0001593324-17-000003.txt : 20170807
0001593324-17-000003.hdr.sgml : 20170807
20170807155514
ACCESSION NUMBER: 0001593324-17-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170807
DATE AS OF CHANGE: 20170807
EFFECTIVENESS DATE: 20170807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penserra Capital Management LLC
CENTRAL INDEX KEY: 0001593324
IRS NUMBER: 270159296
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17117
FILM NUMBER: 171011433
BUSINESS ADDRESS:
STREET 1: 140 BROADWAY
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 646-459-0581
MAIL ADDRESS:
STREET 1: 140 BROADWAY
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
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0001593324
XXXXXXXX
06-30-2017
06-30-2017
Penserra Capital Management LLC
140 BROADWAY
46TH FLOOR
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-17117
N
Anthony Castelli
CCO
646-459-0581
Anthony Castelli
New York
NY
08-07-2017
4
583
237636
false
1
0001457320
EXCHANGE TRADED CONCEPTS, LLC
2
0001599368
Innovator Management LLC
3
0001540305
ETF Series Solutions
4
0001633061
Amplify ETF Trust
INFORMATION TABLE
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2017063013Fpnsfinal.xml
ALLERGAN PLC
SHS
G0177J108
164
676
SH
DFND
1
0
0
676
AMDOCS LTD
SHS
G02602103
227
3536
SH
DFND
1
0
0
3536
EATON CORP
PLC SHS
G29183103
202
2600
SH
DFND
1
0
0
2600
ICON PLC
SHS
G4705A100
508
5200
SH
DFND
1
0
0
5200
INGERSOLL-RAND PLC
SHS
G47791101
247
2704
SH
DFND
1
0
0
2704
INVESCO LTD
SHS
G491BT108
334
9492
SH
DFND
1
0
0
9492
MICHAEL KORS HLDGS LTD
SHS
G60754101
188
5200
SH
DFND
1
0
0
5200
PENTAIR PLC
SHS
G7S00T104
162
2444
SH
DFND
1
0
0
2444
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
16
1183
SH
DFND
1
0
0
1183
SINA CORP
ORD
G81477104
5101
60037
SH
DFND
1
0
0
60037
PERRIGO CO PLC
SHS
G97822103
392
5200
SH
DFND
1
0
0
5200
CAESARSTONE LTD
ORD SHS
M20598104
116
3328
SH
DFND
1
0
0
3328
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
771
7072
SH
DFND
1
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7072
ORBOTECH LTD
ORD
M75253100
169
5200
SH
DFND
1
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0
5200
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ORD SHS
N51488117
326
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SHS CLASS A
N97284108
6792
258874
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DFND
1
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258874
MAKEMYTRIP LIMITED
MAURITIUS SHS
V5633W109
1736
51749
SH
DFND
1
0
0
51749
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
20
1041
SH
DFND
1
0
0
1041
AGNC INVT CORP
COM
00123Q104
187
8817
SH
DFND
1
0
0
8817
AT&T INC
COM
00206R102
141
3744
SH
DFND
1
0
0
3744
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
33
6647
SH
DFND
1
0
0
6647
ACTIVISION BLIZZARD INC
COM
00507V109
221
3848
SH
DFND
1
0
0
3848
ACUITY BRANDS INC
COM
00508Y102
158
780
SH
DFND
1
0
0
780
ADOBE SYS INC
COM
00724F101
323
2288
SH
DFND
1
0
0
2288
ADVENT CLAY CONV SEC INC FD
COM
007639107
2
435
SH
DFND
1
0
0
435
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
5
365
SH
DFND
1
0
0
365
AGILENT TECHNOLOGIES INC
COM
00846U101
234
3952
SH
DFND
1
0
0
3952
AIR PRODS & CHEMS INC
COM
009158106
223
1560
SH
DFND
1
0
0
1560
ALBEMARLE CORP
COM
012653101
203
1924
SH
DFND
1
0
0
1924
ALCENTRA CAP CORP
COM
01374T102
2
168
SH
DFND
1
0
0
168
ALEXION PHARMACEUTICALS INC
COM
015351109
151
1248
SH
DFND
1
0
0
1248
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
13145
93296
SH
DFND
1
0
0
93296
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
29
2291
SH
DFND
1
0
0
2291
ALLIANCEBERNSTEIN HOLDING LP
UNIT LTD PARTN
01881G106
31
1323
SH
DFND
1
0
0
1323
ALLIANZGI CONV & INCOME FD I
COM
018825109
7
1146
SH
DFND
1
0
0
1146
ALLIANZGI CONV & INCOME FD
COM
018828103
