0001593324-20-000004.txt : 20200814 0001593324-20-000004.hdr.sgml : 20200814 20200814134043 ACCESSION NUMBER: 0001593324-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penserra Capital Management LLC CENTRAL INDEX KEY: 0001593324 IRS NUMBER: 270159296 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17117 FILM NUMBER: 201103758 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 100-A CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 646-459-0581 MAIL ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 100-A CITY: ORINDA STATE: CA ZIP: 94563 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001593324 XXXXXXXX 06-30-2020 06-30-2020 Penserra Capital Management LLC
4 ORINDA WAY SUITE 100-A ORINDA CA 94563
13F COMBINATION REPORT 028-17117 0000919160 GUINNESS ATKINSON FUNDS N
Matthew Tobin Compliance Officer 3125867332 Matthew R Tobin Chicaago IL 08-14-2020 8 1220 1939249 false 1 0001457320 EXCHANGE TRADED CONCEPTS, LLC 2 0001599368 Innovator Management LLC 3 0001633061 Amplify ETF Trust 4 0001723585 Salt Financial, LLC 5 0001732541 Defiance ETFs, LLC 6 0001748860 Beyond Advisors IC 7 0001727398 Procure ETF Trust II 8 0001756985 Hoya Capital Real Estate, LLC
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INC COM 58933Y105 83 1079 SH DFND 4 0 0 1079 METLIFE INC COM 59156R108 109 3009 SH DFND 4 0 0 3009 MICROCHIP TECHNOLOGY INC. COM 595017104 118 1122 SH DFND 4 0 0 1122 MICRON TECHNOLOGY INC COM 595112103 117 2278 SH DFND 4 0 0 2278 MOLSON COORS BEVERAGE CO CL B 60871R209 74 2171 SH DFND 4 0 0 2171 MONDELEZ INTL INC CL A 609207105 83 1625 SH DFND 4 0 0 1625 MOSAIC CO NEW COM 61945C103 105 8432 SH DFND 4 0 0 8432 MOTOROLA SOLUTIONS INC COM NEW 620076307 81 585 SH DFND 4 0 0 585 NATIONAL OILWELL VARCO INC COM 637071101 105 8653 SH DFND 4 0 0 8653 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 108 14569 SH DFND 4 0 0 14569 NEW YORK TIMES CO CL A 650111107 85 2028 SH DFND 4 0 0 2028 NIKE INC CL B 654106103 82 845 SH DFND 4 0 0 845 NUTANIX INC CL A 67059N108 117 4964 SH DFND 4 0 0 4964 OCCIDENTAL PETE CORP COM 674599105 110 6035 SH DFND 4 0 0 6035 ON SEMICONDUCTOR CORP COM 682189105 115 5831 SH DFND 4 0 0 5831 ONEOK INC NEW COM 682680103 108 3281 SH DFND 4 0 0 3281 ORACLE CORP COM 68389X105 87 1586 SH DFND 4 0 0 1586 PPL CORP COM 69351T106 80 3120 SH DFND 4 0 0 3120 PVH CORPORATION COM 693656100 107 2244 SH DFND 4 0 0 2244 PEOPLES UNITED FINANCIAL INC COM 712704105 105 9078 SH DFND 4 0 0 9078 PEPSICO INC COM 713448108 84 637 SH DFND 4 0 0 637 PERFORMANCE FOOD GROUP CO COM 71377A103 122 4216 