0001593324-18-000002.txt : 20180207 0001593324-18-000002.hdr.sgml : 20180207 20180207132839 ACCESSION NUMBER: 0001593324-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 EFFECTIVENESS DATE: 20180207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penserra Capital Management LLC CENTRAL INDEX KEY: 0001593324 IRS NUMBER: 270159296 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17117 FILM NUMBER: 18580343 BUSINESS ADDRESS: STREET 1: 140 BROADWAY STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-459-0581 MAIL ADDRESS: STREET 1: 140 BROADWAY STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001593324 XXXXXXXX 12-31-2017 12-31-2017 Penserra Capital Management LLC

140 BROADWAY 46TH FLOOR NEW YORK NY 10005

13F COMBINATION REPORT 028-17117 0001680365 SL ADVISORS, LLC N Anthony Castelli 646-459-0581 Anthony Castelli New York NY 02-07-2018 3 425 759786 false 1 0001457320 EXCHANGE TRADED CONCEPTS, LLC 2 0001599368 Innovator Management LLC 3 0001633061 Amplify ETF Trust INFORMATION TABLE 2 2017-12-31_13F_2.xml 2017-12-31_13F ALLERGAN PLC SHS G0177J108 148 910 SH DFND 1 0 0 910 AMDOCS LTD SHS G02602103 311 4760 SH DFND 1 0 0 4760 ARRIS INTL INC SHS G0551A103 21 846 SH DFND 1 0 0 846 DESPEGAR COM CORP ORD SHS G27358103 900 32762 SH DFND 1 0 0 32762 EATON CORP PLC SHS G29183103 276 3500 SH DFND 1 0 0 3500 ESSENT GROUP LTD COM G3198U102 23 532 SH DFND 1 0 0 532 GENPACT LIMITED SHS G3922B107 24 760 SH DFND 1 0 0 760 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 24 645 SH DFND 1 0 0 645 INGERSOLL-RAND PLC SHS G47791101 324 3640 SH DFND 1 0 0 3640 INVESCO LTD SHS G491BT108 294 8070 SH DFND 1 0 0 8070 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 24 1126 SH DFND 1 0 0 1126 MICHAEL KORS HLDGS LTD SHS 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FOODS INC CL A 902494103 1399 17268 SH DFND 2 0 0 17268 UNIVERSAL DISPLAY CORP COM 91347P105 9385 54361 SH DFND 2 0 0 54361 VANECK VECTORS ETF TR RARE EARTH STRAT 92189F742 2131 70833 SH DFND 2 0 0 70833 VANECK VECTORS ETF TR VIETNAM ETF 92189F817 2131 119196 SH DFND 2 0 0 119196 WINNEBAGO INDS INC COM 974637100 9983 179565 SH DFND 2 0 0 179565 YY INC ADS REPCOM CLA 98426T106 9842 87055 SH DFND 2 0 0 87055 MEDTRONIC PLC SHS G5960L103 355 4404 SH DFND 3 0 0 4404 CIMPRESS N V SHS EURO N20146101 2291 19118 SH DFND 3 0 0 19118 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 2500 83758 SH DFND 3 0 0 83758 AT&T INC COM 00206R102 394 10153 SH DFND 3 0 0 10153 ABERDEEN INCOME CR STRATEGIE COM ADDED 003057106 183 13044 SH DFND 3 0 0 13044 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2143 12434 SH DFND 3 0 0 12434 AMAZON COM INC COM 023135106 5547 4744 SH DFND 3 0 0 4744 AMERICAN EXPRESS CO COM 025816109 659 6643 SH DFND 3 0 0 6643 ANDEAVOR LOGISTICS LP COM UNIT LP INT 03350F106 54 1170 SH DFND 3 0 0 1170 APOLLO SR FLOATING RATE FD I COM 037636107 94 5840 SH DFND 3 0 0 5840 APPLE INC