0001593387-20-000003.txt : 20200513 0001593387-20-000003.hdr.sgml : 20200513 20200513100841 ACCESSION NUMBER: 0001593387-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 EFFECTIVENESS DATE: 20200513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GeoWealth Management, LLC CENTRAL INDEX KEY: 0001593387 IRS NUMBER: 270673362 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16841 FILM NUMBER: 20871407 BUSINESS ADDRESS: STREET 1: 444 N. MICHIGAN AVE, STE 3150 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-728-4923 MAIL ADDRESS: STREET 1: 444 N. MICHIGAN AVE, STE 3150 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: GEOWEALTH MANAGEMENT LLC DATE OF NAME CHANGE: 20131203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001593387 XXXXXXXX 03-31-2020 03-31-2020 GeoWealth Management, LLC

444 N. MICHIGAN AVE, STE 3150 CHICAGO IL 60611

13F COMBINATION REPORT 028-16841 028-16842 Frontier Wealth Management LLC 028-15454 Advisory Services Network, LLC N Evan Lieberman 3127284923 Evan Lieberman Chicago IL 05-13-2020 0 132 141508 false INFORMATION TABLE 2 13FXMLFileQ12020.xml Q1 2020 13F APPLE INC COM 037833100 624 2455 SH SOLE 0 0 2455 APPLE INC COM 037833100 943 3708 SH OTR 0 3708 0 AMAZON COM INC COM 023135106 353 181 SH OTR 0 181 0 VANECK VECTORS ETF TRUST FALLEN ANGEL HG 92189F437 1759 69536 SH OTR 0 16403 53133 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 24 262 SH SOLE 0 0 262 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 864 9425 SH OTR 0 9356 69 PIMCO ETF TR ACTIVE BD ETF 72201R775 4102 38638 SH OTR 0 38009 629 BERKSHIRE HATHAWAY INC DEL CL A 084670108 544 2 SH OTR 0 2 0 CME GROUP INC COM 12572Q105 5091 29441 SH OTR 0 29441 0 CHEVRON CORP NEW COM 15120R103 232 3198 SH OTR 0 3198 0 ISHARES TR CORE DIV GRWTH 46434V621 9 278 SH SOLE 0 0 278 ISHARES TR CORE DIV GRWTH 46434V621 513 15734 SH OTR 0 15734 0 ISHARES TR MSCI EAFE ETF 464287465 321 6000 SH OTR 0 6000 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 271 15208 SH OTR 0 5610 9598 SSGA ACTIVE TR SPDR DBLELN EMRG 78470P309 42 933 SH SOLE 0 0 933 SSGA ACTIVE TR SPDR DBLELN EMRG 78470P309 2054 45175 SH OTR 0 35836 9339 ISHARES TR FALN ANGLS USD 46435G474 50 2240 SH SOLE 0 0 2240 ISHARES TR FALN ANGLS USD 46435G474 2153 95954 SH OTR 0 74684 21270 FIDELITY CORP BOND ETF 316188101 261 5217 SH OTR 0 5217 0 SSGA ACTIVE TR SPDR SSGA FXD 78470P507 226 7259 SH OTR 0 3463 3796 ISHARES TR FLTG RATE NT ETF 74642Q101 2405 49351 SH OTR 0 11479 37872 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 9 322 SH SOLE 0 0 322 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 1865 63428 SH OTR 0 47971 15458 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 425 25155 SH OTR 0 5964 19191 FIDELITY MSCI RL EST ETF 316092857 546 26253 SH OTR 0 26253 0 FRANKLIN ETF TR LIBERTY SHRT ETF 353506108 347 3664 SH OTR 0 3664 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 14 345 SH SOLE 0 0 345 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 4562 109177 SH OTR 0 59584 49592 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 684 9251 SH OTR 0 9085 166 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 886 14918 SH OTR 0 14655 263 GEOPARK LTD USD SHS G38327105 680 96202 SH SOLE 0 0 96202 FLEXSHARES TR GLB QLT R/E IDX 33939L787 275 5807 SH OTR 0 65 5742 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 115 12332 SH OTR 0 12332 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 214 9416 SH OTR 0 7404 2012 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 7 140 SH SOLE 0 0 140 