0001127602-17-028271.txt : 20170927 0001127602-17-028271.hdr.sgml : 20170927 20170927201204 ACCESSION NUMBER: 0001127602-17-028271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170926 FILED AS OF DATE: 20170927 DATE AS OF CHANGE: 20170927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KANE JOHN M CENTRAL INDEX KEY: 0001605711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36228 FILM NUMBER: 171105378 MAIL ADDRESS: STREET 1: 300 CONTINENTAL DRIVE CITY: NEWARK STATE: DE ZIP: 19713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIENT CORP CENTRAL INDEX KEY: 0001593538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 464054283 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 JUSTISON STREET STREET 2: SUITE 300 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 302-283-8000 MAIL ADDRESS: STREET 1: 123 JUSTISON STREET STREET 2: SUITE 300 CITY: WILMINGTON STATE: DE ZIP: 19801 FORMER COMPANY: FORMER CONFORMED NAME: New Corp DATE OF NAME CHANGE: 20131205 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-09-26 0001593538 NAVIENT CORP NAVI 0001605711 KANE JOHN M 123 JUSTISON STREET SUITE 300 WILMINGTON DE 19801 1 EVP & Group President Common Stock 2017-09-26 4 M 0 54579 11.4873 A 393074.899 D Common Stock 2017-09-26 4 F 0 48164 15.00 D 344910.899 D Common Stock 2017-09-26 4 S 0 28886 15.0001 D 316024.899 D Common Stock 8548.4908 I By 401(k) Stock Option (Right to Buy) 11.4873 2017-09-26 4 M 0 54579 0 D 2016-02-07 2018-02-07 Common Stock 54579 0 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 11, 2017, and effective on August 14, 2017. The reporting person's common stock balance includes 571 shares acquired under the Navient Corporation Employee Stock Purchase Plan. Dividend equivalent rights issued on restricted and performance stock units are included in the reporting person's common stock holding balance. Between May 1, 2017, and September 26, 2017, the reporting person acquired 174.4940 share equivalents of Navient common stock under the Navient 401(k) Plan. The information in this report is based on the reporting person's actual account balance as of September 26, 2017. Represents the weighted average price per share of stock sold by the reporting person $15.00 and $15.0050. The reporting person undertakes to provide to Navient Corporation, any security holder of Navient Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. /s/ Stephen P. Caso (POA) for John M. Kane 2017-09-27