SH DFND 4 0 0 4216 PFIZER INC COM 717081103 79 2444 SH DFND 4 0 0 2444 PHILIP MORRIS INTL INC COM 718172109 82 1183 SH DFND 4 0 0 1183 PINNACLE WEST CAP CORP COM 723484101 80 1092 SH DFND 4 0 0 1092 PLANET FITNESS INC CL A 72703H101 100 1666 SH DFND 4 0 0 1666 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 111 2686 SH DFND 4 0 0 2686 PROCTER AND GAMBLE CO COM 742718109 85 715 SH DFND 4 0 0 715 PROGRESSIVE CORP OHIO COM 743315103 86 1079 SH DFND 4 0 0 1079 PRUDENTIAL FINL INC COM 744320102 107 1768 SH DFND 4 0 0 1768 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 81 1664 SH DFND 4 0 0 1664 PURE STORAGE INC CL A 74624M102 121 7021 SH DFND 4 0 0 7021 RADIAN GROUP INC COM 750236101 107 6919 SH DFND 4 0 0 6919 REGIONS FINANCIAL CORP NEW COM 7591EP100 105 9452 SH DFND 4 0 0 9452 REPUBLIC SVCS INC COM 760759100 83 1014 SH DFND 4 0 0 1014 RESMED INC COM 761152107 97 507 SH DFND 4 0 0 507 ROLLINS INC COM 775711104 84 2002 SH DFND 4 0 0 2002 SABRA HEALTH CARE REIT INC COM 78573L106 109 7599 SH DFND 4 0 0 7599 SCHLUMBERGER LTD COM 806857108 108 5916 SH DFND 4 0 0 5916 SERVICE CORP INTL COM 817565104 84 2171 SH DFND 4 0 0 2171 SOUTHERN CO COM 842587107 76 1482 SH DFND 4 0 0 1482 SOUTHWEST AIRLS CO COM 844741108 105 3094 SH DFND 4 0 0 3094 SQUARE INC CL A 852234103 135 1292 SH DFND 4 0 0 1292 SYNOVUS FINL CORP COM NEW 87161C501 103 5049 SH DFND 4 0 0 5049 SYNCHRONY FINANCIAL COM 87165B103 102 4624 SH DFND 4 0 0 4624 T-MOBILE US INC COM 872590104 83 806 SH DFND 4 0 0 806 TAPESTRY INC COM 876030107 102 7735 SH DFND 4 0 0 7735 TEXTRON INC COM 883203101 108 3298 SH DFND 4 0 0 3298 THE TRADE DESK INC COM CL A 88339J105 131 323 SH DFND 4 0 0 323 TOLL BROTHERS INC COM 889478103 113 3485 SH DFND 4 0 0 3485 TRUIST FINL CORP COM 89832Q109 105 2805 SH DFND 4 0 0 2805 UBER TECHNOLOGIES INC COM 90353T100 107 3451 SH DFND 4 0 0 3451 UMPQUA HLDGS CORP COM 904214103 100 9435 SH DFND 4 0 0 9435 UNION PAC CORP COM 907818108 83 494 SH DFND 4 0 0 494 UNITED AIRLS HLDGS INC COM 910047109 97 2805 SH DFND 4 0 0 2805 UNITEDHEALTH GROUP INC COM 91324P102 84 286 SH DFND 4 0 0 286 UNUM GROUP COM 91529Y106 108 6562 SH DFND 4 0 0 6562 VALERO ENERGY CORP COM 91913Y100 103 1768 SH DFND 4 0 0 1768 VALLEY NATL BANCORP COM 919794107 110 14127 SH DFND 4 0 0 14127 VERIZON COMMUNICATIONS INC COM 92343V104 80 1456 SH DFND 4 0 0 1456 VIACOMCBS INC CL B 92556H206 113 4879 SH DFND 4 0 0 4879 WEC ENERGY GROUP INC COM 92939U106 79 910 SH DFND 4 0 0 910 WASTE MGMT INC DEL COM 94106L109 83 793 SH DFND 4 0 0 793 WESTERN DIGITAL CORP. COM 958102105 114 2601 