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1644 32078 SH OTR 0 24878 7200 GLOBAL X FDS S&P 500 COVERED 37954Y475 157 4118 SH SOLE 0 0 4118 GLOBAL X FDS S&P 500 COVERED 37954Y475 150 3936 SH OTR 0 3936 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 2212 25792 SH OTR 0 5939 19853 ISHARES TR CORE INTL AGGR 46435G672 56 1023 SH SOLE 0 0 1023 ISHARES TR CORE INTL AGGR 46435G672 1853 33881 SH OTR 0 23921 9960 ISHARES TR BARCLAYS 7 10 YR 464287440 99 811 SH SOLE 0 0 811 ISHARES TR BARCLAYS 7 10 YR 464287440 294 2423 SH OTR 0 2423 0 ISHARES TR CORE MSCI EAFE 46432F842 1354 27132 SH OTR 0 27132 0 ISHARES TR CORE MSCI EURO 46434V738 352 9503 SH OTR 0 9503 0 ISHARES TR INTRM TR CRP ETF 464288638 3576 65114 SH OTR 0 14940 50174 ISHARES TR SH TR CRPORT ETF 464288646 16 305 SH SOLE 0 0 305 ISHARES TR SH TR CRPORT ETF 464288646 4472 85400 SH OTR 0 52528 32872 ISHARES TR CORE S&P TTL STK 464287150 37 651 SH SOLE 0 0 651 ISHARES TR CORE S&P TTL STK 464287150 8462 147910 SH OTR 0 112828 35081 ISHARES TR CORE TOTAL USD 46434V613 1522 28981 SH OTR 0 6770 22211 ISHARES TR CORE S&P500 ETF 464287200 352 1362 SH OTR 0 1362 0 JP MORGAN EXCHANGE TRADED FD US AGGREGATE 46641Q613 2752 101936 SH SOLE 0 0 101936 JP MORGAN EXCHANGE TRADED FD US AGGREGATE 46641Q613 8004 296431 SH OTR 0 82440 213992 J P MORGAN EXCHANGE-TRADED F CORP BD RESCH 46641Q449 155 2923 SH SOLE 0 0 2923 J P MORGAN EXCHANGE-TRADED F CORP BD RESCH 46641Q449 83 1562 SH OTR 0 200 1362 JP MORGAN EXCHANGE TRADED FD DIV RTN EM EQT 46641Q308 559 14092 SH SOLE 0 0 14092 JP MORGAN EXCHANGE TRADED FD DIV RTN EM EQT 46641Q308 1400 35262 SH OTR 0 28180 7082 JP MORGAN EXCHANGE TRADED FD DCPLND HG YLD 46641Q878 133 3008 SH SOLE 0 0 3008 JP MORGAN EXCHANGE TRADED FD DCPLND HG YLD 46641Q878 1171 26426 SH OTR 0 6063 20363 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 1073 24813 SH SOLE 0 0 24813 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 3556 82229 SH OTR 0 68124 14105 JP MORGAN EXCHANGE TRADED FD DIVERSFED RTRN 46641Q886 424 8515 SH SOLE 0 0 8515 JP MORGAN EXCHANGE TRADED FD DIVERSFED RTRN 46641Q886 3616 72571 SH OTR 0 66702 5869 JP MORGAN EXCHANGE TRADED FD DIVERSFD EQT ETF 46641Q845 284 13195 SH SOLE 0 0 13195 JP MORGAN EXCHANGE TRADED FD DIVERSFD EQT ETF 46641Q845 2182 101261 SH OTR 0 91348 9913 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 2671 45549 SH SOLE 0 0 45549 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 1267 21601 SH OTR 0 2309 19292 NORTHERN LTS FD TR III HCM DEFEN 500 66538R730 300 13291 SH OTR 0 13291 0 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 16 318 SH SOLE 0 0 318 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 3232 63375 SH OTR 0 47941 15434 ISHARES TR MBS ETF 464288588 153 1387 SH SOLE 0 0 1387 ISHARES TR MBS ETF 464288588 337 3055 SH OTR 0 3018 37 GLOBAL X FDS GLBL X MLP ETF 37950E473 44 14000 SH OTR 0 14000 0 MICROSOFT CORP COM 594918104 230 1458 SH OTR 0 1458 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 25 523 SH SOLE 0 0 523 ISHARES US ETF TR SHT MAT BD ETF 46431W507 8173 168551 SH OTR 0 93645 74906 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 46138J619 69 2635 SH SOLE 0 0 2635 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 46138J619 3900 149884 SH OTR 0 143315 6569 OSI ETF TR OSHARS FTSE US 67110P407 8 269 SH SOLE 0 0 269 OSI ETF TR OSHARS FTSE US 67110P407 1763 60746 SH OTR 0 46689 14057 INVESCO ACTIVELY MANAGD ETF OPTIMUM YIELD 46090F100 18 1557 SH SOLE 0 0 1557 INVESCO ACTIVELY MANAGD ETF OPTIMUM YIELD 46090F100 1335 112964 SH OTR 0 