9
1376
SH
DFND
1
0
0
1376
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
17
1372
SH
DFND
1
0
0
1372
AMERIPRISE FINL INC
COM
03076C106
32
254
SH
DFND
1
0
0
254
AMGEN INC
COM
031162100
179
1040
SH
DFND
1
0
0
1040
AMPHENOL CORP
NEW CL A
032095101
226
3068
SH
DFND
1
0
0
3068
ANALOG DEVICES INC
COM
032654105
234
3016
SH
DFND
1
0
0
3016
ANNALY CAP MGMT INC
COM
035710409
309
25693
SH
DFND
1
0
0
25693
ANWORTH MORTGAGE ASSET CP
COM
037347101
14
2422
SH
DFND
1
0
0
2422
APOLLO INVT CORP
COM
03761U106
22
3454
SH
DFND
1
0
0
3454
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
171
6479
SH
DFND
1
0
0
6479
APOLLO COML REAL EST FIN INC
COM
03762U105
43
2363
SH
DFND
1
0
0
2363
APOLLO SR FLOATING RATE FD I
COM
037636107
7
415
SH
DFND
1
0
0
415
APOLLO TACTICAL INCOME FD IN
COM
037638103
6
372
SH
DFND
1
0
0
372
APPLE INC
COM
037833100
232
1612
SH
DFND
1
0
0
1612
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COM UNITS REPSTG
03957U100
12
811
SH
DFND
1
0
0
811
ARES CAP CORP
COM
04010L103
105
6439
SH
DFND
1
0
0
6439
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
10
617
SH
DFND
1
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0
617
ARES MGMT L P
COM UNIT RP IN
04014Y101
53
2977
SH
DFND
1
0
0
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ARLINGTON ASSET INVT CORP
CL A NEW
041356205
4
357
SH
DFND
1
0
0
357
ARMADA HOFFLER PPTYS INC
COM
04208T108
15
1189
SH
DFND
1
0
0
1189
ARMOUR RESIDENTIAL REIT INC
COM NEW
042315507
22
916
SH
DFND
1
0
0
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ARTISAN PARTNERS ASSET MGMT
CL A
04316A108
37
1235
SH
DFND
1
0
0
1235
AUTODESK INC
COM
052769106
235
2340
SH
DFND
1
0
0
2340
AUTOHOME INC
SP ADR RP CL A
05278C107
1953
43062
SH
DFND
1
0
0
43062
AVENUE INCOME CR STRATEGIES
COM
05358E106
4
321
SH
DFND
1
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0
321
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SPON ADR REP A
056752108
9516
53205
SH
DFND
1
0
0
53205
BANK NEW YORK MELLON CORP
COM
064058100
35
694
SH
DFND
1
0
0
694
BAOZUN INC
SPONSORED ADR
06684L103
410
18522
SH
DFND
1
0
0
18522
BARD C R INC
COM
067383109
295
936
SH
DFND
1
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0
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COM
06760L100
10
525
SH
DFND
1
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091727107
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40331
SH
DFND
1
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0
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COM
091941104
4
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DFND
1
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0
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BLACK STONE MINERALS L P
COM UNIT
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47
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SH
DFND
1
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COM
09247F100
10
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SH
DFND
1
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BLACKROCK INC
COM
09247X101
104
248
SH
DFND
1
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0
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TR SHS
09248X100
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891
SH
DFND
1
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891
BLACKROCK CORE BD TR
SHS BEN INT
09249E101
16
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DFND
1
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BLACKROCK LTD DURATION INC T
COM SHS
09249W101
9
578
SH
DFND
1
0
0
578
BLACKROCK CR ALLCTN INC TR
COM
092508100
22
1648
SH
DFND
1
0
0
1648
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
632
18959
SH
DFND
1
0
0
18959
BLACKROCK CAPITAL INVESTMENT
COM
092533108
8
1192
SH
DFND
1
0
0
