights Experience Shareholder Against Voted - Against
 
TYLER TECHNOLOGIES, INC.        
 
Security ID: US9022521051 Ticker: TYL      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1 a Elect Director Glenn A. Carter Management For Voted - For
1 b Elect Director Brenda A. Cline Management For Voted - For
1 c Elect Director Ronnie D. Hawkins, Jr. Management For Voted - For
1 d Elect Director Mary L. Landrieu Management For Voted - For
1 e Elect Director John S. Marr, Jr. Management For Voted - For
1 f Elect Director H. Lynn Moore, Jr. Management For Voted - For
1 g Elect Director Daniel M. Pope Management For Voted - For
1 h Elect Director Dustin R. Womble Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
U.S. BANCORP        
 
Security ID: US9029733048 Ticker: USB      
 
Meeting Date: 20-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Warner L. Baxter Management For Voted - For
1 b Elect Director Dorothy J. Bridges Management For Voted - For
1 c Elect Director Elizabeth L. Buse Management For Voted - For
1 d Elect Director Andrew Cecere Management For Voted - For
1 e Elect Director Kimberly N. Ellison-Taylor Management For Voted - For

 

466


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 f Elect Director Kimberly J. Harris Management For Voted - For
1 g Elect Director Roland A. Hernandez Management For Voted - For
1 h Elect Director Olivia F. Kirtley Management For Voted - For
1 i Elect Director Karen S. Lynch Management For Voted - For
1 j Elect Director Richard P. McKenney Management For Voted - For
1 k Elect Director Yusuf I. Mehdi Management For Voted - For
1 l Elect Director John P. Wiehoff Management For Voted - For
1 m Elect Director Scott W. Wine Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
UBER TECHNOLOGIES, INC.        
 
Security ID: US90353T1007 Ticker: UBER      
 
Meeting Date: 10-May-21 Meeting Type: Annual      
 
1 a Elect Director Ronald Sugar   Management For Voted - For
1 b Elect Director Revathi Advaithi Management For Voted - For
1 c Elect Director Ursula Burns   Management For Voted - For
1 d Elect Director Robert Eckert   Management For Voted - For
1 e Elect Director Amanda Ginsberg Management For Voted - For
1 f Elect Director Dara Khosrowshahi Management For Voted - For
1 g Elect Director Wan Ling Martello Management For Voted - For
1 h Elect Director Yasir Al-Rumayyan Management For Voted - For
1 i Elect Director John Thain   Management For Voted - For
1 j Elect Director David I. Trujillo Management For Voted - For
1 k Elect Director Alexander Wynaendts Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4   Eliminate Supermajority Vote Requirement Management For Voted - For
5   Report on Lobbying Payments and Policy Shareholder Against Voted - For
 
UDG HEALTHCARE PLC        
 
Security ID: IE0033024807 Ticker: UDG      
 
Meeting Date: 26-Jan-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3   Approve Remuneration Report Management For Voted - For
4 a Re-elect Peter Chambre as Director Management For Voted - For
4 b Re-elect Nigel Clerkin as Director Management For Voted - For
4 c Re-elect Shane Cooke as Director Management For Voted - For
4 d Re-elect Myles Lee as Director Management For Voted - For
4 e Re-elect Brendan McAtamney as Director Management For Voted - For
4 f Re-elect Lisa Ricciardi as Director Management For Voted - For

 

467


 








    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
4 g Elect Liz Shanahan as Director Management For Voted - For
4 h Re-elect Erik Van Snippenberg as Director Management For Voted - For
4 i Elect Anna Whitaker as Director Management For Voted - For
4 j Re-elect Linda Wilding as Director Management For Voted - For
5   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
6   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
7   Authorise Issue of Equity   Management For Voted - For
8   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
9   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
10   Authorise Market Purchase of Shares Management For Voted - For
11   Determine Price Range at which Treasury Shares May      
    be Re-issued Off-Market   Management For Voted - For
 
Meeting Date: 26-Jan-21 Meeting Type: Special      
 
1   Approve Migration of the Migrating Shares to      
    Euroclear Bank's Central Securities Depository Management For Voted - For
2   Adopt New Articles of Association Management For Voted - For
3   Authorise Company to Take All Actions to Implement      
    the Migration   Management For Voted - For
 
ULTRA ELECTRONICS HOLDINGS PLC      
 
Security ID: GB0009123323 Ticker: ULE      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve Final Dividend   Management For Voted - For
4   Elect Kenneth Hunzeker as Director Management For Voted - For
5   Re-elect Martin Broadhurst as Director Management For Voted - For
6   Re-elect Geeta Gopalan as Director Management For Voted - For
7   Re-elect Victoria Hull as Director Management For Voted - For
8   Re-elect Simon Pryce as Director Management For Voted - For
9   Re-elect Tony Rice as Director Management For Voted - Against
10   Re-elect Jos Sclater as Director Management For Voted - For
11   Re-elect Daniel Shook as Director Management For Voted - For
12   Reappoint Deloitte LLP as Auditors Management For Voted - For
13   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14   Authorise Issue of Equity   Management For Voted - For
15   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
17   Authorise Market Purchase of Ordinary Shares Management For Voted - For
18   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For

 

 

468


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
UNIBAIL-RODAMCO-WESTFIELD NV      
 
Security ID: NL0012846356 Ticker: N/A      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
i Discuss Annual Report   Management For Non-Voting
1 Approve Remuneration Report Management For Voted - For
2 Adopt Financial Statements and Statutory Reports Management For Voted - For
ii Receive Explanation on Dividend Policy Management For Non-Voting
3 Approve Discharge of Management Board Management For Voted - For
4 Approve Discharge of Supervisory Board Management For Voted - For
5 Elect Dominic Lowe to Management Board Management For Voted - For
6 Elect Jean-Marie Tritant to Supervisory Board Management For Voted - Against
7 Elect Fabrice Mouchel to Supervisory Board Management For Voted - Against
8 Elect Catherine Pourre to Supervisory Board Management For Voted - For
9 Ratify Ernst & Young Accountants LLP as Auditors Management For Voted - For
10 Approve Remuneration Policy for Management Board      
  Members   Management For Voted - For
11 Approve Remuneration Policy for Supervisory Board      
  Members   Management For Voted - For
12 Amend Articles of Association Management For Voted - For
13 Authorize Repurchase of Shares Management For Voted - For
14 Approve Cancellation of Repurchased Shares Management For Voted - For
 
UNIBAIL-RODAMCO-WESTFIELD SE      
 
Security ID: FR0013326246 Ticker: URW      
 
Meeting Date: 12-May-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation Treatment of Losses Management For Voted - For
4 Approve Transaction with Christophe Cuvillier Management For Voted - For
5 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
6 Approve Compensation of Christophe Cuvillier,      
  Chairman of the Management Board Management For Voted - For
7 Approve Compensation of Jaap Tonckens, Member of      
  the Management Board   Management For Voted - For
8 Approve Compensation of Colin Dyer, Chairman of the      
  Supervisory Board Until 13 November 2020 Management For Voted - For
9 Approve Compensation of Leon Bressler, Chairman of      
  the Supervisory Board Since 13 November 2020 Management For Voted - For
10 Approve Compensation of Corporate Officers Management For Voted - For

 

469


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
11   Approve Remuneration Policy for Chairman of the      
    Management Board   Management For Voted - For
12   Approve Remuneration Policy for Management Board      
    Members   Management For Voted - For
13   Approve Remuneration Policy for Supervisory Board      
    Members   Management For Voted - For
14   Ratify Appointment of Julie Avrane-Chopard as      
    Supervisory Board Member Management For Voted - For
15   Ratify Appointment of Cecile Cabanis as Supervisory      
    Board Member   Management For Voted - For
16   Reelect John McFarlane as Supervisory Board Member Management For Voted - For
17   Elect as Aline Sylla-Walbaum as Supervisory Board      
    Member   Management For Voted - For
18   Authorize Repurchase of Up to 10 Percent of Issued      
    Share Capital   Management For Voted - For
    Extraordinary Business   Management For Non-Voting
19   Authorize Decrease in Share Capital via      
    Cancellation of Repurchased Shares Management For Voted - For
20   Authorize Issuance of Equity or Equity-Linked      
    Securities with Preemptive Rights up to Aggregate      
    Nominal Amount of EUR 100 Million Management For Voted - For
21   Authorize Issuance of Equity or Equity-Linked      
    Securities without Preemptive Rights up to      
    Aggregate Nominal Amount of EUR 68 Million Management For Voted - For
22   Authorize Board to Increase Capital in the Event of      
    Additional Demand Related to Delegation Submitted      
    to Shareholder Vote Above Under Items 20-21 Management For Voted - For
23   Authorize Capital Increase of up to 10 Percent of      
    Issued Capital for Contributions in Kind Management For Voted - For
24   Authorize Capital Issuances for Use in Employee      
    Stock Purchase Plans   Management For Voted - For
25   Authorize up to 2.6 Percent of Issued Capital for      
    Use in Stock Option Plans   Management For Voted - For
26   Authorize up to 1.2 Percent of Issued Capital for      
    Use in Restricted Stock Plans Management For Voted - For
27   Amend Bylaws to Comply with Legal Changes Management For Voted - For
28   Amend Article 15 of Bylaws Re: Written Consultation Management For Voted - For
    Ordinary Business   Management For Non-Voting
29   Authorize Filing of Required Documents/Other      
    Formalities   Management For Voted - For
 
UNION PACIFIC CORPORATION        
 
Security ID: US9078181081 Ticker: UNP      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1 a Elect Director Andrew H. Card, Jr. Management For Voted - For
1 b Elect Director William J. DeLaney Management For Voted - For
1 c Elect Director David B. Dillon Management For Voted - For
1 d Elect Director Lance M. Fritz Management For Voted - For
1 e Elect Director Deborah C. Hopkins Management For Voted - For

 

470


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 f Elect Director Jane H. Lute   Management For Voted - For
1 g Elect Director Michael R. McCarthy Management For Voted - For
1 h Elect Director Thomas F. McLarty, III Management For Voted - For
1 i Elect Director Jose H. Villarreal Management For Voted - For
1 j Elect Director Christopher J. Williams Management For Voted - For
2   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Approve Omnibus Stock Plan Management For Voted - For
5   Approve Nonqualified Employee Stock Purchase Plan Management For Voted - For
6   Report on EEO   Shareholder Against Voted - For
7   Publish Annually a Report Assessing Diversity and      
    Inclusion Efforts   Shareholder Against Voted - For
8   Annual Vote and Report on Climate Change Shareholder Against Voted - Against
 
UNION TOOL CO.        
 