92098 20866 ISHARES TR PFD AND INCM SEC 464288687 132 4140 SH SOLE 0 0 4140 ISHARES TR PFD AND INCM SEC 464288687 86 2698 SH OTR 0 2698 0 GLOBAL X FDS US PFD ETF 37954Y657 14 657 SH SOLE 0 0 657 GLOBAL X FDS US PFD ETF 37954Y657 260 11897 SH OTR 0 11712 185 SPDR INDEX SHS FDS MSCI EAFE STRTGC 78463X434 1019 19074 SH OTR 0 4179 14895 SPDR INDEX SHS FDS MSCI EMRG MKTS 78463X426 540 11551 SH OTR 0 2773 8778 NORTHERN LTS FD TR III HCM DEFND 100 66538R748 322 12772 SH OTR 0 12772 0 INVESCO QQQ TR UNIT SER 1 46090E103 11 58 SH SOLE 0 0 58 INVESCO QQQ TR UNIT SER 1 46090E103 2752 14456 SH OTR 0 11332 3124 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 9 492 SH SOLE 0 0 492 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 343 17809 SH OTR 0 17809 0 FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV 33738R506 434 16947 SH OTR 0 388 16559 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 546 16245 SH OTR 0 16245 0 RAYTHEON CO COM NEW 755111507 239 2529 SH OTR 0 2529 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 78 2395 SH SOLE 0 0 2395 SCHWAB STRATEGIC TR US REIT ETF 808524847 901 27525 SH OTR 0 25906 1619 SCHWAB STRATEGIC TR US TIPS ETF 808524870 137 2376 SH SOLE 0 0 2376 SCHWAB STRATEGIC TR US TIPS ETF 808524870 366 6361 SH OTR 0 6361 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 1253 41460 SH OTR 0 40215 1245 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1151 48059 SH OTR 0 36834 11225 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 10 340 SH SOLE 0 0 340 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2741 96296 SH OTR 0 74539 21757 SPDR SERIES TRUST PORTFLI TIPS ETF 78464A656 268 9239 SH OTR 0 8312 927 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 1127 37259 SH OTR 0 7524 29735 SPDR SERIES TRUST PORTFLI MORTGAGE 78464A383 242 9081 SH OTR 0 6343 2738 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 950 43518 SH OTR 0 19486 24032 SPDR SERIES TRUST PORTFLI INTRMDIT 78464A672 222 6695 SH OTR 0 4927 1768 SPDR SERIES TRUST PORTFOLIO SH TSR 848916102 77 2500 SH SOLE 0 0 2500 SPDR SERIES TRUST PORTFOLIO SH TSR 848916102 147 4788 SH OTR 0 2321 2467 SPDR S&P 500 ETF TR TR UNIT 78462F103 1620 6284 SH OTR 0 4967 1317 SPDR SER TR PRTFLO S&P500 GW 78464A409 274 7678 SH OTR 0 7678 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 11 442 SH SOLE 0 0 442 SPDR SER TR PRTFLO S&P500 VL 78464A508 273 10583 SH OTR 0 10583 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1994 49839 SH OTR 0 15958 33881 ISHARES TR TIPS BD ETF 464287176 426 3610 SH OTR 0 3610 0 US FOODS HLDG CORP COM 912008109 583 32900 SH OTR 0 32900 0 ISHARES TR MIN VOL USA ETF 46429B697 11 205 SH SOLE 0 0 205 ISHARES TR MIN VOL USA ETF 46429B697 2560 47406 SH OTR 0 37231 10176 UNITED STATES OIL FUND LP UNITS 91232N108 51 12030 SH OTR 0 12030 0 ISHARES TR CRE U S REIT ETF 464288521 427 10904 SH OTR 0 3782 7122 VANGUARD WORLD FDS INF TECH ETF 92204A702 7 33 SH SOLE 0 0 33 VANGUARD WORLD FDS INF TECH ETF 92204A702 256 1206 SH OTR 0 1206 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 24 99 SH SOLE 0 0 99 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5402 22810 SH OTR 0 17562 5248 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2 34 SH SOLE 0 0 34 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 608 11158 SH OTR 0 10902 256 SSGA ACTIVE TR SPDR SSGA US SCT 78470P408 1203 43080 SH OTR 0 33434 9646 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 6 64 SH SOLE 0 0 64 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 382 4310 SH OTR 0 4179 131