1192
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
21
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SH
DFND
1
0
0
1969
BLACKROCK DEBT STRAT FD INC
COM NEW
09255R202
18
1639
SH
DFND
1
0
0
1639
BLACKROCK FLOAT RATE OME STR
COM
09255X100
8
576
SH
DFND
1
0
0
576
BLACKSTONE GSO FLTING RTE FU
COM
09256U105
3
213
SH
DFND
1
0
0
213
BLACKSTONE GSO LNG SHRT CR I
COM SHS BN INT
09257D102
2
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SH
DFND
1
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0
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BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
18
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SH
DFND
1
0
0
1169
BLACKSTONE MTG TR INC
COM CL A
09257W100
75
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SH
DFND
1
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0
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BLACKROCK MULTI-SECTOR INC T
COM
09258A107
18
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SH
DFND
1
0
0
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BLUEROCK RESIDENTIAL GRW REI
COM CL A
09627J102
8
632
SH
DFND
1
0
0
632
BORGWARNER INC
COM
099724106
259
6136
SH
DFND
1
0
0
6136
BRISTOL MYERS SQUIBB CO
COM
110122108
156
2808
SH
DFND
1
0
0
2808
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
227
3016
SH
DFND
1
0
0
3016
BROWN FORMAN CORP
CL B
115637209
166
3432
SH
DFND
1
0
0
3432
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
174
2736
SH
DFND
1
0
0
2736
CBL & ASSOC PPTYS INC
COM
124830100
38
4574
SH
DFND
1
0
0
4574
CBOE HLDGS INC
COM
12503M108
107
1176
SH
DFND
1
0
0
1176
CBRE GROUP INC
CL A
12504L109
193
5304
SH
DFND
1
0
0
5304
CME GROUP INC
COM
12572Q105
34
276
SH
DFND
1
0
0
276
CVR ENERGY INC
COM
12662P108
6
291
SH
DFND
1
0
0
291
CYS INVTS INC
COM
12673A108
32
3818
SH
DFND
1
0
0
3818
CA INC
COM
12673P105
238
6916
SH
DFND
1
0
0
6916
CALAMOS GBL DYN INCOME FUND
COM
12811L107
7
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SH
DFND
1
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CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
13
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SH
DFND
1
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1122
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
10
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SH
DFND
1
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CAPITALA FIN CORP
COM
14054R106
3
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SH
DFND
1
0
0
255
CAPSTEAD MTG CORP
COM NO PAR
14067E506
25
2414
SH
DFND
1
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0
2414
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
103
5254
SH
DFND
1
0
0
5254
CELANESE CORP
DEL COM SER A
150870103
281
2964
SH
DFND
1
0
0
2964
CHANGYOU COM LTD
ADS REP CL A
15911M107
730
18836
SH
DFND
1
0
0
18836
CHIMERA INVT CORP
COM NEW
16934Q208
83
4472
SH
DFND
1
0
0
4472
CISCO SYS INC
COM
17275R102
226
7228
SH
DFND
1
0
0
7228
CINTAS CORP
COM
172908105
222
1768
SH
DFND
1
0
0
1768
CITIGROUP INC
COM NEW
172967424
11
172
SH
DFND
1
0
0
172
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
8
799
SH
DFND
1
0
0
799
COHEN & STEERS INC
COM
19247A100
13
324
SH
DFND
1
0
0
324
COHEN & STEERS LTD DUR PFD I
COM
19248C105
20
752
SH
DFND
1
0
0
752
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COM
19248Y107
5
183
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DFND
1
0
0
183
COLUMBIA PPTY TR INC
COM NEW
198287203
74
3351
SH
DFND
1
0
0
3351
COOPER COS INC
COM NEW
216648402
211
884
SH
DFND
1
0
0
884
CORECIVIC INC
COM
21871N101
80
2934
SH
DFND
1
0
0
2934
COSTAR GROUP INC
COM
22160N109
219
832
SH
DFND
1
0
0
832
CREDIT SUISSE HIGH YLD BND F
SH BEN INT
22544F103
7
2635
SH
DFND
1
0
0
2635
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