Security ID: JP3950600001 Ticker: 6278      
 
Meeting Date: 30-Mar-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 40   Management For Voted - For
2.1   Elect Director Katayama, Takao Management For Voted - For
2.2   Elect Director Odaira, Hiroshi Management For Voted - For
2.3   Elect Director Nakajima, Yuichi Management For Voted - For
2.4   Elect Director Watanabe, Yuji Management For Voted - For
2.5   Elect Director Yamamoto, Hiroki Management For Voted - For
2.6   Elect Director Wakabayashi, Shozo Management For Voted - For
3   Appoint Statutory Auditor Oba, Chiemi Management For Voted - For
4   Appoint Alternate Statutory Auditor Kato, Yoshihiko Management For Voted - Against
 
UNIPOL GRUPPO SPA        
 
Security ID: IT0004810054 Ticker: UNI      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
    Ordinary Business   Management For Non-Voting
1 a Accept Financial Statements and Statutory Reports Management For Voted - For
1 b Approve Allocation of Income Management For Voted - For
2   Elect Mario Cifiello as Director and Approve His      
    Remuneration   Management For Voted - Against
3 a Approve Remuneration Policy Management For Voted - For
3 b Approve Second Section of the Remuneration Report Management For Voted - For
4   Authorize Share Repurchase Program and Reissuance      
    of Repurchased Shares   Management For Voted - Against
A   Deliberations on Possible Legal Action Against      
    Directors if Presented by Shareholders Management None Voted - Against

 

471


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
UNITED AIRLINES HOLDINGS, INC.      
 
Security ID: US9100471096 Ticker: UAL      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1 a Elect Director Carolyn Corvi Management For Voted - For
1 b Elect Director Barney Harford Management For Voted - For
1 c Elect Director Michele J. Hooper Management For Voted - For
1 d Elect Director Walter Isaacson Management For Voted - For
1 e Elect Director James A. C. Kennedy Management For Voted - For
1 f Elect Director J. Scott Kirby   Management For Voted - For
1 g Elect Director Edward M. Philip Management For Voted - For
1 h Elect Director Edward L. Shapiro Management For Voted - For
1 i Elect Director David J. Vitale Management For Voted - For
1 j Elect Director Laysha Ward   Management For Voted - For
1 k Elect Director James M. Whitehurst Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Approve Omnibus Stock Plan Management For Voted - For
5   Approve Securities Transfer Restrictions Management For Voted - For
6   Approve Tax Benefits Preservation Plan Management For Voted - For
7   Report on Political Contributions and Expenditures Shareholder Against Voted - For
8   Report on Global Warming-Related Lobbying Activities Shareholder Against Voted - For
 
UNITED PARCEL SERVICE, INC.        
 
Security ID: US9113121068 Ticker: UPS      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1 a Elect Director Carol B. Tome Management For Voted - For
1 b Elect Director Rodney C. Adkins Management For Voted - For
1 c Elect Director Eva C. Boratto Management For Voted - For
1 d Elect Director Michael J. Burns Management For Voted - For
1 e Elect Director Wayne M. Hewett Management For Voted - For
1 f Elect Director Angela Hwang Management For Voted - For
1 g Elect Director Kate E. Johnson Management For Voted - For
1 h Elect Director William R. Johnson Management For Voted - For
1 i Elect Director Ann M. Livermore Management For Voted - For
1 j Elect Director Franck J. Moison Management For Voted - For
1 k Elect Director Christiana Smith Shi Management For Voted - For
1 l Elect Director Russell Stokes Management For Voted - For
1 m Elect Director Kevin Warsh   Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Approve Omnibus Stock Plan Management For Voted - For
4   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5   Report on Lobbying Payments and Policy Shareholder Against Voted - For

 

472


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6   Approve Recapitalization Plan for all Stock to Have      
    One-vote per Share   Shareholder Against Voted - For
7   Report on Climate Change   Shareholder Against Voted - For
8   Amend Certificate of Incorporation to Become a      
    Public Benefit Corporation Shareholder Against Voted - Against
9   Publish Annually a Report Assessing Diversity and      
    Inclusion Efforts   Shareholder Against Voted - For
 
UNIVERSAL HEALTH SERVICES, INC.      
 
Security ID: US9139031002 Ticker: UHS      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
    Meeting for Class B and D Common Stock Holders Management For Non-Voting
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
US FOODS HOLDING CORP.        
 
Security ID: US9120081099 Ticker: USFD      
 
Meeting Date: 20-May-21 Meeting Type: Annual      
 
1 a Elect Director Cheryl A. Bachelder Management For Voted - For
1 b Elect Director Court D. Carruthers Management For Voted - For
1 c Elect Director John A. Lederer Management For Voted - For
1 d Elect Director Carl Andrew Pforzheimer Management For Voted - For
1 e Elect Director David M. Tehle Management For Voted - For
1 f Elect Director Ann E. Ziegler Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
USHIO, INC.        
 
Security ID: JP3156400008 Ticker: 6925      
 
Meeting Date: 29-Jun-21 Meeting Type: Annual      
 
1   Approve Allocation of Income, with a Final Dividend      
    of JPY 26   Management For Voted - For
2.1   Elect Director Naito, Koji   Management For Voted - For
2.2   Elect Director Kawamura, Naoki Management For Voted - For
2.3   Elect Director Kamiyama, Kazuhisa Management For Voted - For
2.4   Elect Director Asahi, Takabumi Management For Voted - For
2.5   Elect Director Hara, Yoshinari Management For Voted - For
2.6   Elect Director Kanemaru, Yasufumi Management For Voted - For
2.7   Elect Director Sakie Tachibana Fukushima Management For Voted - For
2.8   Elect Director Sasaki, Toyonari Management For Voted - For

 

473


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
VALEO SA        
 
Security ID: FR0013176526 Ticker: FR      
 
Meeting Date: 26-May-21 Meeting Type: Annual/Special      
 
  Ordinary Business   Management For Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and      
  Statutory Reports   Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR      
  0.30 per Share   Management For Voted - For
4 Approve Auditors' Special Report on Related-Party      
  Transactions Mentioning the Absence of New      
  Transactions   Management For Voted - For
5 Reelect Caroline Maury Devine as Director Management For Voted - For
6 Reelect Mari-Noelle Jego-Laveissiere as Director Management For Voted - For
7 Reelect Veronique Weill as Director Management For Voted - For
8 Elect Christophe Perillat as Director Management For Voted - For
9 Approve Compensation Report of Corporate Officers Management For Voted - For
10 Approve Compensation of Jacques Aschenbroich,      
  Chairman and CEO   Management For Voted - For
11 Approve Remuneration Policy of Directors Management For Voted - For
12 Approve Remuneration Policy of Chairman and CEO Management For Voted - For
13 Approve Remuneration Policy of Christophe Perillat,      
  Vice CEO   Management For Voted - For
14 Approve Remuneration Policy of Christophe Perillat,      
  CEO   Management For Voted - For
15 Approve Remuneration Policy of Jacques      
  Aschenbroich, Chairman of the Board Management For Voted - For
16 Authorize Repurchase of Up to 10 Percent of Issued      
  Share Capital   Management For Voted - For
  Extraordinary Business Management For Non-Voting
17 Authorize Issuance of Equity or Equity-Linked      
  Securities with Preemptive Rights up to Aggregate      
  Nominal Amount of EUR 70 Million Management For Voted - For
18 Authorize Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights up to      
  Aggregate Nominal Amount of EUR 23 Million Management For Voted - For
19 Approve Issuance of Equity or Equity-Linked      
  Securities for Private Placements, up to Aggregate      
  Nominal Amount of EUR 23 Million Management For Voted - For
20 Authorize Board to Set Issue Price for 10 Percent      
  Per Year of Issued Capital Pursuant to Issue      
  Authority without Preemptive Rights Management For Voted - For
21 Authorize Board to Increase Capital in the Event of      
  Additional Demand Related to Delegation Submitted      
  to Shareholder Vote Under Items 17-19 Management For Voted - For
22 Authorize Capitalization of Reserves of Up to EUR      
  30 Million for Bonus Issue or Increase in Par Value Management For Voted - For
23 Authorize Capital Increase of up to 9.52 Percent of      
  Issued Capital for Contributions in Kind Management For Voted - For

 

474


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
24 Authorize Capital Issuances for Use in Employee      
  Stock Purchase Plans   Management For Voted - For
25 Authorize up to 1.86 Percent of Issued Capital for      
  Use in Restricted Stock Plans Management For Voted - For
26 Authorize Decrease in Share Capital via      
  Cancellation of Repurchased Shares Management For Voted - For
  Ordinary Business   Management For Non-Voting
27 Authorize Filing of Required Documents/Other      
  Formalities   Management For Voted - For
 
VALMET CORP.        
 
