EX-99.H2IIC 4 ex-h2iic.txt AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENT Amendment No. 3 (this "AMENDMENT NO. 3"), dated as of February 22, 2017, by and between Atlantic Shareholder Services, LLC, a Delaware limited liability company (the "ATLANTIC"), and The Advisors' Inner Circle Fund III, a statutory trust organized under the laws of the State of Delaware (the "TRUST"). W I T N E S S E T H : WHEREAS, effective as of August 18, 2015, Atlantic and the Trust entered into a Transfer Agency Services Agreement (the "ORIGINAL AGREEMENT"); WHEREAS, the Original Agreement was amended pursuant to an Amendment, dated as of November 3, 2015 and Amendment No. 2, dated as of October 1, 2016 (the Original Agreement, as amended, the "AGREEMENT") WHEREAS, pursuant to Section 15(a) of the Agreement, each of Atlantic and the Trust desires that the Agreement be amended in accordance with the terms and conditions of this Amendment. NOW, THEREFORE, in consideration of the premises and mutual agreements herein set forth, and intending to be legally bound hereby, the parties hereto agree that the Agreement shall be and hereby is amended as follows: Section 1. DEFINED TERMS. Capitalized terms used but not defined herein shall have the meanings ascribed thereto in the Agreement. Section 2. AMENDMENT OF APPENDIX A. Appendix A to the Agreement is amended and restated to read in its entirety as set forth in the Appendix A attached hereto. Section 3. AGREEMENT AS AMENDED. The term "Agreement" as used in the Agreement shall be deemed to refer to the Agreement as amended hereby and this Amendment No. 3 shall be effective as of the date first above written. Section 4. FULL FORCE AND EFFECT. If any term, provision, covenant or restriction of this Amendment No. 3 is held by a court of competent jurisdiction or other authority to be invalid, void or unenforceable, the remainder of the terms, provisions, covenants and restrictions of this Amendment No. 3, and the Agreement, shall remain in full force and effect and shall in no way be affected, impaired or invalidated. Section 5. GOVERNING LAW. This Amendment No. 3 shall be deemed to be a contract made under the laws of the State of Delaware without giving effect to the principles of conflicts of law thereof. Section 6. EXECUTION IN COUNTERPARTS. This Amendment No. 3 may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument. Section 7. RATIFICATION, ADOPTION AND APPROVAL. In all respects not inconsistent with the terms and provisions of this Amendment No. 3, the Agreement is hereby ratified, adopted, approved and confirmed. [REMAINDER OF PAGE INTENTIONALLY BLANK] IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 3 to be executed in their names and on their behalf by and through their duly authorized officers, as of the day and year first above written. ATLANTIC SHAREHOLDER SERVICES, LLC By: /s/ Christopher Koons ---------------------------- Name: Christopher Koons Title: Senior Vice President THE ADVISORS' INNER CIRCLE FUND III By: /s/ Michael Beattie --------------------------- Name: Michael Beattie Title: President APPENDIX A: FUNDS OF THE TRUST
---------------------------------------------------------------------------------------------------------------- APPLICABLE FUND NAME CLASS NAME CUSIP SYMBOL FEE SCHEDULE ---------------------------------------------------------------------------------------------------------------- Amundi Smith Breeden Institutional Class 0077IX591 Schedule A Total Return Bond Fund Shares Retirement Class 00771x617 Shares ---------------------------------------------------------------------------------------------------------------- PineBridge Dynamic Institutional Class Schedule A Asset Allocation Fund Shares 0077IX575 PDAIX Investor Servicing Shares 00771X567 PDAVX ---------------------------------------------------------------------------------------------------------------- Chiron Capital Allocation Class I Shares 00771X583 CCAPX Schedule A Fund ---------------------------------------------------------------------------------------------------------------- Chilton Strategic Institutional Class 00771X435 CHEUX Schedule B European Equities Fund Shares ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM Absolute Institutional Shares 00771X385 BNPFX Schedule A Return Fixed Income Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM Absolute Investor Shares 00771X377 BNPGX Schedule A Return Fixed Income Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM Absolute Retail Shares 00771X369 BNPIIX Schedule A Return Fixed Income Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM Global Institutional Shares 00771X351 BNPIX Schedule A Inflation-Linked Bond Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM Global Investor Shares 00771X344 BNPJX Schedule A Inflation-Linked Bond Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM Global Retail Shares 00771X336 BNPKX Schedule A Inflation-Linked Bond Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM Institutional Shares 00771X328 BNPLX Schedule A Emerging Markets Debt ----------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------- FUND NAME ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM Investor Shares 00771X310 BNPMX Schedule A Emerging Markets Debt Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM Retail Shares 00771X294 BNPNX Schedule A Emerging Markets Debt Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM Institutional Shares 00771X286 BNPDX Schedule A Emerging Markets Equity Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM Investor Shares 00771X278 BNPPX Schedule A Emerging Markets Equity Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM Retail Shares 00771X260 BNPQX Schedule A Emerging Markets Equity Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM MBS Institutional Shares 00771X252 BNPRX Schedule A Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM MBS Investor Shares 00771 X245 BNPSX Schedule A Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM MBS Retail Shares 00771X237 BNPTX Schedule A Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM U.S. Institutional Shares 00771X229 BNPUX Schedule A Small Cap Equity Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM U.S. Investor Shares 00771X211 BNPVX Schedule A Small Cap Equity Fund ---------------------------------------------------------------------------------------------------------------- BNP Paribas AM U.S. Retail Shares 00771X195 BNPWX Schedule A Small Cap Equity Fund ----------------------------------------------------------------------------------------------------------------