COM 037833100 685 4050 SH DFND 3 0 0 4050 BLACKROCK FLOATING RATE INCO COM 091941104 57 4134 SH DFND 3 0 0 4134 BLACKROCK FLOAT RATE OME STR COM 09255X100 102 7428 SH DFND 3 0 0 7428 BLACKSTONE GSO FLTING RTE FU COM 09256U105 78 4346 SH DFND 3 0 0 4346 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 142 8976 SH DFND 3 0 0 8976 BOEING CO COM 097023105 708 2401 SH DFND 3 0 0 2401 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 55 1130 SH DFND 3 0 0 1130 CME GROUP INC COM CL A 12572Q105 518 3549 SH DFND 3 0 0 3549 CVR REFNG LP COMUNIT REP LT 12663P107 67 4058 SH DFND 3 0 0 4058 CARVANA CO CL A 146869102 7181 375613 SH DFND 3 0 0 375613 CATERPILLAR INC DEL COM 149123101 797 5062 SH DFND 3 0 0 5062 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 55 1882 SH DFND 3 0 0 1882 CHEVRON CORP NEW COM 166764100 656 5242 SH DFND 3 0 0 5242 COPART INC COM 217204106 6264 145044 SH DFND 3 0 0 145044 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 53 2078 SH DFND 3 0 0 2078 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 2165 49096 SH DFND 3 0 0 49096 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 53 1472 SH DFND 3 0 0 1472 DOMINION ENERGY INC COM 25746U109 357 4410 SH DFND 3 0 0 4410 DOWDUPONT INC COM 26078J100 369 5191 SH DFND 3 0 0 5191 EATON VANCE SR INCOME TR SH BEN INT 27826S103 92 14194 SH DFND 3 0 0 14194 EATON VANCE FLTING RATE INC COM 278279104 83 5834 SH DFND 3 0 0 5834 EATON VANCE SR FLTNG RTE TR COM 27828Q105 95 6626 SH DFND 3 0 0 6626 EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 83 5142 SH DFND 3 0 0 5142 EBAY INC COM 278642103 5314 140831 SH DFND 3 0 0 140831 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 51 3714 SH DFND 3 0 0 3714 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 52 3938 SH DFND 3 0 0 3938 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 56 3288 SH DFND 3 0 0 3288 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 57 3194 SH DFND 3 0 0 3194 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 29336U107 52 3432 SH DFND 3 0 0 3432 ETSY INC COM 29786A106 6509 318333 SH DFND 3 0 0 318333 EXPEDIA INC DEL COM NEW 30212P303 5152 43024 SH DFND 3 0 0 43024 FIRST TR SR FLG RTE INCM FD COM 33733U108 116 9018 SH DFND 3 0 0 9018 GENESIS ENERGY L P UNIT LTD PARTN 371927104 52 2364 SH DFND 3 0 0 2364 GOLDMAN SACHS GROUP INC COM 38141G104 596 2340 SH DFND 3 0 0 2340 GROUPON INC COM 399473107 4933 967260 SH DFND 3 0 0 967260 GRUBHUB INC COM 400110102 6096 84911 SH DFND 3 0 0 84911 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 51 1578 SH DFND 3 0 0 1578 HOME DEPOT INC COM 437076102 705 3723 SH DFND 3 0 0 3723 IAC INTERACTIVECORP COM 44919P508 4999 40884 SH DFND 3 0 0 40884 INVESCO SR INCOME TR COM 46131H107 102 23248 SH DFND 3 0 0 23248 INVESCO DYNAMIC CR OPP FD COM 46132R104 174 14892 SH DFND 3 0 0 14892 JPMORGAN CHASE & CO COM 46625H100 625 5850 SH DFND 3 0 0 5850 JD COM INC SPON ADR