Security ID: FI4000074984 Ticker: VALMT      
 
Meeting Date: 23-Mar-21 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Call the Meeting to Order   Management For Non-Voting
3 Designate Inspector or Shareholder      
  Representative(s) of Minutes of Meeting Management For Non-Voting
4 Acknowledge Proper Convening of Meeting Management For Non-Voting
5 Prepare and Approve List of Shareholders Management For Non-Voting
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR      
  0.90 Per Share   Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration Report (Advisory Vote) Management For Voted - For
11 Approve Remuneration of Directors in the Amount of      
  EUR 118,000 for Chairman, EUR 70,000 for Vice      
  Chairman and EUR 56,000 for Other Directors;      
  Approve Remuneration for Committee Work; Approve      
  Meeting Fees   Management For Voted - For
12 Fix Number of Directors at Eight Management For Voted - For
13 Reelect Aaro Cantell (Vice Chair), Pekka      
  Kemppainen, Monika Maurer, Mikael Makinen (Chair),      
  Eriikka Soderstrom, Tarja Tyni and Rogerio Ziviani      
  as Directors; Elect Per Lindberg as New Director Management For Voted - For
14 Approve Remuneration of Auditors Management For Voted - For
15 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
16 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
17 Approve Issuance of up to 15 Million Shares without      
  Preemptive Rights   Management For Voted - For
18 Close Meeting   Management For Non-Voting

 

475


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
VARTA AG        
 
Security ID: DE000A0TGJ55 Ticker: VAR1      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting
2 Approve Allocation of Income and Dividends of EUR      
  2.48 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal Year 2021 Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7.1 Elect Michael Tojner to the Supervisory Board Management For Voted - Against
7.2 Elect Harald Sommerer to the Supervisory Board Management For Voted - Against
7.3 Elect Sven Quandt to the Supervisory Board Management For Voted - Against
7.4 Elect Martin Ohneberg to the Supervisory Board Management For Voted - Against
7.5 Elect Werner Tillmetz to the Supervisory Board Management For Voted - Against
7.6 Elect Michael Pistauer to the Supervisory Board Management For Voted - Against
8 Approve Affiliation Agreement with VARTA Micro      
  Production GmbH   Management For Voted - For
 
VAT GROUP AG        
 
Security ID: CH0311864901 Ticker: VACN      
 
Meeting Date: 18-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.1 Approve Allocation of Income Management For Voted - For
2.2 Approve Dividends of CHF 2.25 per Share from      
  Reserves of Accumulated Profits and CHF 2.25 from      
  Capital Contribution Reserves Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1.1 Reelect Martin Komischke as Director and Board      
  Chairmam   Management For Voted - For
4.1.2 Reelect Urs Leinhaeuser as Director Management For Voted - For
4.1.3 Reelect Karl Schlegel as Director Management For Voted - For
4.1.4 Reelect Hermann Gerlinger as Director Management For Voted - For
4.1.5 Reelect Heinz Kundert as Director Management For Voted - For
4.1.6 Reelect Libo Zhang as Director Management For Voted - For
4.1.7 Reelect Daniel Lippuner as Director Management For Voted - For
4.2.1 Reappoint Martin Komischke as Member of the      
  Nomination and Compensation Committee Management For Voted - For
4.2.2 Reappoint Karl Schlegel as Member of the Nomination      
  and Compensation Committee Management For Voted - Against
4.2.3 Reappoint Heinz Kundert as Member of the Nomination      
  and Compensation Committee Management For Voted - Against

 

476


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
5   Designate Roger Foehn as Independent Proxy Management For Voted - For
6   Ratify KPMG AG as Auditors Management For Voted - For
7.1   Approve Remuneration Report Management For Voted - For
7.2   Approve Short-Term Variable Remuneration of      
    Executive Committee in the Amount of CHF 650,140 Management For Voted - For
7.3   Approve Fixed Remuneration of Executive Committee      
    in the Amount of CHF 2 Million Management For Voted - For
7.4   Approve Long-Term Variable Remuneration of      
    Executive Committee in the Amount of CHF 1.7 Million Management For Voted - For
7.5   Approve Remuneration of Directors in the Amount of      
    CHF 1.1 Million   Management For Voted - For
8   Transact Other Business (Voting) Management For Voted - Against
 
VEEVA SYSTEMS INC.        
 
Security ID: US9224751084 Ticker: VEEV      
 
Meeting Date: 13-Jan-21 Meeting Type: Special      
 
1   Approve Conversion to Delaware Public Benefit      
    Corporation   Management For Voted - For
2   Declassify the Board of Directors Management For Voted - For
 
Meeting Date: 23-Jun-21 Meeting Type: Annual      
 
1 a Elect Director Mark Carges   Management For Voted - For
1 b Elect Director Paul E. Chamberlain Management For Voted - For
1 c Elect Director Ronald E.F. Codd Management For Voted - For
1 d Elect Director Peter P. Gassner Management For Voted - For
1 e Elect Director Mary Lynne Hedley Management For Voted - For
1 f Elect Director Gordon Ritter   Management For Voted - For
1 g Elect Director Paul Sekhri   Management For Voted - Against
1 h Elect Director Matthew J. Wallach Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Advisory Vote on Say on Pay Frequency Management Three Years Voted - One Year
5   Provide Right to Call Special Meeting Management For Voted - For
6   Provide Right to Call a Special Meeting at a 15      
    Percent Ownership Threshold Shareholder Against Voted - For
 
VERIZON COMMUNICATIONS INC.      
 
Security ID: US92343V1044 Ticker: VZ      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
1 a Elect Director Shellye L. Archambeau Management For Voted - For
1 b Elect Director Roxanne S. Austin Management For Voted - For
1 c Elect Director Mark T. Bertolini Management For Voted - For
1 d Elect Director Melanie L. Healey Management For Voted - For

 

477


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 e Elect Director Clarence Otis, Jr. Management For Voted - For
1 f Elect Director Daniel H. Schulman Management For Voted - For
1 g Elect Director Rodney E. Slater Management For Voted - For
1 h Elect Director Hans E. Vestberg Management For Voted - For
1 i Elect Director Gregory G. Weaver Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
4   Lower Ownership Threshold for Action by Written      
    Consent   Shareholder Against Voted - For
5   Amend Senior Executive Compensation Clawback Policy Shareholder Against Voted - For
6   Submit Severance Agreement (Change-in-Control) to      
    Shareholder Vote   Shareholder Against Voted - For
 
VERTEX PHARMACEUTICALS INCORPORATED      
 
Security ID: US92532F1003 Ticker: VRTX      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1.1   Elect Director Sangeeta Bhatia Management For Voted - For
1.2   Elect Director Lloyd Carney   Management For Voted - For
1.3   Elect Director Alan Garber   Management For Voted - For
1.4   Elect Director Terrence Kearney Management For Voted - For
1.5   Elect Director Reshma Kewalramani Management For Voted - For
1.6   Elect Director Yuchun Lee   Management For Voted - For
1.7   Elect Director Jeffrey Leiden Management For Voted - For
1.8   Elect Director Margaret McGlynn Management For Voted - For
1.9   Elect Director Diana McKenzie Management For Voted - For
1.10   Elect Director Bruce Sachs   Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Report on Lobbying Payments and Policy Shareholder Against Voted - For
5   Report on Political Contributions and Expenditures Shareholder Against Voted - For
 
VESTAS WIND SYSTEMS A/S        
 
Security ID: DK0061539921 Ticker: VWS      
 
Meeting Date: 08-Apr-21 Meeting Type: Annual      
 
1   Receive Report of Board   Management For Non-Voting
2   Accept Financial Statements and Statutory Reports Management For Voted - For
3   Approve Allocation of Income and Dividends of DKK      
    8.45 Per Share   Management For Voted - For
4   Approve Remuneration Report (Advisory Vote) Management For Voted - For
5   Approve Remuneration of Directors in the Amount of      
    DKK 1.3 Million for Chairman, DKK 892,500 for Vice      
    Chairman and DKK 446,250 for Other Directors;      
    Approve Remuneration for Committee Work Management For Voted - For

 

478


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
6 .a Reelect Anders Runevad as Director Management For Voted - For
6 .b Reelect Bert Nordberg as Director Management For Voted - For
6 .c Reelect Bruce Grant as Director Management For Voted - For
6 .d Reelect Eva Merete Sofelde Berneke as Director Management For Voted - For
6 .e Reelect Helle Thorning-Schmidt as Director Management For Voted - For
6 .f Reelect Karl-Henrik Sundstrom as Director Management For Voted - For
6 .g Reelect Lars Josefsson as Director Management For Voted - For
6 .h Elect Kentaro Hosomi as New Director Management For Voted - For
7   Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
8.1   Approve Guidelines for Incentive-Based Compensation    
    for Executive Management and Board Management For Voted - For
8.2   Amend Articles Re: Change Par Value from DKK 1 to    
    DKK 0.01 or Multiples Thereof Management For Voted - For
8.3   Approve Creation of DKK 20.2 Million Pool of      
    Capital with Preemptive Rights; Approve Creation of    
    DKK 20.2 Million Pool of Capital without Preemptive    
    Rights; Maximum Increase in Share Capital under      
    Both Authorizations up to DKK 20.2 Million Management For Voted - For
8.4   Allow Shareholder Meetings to be Held by Electronic    
    Means Only   Management For Voted - For
8.5   Allow Electronic Distribution of Company      
    Communication   Management For Voted - For
8.6   Authorize Board to Decide on the Distribution of      
    Extraordinary Dividends   Management For Voted - For
8.7   Authorize Share Repurchase Program Management For Voted - For
9   Authorize Editorial Changes to Adopted Resolutions      
    in Connection with Registration with Danish      
    Authorities   Management For Voted - For
10   Other Business   Management For Non-Voting
 