SH DFND 4 0 0 2601 WESTERN UN CO COM 959802109 79 3666 SH DFND 4 0 0 3666 WEYERHAEUSER CO MTN BE COM NEW 962166104 114 5100 SH DFND 4 0 0 5100 WYNN RESORTS LTD COM 983134107 89 1207 SH DFND 4 0 0 1207 XCEL ENERGY INC COM 98389B100 80 1287 SH DFND 4 0 0 1287 XEROX HOLDINGS CORP COM NEW 98421M106 99 6477 SH DFND 4 0 0 6477 YUM BRANDS INC COM 988498101 79 910 SH DFND 4 0 0 910 ZOETIS INC CL A 98978V103 83 611 SH DFND 4 0 0 611 AMDOCS LTD SHS G02602103 6345 104222 SH DFND 5 0 0 104222 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 398 1857 SH DFND 5 0 0 1857 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 9031 257590 SH DFND 5 0 0 257590 SEAGATE TECHNOLOGY PLC SHS G7945M107 337 6981 SH DFND 5 0 0 6981 ALLOT LTD SHS M0854Q105 1756 167749 SH DFND 5 0 0 167749 RADWARE LTD ORD M81873107 1803 76438 SH DFND 5 0 0 76438 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 351 18393 SH DFND 5 0 0 18393 NXP SEMICONDUCTORS N V COM N6596X109 18910 165821 SH DFND 5 0 0 165821 AT&T INC COM 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11511 BROOKS AUTOMATION INC NEW COM 114340102 388 8772 SH DFND 5 0 0 8772 CSG SYS INTL INC COM 126349109 1593 38501 SH DFND 5 0 0 38501 CTS CORP COM 126501105 1682 83943 SH DFND 5 0 0 83943 CADENCE DESIGN SYSTEM INC COM 127387108 396 4134 SH DFND 5 0 0 4134 CALIX INC COM 13100M509 1960 131598 SH DFND 5 0 0 131598 CENTURYLINK INC COM 156700106 2241 223498 SH DFND 5 0 0 223498 CERENCE INC COM 156727109 392 9614 SH DFND 5 0 0 9614 CEVA INC COM 157210105 2314 61843 SH DFND 5 0 0 61843 CHARTER COMMUNICATIONS INC N CL A 16119P108 8368 16408 SH DFND 5 0 0 16408 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 4820 143307 SH DFND 5 0 0 143307 CIENA CORP COM NEW 171779309 3914 72272 SH DFND 5 0 0 72272 CISCO SYS INC COM 17275R102 3540 75919 SH DFND 5 0 0 75919 CIRRUS LOGIC INC COM 172755100 336 5445 SH DFND 5 0 0 5445 CLOUDERA INC COM 18914U100 444 34944 SH DFND 5 0 0 34944 COGNEX CORP COM 192422103 400 6711 SH DFND 5 0 0 6711 COMMSCOPE HLDG CO INC COM 20337X109 1720 206545 SH DFND 5 0 0 206545 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 1864 110362 SH DFND 5 0 0 110362 CORESITE RLTY CORP COM 21870Q105 2009 16598 SH DFND 5 0 0 16598 CORNING INC COM 219350105 2718 104968 SH DFND 5 0 0 104968 CROWN CASTLE INTL CORP NEW COM 22822V101 6626 39597 SH DFND 5 0 0 39597 CYRUSONE INC COM 23283R100 2041 28057 SH DFND 5 0 0 28057 DELL TECHNOLOGIES INC CL C 24703L202 3794 69059 SH DFND 5 0 0 69059 DIGITAL RLTY TR INC COM 253868103 3015 21218 SH DFND 5 0 0 21218 EQUINIX INC COM 