CL A 47215P106 2455 59290 SH DFND 3 0 0 59290 JOHNSON & JOHNSON COM 478160104 608 4353 SH DFND 3 0 0 4353 LANDS END INC NEW COM 51509F105 9136 467354 SH DFND 3 0 0 467354 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 5744 235241 SH DFND 3 0 0 235241 MCDONALDS CORP COM 580135101 652 3792 SH DFND 3 0 0 3792 MERCADOLIBRE INC COM 58733R102 2679 8516 SH DFND 3 0 0 8516 MICROSOFT CORP COM 594918104 379 4432 SH DFND 3 0 0 4432 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 53 3798 SH DFND 3 0 0 3798 NETFLIX INC COM 64110L106 5067 26400 SH DFND 3 0 0 26400 NUSTAR ENERGY LP UNIT COM 67058H102 52 1764 SH DFND 3 0 0 1764 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 110 9690 SH DFND 3 0 0 9690 NUVEEN SR INCOME FD COM 67067Y104 87 13508 SH DFND 3 0 0 13508 NUTRI SYS INC NEW COM 67069D108 5555 105620 SH DFND 3 0 0 105620 NUVEEN FLOATING RATE INCOME COM 67072T108 86 7678 SH DFND 3 0 0 7678 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 185 22572 SH DFND 3 0 0 22572 NUVEEN SHT DUR CR OPP FD COM 67074X107 99 6006 SH DFND 3 0 0 6006 FLWS/1-800 FLOWERS CL A 68243Q106 5948 555922 SH DFND 3 0 0 555922 OVERSTOCK COM INC DEL COM 690370101 7574 118542 SH DFND 3 0 0 118542 PAYPAL HLDGS INC COM 70450Y103 5297 71955 SH DFND 3 0 0 71955 PEPSICO INC COM 713448108 399 3335 SH DFND 3 0 0 3335 PETMED EXPRESS INC COM 716382106 6572 144448 SH DFND 3 0 0 144448 PIONEER FLOATING RATE TR COM 72369J102 114 9974 SH DFND 3 0 0 9974 PRICELINE GRP INC COM NEW 741503403 4839 2785 SH DFND 3 0 0 2785 PROCTER AND GAMBLE CO COM 742718109 358 3903 SH DFND 3 0 0 3903 SHOPIFY INC CL A 82509L107 2330 23072 SH DFND 3 0 0 23072 SHUTTERFLY INC COM 82568P304 6403 128714 SH DFND 3 0 0 128714 SPECTRA ENERGY PARTNERS LP COM 84756N109 50 1286 SH DFND 3 0 0 1286 STAMPS COM INC COM NEW 852857200 5797 30837 SH DFND 3 0 0 30837 TC PIPELINES LP UT COM LTD PRT 87233Q108 53 1010 SH DFND 3 0 0 1010 THL CR SR LN FD COM 87244R103 97 5792 SH DFND 3 0 0 5792 TALLGRASS ENERGY GP LP SHS CL A 874696107 56 2210 SH DFND 3 0 0 2210 TALLGRASS ENERGY PARTNERS LP COM UNIT 874697105 54 1190 SH DFND 3 0 0 1190 TRIVAGO N V SPON ADS A SHS 89686D105 1900 277831 SH DFND 3 0 0 277831 TRIPADVISOR INC COM 896945201 4680 135835 SH DFND 3 0 0 135835 UNITED TECHNOLOGIES CORP COM 913017109 395 3099 SH DFND 3 0 0 3099 UNITEDHEALTH GROUP INC COM 91324P102 684 3105 SH DFND 3 0 0 3105 VALERO ENERGY CORP NEW COM 91913Y100 454 4950 SH DFND 3 0 0 4950 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 3205 273492 SH DFND 3 0 0 273492 VISA INC COM CL A 92826C839 410 3600 SH DFND 3 0 0 3600 VOYA PRIME RATE TR SH BEN INT 92913A100 122 24232 SH DFND 3 0 0 24232 WAL-MART STORES INC COM 931142103 382 3870 SH DFND 3 0 0 3870 WAYFAIR INC CL A 94419L101 6279 78235 SH DFND 3 0 0 78235 WESTERN ASSET CORPORATE LN F COM 95790J102 102 9782 SH DFND 3 0 0 9782 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 54 1134 SH DFND 3 0 0 1134