VESUVIUS PLC        
 
Security ID: GB00B82YXW83 Ticker: VSVS      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Final Dividend   Management For Voted - For
3   Approve Remuneration Report Management For Voted - For
4   Elect Kath Durrant as Director Management For Voted - For
5   Elect Dinggui Gao as Director Management For Voted - For
6   Re-elect Patrick Andre as Director Management For Voted - For
7   Re-elect Friederike Helfer as Director Management For Voted - For
8   Re-elect Jane Hinkley as Director Management For Voted - For
9   Re-elect Douglas Hurt as Director Management For Voted - For
10   Re-elect John McDonough as Director Management For Voted - For
11   Re-elect Guy Young as Director Management For Voted - For
12   Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
13   Authorise Board to Fix Remuneration of Auditors Management For Voted - For
14   Authorise UK Political Donations and Expenditure Management For Voted - For
15   Authorise Issue of Equity   Management For Voted - For

 

479


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
16   Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with an Acquisition or Other      
    Capital Investment   Management For Voted - For
18   Authorise Market Purchase of Ordinary Shares Management For Voted - For
19   Authorise the Company to Call General Meeting with      
    Two Weeks' Notice   Management For Voted - For
20   Adopt Amended Articles of Association Management For Voted - For
 
VF CORPORATION        
 
Security ID: US9182041080 Ticker: VFC      
 
Meeting Date: 28-Jul-20 Meeting Type: Annual      
 
1.1   Elect Director Richard T. Carucci Management For Voted - For
1.2   Elect Director Juliana L. Chugg Management For Voted - For
1.3   Elect Director Benno Dorer   Management For Voted - For
1.4   Elect Director Mark S. Hoplamazian Management For Voted - For
1.5   Elect Director Laura W. Lang Management For Voted - For
1.6   Elect Director W. Alan McCollough Management For Voted - For
1.7   Elect Director W. Rodney McMullen Management For Voted - For
1.8   Elect Director Clarence Otis, Jr. Management For Voted - For
1.9   Elect Director Steven E. Rendle Management For Voted - For
1.10   Elect Director Carol L. Roberts Management For Voted - For
1.11   Elect Director Matthew J. Shattock Management For Voted - For
1.12   Elect Director Veronica B. Wu Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
VIASAT, INC.        
 
Security ID: US92552V1008 Ticker: VSAT      
 
Meeting Date: 03-Sep-20 Meeting Type: Annual      
 
1 a Elect Director Mark Dankberg Management For Voted - For
1 b Elect Director Varsha Rao   Management For Voted - For
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - Against
 
VICTREX PLC        
 
Security ID: GB0009292243 Ticker: VCT      
 
Meeting Date: 12-Feb-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For

 

480


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Larry Pentz as Director Management For Voted - For
5 Re-elect Jane Toogood as Director Management For Voted - For
6 Re-elect Janet Ashdown as Director Management For Voted - For
7 Re-elect Brendan Connolly as Director Management For Voted - For
8 Re-elect David Thomas as Director Management For Voted - For
9 Re-elect Jakob Sigurdsson as Director Management For Voted - For
10 Re-elect Dr Martin Court as Director Management For Voted - For
11 Re-elect Richard Armitage as Director Management For Voted - For
12 Elect Ros Rivaz as Director   Management For Voted - For
13 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
14 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
15 Authorise EU Political Donations and Expenditure Management For Voted - For
16 Authorise Issue of Equity   Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
21 Adopt New Articles of Association Management For Voted - For
 
VIRGIN MONEY UK PLC        
 
Security ID: GB00BD6GN030 Ticker: VMUK      
 
Meeting Date: 25-Feb-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Re-elect David Bennett as Director Management For Voted - For
4 Re-elect Paul Coby as Director Management For Voted - For
5 Re-elect David Duffy as Director Management For Voted - For
6 Re-elect Geeta Gopalan as Director Management For Voted - For
7 Re-elect Darren Pope as Director Management For Voted - For
8 Re-elect Amy Stirling as Director Management For Voted - For
9 Re-elect Tim Wade as Director Management For Voted - For
10 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
11 Authorise the Audit Committee to Fix Remuneration      
  of Auditors   Management For Voted - For
12 Authorise Issue of Equity   Management For Voted - For
13 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
14 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
15 Authorise Issue of Equity in Connection with AT1      
  Securities   Management For Voted - For

 

481


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
16   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with AT1 Securities Management For Voted - For
17   Authorise Market Purchase of Ordinary Shares Management For Voted - For
18   Authorise Off-Market Purchase of Ordinary Shares Management For Voted - For
19   Authorise EU Political Donations and Expenditure Management For Voted - For
20   Authorise Issue of Equity in Connection with the      
    Conduct Indemnity Deed   Management For Voted - For
21   Authorise Issue of Equity without Pre-emptive      
    Rights in Connection with the Conduct Indemnity Deed Management For Voted - For
 
VISA INC.        
 
Security ID: US92826C8394 Ticker: V      
 
Meeting Date: 26-Jan-21 Meeting Type: Annual      
 
1 a Elect Director Lloyd A. Carney Management For Voted - For
1 b Elect Director Mary B. Cranston Management For Voted - For
1 c Elect Director Francisco Javier Fernandez-Carbajal Management For Voted - For
1 d Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1 e Elect Director Ramon Laguarta Management For Voted - For
1 f Elect Director John F. Lundgren Management For Voted - For
1 g Elect Director Robert W. Matschullat Management For Voted - For
1 h Elect Director Denise M. Morrison Management For Voted - For
1 i Elect Director Suzanne Nora Johnson Management For Voted - For
1 j Elect Director Linda J. Rendle Management For Voted - For
1 k Elect Director John A. C. Swainson Management For Voted - For
1 l Elect Director Maynard G. Webb, Jr. Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify KPMG LLP as Auditors Management For Voted - For
4   Amend Omnibus Stock Plan   Management For Voted - For
5   Provide Holders of At Least 15% Class A Common      
    Stock Right to Call Special Meeting Management For Voted - For
6   Provide Right to Act by Written Consent Shareholder Against Voted - For
7   Amend Principles of Executive Compensation Program Shareholder Against Voted - Against
 
VISCOFAN SA        
 
Security ID: ES0184262212 Ticker: VIS      
 
Meeting Date: 22-Apr-21 Meeting Type: Annual      
 
1   Approve Consolidated and Standalone Financial      
    Statements   Management For Voted - For
2   Approve Consolidated and Standalone Management      
    Reports, and Non-Financial Information Statement Management For Voted - For
3   Approve Discharge of Board Management For Voted - For
4   Approve Allocation of Income and Dividends Management For Voted - For
5   Renew Appointment of PricewaterhouseCoopers as      
    Auditor   Management For Voted - For

 

482


 

PineBridge Dynamic Asset Allocation Fund

Proposal   Proposed by Mgt. Position Registrant Voted
 
6.1 Approve Company's Balance Sheet as of Dec. 31, 2020 Management For Voted - For
6.2 Approve Segregation Agreement of Viscofan SA to      
  Fully-Owned Subsidiary Viscofan Espana SLU Management For Voted - For
6.3 Approve Segregation of Viscofan SA to Fully-Owned      
  Subsidiary Viscofan Espana SLU Management For Voted - For
6.4 Adhere to Special Fiscal Regime of Neutrality Tax Management For Voted - For
6.5 Authorize Board to Ratify and Execute Approved      
  Resolutions Re: Segregation Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8 Advisory Vote on Remuneration Report Management For Voted - For
9 Authorize Board to Ratify and Execute Approved      
  Resolutions   Management For Voted - For
 
VISTRY GROUP PLC        
 
Security ID: GB0001859296 Ticker: VTY      
 
Meeting Date: 17-May-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend   Management For Voted - For
4 Re-elect Ian Tyler as Director Management For Voted - For
5 Re-elect Margaret Browne as Director Management For Voted - For
6 Re-elect Ralph Findlay as Director Management For Voted - For
7 Re-elect Nigel Keen as Director Management For Voted - For
8 Re-elect Michael Stansfield as Director Management For Voted - For
9 Re-elect Katherine Innes Ker as Director Management For Voted - For
10 Re-elect Gregory Fitzgerald as Director Management For Voted - For
11 Re-elect Earl Sibley as Director Management For Voted - For
12 Re-elect Graham Prothero as Director Management For Voted - For
13 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15 Authorise Issue of Equity   Management For Voted - For
16 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
 
VITROLIFE AB        
 
Security ID: SE0011205202 Ticker: VITR      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting   Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For

 

483


 

      PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
7   Receive President's Report Management For Non-Voting
8 a Receive Financial Statements and Statutory Reports Management For Non-Voting
8 b Receive Auditor's Report on Application of      
    Guidelines for Remuneration for Executive Management Management For Non-Voting
9 a Accept Financial Statements and Statutory Reports Management For Voted - For
9 b Approve Allocation of Income and Dividends of SEK      
    0.80 Per Share   Management For Voted - For
9 c1 Approve Discharge of Board Chairman Jon Sigurdsson Management For Voted - For
9 c2 Approve Discharge of Board Member Henrik Blomquist Management For Voted - For
9 c3 Approve Discharge of Board Member Lars Holmqvist Management For Voted - For
9 c4 Approve Discharge of Board Member Pia Marions Management For Voted - For
9 c5 Approve Discharge of Board Member Karen Lykke      
    Sorensen   Management For Voted - For
9 c6 Approve Discharge of CEO Thomas Axelsson Management For Voted - For
10   Receive Nomination Committee's Report Management For Non-Voting
11   Determine Number of Members (5) and Deputy Members      
    (0) of Board   Management For Voted - For
12.1   Approve Remuneration of Directors in the Amount of      
    SEK 825,000 for Chairman and SEK 275,000 for Other      
    Directors; Approve Remuneration for Committee Work Management For Voted - For
12.2   Approve Remuneration of Auditors Management For Voted - For
13.1aReelect Henrik Blomquist as Director Management For Voted - For
13.1bReelect Lars Holmqvist as Director Management For Voted - For
13.1cReelect Pia Marions as Director Management For Voted - For
13.1dReelect Jon Sigurdsson as Director Management For Voted - For
13.1eReelect Karen Lykke Sorensen as Director Management For Voted - For
13.2   Reelect Jon Sigurdsson as Board Chairman Management For Voted - Against
14   Authorize Representatives of Three of Company's      
    Largest Shareholders to Serve on Nominating      
    Committee   Management For Voted - For
15   Approve Issuance of up to 10.85 Million Shares      
    without Preemptive Rights Management For Voted - For
16   Authorize Share Repurchase Program Management For Voted - For
17   Approve Remuneration Report Management For Voted - For
18   Approve Remuneration Policy And Other Terms of      
    Employment For Executive Management Management For Voted - For
19 a Approve Performance Share Plan LTIP 2021 for Key      
    Employees   Management For Voted - For
19 b Approve Equity Plan Financing Management For Voted - For
19 c Approve Alternative Equity Plan Financing Management For Voted - Against
20   Close Meeting   Management For Non-Voting
 
VMWARE, INC.        
 
Security ID: US9285634021 Ticker: VMW      
 
Meeting Date: 15-Jul-20 Meeting Type: Annual      
 
1 a Elect Director Anthony Bates Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For

 

484


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
 
VONTOBEL HOLDING AG        
 
Security ID: CH0012335540 Ticker: VONN      
 
Meeting Date: 20-Apr-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF      
  2.25 per Share   Management For Voted - For
4.1 Reelect Herbert Scheidt as Director and as Board      
  Chairman   Management For Voted - For
4.2 Reelect Bruno Basler as Director and as Member of      
  the Nomination and Compensation Committee Management For Voted - For
4.3 Reelect Maja Baumann as Director Management For Voted - For
4.4 Reelect Elisabeth Bourqui as Director and as Member      
  of the Nomination and Compensation Committee Management For Voted - For
4.5 Reelect David Cole as Director Management For Voted - For
4.6 Reelect Stefan Loacker as Director Management For Voted - For
4.7 Reelect Clara Streit as Director and as Member of      
  the Nomination and Compensation Committee Management For Voted - For
4.8 Reelect Bjoern Wettergren as Director and as Member      
  of the Nomination and Compensation Committee Management For Voted - For
4.9 Elect Andreas Utermann as Director Management For Voted - For
4.10 Elect Michael Halbherr as Director and as Member of      
  the Nomination and Compensation Committee Management For Voted - For
5 Designate VISCHER AG as Independent Proxy Management For Voted - For
6 Ratify Ernst & Young AG as Auditors Management For Voted - For
7.1 Approve Remuneration Report (Non-Binding) Management For Voted - For
7.2 Approve Fixed Remuneration of Directors in the      
  Amount of CHF 5.2 Million Management For Voted - For
7.3 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 3.9 Million for the Period      
  July 1, 2021 - June 30, 2022 Management For Voted - For
7.4 Approve Variable Remuneration of Executive      
  Committee in the Amount of CHF 9.5 Million for      
  Fiscal 2020   Management For Voted - For
7.5 Approve Performance Share Awards to the Executive      
  Committee in the Amount of CHF 5 Million Management For Voted - For
8 Transact Other Business (Voting) Management For Voted - Against
 
WACKER CHEMIE AG        
 
Security ID: DE000WCH8881 Ticker: WCH      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal Year 2020 (Non-Voting) Management For Non-Voting

 

485


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2 Approve Allocation of Income and Dividends of EUR      
  2.00 per Share   Management For Voted - For
3 Approve Discharge of Management Board for Fiscal      
  Year 2020   Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal      
  Year 2020   Management For Voted - For
5.1 Ratify KPMG AG as Auditors for Fiscal Year 2021 Management For Voted - For
5.2 Ratify KPMG AG as Auditors for the 2022 Interim      
  Financial Statements   Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
 
WALLENSTAM AB        
 
Security ID: SE0007074844 Ticker: WALL.B      
 
Meeting Date: 30-Sep-20 Meeting Type: Special      
 
1 Open Meeting   Management For Non-Voting
2 Elect Chairman of Meeting   Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting   Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Approve Dividends of SEK 0.50 Per Share Management For Voted - For
8 Close Meeting   Management For Non-Voting
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1 Elect Chairman of Meeting   Management For Voted - For
2 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Non-Voting
4 Approve Agenda of Meeting   Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management For Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of SEK      
  1.20 Per Share   Management For Voted - For
9.1 Approve Discharge of Lars-Ake Bokenberger Management For Voted - For
9.2 Approve Discharge of Karin Mattson Management For Voted - For
9.3 Approve Discharge of Anders Berntsson Management For Voted - For
9.4 Approve Discharge of Agneta Wallenstam Management For Voted - For
9.5 Approve Discharge of Mikael Soderlund Management For Voted - For
9.6 Approve Discharge of Ulrika Jansson Messing (Former      
  Board Member)   Management For Voted - For
9.7 Approve Discharge of Hans Wallenstam Management For Voted - For
10.1 Determine Number of Members (5) and Deputy Members      
  (0) of Board   Management For Voted - For
10.2 Determine Number of Auditors (1) and Deputy      
  Auditors (0)   Management For Voted - For

 

486


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
11.1 Approve Remuneration of Board Chairman in the      
  Amount of SEK 740,000   Management For Voted - For
11.2 Approve Remuneration of Board Deputy Chairman in      
  the Amount of SEK 260,000 Management For Voted - For
11.3 Approve Remuneration of Each Board Member in the      
  Amount of SEK 160,000   Management For Voted - For
11.4 Approve Remuneration of Auditors Management For Voted - For
12.1aReelect Lars-Ake Bokenberger as Director Management For Voted - For
12.1bReelect Karin Mattson as Director Management For Voted - For
12.1cReelect Anders Berntsson as Director Management For Voted - For
12.1dReelect Agneta Wallenstam as Director Management For Voted - For
12.1eReelect Mikael Soderlund as Director Management For Voted - For
12.2 Reelect Lars-Ake Bokenberger as Board Chairman Management For Voted - For
13 Ratify KPMG as Auditors   Management For Voted - For
14 Elect Chairman of Board, Hans Wallenstam, Anders      
  Oscarsson and Dick Brenner as Members of Nominating      
  Committee   Management For Voted - For
15 Approve Remuneration Policy And Other Terms of      
  Employment For Executive Management Management For Voted - For
16 Approve Remuneration Report Management For Voted - For
17 Authorize Share Repurchase Program Management For Voted - For
18 Authorize Reissuance of Repurchased Shares Management For Voted - For
 
WAREHOUSES DE PAUW SCA        
 
Security ID: BE0974349814 Ticker: WDP      
 
Meeting Date: 28-Apr-21 Meeting Type: Annual      
 
  Annual Meeting Agenda   Management For Non-Voting
1 Receive Directors' Reports (Non-Voting) Management For Non-Voting
2 Receive Auditors' Reports (Non-Voting) Management For Non-Voting
3 Receive Explanation of Company's Dividend Policy Management For Non-Voting
4 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
5 Approve Discharge of Directors Management For Voted - For
6 Approve Discharge of Auditors Management For Voted - For
7 Approve Remuneration Report Management For Voted - For
8 Reelect Frank Meysman as Director Management For Voted - For
9.1 Approve Change-of-Control Clause Re: Credit      
  Agreements in which the Company Must Immediately      
  Repay the Relevant Credit   Management For Voted - For
9.2 Approve Change-of-Control Clause Re: Credit      
  Agreements Permitted Between the Date of the      
  Convocation to the General Meeting and the      
  Effective Session of the General Meeting Management For Voted - For
 
Meeting Date: 28-Apr-21 Meeting Type: Special      
 
  Special Meeting Agenda   Management For Non-Voting

 

487


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
A1   Receive Special Board Report Re: Renewal of      
    Authorized Capital   Management For Non-Voting
A2 I Authorize Increase in Share Capital of up to 50      
    Percent of Authorized Capital With Preemptive      
    Rights by Cash Contributions Management For Voted - For
A2II Renew Authorization to Increase Share Capital      
    within the Framework of Authorized Capital Management For Voted - For
A2IIIAuthorize Increase in Share Capital of up to 10      
    Percent of Authorized Capital Without Preemptive      
    Rights by Various Means   Management For Voted - For
B   Authorize Implementation of Approved Resolutions      
    and Filing of Required Documents/Formalities at      
    Trade Registry   Management For Voted - For
 
WASTE CONNECTIONS, INC.        
 