22
975
SH
DFND
1
0
0
975
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
7506
139377
SH
DFND
1
0
0
139377
CUMMINS INC
COM
231021106
219
1352
SH
DFND
1
0
0
1352
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
59
1771
SH
DFND
1
0
0
1771
DDR CORP
COM
23317H102
75
8275
SH
DFND
1
0
0
8275
DST SYS INC
DEL COM
233326107
55
892
SH
DFND
1
0
0
892
DANAHER CORP
DEL COM
235851102
197
2340
SH
DFND
1
0
0
2340
DELAWARE ENHANCED GBL DIV &
COM
246060107
2
245
SH
DFND
1
0
0
245
DENTSPLY SIRONA INC
COM
24906P109
202
3120
SH
DFND
1
0
0
3120
DEUTSCHE HIGH INCOME OPPORT
COM
25158Y102
1
113
SH
DFND
1
0
0
113
DOLLAR TREE INC
COM
256746108
189
2704
SH
DFND
1
0
0
2704
DOUBLELINE INCOME SOLUTIONS
COM
258622109
54
2640
SH
DFND
1
0
0
2640
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
9
391
SH
DFND
1
0
0
391
DOVER CORP
COM
260003108
179
2236
SH
DFND
1
0
0
2236
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
6
1929
SH
DFND
1
0
0
1929
DU PONT E I DE NEMOURS & CO
COM
263534109
230
2860
SH
DFND
1
0
0
2860
DUPONT FABROS TECHNOLOGY INC
COM
26613Q106
138
2268
SH
DFND
1
0
0
2268
EPR PPTYS COM
SH BEN INT
26884U109
115
1601
SH
DFND
1
0
0
1601
E TRADE FINANCIAL CORP
COM NEW
269246401
11
292
SH
DFND
1
0
0
292
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
6
1017
SH
DFND
1
0
0
1017
EATON VANCE CORP
COM NON VTG
278265103
10
228
SH
DFND
1
0
0
228
EATON VANCE FLTING RATE INC
COM
278279104
9
623
SH
DFND
1
0
0
623
EATON VANCE LTD DUR INCOME F
COM
27828H105
25
1810
SH
DFND
1
0
0
1810
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
8
573
SH
DFND
1
0
0
573
EATON VANCE SH TM DR DIVR IN
COM
27828V104
3
277
SH
DFND
1
0
0
277
EBAY INC
COM
278642103
170
4888
SH
DFND
1
0
0
4888
EDWARDS LIFESCIENCES CORP
COM
28176E108
196
1664
SH
DFND
1
0
0
1664
ELLINGTON FINANCIAL LLC
COM
288522303
7
487
SH
DFND
1
0
0
487
EMERSON ELEC CO
COM
291011104
269
4524
SH
DFND
1
0
0
4524
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
19
1245
SH
DFND
1
0
0
1245
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
83
5239
SH
DFND
1
0
0
5239
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT ADDED
29278N103
424
20841
SH
DFND
1
0
0
20841
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
48
2831
SH
DFND
1
0
0
2831
ENVESTNET INC
COM
29404K106
12
314
SH
DFND
1
0
0
314
EQUIFAX INC
COM
294429105
271
1976
SH
DFND
1
0
0
1976
EXPEDIA INC
DEL COM NEW
30212P303
240
1612
SH
DFND
1
0
0
1612
FS INVT CORP
COM
302635107
34
3752
SH
DFND
1
0
0
3752
FACEBOOK INC
CL A
30303M102
243
1612
SH
DFND
1
0
0
1612
FACTSET RESH SYS INC
COM
303075105
257
1552
SH
DFND
1
0
0
1552
FANG HLDGS LTD
ADR
30711Y102
1210
326174
SH
DFND
1
0
0
326174
FASTENAL CO
COM
311900104
187
4316
SH
DFND
1
0
0
4316
FEDERATED INVS INC
PA CL B
314211103
40
1419
SH
DFND
1
0
0
1419
F5 NETWORKS INC
COM
315616102
224
1768
SH
DFND
1
0
0
1768
FIDUS INVT CORP
COM
316500107
5
345
SH
DFND
1
0
0
345
FIFTH STREET FINANCE CORP
COM
31678A103
9
1947
SH
DFND
1
0
0
1947
FIFTH STR SR FLOATNG RATE CO
COM
31679F101
3
433
SH
DFND
1
0
0
433
FIFTH STR ASSET MGMT INC
CL A COM
31679P109
3
738
SH
DFND
1
0
0
738
58 COM INC
SPON ADR REP A
31680Q104
4504
102128
SH
DFND
1
0
0
102128
51JOB INC
SP ADR REP COM
316827104
1019
22798
SH
DFND
1
0
0
22798
FIRST TR INTER DUR PFD & IN
COM
33718W103
38
1558
SH
DFND
1
0
0
1558
FIRST TR SR FLG RTE INCM FD
COM
33733U108
5
387
SH
DFND
1
0
0
387
FIRST TR HIGH INCOME L/S FD
COM
33738E109
9
552
SH
DFND
1
0
0
552
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
14
682
SH
DFND
1
0
0
682
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
3
154
SH
DFND
1
0
0
154
FLAHERTY & CRUMRINE DYN
PFD SHS
33848W106
13
502
SH
DFND
1
0
0
502
FLAHERTY & CRUMRINE PFD INC
COM
338480106
4
289
SH
DFND
1
0
0
289
FOOT LOCKER INC
COM
344849104
148
3016
SH
DFND
1
0
0
3016