29444U700 5959 8485 SH DFND 5 0 0 8485 ERICSSON ADR B SEK 10 294821608 16018 1722422 SH DFND 5 0 0 1722422 EXTREME NETWORKS INC COM 30226D106 1911 440490 SH DFND 5 0 0 440490 FLIR SYS INC COM 302445101 326 8040 SH DFND 5 0 0 8040 F5 NETWORKS INC COM 315616102 5749 41221 SH DFND 5 0 0 41221 GCI LIBERTY INC COM CLASS A 36164V305 2026 28494 SH DFND 5 0 0 28494 GDS HLDGS LTD SPONSORED ADS 36165L108 2653 33312 SH DFND 5 0 0 33312 HP INC COM 40434L105 399 22940 SH DFND 5 0 0 22940 HEWLETT PACKARD ENTERPRISE C COM 42824C109 3303 339468 SH DFND 5 0 0 339468 HONEYWELL INTL INC COM 438516106 350 2421 SH DFND 5 0 0 2421 IPG PHOTONICS CORP COM 44980X109 1958 12208 SH DFND 5 0 0 12208 INFINERA CORP COM 45667G103 2198 371379 SH DFND 5 0 0 371379 INSEEGO CORP COM 45782B104 2189 188784 SH DFND 5 0 0 188784 INTEL CORP COM 458140100 3738 62485 SH DFND 5 0 0 62485 INTERDIGITAL INC COM 45867G101 2015 35589 SH DFND 5 0 0 35589 INTERNATIONAL BUSINESS MACHS COM 459200101 353 2927 SH DFND 5 0 0 2927 JUNIPER NETWORKS INC COM 48203R104 2626 114876 SH DFND 5 0 0 114876 KLA CORP COM NEW 482480100 393 2025 SH DFND 5 0 0 2025 KT CORP SPONSORED ADR 48268K101 1844 189337 SH DFND 5 0 0 189337 KEYSIGHT TECHNOLOGIES INC COM 49338L103 10506 104249 SH DFND 5 0 0 104249 LAM RESEARCH CORP COM 512807108 417 1292 SH DFND 5 0 0 1292 LATTICE SEMICONDUCTOR CORP COM 518415104 2599 91567 SH DFND 5 0 0 91567 LIMELIGHT NETWORKS INC COM 53261M104 2827 384154 SH DFND 5 0 0 384154 LOCKHEED MARTIN CORP COM 539830109 340 934 SH DFND 5 0 0 934 LUMENTUM HLDGS INC COM 55024U109 2115 25978 SH DFND 5 0 0 25978 MKS INSTRS INC COM 55306N104 377 3336 SH DFND 5 0 0 3336 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 1988 57885 SH DFND 5 0 0 57885 MAXIM INTEGRATED PRODS INC COM 57772K101 9506 156846 SH DFND 5 0 0 156846 MAXAR TECHNOLOGIES INC COM 57778K105 2016 112305 SH DFND 5 0 0 112305 MICROSOFT CORP COM 594918104 420 2064 SH DFND 5 0 0 2064 MICROSTRATEGY INC CL A NEW 594972408 356 3011 SH DFND 5 0 0 3011 MICROCHIP TECHNOLOGY INC. COM 595017104 371 3531 SH DFND 5 0 0 3531 MICRON TECHNOLOGY INC COM 595112103 379 7367 SH DFND 5 0 0 7367 NATIONAL INSTRS CORP COM 636518102 2629 67937 SH DFND 5 0 0 67937 NEOPHOTONICS CORP COM 64051T100 1769 199305 SH DFND 5 0 0 199305 NETSCOUT SYS INC COM 64115T104 1748 68408 SH DFND 5 0 0 68408 NOKIA CORP SPONSORED ADR 654902204 11823 2687112 SH DFND 5 0 0 2687112 NORTHROP GRUMMAN CORP COM 666807102 345 1123 SH DFND 5 0 0 1123 NUANCE COMMUNICATIONS INC COM 67020Y100 427 16877 SH DFND 5 0 0 16877 NVIDIA CORPORATION COM 67066G104 4261 11218 