Security ID: CA94106B1013 Ticker: WCN      
 
Meeting Date: 14-May-21 Meeting Type: Annual      
 
1 a Elect Director Edward E. "Ned" Guillet Management For Voted - For
1 b Elect Director Michael W. Harlan Management For Voted - For
1 c Elect Director Larry S. Hughes Management For Voted - For
1 d Elect Director Worthing F. Jackman Management For Voted - For
1 e Elect Director Elise L. Jordan Management For Voted - For
1 f Elect Director Susan "Sue" Lee Management For Voted - For
1 g Elect Director Ronald J. Mittelstaedt Management For Voted - For
1 h Elect Director William J. Razzouk Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Approve Grant Thornton LLP as Auditors and      
    Authorize Board to Fix Their Remuneration Management For Voted - For
 
WASTE MANAGEMENT, INC.        
 
Security ID: US94106L1098 Ticker: WM      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1 a Elect Director James C. Fish, Jr. Management For Voted - For
1 b Elect Director Andres R. Gluski Management For Voted - For
1 c Elect Director Victoria M. Holt Management For Voted - For
1 d Elect Director Kathleen M. Mazzarella Management For Voted - For
1 e Elect Director Sean E. Menke Management For Voted - For
1 f Elect Director William B. Plummer Management For Voted - For
1 g Elect Director John C. Pope   Management For Voted - For
1 h Elect Director Maryrose T. Sylvester Management For Voted - For
1 i Elect Director Thomas H. Weidemeyer Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For

 

488


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
WELLS FARGO & COMPANY        
 
Security ID: US9497461015 Ticker: WFC      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1 a Elect Director Steven D. Black Management For Voted - For
1 b Elect Director Mark A. Chancy Management For Voted - For
1 c Elect Director Celeste A. Clark Management For Voted - For
1 d Elect Director Theodore F. Craver, Jr. Management For Voted - For
1 e Elect Director Wayne M. Hewett Management For Voted - For
1 f Elect Director Maria R. Morris Management For Voted - For
1 g Elect Director Charles H. Noski Management For Voted - For
1 h Elect Director Richard B. Payne, Jr. Management For Voted - For
1 i Elect Director Juan A. Pujadas Management For Voted - For
1 j Elect Director Ronald L. Sargent Management For Voted - For
1 k Elect Director Charles W. Scharf Management For Voted - For
1 l Elect Director Suzanne M. Vautrinot Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
3   Ratify KPMG LLP as Auditors Management For Voted - For
4   Amend Proxy Access Right   Shareholder Against Voted - For
5   Amend Certificate of Incorporation to Become a      
    Delaware Public Benefit Corporation Shareholder Against Voted - Against
6   Report on Incentive-Based Compensation and Risks of      
    Material Losses   Shareholder Against Voted - For
7   Report on Racial Equity Audit Shareholder Against Voted - Against
 
WELLTOWER INC.        
 
Security ID: US95040Q1040 Ticker: WELL      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1 a Elect Director Kenneth J. Bacon Management For Voted - For
1 b Elect Director Karen B. DeSalvo Management For Voted - For
1 c Elect Director Jeffrey H. Donahue Management For Voted - For
1 d Elect Director Philip L. Hawkins Management For Voted - For
1 e Elect Director Dennis G. Lopez Management For Voted - For
1 f Elect Director Shankh Mitra   Management For Voted - For
1 g Elect Director Ade J. Patton   Management For Voted - For
1 h Elect Director Diana W. Reid Management For Voted - For
1 i Elect Director Sergio D. Rivera Management For Voted - For
1 j Elect Director Johnese M. Spisso Management For Voted - For
1 k Elect Director Kathryn M. Sullivan Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For

 

489


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION      
 
Security ID: US9297401088 Ticker: WAB      
 
Meeting Date: 19-May-21 Meeting Type: Annual      
 
1.1   Elect Director Linda Harty   Management For Voted - For
1.2   Elect Director Brian Hehir   Management For Voted - For
1.3   Elect Director Michael Howell Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
WEYERHAEUSER COMPANY        
 
Security ID: US9621661043 Ticker: WY      
 
Meeting Date: 14-May-21 Meeting Type: Annual      
 
1 a Elect Director Mark A. Emmert Management For Voted - For
1 b Elect Director Rick R. Holley Management For Voted - For
1 c Elect Director Sara Grootwassink Lewis Management For Voted - For
1 d Elect Director Deidra C. Merriwether Management For Voted - For
1 e Elect Director Al Monaco   Management For Voted - For
1 f Elect Director Nicole W. Piasecki Management For Voted - For
1 g Elect Director Lawrence A. Selzer Management For Voted - For
1 h Elect Director Devin W. Stockfish Management For Voted - For
1 i Elect Director Kim Williams Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify KPMG LLP as Auditors Management For Voted - For
 
WH SMITH PLC        
 
Security ID: GB00B2PDGW16 Ticker: SMWH      
 
Meeting Date: 20-Jan-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Remuneration Report Management For Voted - For
3   Approve US Employee Stock Purchase Plan Management For Voted - For
4   Re-elect Carl Cowling as Director Management For Voted - For
5   Elect Nicky Dulieu as Director Management For Voted - For
6   Re-elect Annemarie Durbin as Director Management For Voted - For
7   Re-elect Simon Emeny as Director Management For Voted - For
8   Re-elect Robert Moorhead as Director Management For Voted - For
9   Re-elect Henry Staunton as Director Management For Voted - For
10   Re-elect Maurice Thompson as Director Management For Voted - For
11   Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
12   Authorise the Audit Committee to Fix Remuneration      
    of Auditors   Management For Voted - For

 

490


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
13 Authorise EU Political Donations and Expenditure Management For Voted - For
14 Authorise Issue of Equity   Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
WHITBREAD PLC        
 
Security ID: GB00B1KJJ408 Ticker: WTB      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual      
 
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Elect Kal Atwal as Director   Management For Voted - For
4 Elect Fumbi Chima as Director Management For Voted - For
5 Re-elect David Atkins as Director Management For Voted - For
6 Re-elect Horst Baier as Director Management For Voted - For
7 Re-elect Alison Brittain as Director Management For Voted - For
8 Re-elect Nicholas Cadbury as Director Management For Voted - For
9 Re-elect Adam Crozier as Director Management For Voted - For
10 Re-elect Frank Fiskers as Director Management For Voted - For
11 Re-elect Richard Gillingwater as Director Management For Voted - For
12 Re-elect Chris Kennedy as Director Management For Voted - For
13 Re-elect Louise Smalley as Director Management For Voted - For
14 Reappoint Deloitte LLP as Auditors Management For Voted - For
15 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
16 Authorise UK Political Donations and Expenditure Management For Voted - For
17 Authorise Issue of Equity   Management For Voted - For
18 Approve Sharesave Plan   Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
20 Authorise Issue of Equity without Pre-emptive      
  Rights in Connection with an Acquisition or Other      
  Capital Investment   Management For Voted - For
21 Authorise Market Purchase of Ordinary Shares Management For Voted - For
22 Authorise the Company to Call General Meeting with      
  Two Weeks' Notice   Management For Voted - For
 
WIENERBERGER AG        
 
Security ID: AT0000831706 Ticker: WIE      
 
Meeting Date: 04-May-21 Meeting Type: Annual      
 
1 Receive Financial Statements and Statutory Reports      
  for Fiscal 2020 (Non-Voting) Management For Non-Voting

 

491


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
2   Approve Allocation of Income and Dividends of EUR      
    0.60 Per Share   Management For Voted - For
3   Approve Discharge of Management Board for Fiscal      
    2020   Management For Voted - For
4   Approve Discharge of Supervisory Board for Fiscal      
    2020   Management For Voted - For
5   Ratify Deloitte GmbH as Auditors for Fiscal 2021 Management For Voted - For
6.1   Approve Decrease in Size of Capital Representatives      
    to Seven Members   Management For Voted - For
6.2   Elect David Davies as Supervisory Board Member Management For Voted - For
6.3   Elect Peter Johnson as Supervisory Board Member Management For Voted - For
6.4   Elect Kati Ter Horst as Supervisory Board Member Management For Voted - For
7   Approve Remuneration Report Management For Voted - For
 
WIHLBORGS FASTIGHETER AB        
 
Security ID: SE0011205194 Ticker: WIHL      
 
Meeting Date: 27-Apr-21 Meeting Type: Annual      
 
1   Open Meeting   Management For Non-Voting
2   Elect Chairman of Meeting   Management For Voted - For
3   Prepare and Approve List of Shareholders Management For Voted - For
4.1   Designate Agneta Axelsson as Inspector of Minutes      
    of Meeting   Management For Voted - For
4.2   Designate Lennart Mauritzson as Inspector of      
    Minutes of Meeting   Management For Voted - For
5   Approve Agenda of Meeting   Management For Voted - For
6   Acknowledge Proper Convening of Meeting Management For Voted - For
7   Receive Financial Statements and Statutory Reports Management For Non-Voting
8 .a Accept Financial Statements and Statutory Reports Management For Voted - For
8 .b Approve Allocation of Income and Dividends of SEK      
    5.25 Per Share   Management For Voted - For
8.c.1 Approve Discharge of Anders Jarl Management For Voted - For
8.c.2 Approve Discharge of Tina Andersson Management For Voted - For
8.c.3 Approve Discharge of Sara Karlsson Management For Voted - For
8.c.4 Approve Discharge of Jan Litborn Management For Voted - For
8.c.5 Approve Discharge of Helen Olausson Management For Voted - For
8.c.6 Approve Discharge of Per-Ingemar Persson Management For Voted - For
8.c.7 Approve Discharge of Johan Qviberg Management For Voted - For
8.c.8 Approve Discharge of Ulrika Hallengren Management For Voted - For
8 .d Approve Record Date for Dividend Payment Management For Voted - For
9   Determine Number of Members (7) and Deputy Members      
    (0) of Board; Determine Number of Auditors (1) and      
    Deputy Auditors (0)   Management For Voted - For
10   Approve Remuneration of Directors in the Aggregate      
    Amount of SEK 1.8 Million; Approve Remuneration of      
    Auditors   Management For Voted - For
11.1   Reelect Anders Jarl (Chair) as Director Management For Voted - For
11.2   Reelect Tina Andersson as Director Management For Voted - For
11.3   Reelect Helen Olausson as Director Management For Voted - For