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
44
5585
SH
DFND
1
0
0
5585
FRANKLIN RES INC
COM
354613101
10
242
SH
DFND
1
0
0
242
FRANKLIN STREET PPTYS CORP
COM
35471R106
29
2704
SH
DFND
1
0
0
2704
FRANKLIN LTD DURATION INC TR
COM
35472T101
4
410
SH
DFND
1
0
0
410
GAMING & LEISURE PPTYS INC
COM
36467J108
182
4848
SH
DFND
1
0
0
4848
GAP INC
DEL COM
364760108
148
6760
SH
DFND
1
0
0
6760
GENERAL MLS INC
COM
370334104
181
3276
SH
DFND
1
0
0
3276
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
63
2015
SH
DFND
1
0
0
2015
GILEAD SCIENCES INC
COM
375558103
184
2600
SH
DFND
1
0
0
2600
GLADSTONE CAPITAL CORP
COM
376535100
3
375
SH
DFND
1
0
0
375
GLADSTONE COML CORP
COM
376536108
14
677
SH
DFND
1
0
0
677
GLADSTONE INVT CORP
COM
376546107
4
464
SH
DFND
1
0
0
464
GLOBAL NET LEASE INC
COM NEW
379378201
34
1552
SH
DFND
1
0
0
1552
GOLDMAN SACHS GROUP INC
COM
38141G104
9
44
SH
DFND
1
0
0
44
GOLDMAN SACHS BDC INC
SHS
38147U107
12
553
SH
DFND
1
0
0
553
GOLUB CAP BDC INC
COM
38173M102
16
861
SH
DFND
1
0
0
861
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
34
1910
SH
DFND
1
0
0
1910
GRAMERCY PPTY TR
COM NEW
385002308
116
3914
SH
DFND
1
0
0
3914
GUGGENHEIM TAXABLE MUN MNGD
COM
401664107
6
269
SH
DFND
1
0
0
269
GUGGENHEIM STRATEGIC OPP FD
COM SBI
40167F101
6
288
SH
DFND
1
0
0
288
HANCOCK HLDG CO
COM
410120109
10
222
SH
DFND
1
0
0
222
HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
41013T105
21
1282
SH
DFND
1
0
0
1282
HANCOCK JOHN PFD INCOME FD
SH BEN INT
41013W108
8
398
SH
DFND
1
0
0
398
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
5
260
SH
DFND
1
0
0
260
HANCOCK JOHN PFD INCOME FD I
COM
41021P103
9
487
SH
DFND
1
0
0
487
HANNON ARMSTRONG SUST INFR C
COM
41068X100
28
1244
SH
DFND
1
0
0
1244
HASBRO INC
COM
418056107
191
1716
SH
DFND
1
0
0
1716
HERCULES CAPITAL INC
COM
427096508
15
1161
SH
DFND
1
0
0
1161
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
25
795
SH
DFND
1
0
0
795
HONEYWELL INTL INC
COM
438516106
235
1768
SH
DFND
1
0
0
1768
HORMEL FOODS CORP
COM
440452100
189
5564
SH
DFND
1
0
0
5564
IDEX CORP
COM
45167R104
264
2340
SH
DFND
1
0
0
2340
ILLUMINA INC
COM
452327109
153
884
SH
DFND
1
0
0
884
INDEPENDENCE RLTY TR INC
COM
45378A106
15
1595
SH
DFND
1
0
0
1595
INGREDION INC
COM
457187102
173
1456
SH
DFND
1
0
0
1456
INSIGHT SELECT INCOME FD
COM
45781W109
3
162
SH
DFND
1
0
0
162
INTEL CORP
COM
458140100
192
5720
SH
DFND
1
0
0
5720
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
59
910
SH
DFND
1
0
0
910
INTUIT
COM
461202103
234
1768
SH
DFND
1
0
0
1768
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
48
2928
SH
DFND
1
0
0
2928
INVESCO SR INCOME TR
COM
46131H107
21
4742
SH
DFND
1
0
0
4742
INVESCO BD FD
COM
46132L107
5
299
SH
DFND
1
0
0
299
INVESCO DYNAMIC CR OPP FD
COM
46132R104
13
1156
SH
DFND
1
0
0
1156
INVESTORS REAL ESTATE TR
SH BEN INT
461730103
19
3159
SH
DFND
1
0
0
3159
IRON MTN INC
NEW COM
46284V101
206
6019
SH
DFND
1
0
0
6019
IVY HIGH INC OPPORTUNITIES F
COM
465893105
6
435
SH
DFND
1
0
0
435
JPMORGAN CHASE & CO
COM
46625H100
57
624
SH
DFND
1
0
0
624
JD COM INC
SPON ADR CL A
47215P106
8955
228339
SH
DFND
1
0
0
228339
JUNIPER NETWORKS INC
COM
48203R104
227
8164
SH
DFND
1
0
0
8164
KCG HLDGS INC
CL A
48244B100
60
3058
SH
DFND
1
0
0
3058
KKR & CO L P
DEL COM UNITS
48248M102
243
13096
SH
DFND
1
0
0
13096
KKR INCOME OPPORTUNITIES FD
COM
48249T106
7
403
SH
DFND
1
0
0
403
KITE RLTY GROUP TR
COM NEW
49803T300
43
2274
SH
DFND
1
0
0
2274
KOHLS CORP
COM
500255104
146
3796
SH
DFND
1
0
0
3796
LMP CAP & INCOME FD INC
COM
50208A102
1
104
SH
DFND
1
0
0
104
LADDER CAP CORP
CL A
505743104
45
3382
SH
DFND
1
0
0
3382
LAM RESEARCH CORP
COM
512807108
294
2080
SH
DFND
1
0
0
2080
LAMAR ADVERTISING CO
NEW CL A
512816109
182
2478
SH
DFND
1
0
0
2478
LAUDER ESTEE COS INC
CL A
518439104
234
2444
SH
DFND