SH DFND 5 0 0 11218 ON SEMICONDUCTOR CORP COM 682189105 394 19896 SH DFND 5 0 0 19896 ONTO INNOVATION INC COM 683344105 373 10972 SH DFND 5 0 0 10972 ORACLE CORP COM 68389X105 394 7139 SH DFND 5 0 0 7139 ORANGE SPONSORED ADR 684060106 3276 275364 SH DFND 5 0 0 275364 QTS RLTY TR INC COM CL A 74736A103 1953 30482 SH DFND 5 0 0 30482 QORVO INC COM 74736K101 6778 61327 SH DFND 5 0 0 61327 QUALCOMM INC COM 747525103 19257 211134 SH DFND 5 0 0 211134 RAYTHEON TECHNOLOGIES CORP COM ADDED 75513E101 344 5591 SH DFND 5 0 0 5591 RIBBON COMMUNICATIONS INC COM 762544104 1593 405554 SH DFND 5 0 0 405554 SBA COMMUNICATIONS CORP NEW CL A 78410G104 3095 10392 SH DFND 5 0 0 10392 SK TELECOM LTD SPONSORED ADR 78440P108 1985 102759 SH DFND 5 0 0 102759 SIERRA WIRELESS INC COM 826516106 1676 186685 SH DFND 5 0 0 186685 SKYWORKS SOLUTIONS INC COM 83088M102 9601 75097 SH DFND 5 0 0 75097 SPLUNK INC COM 848637104 413 2080 SH DFND 5 0 0 2080 STMICROELECTRONICS N V NY REGISTRY 861012102 374 13671 SH DFND 5 0 0 13671 SYNAPTICS INC COM 87157D109 335 5586 SH DFND 5 0 0 5586 SYNOPSYS INC COM 871607107 403 2068 SH DFND 5 0 0 2068 T-MOBILE US INC COM 872590104 2669 25636 SH DFND 5 0 0 25636 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 394 6952 SH DFND 5 0 0 6952 TALEND S A ADS 874224207 362 10467 SH DFND 5 0 0 10467 TERADATA CORP DEL COM 88076W103 361 17359 SH DFND 5 0 0 17359 TERADYNE INC COM 880770102 435 5156 SH DFND 5 0 0 5156 TEXAS INSTRS INC COM 882508104 372 2934 SH DFND 5 0 0 2934 II-VI INC COM 902104108 1837 38924 SH DFND 5 0 0 38924 UBIQUITI INC COM 90353W103 1944 11139 SH DFND 5 0 0 11139 ULTRA CLEAN HLDGS INC COM 90385V107 369 16332 SH DFND 5 0 0 16332 UNITI GROUP INC COM 91325V108 1978 211580 SH DFND 5 0 0 211580 VERIZON COMMUNICATIONS INC COM 92343V104 10283 186530 SH DFND 5 0 0 186530 VIAVI SOLUTIONS INC COM 925550105 2379 186799 SH DFND 5 0 0 186799 VMWARE INC CL A COM 928563402 3811 24613 SH DFND 5 0 0 24613 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 5571 349529 SH DFND 5 0 0 349529 WESTERN DIGITAL CORP. COM 958102105 362 8207 SH DFND 5 0 0 8207 XILINX INC COM 983919101 13714 139391 SH DFND 5 0 0 139391 AFYA LTD CL A COM G01125106 139 5936 SH SOLE 0 0 5936 DESPEGAR COM CORP ORD SHS G27358103 79 11087 SH SOLE 0 0 11087 PAGSEGURO DIGITAL LTD COM CL A G68707101 1189 33655 SH SOLE 0 0 33655 SINA CORP ORD G81477104 387 10783 SH SOLE 0 0 10783 STONECO LTD COM CL A G85158106 1027 26514 SH SOLE 0 0 26514 YANDEX N V SHS CLASS A N97284108 2632 52630 SH SOLE 0 0 52630 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 