 

492


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
11.4 Reelect Jan Litborn as Director Management For Voted - Against
11.5 Reelect Johan Qviberg as Director Management For Voted - For
11.6 Elect Amela Hodzic as New Director Management For Voted - For
11.7 Elect Lennart Mauritzson as New Director Management For Voted - For
12 Ratify Deloitte as Auditors   Management For Voted - For
13.1 Elect Goran Hellstrom as Member of Nominating      
  Committee   Management For Voted - For
13.2 Reelect Elisabet Jamal Bergstrom as Member of      
  Nominating Committee   Management For Voted - For
13.3 Reelect Eva Gottfridsdotter-Nilsson as Member of      
  Nominating Committee   Management For Voted - For
13.4 Reelect Krister Euren as Member of Nominating      
  Committee   Management For Voted - For
14 Approve Remuneration Report Management For Voted - For
15 Authorize Share Repurchase Program and Reissuance      
  of Repurchased Shares   Management For Voted - For
16 Approve Issuance of up to 10 Percent of Share      
  Capital without Preemptive Rights Management For Voted - For
17 Amend Articles   Management For Voted - For
18 Other Business   Management For Non-Voting
19 Close Meeting   Management For Non-Voting
 
WOORI FINANCIAL GROUP, INC.        
 
Security ID: KR7316140003 Ticker: 316140      
 
Meeting Date: 26-Mar-21 Meeting Type: Annual      
 
1 Approve Financial Statements and Allocation of      
  Income   Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Approval of Reduction of Capital Reserve Management For Voted - For
4.1 Elect Lee Won-deok as Inside Director Management For Voted - Against
4.2 Elect Ro Sung-tae as Outside Director Management For Voted - Against
4.3 Elect Park Sang-yong as Outside Director Management For Voted - Against
4.4 Elect Tian Zhiping as Outside Director Management For Voted - Against
4.5 Elect Chang Dong-woo as Outside Director Management For Voted - Against
5 Elect Chung Chan-hyoung as Outside Director to      
  Serve as an Audit Committee Member Management For Voted - Against
6.1 Elect Ro Sung-tae as a Member of Audit Committee Management For Voted - Against
6.2 Elect Chang Dong-woo as a Member of Audit Committee Management For Voted - Against
7 Approve Total Remuneration of Inside Directors and      
  Outside Directors   Management For Voted - For
 
WORKDAY, INC.        
 
Security ID: US98138H1014 Ticker: WDAY      
 
Meeting Date: 08-Jun-21 Meeting Type: Annual      
 
1.1 Elect Director Aneel Bhusri   Management For Voted - For

 

493


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1.2 Elect Director Ann-Marie Campbell Management For Voted - For
1.3 Elect Director David A. Duffield Management For Voted - For
1.4 Elect Director Lee J. Styslinger, III Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
 
W-SCOPE CORP.        
 
Security ID: JP3505970008 Ticker: 6619      
 
Meeting Date: 30-Mar-21 Meeting Type: Annual      
 
1 Amend Articles to Increase Authorized Capital Management For Voted - For
2.1 Elect Director Won-Kun Choi Management For Voted - For
2.2 Elect Director Ouchi, Hideo   Management For Voted - For
2.3 Elect Director Nam-Sung Cho Management For Voted - For
2.4 Elect Director Masuno, Katsuyuki Management For Voted - For
2.5 Elect Director Ota, Kiyohisa   Management For Voted - For
3 Appoint Statutory Auditor Kobayashi, Fujio Management For Voted - For
 
WUXI APPTEC CO., LTD.        
 
Security ID: CNE100003F19 Ticker: 2359      
 
Meeting Date: 13-May-21 Meeting Type: Annual      
 
  AGM BALLOT FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve 2020 Report of the Board of Directors Management For Voted - For
2 Approve 2020 Report of the Supervisory Committee Management For Voted - For
3 Approve 2020 Financial Report Management For Voted - For
4 Approve Provision of External Guarantees Management For Voted - Against
5 Approve Authorization to Dispose Listed and Trading      
  Shares of Listed Companies Held by the Company Management For Voted - For
6 Amend Working System for Independent Directors Management For Voted - For
7 Approve Deloitte Touche Tohmatsu (a Special General      
  Partnership) as PRC Financial Report and Internal      
  Control Report Auditors and Deloitte Touche      
  Tohmatsu as Offshore Financial Report Auditors and      
  Authorize Board to Fix their Remuneration Management For Voted - For
8 Approve Foreign Exchange Hedging Limit Management For Voted - For
9 Approve Adjustment of Allowances of Directors Management For Voted - For
10 Approve Application for Shares, Amended and      
  Restated Wuxi XDC Articles, Asset Transfer      
  Agreement, Related Transactions and Related Party      
  Transactions   Management For Voted - For
11 Approve 2020 Profit Distribution Plan Management For Voted - For
12 Approve Increase in Registered Capital Management For Voted - For
13 Approve Amendments to Articles of Association Management For Voted - For

 

494


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
14 Approve Issuance of Equity or Equity-Linked      
  Securities without Preemptive Rights for A Shares      
  and/or H Shares   Management For Voted - Against
15 Authorize Repurchase of Issued A and H Share Capital Management For Voted - For
16 Approve Proposed Issuance of Additional Conversion      
  Shares under the Convertible Bonds-Related Specific      
  Mandate and Authorize Ge Li, Edward Hu, and/or      
  Ellis Bih-Hsin Chu to Handle All Related Matters Management For Voted - For
 
Meeting Date: 13-May-21 Meeting Type: Special      
 
  CLASS MEETING FOR HOLDERS OF H SHARES Management For Non-Voting
1 Approve 2020 Profit Distribution Plan Management For Voted - For
2 Authorize Repurchase of Issued A and H Share Capital Management For Voted - For
3 Approve Proposed Issuance of Additional Conversion      
  Shares under the Convertible Bonds-Related Specific      
  Mandate and Authorize Ge Li, Edward Hu, and/or      
  Ellis Bih-Hsin Chu to Handle All Related Matters Management For Voted - For
 
WYNDHAM HOTELS & RESORTS, INC.      
 
Security ID: US98311A1051 Ticker: WH      
 
Meeting Date: 12-May-21 Meeting Type: Annual      
 
1.1 Elect Director Stephen P. Holmes Management For Voted - For
1.2 Elect Director Geoffrey A. Ballotti Management For Voted - For
1.3 Elect Director Myra J. Biblowit Management For Voted - For
1.4 Elect Director James E. Buckman Management For Voted - For
1.5 Elect Director Bruce B. Churchill Management For Voted - For
1.6 Elect Director Mukul V. Deoras Management For Voted - For
1.7 Elect Director Ronald L. Nelson Management For Voted - For
1.8 Elect Director Pauline D.E. Richards Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
 
WYNN RESORTS, LIMITED        
 
Security ID: US9831341071 Ticker: WYNN      
 
Meeting Date: 05-May-21 Meeting Type: Annual      
 
1.1 Elect Director Betsy S. Atkins Management For Voted - For
1.2 Elect Director Matthew O. Maddox Management For Voted - For
1.3 Elect Director Philip G. Satre Management For Voted - For
1.4 Elect Director Darnell O. Strom Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - Against

 

495


 

  PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
XILINX, INC.        
 
Security ID: US9839191015 Ticker: XLNX      
 
Meeting Date: 05-Aug-20 Meeting Type: Annual      
 
1.1 Elect Director Dennis Segers Management For Voted - For
1.2 Elect Director Raman K. Chitkara Management For Voted - For
1.3 Elect Director Saar Gillai   Management For Voted - For
1.4 Elect Director Ronald S. Jankov Management For Voted - For
1.5 Elect Director Mary Louise Krakauer Management For Voted - For
1.6 Elect Director Thomas H. Lee Management For Voted - For
1.7 Elect Director Jon A. Olson   Management For Voted - For
1.8 Elect Director Victor Peng   Management For Voted - For
1.9 Elect Director Elizabeth W. Vanderslice Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'      
  Compensation   Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
 
Meeting Date: 07-Apr-21 Meeting Type: Special      
 
1 Approve Merger Agreement   Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting   Management For Voted - For
 
YASKAWA ELECTRIC CORP.        
 