1
0
0
2444
LEGGETT & PLATT INC
COM
524660107
226
4316
SH
DFND
1
0
0
4316
LEGG MASON BW GLB INC OPP FD
COM
52469B100
7
561
SH
DFND
1
0
0
561
LEGG MASON INC
COM
524901105
10
282
SH
DFND
1
0
0
282
LEXINGTON REALTY TRUST
COM
529043101
56
5673
SH
DFND
1
0
0
5673
LIFE STORAGE INC
COM
53223X107
87
1182
SH
DFND
1
0
0
1182
LILLY ELI & CO
COM
532457108
188
2288
SH
DFND
1
0
0
2288
LOWES COS INC
COM
548661107
197
2548
SH
DFND
1
0
0
2548
MFA FINL INC
COM
55272X102
81
9716
SH
DFND
1
0
0
9716
MFS CHARTER INCOME TR
SH BEN INT
552727109
12
1420
SH
DFND
1
0
0
1420
MFS INTER INCOME TR
SH BEN INT
55273C107
13
3066
SH
DFND
1
0
0
3066
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
7
1203
SH
DFND
1
0
0
1203
MSCI INC
COM
55354G100
101
984
SH
DFND
1
0
0
984
MTGE INVT CORP
COM
55378A105
21
1169
SH
DFND
1
0
0
1169
MACYS INC
COM
55616P104
129
5560
SH
DFND
1
0
0
5560
MAIN STREET CAPITAL CORP
COM
56035L104
29
766
SH
DFND
1
0
0
766
MANNING & NAPIER INC
CL A
56382Q102
6
1448
SH
DFND
1
0
0
1448
MARKETAXESS HLDGS INC
COM
57060D108
10
54
SH
DFND
1
0
0
54
MATTEL INC
COM
577081102
131
6117
SH
DFND
1
0
0
6117
MCCORMICK & CO INC
COM NON VTG
579780206
212
2184
SH
DFND
1
0
0
2184
MEDLEY CAP CORP
COM
58503F106
5
854
SH
DFND
1
0
0
854
MERCADOLIBRE INC
COM
58733R102
6250
24914
SH
DFND
1
0
0
24914
METTLER TOLEDO INTERNATIONAL
COM
592688105
275
468
SH
DFND
1
0
0
468
MICROCHIP TECHNOLOGY INC
COM
595017104
248
3224
SH
DFND
1
0
0
3224
MICRON TECHNOLOGY INC
COM
595112103
183
6136
SH
DFND
1
0
0
6136
MOLSON COORS BREWING CO
CL B
60871R209
134
1560
SH
DFND
1
0
0
1560
MOMO INC
ADR
60879B107
6055
163841
SH
DFND
1
0
0
163841
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
27
1810
SH
DFND
1
0
0
1810
MONROE CAP CORP
COM
610335101
3
257
SH
DFND
1
0
0
257
MONSANTO CO
NEW COM
61166W101
172
1456
SH
DFND
1
0
0
1456
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
5
578
SH
DFND
1
0
0
578
MORGAN STANLEY
COM NEW
617446448
10
238
SH
DFND
1
0
0
238
MORGAN STANLEY EM MKTS DM DE
COM
617477104
8
1037
SH
DFND
1
0
0
1037
MORNINGSTAR INC
COM
617700109
10
130
SH
DFND
1
0
0
130
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
30
2165
SH
DFND
1
0
0
2165
NASDAQ INC
COM
631103108
56
786
SH
DFND
1
0
0
786
NETEASE INC
SPONSORED ADR
64110W102
8843
29418
SH
DFND
1
0
0
29418
NQ MOBILE INC
ADR REPSTG CL A
64118U108
312
91960
SH
DFND
1
0
0
91960
NEUBERGER BERMAN HGH YLD FD
COM
64128C106
3
300
SH
DFND
1
0
0
300
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
5
612
SH
DFND
1
0
0
612
NEW MTN FIN CORP
COM
647551100
13
951
SH
DFND
1
0
0
951
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
118
7631
SH
DFND
1
0
0
7631
NEW YORK MTG TR INC
COM PAR $.02
649604501
18
2897
SH
DFND
1
0
0
2897
NEWELL BRANDS INC
COM
651229106
223
4160
SH
DFND
1
0
0
4160
NEWTEK BUSINESS SVCS CORP
COM NEW
652526203
3
217
SH
DFND
1
0
0
217
NICE LTD
SPONSORED ADR
653656108
196
2496
SH
DFND
1
0
0
2496
NORTHERN TR CORP
COM
665859104
36
376
SH
DFND
1
0
0
376
NUSTAR ENERGY LP
UNIT COM
67058H102
68
1466
SH
DFND
1
0
0
1466
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
16
656
SH
DFND
1
0
0
656
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
6
595
SH
DFND
1
0
0
595
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
3
300
SH
DFND
1
0
0
300
NVIDIA CORP
COM
67066G104
233
1612
SH
DFND
1
0
0
1612
NUVEEN SR INCOME FD
COM
67067Y104
7
1029
SH
DFND
1
0
0
1029
NUVEEN PREFERRED SECURITIES
COM
67072C105
32
3146
SH
DFND
1
0
0
3146
NUVEEN FLOATING RATE INCOME
COM
67072T108
10
862
SH
DFND
1
0
0
862
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
15
1503
SH
DFND
1
0
0
1503
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
18
2114
SH
DFND
1
0
0
2114
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
6
250
SH
DFND
1
0
0
250
NUVEEN BUILD AMER BD FD
COM
67074C103
8
410
SH
DFND
1