126 8231 SH SOLE 0 0 8231 AKERNA CORP COM 00973W102 392 44634 SH SOLE 0 0 44634 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 7540 34956 SH SOLE 0 0 34956 AMYRIS INC COM NEW 03236M200 1007 235984 SH SOLE 0 0 235984 AUTOHOME INC SP ADR RP CL A 05278C107 941 12465 SH SOLE 0 0 12465 BAIDU INC SPON ADR REP A 056752108 4591 38297 SH SOLE 0 0 38297 BAOZUN INC SPONSORED ADR 06684L103 120 3137 SH SOLE 0 0 3137 BILIBILI INC SPONS ADS REP Z 090040106 1646 35539 SH SOLE 0 0 35539 BITAUTO HLDGS LTD SPONSORED ADS 091727107 128 8097 SH SOLE 0 0 8097 CBDMD INC COM 12482W101 246 129172 SH SOLE 0 0 129172 CARA THERAPEUTICS INC COM 140755109 947 55427 SH SOLE 0 0 55427 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 989 117992 SH SOLE 0 0 117992 DOUYU INTERNATIONAL HLDNGS L SPONSORED ADS 25985W105 170 14813 SH SOLE 0 0 14813 58 COM INC SPON ADR REP A 31680Q104 869 16127 SH SOLE 0 0 16127 51JOB INC SPONSORED ADS 316827104 545 7595 SH SOLE 0 0 7595 FINVOLUTION GROUP SPONSORED ADS 31810T101 49 27230 SH SOLE 0 0 27230 FUTU HLDGS LTD SPON ADS CL A 36118L106 178 7531 SH SOLE 0 0 7531 GW PHARMACEUTICALS PLC ADS 36197T103 881 7181 SH SOLE 0 0 7181 GSX TECHEDU INC SPONSORED ADS 36257Y109 1011 16855 SH SOLE 0 0 16855 GROWGENERATION CORP COM 39986L109 714 104447 SH SOLE 0 0 104447 HEADHUNTER GROUP PLC SPONSORED ADS 42207L106 123 5271 SH SOLE 0 0 5271 HUYA INC ADS REP SHS A 44852D108 67 3603 SH SOLE 0 0 3603 INNOVATIVE INDL PPTYS INC COM 45781V101 946 10750 SH SOLE 0 0 10750 IQIYI INC SPONSORED ADS 46267X108 538 23209 SH SOLE 0 0 23209 JOYY INC ADS REPSTG COM A 46591M109 553 6253 SH SOLE 0 0 6253 JD.COM INC SPON ADR CL A 47215P106 4516 75054 SH SOLE 0 0 75054 JUMIA TECHNOLOGIES AG SPONSORED ADS 48138M105 47 8704 SH SOLE 0 0 8704 KINGSOFT CLOUD HLDGS LTD ADS ADDED 49639K101 1213 38511 SH SOLE 0 0 38511 LEXINFINTECH HLDGS LTD ADR 528877103 196 18458 SH SOLE 0 0 18458 MERCADOLIBRE INC COM 58733R102 6287 6378 SH SOLE 0 0 6378 MOMO INC ADR 60879B107 461 26374 SH SOLE 0 0 26374 NETEASE INC SPONSORED ADS 64110W102 4572 10648 SH SOLE 0 0 10648 NEW AGE BEVERAGES CORP COM 64157V108 498 326112 SH SOLE 0 0 326112 PINDUODUO INC SPONSORED ADS 722304102 6399 74556 SH SOLE 0 0 74556 QIWI PLC SPON ADR REP B 74735M108 151 8770 SH SOLE 0 0 8770 QUDIAN INC ADR 747798106 49 29357 SH SOLE 0 0 29357 QUTOUTIAO INC ADS REP SHS A 74915J107 90 30244 SH SOLE 0 0 30244 SCOTTS MIRACLE GRO CO CL A 810186106 826 6149 SH SOLE 0 0 6149 SEA LTD SPONSORED ADS 81141R100 2421 22584 SH SOLE 0 0 22584 SO YOUNG 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