Security ID: JP3932000007 Ticker: 6506      
 
Meeting Date: 26-May-21 Meeting Type: Annual      
 
1.1 Elect Director Tsuda, Junji   Management For Voted - For
1.2 Elect Director Ogasawara, Hiroshi Management For Voted - For
1.3 Elect Director Murakami, Shuji Management For Voted - For
1.4 Elect Director Minami, Yoshikatsu Management For Voted - For
1.5 Elect Director Ogawa, Masahiro Management For Voted - For
1.6 Elect Director Morikawa, Yasuhiko Management For Voted - For
1.7 Elect Director Kato, Yuichiro Management For Voted - For
2.1 Elect Director and Audit Committee Member Nakayama,      
  Yuji   Management For Voted - For
2.2 Elect Director and Audit Committee Member      
  Tsukahata, Koichi   Management For Voted - For
2.3 Elect Director and Audit Committee Member Akita,      
  Yoshiki   Management For Voted - For
2.4 Elect Director and Audit Committee Member      
  Tsukamoto, Hideo   Management For Voted - For
2.5 Elect Director and Audit Committee Member Koike,      
  Toshikazu   Management For Voted - For
3 Approve Trust-Type Equity Compensation Plan Management For Voted - For
4 Approve Trust-Type Equity Compensation Plan Management For Voted - For

 

496


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
YUHAN CORP.        
 
Security ID: KR7000100008 Ticker: 000100      
 
Meeting Date: 19-Mar-21 Meeting Type: Annual      
 
1   Approve Financial Statements and Allocation of      
    Income   Management For Voted - For
2   Amend Articles of Incorporation Management For Voted - For
3.1   Elect Cho Wook-je as Inside Director Management For Voted - For
3.2   Elect Lee Byung-man as Inside Director Management For Voted - For
3.3   Elect Lee Jung-hee as Non-Independent Non-Executive      
    Director   Management For Voted - For
3.4   Elect Shin Young-jae as Outside Director Management For Voted - For
4   Elect Kim Jun-cheol as Outside Director to Serve as      
    an Audit Committee Member Management For Voted - For
5.1   Elect Park Dong-jin as a Member of Audit Committee Management For Voted - For
5.2   Elect Shin Young-jae as a Member of Audit Committee Management For Voted - For
6   Approve Total Remuneration of Inside Directors and      
    Outside Directors   Management For Voted - For
7   Authorize Board to Fix Remuneration of Internal      
    Auditor(s)   Management For Voted - For
 
YUM CHINA HOLDINGS, INC.        
 
Security ID: US98850P1093 Ticker: YUMC      
 
Meeting Date: 28-May-21 Meeting Type: Annual      
 
1 a Elect Director Fred Hu   Management For Voted - For
1 b Elect Director Joey Wat   Management For Voted - For
1 c Elect Director Peter A. Bassi Management For Voted - For
1 d Elect Director Edouard Ettedgui Management For Voted - For
1 e Elect Director Cyril Han   Management For Voted - For
1 f Elect Director Louis T. Hsieh Management For Voted - For
1 g Elect Director Ruby Lu   Management For Voted - For
1 h Elect Director Zili Shao   Management For Voted - For
1 i Elect Director William Wang Management For Voted - For
1 j Elect Director Min (Jenny) Zhang Management For Voted - For
2   Ratify KPMG Huazhen LLP as Auditor Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
4   Provide Right to Call Special Meeting Management For Voted - For
 
YUM! BRANDS, INC.        
 
Security ID: US9884981013 Ticker: YUM      
 
Meeting Date: 11-May-21 Meeting Type: Annual      
 
1 a Elect Director Paget L. Alves Management For Voted - For

 

497


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 b Elect Director Keith Barr   Management For Voted - For
1 c Elect Director Christopher M. Connor Management For Voted - For
1 d Elect Director Brian C. Cornell Management For Voted - For
1 e Elect Director Tanya L. Domier Management For Voted - For
1 f Elect Director David W. Gibbs Management For Voted - For
1 g Elect Director Mirian M. Graddick-Weir Management For Voted - For
1 h Elect Director Lauren R. Hobart Management For Voted - For
1 i Elect Director Thomas C. Nelson Management For Voted - For
1 j Elect Director P. Justin Skala Management For Voted - For
1 k Elect Director Elane B. Stock Management For Voted - For
1 l Elect Director Annie Young-Scrivner Management For Voted - For
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
ZEBRA TECHNOLOGIES CORPORATION      
 
Security ID: US9892071054 Ticker: ZBRA      
 
Meeting Date: 14-May-21 Meeting Type: Annual      
 
1.1   Elect Director Chirantan "CJ" Desai Management For Voted - For
1.2   Elect Director Richard L. Keyser Management For Voted - For
1.3   Elect Director Ross W. Manire Management For Voted - For
2   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
3   Ratify Ernst & Young LLP as Auditor Management For Voted - For
 
ZENDESK, INC.        
 
Security ID: US98936J1016 Ticker: ZEN      
 
Meeting Date: 18-May-21 Meeting Type: Annual      
 
1 a Elect Director Archana Agrawal Management For Voted - For
1 b Elect Director Hilarie Koplow-McAdams Management For Voted - Against
1 c Elect Director Michelle Wilson Management For Voted - Against
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
ZIONS BANCORPORATION, N.A.        
 
Security ID: US9897011071 Ticker: ZION      
 
Meeting Date: 30-Apr-21 Meeting Type: Annual      
 
1 A Elect Director Maria Contreras-Sweet Management For Voted - For
1 B Elect Director Gary L. Crittenden Management For Voted - For
1 C Elect Director Suren K. Gupta Management For Voted - For
1 D Elect Director Claire A. Huang Management For Voted - For

 

498


 

    PineBridge Dynamic Asset Allocation Fund
Proposal   Proposed by Mgt. Position Registrant Voted
 
1 E Elect Director Vivian S. Lee   Management For Voted - For
1 F Elect Director Scott J. McLean Management For Voted - For
1 G Elect Director Edward F. Murphy Management For Voted - For
1 H Elect Director Stephen D. Quinn Management For Voted - For
1 I Elect Director Harris H. Simmons Management For Voted - For
1 J Elect Director Aaron B. Skonnard Management For Voted - For
1 K Elect Director Barbara A. Yastine Management For Voted - For
2   Ratify Ernst & Young LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - For
 
ZOOM VIDEO COMMUNICATIONS, INC.      
 
Security ID: US98980L1017 Ticker: ZM      
 
Meeting Date: 17-Jun-21 Meeting Type: Annual      
 
1.1   Elect Director Jonathan Chadwick Management For Voted - Withheld
1.2   Elect Director Kimberly L. Hammonds Management For Voted - Withheld
1.3   Elect Director Dan Scheinman Management For Voted - Withheld
2   Ratify KPMG LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
4   Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
 
ZSCALER, INC.        
 
Security ID: US98980G1022 Ticker: ZS      
 
Meeting Date: 06-Jan-21 Meeting Type: Annual      
 
1.1   Elect Director Jagtar (Jay) Chaudhry Management For Voted - Withheld
1.2   Elect Director Amit Sinha   Management For Voted - Withheld
2   Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3   Advisory Vote to Ratify Named Executive Officers'      
    Compensation   Management For Voted - Against
 
ZUR ROSE GROUP AG        
 
Security ID: CH0042615283 Ticker: ROSE      
 
Meeting Date: 29-Apr-21 Meeting Type: Annual      
 
1   Accept Financial Statements and Statutory Reports Management For Voted - For
2   Approve Allocation of Income and Omission of      
    Dividends   Management For Voted - For
3   Approve Discharge of Board and Senior Management Management For Voted - For
4   Approve Creation of CHF 31.6 Million Pool of      
    Capital without Preemptive Rights Management For Voted - For
5   Approve Creation of CHF 31.6 Million Pool of      
    Conditional Capital for Bonds or Similar Debt      
    Instruments   Management For Voted - For

 

499


 

  PineBridge Dynamic Asset Allocation Fund
Proposal Proposed by Mgt. Position Registrant Voted
 
6 Amend Articles Re: Designation of the Compensation      
  Committee Management For Voted - For
7.1 Reelect Stefan Feuerstein as Director and Board      
  Chairman Management For Voted - For
7.2 Reelect Volker Amelung as Director Management For Voted - For
7.3 Reelect Christian Mielsch as Director Management For Voted - For
7.4 Reelect Walter Oberhaensli as Director Management For Voted - For
7.5 Reelect Thomas Schneider as Director Management For Voted - For
7.6 Reelect Florian Seubert as Director Management For Voted - For
7.7 Elect Andrea Belliger as Director Management For Voted - For
8.1 Reappoint Stefan Feuerstein as Member of the      
  Compensation Committee Management For Voted - For
8.2 Reappoint Thomas Schneider as Member of the      
  Compensation Committee Management For Voted - For
8.3 Reappoint Florian Seubert as Member of the      
  Compensation Committee Management For Voted - For
9 Designate Fuerer Partner Advocaten KlG as      
  Independent Proxy Management For Voted - For
10 Ratify Ernst & Young AG as Auditors Management For Voted - For
11.1 Approve Remuneration Report Management For Voted - For
11.2 Approve Fixed Remuneration of Directors in the      
  Amount of CHF 1 Million Management For Voted - For
11.3 Approve Short-Term and Long-Term Variable      
  Remuneration of Executive Committee in the Amount      
  of CHF 2.5 Million Management For Voted - For
11.4 Approve Fixed Remuneration of Executive Committee      
  in the Amount of CHF 3.9 Million Management For Voted - For
12 Transact Other Business (Voting) Management For Voted - Against

 

500


 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

The Advisors’ Inner Circle Fund III

By: /s/ Michael Beattie 

Michael Beattie President

Date: August 13, 2021

501