0
0
410
NUVEEN SHT DUR CR OPP FD
COM
67074X107
2
140
SH
DFND
1
0
0
140
NUVEEN PFD & INCOME TERM FD
COM
67075A106
14
600
SH
DFND
1
0
0
600
O REILLY AUTOMOTIVE INC
NEW COM
67103H107
181
832
SH
DFND
1
0
0
832
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
115
2471
SH
DFND
1
0
0
2471
ONE LIBERTY PPTYS INC
COM
682406103
9
409
SH
DFND
1
0
0
409
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
231
4525
SH
DFND
1
0
0
4525
ORACLE CORP
COM
68389X105
247
4940
SH
DFND
1
0
0
4940
OUTFRONT MEDIA INC
COM
69007J106
79
3440
SH
DFND
1
0
0
3440
OWENS CORNING
NEW COM
690742101
198
2964
SH
DFND
1
0
0
2964
OXFORD LANE CAP CORP
COM
691543102
1
178
SH
DFND
1
0
0
178
PPG INDS INC
COM
693506107
257
2340
SH
DFND
1
0
0
2340
PVH CORP
COM
693656100
190
1664
SH
DFND
1
0
0
1664
PARKER HANNIFIN CORP
COM
701094104
332
2080
SH
DFND
1
0
0
2080
PAYPAL HLDGS INC
COM
70450Y103
240
4472
SH
DFND
1
0
0
4472
PENNANTPARK FLOATING RATE CA
COM
70806A106
5
418
SH
DFND
1
0
0
418
PENNANTPARK INVT CORP
COM
708062104
8
1136
SH
DFND
1
0
0
1136
PENNSYLVANIA RL ESTATE INVT
SH BEN INT
709102107
21
1911
SH
DFND
1
0
0
1911
PENNYMAC MTG INVT TR
COM
70931T103
31
1706
SH
DFND
1
0
0
1706
PIMCO CORPORATE INCOME STRAT
COM
72200U100
18
1045
SH
DFND
1
0
0
1045
PIMCO STRATEGIC INCOME FD IN
COM
72200X104
11
1123
SH
DFND
1
0
0
1123
PIMCO CORPORATE & INCOME OPP
COM
72201B101
16
1019
SH
DFND
1
0
0
1019
PIMCO INCOME STRATEGY FUND
COM
72201H108
4
388
SH
DFND
1
0
0
388
PIMCO INCOME STRATEGY FUND I
COM
72201J104
9
910
SH
DFND
1
0
0
910
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
38
1270
SH
DFND
1
0
0
1270
PIMCO GLOBAL STOCKSPLS INCM
COM
722011103
2
162
SH
DFND
1
0
0
162
PIMCO HIGH INCOME FD
COM SHS
722014107
17
1973
SH
DFND
1
0
0
1973
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
6
234
SH
DFND
1
0
0
234
PIMCO DYNMIC CREDIT AND MRT
COM SHS
72202D106
82
3702
SH
DFND
1
0
0
3702
PIONEER HIGH INCOME TR
COM
72369H106
4
448
SH
DFND
1
0
0
448
PIONEER FLOATING RATE TR
COM
72369J102
4
358
SH
DFND
1
0
0
358
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
232
8842
SH
DFND
1
0
0
8842
PREFERRED APT CMNTYS INC
COM
74039L103
12
807
SH
DFND
1
0
0
807
PRICELINE GRP INC
COM NEW
741503403
291
156
SH
DFND
1
0
0
156
PRINCIPAL FINL GROUP INC
COM
74251V102
10
162
SH
DFND
1
0
0
162
PROSPECT CAPITAL CORPORATION
COM
74348T102
44
5458
SH
DFND
1
0
0
5458
PRUDENTIAL GLB SHT DUR HG YL
COM
74433A109
16
1086
SH
DFND
1
0
0
1086
PRUDENTIAL SHT DURATION HG Y
COM
74442F107
13
882
SH
DFND
1
0
0
882
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
16
3003
SH
DFND
1
0
0
3003
QIWI PLC
SPON ADR REP B
74735M108
1306
52919
SH
DFND
1
0
0
52919
QUALCOMM INC
COM
747525103
160
2912
SH
DFND
1
0
0
2912
RAIT FINANCIAL TRUST
COM NEW
749227609
4
2201
SH
DFND
1
0
0
2201
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
27
2108
SH
DFND
1
0
0
2108
RED HAT INC
COM
756577102
219
2288
SH
DFND
1
0
0
2288
REDWOOD TR INC
COM
758075402
33
1958
SH
DFND
1
0
0
1958
RETAIL PPTYS AMER INC
CL A
76131V202
77
6317
SH
DFND
1
0
0
6317
ROCKWELL AUTOMATION INC
COM
773903109
303
1872
SH
DFND
1
0
0
1872
S&P GLOBAL INC
COM
78409V104
106
732
SH
DFND
1
0
0
732
SEI INVESTMENTS CO
COM
784117103
323
6020
SH
DFND
1
0
0
6020
SCHEIN HENRY INC
COM
806407102
314
1716
SH
DFND
1
0
0
1716
SCHWAB CHARLES CORP
NEW COM
808513105
100
2342
SH
DFND
1
0
0
2342
SELECT INCOME REIT
COM SH BEN INT
81618T100
40
1691
SH
DFND
1
0
0
1691
SNAP ON INC
COM
833034101
172
1092
SH
DFND
1
0
0
1092
SOHU COM INC
COM
83408W103
1521
33774
SH
DFND
1
0
0
33774
SOLAR CAP LTD
COM
83413U100
11
522
SH
DFND
1
0
0
522
SOLAR SR CAP LTD
COM
83416M105
2
166
SH
DFND
1
0
0
166
SOUTHWEST AIRLS CO
COM
844741108
226
3640
SH
DFND
1
0
0
3640
SPIRIT RLTY CAP INC
NEW COM
84860W102
95
12903
SH
DFND
1
0
0
12903
SPLUNK INC
COM
848637104
171
3016
SH
DFND
1
0
0
3016
STAG INDL INC
COM
85254J102
67
2451
SH
DFND
1
0
0
2451
STANLEY BLACK & DECKER INC
COM
854502101
226
1612
SH
DFND
1
0
0
1612
STARWOOD PPTY TR INC
COM
85571B105
144
6453
SH
DFND
1
0
0
6453
STATE STR CORP
COM
857477103
107
1200
SH
DFND
1
0
0
1200
STELLUS CAP INVT CORP
COM
858568108
2
194
SH
DFND
1
0
0
194
STONE HBR EMERG MRKTS INC FD
COM
86164T107
6
411
SH
DFND
1
0
0
411
STORE CAP CORP
COM
862121100
101
4530
SH
DFND
1
0
0
4530
STRYKER CORP
COM
863667101
238
1716
SH
DFND
1
0
0
1716
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
20
905
SH
DFND
1
0
0
905
SUNOCO LP
COM U REP LP
86765K109
26
872
SH
DFND
1
0
0
872
SYNOPSYS INC
COM
871607107
284
3900
SH
DFND
1
0
0
3900
TC PIPELINES LP UT
COM LTD PRT
87233Q108
54
983
SH
DFND
1
0
0
983
TCW STRATEGIC INCOME FUND IN
COM
872340104
6
1185
SH
DFND
1
0
0
1185
TD AMERITRADE HLDG CORP
COM
87236Y108
11
264
SH
DFND
1
0
0
264
TCP CAP CORP
COM
87238Q103
15
907
SH
DFND
1
0
0
907
THL CR INC
COM
872438106
5
520
SH
DFND
1
0
0
520
TICC CAPITAL CORP
COM
87244T109
5
806
SH
DFND
1
0
0
806
TPG SPECIALTY LENDING INC
COM
87265K102
13
655
SH
DFND
1
0
0
655
TALLGRASS ENERGY PARTNERS LP
COM UNIT
874697105
39
785
SH
DFND
1
0
0
785
TARGA RES CORP
COM
87612G101
192
4255
SH
DFND
1
0
0
4255
TEMPLETON EMERG MKTS INCOME
COM
880192109
14
1265
SH
DFND
1
0
0
1265
TEMPLETON GLOBAL INCOME FD
COM
880198106
23
3528
SH
DFND
1
0
0
3528
TESORO LOGISTICS LP
COM UNIT LP
88160T107
69
1344
SH
DFND
1
0
0
1344
TEXTRON INC
COM
883203101
244
5200
SH
DFND
1
0
0
5200
THERMO FISHER SCIENTIFIC INC
COM
883556102
226
1300
SH
DFND
1
0
0
1300
TIME WARNER INC
COM NEW
887317303
187
1872
SH
DFND
1
0
0
1872
TRACTOR SUPPLY CO
COM
892356106
139
2579
SH
DFND
1
0
0
2579
TRIANGLE CAP CORP
COM
895848109
13
750
SH
DFND
1
0
0
750
TRIPLEPOINT VENTURE GROWTH B
COM
89677Y100
3
254
SH
DFND
1
0
0
254
21VIANET GROUP INC
SPONSORED ADR
90138A103
392
78235
SH
DFND
1
0
0
78235
TWO HBRS INVT CORP
COM
90187B101
87
8823
SH
DFND
1
0
0
8823
UGI CORP
NEW COM
902681105
186
3848
SH
DFND
1
0
0
3848
UMB FINL CORP
COM
902788108
10
136
SH
DFND
1
0
0
136
US BANCORP
DEL COM NEW
902973304
32
634
SH
DFND
1
0
0
634
UMH PPTYS INC
COM
903002103
11
689
SH
DFND
1
0
0
689
ULTA BEAUTY INC
COM
90384S303
119
416
SH
DFND
1
0
0
416
UNITI GROUP INC
COM
91325V108
96
3826
SH
DFND
1
0
0
3826
VARIAN MED SYS INC
COM
92220P105
187
1820
SH
DFND
1
0
0
1820
VEREIT INC
COM
92339V100
206
25419
SH
DFND
1
0
0
25419
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
3554
336936
SH
DFND
1
0
0
336936
VIRTU FINL INC
CL A
928254101
57
3244
SH
DFND
1
0
0
3244
VIRTUS INVT PARTNERS INC
COM
92828Q109
34
310
SH
DFND
1
0
0
310
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
5
293
SH
DFND
1
0
0
293
VMWARE INC
CL A COM
928563402
181
2080
SH
DFND
1
0
0
2080
VOYA PRIME RATE TR
SH BEN INT
92913A100
12
2296
SH
DFND
1
0
0
2296
W P CAREY INC
COM
92936U109
183
2779
SH
DFND
1
0
0
2779
WABTEC CORP
COM
929740108
218
2392
SH
DFND
1
0
0
2392
WADDELL & REED FINL INC
CL A
930059100
23
1259
SH
DFND
1
0
0
1259
WALGREENS BOOTS ALLIANCE INC
COM
931427108
219
2808
SH
DFND
1
0
0
2808
WASHINGTON PRIME GROUP
NEW COM
93964W108
41
5011
SH
DFND
1
0
0
5011
WEIBO CORP
SPONSORED ADR
948596101
2521
37934
SH
DFND
1
0
0
37934
WELLS FARGO INCOME OPPORTUNI WF INC OPPTY
FD
94987B105
9
1095
SH
DFND
1
0
0
1095
WELLS FARGO MULTI SECTOR INC
COM
94987D101
8
638
SH
DFND
1
0
0
638
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
7
480
SH
DFND
1
0
0
480
WESTERN ASSET GLB HI INCOME
COM
95766B109
4
426
SH
DFND
1
0
0
426
WESTERN ASSET HIGH INCM FD I
COM
95766J102
16
2270
SH
DFND
1
0
0
2270
WESTERN ASSET HIGH INCM OPP
COM
95766K109
17
3424
SH
DFND
1
0
0
3424
WESTERN ASSET HGH YLD DFNDFD
COM
95768B107
9
596
SH
DFND
1
0
0
596
WESTERN ASSET INVT GRADE DEF
COM
95790A101
3
167
SH
DFND
1
0
0
167
WESTERN ASSET MTG DEF OPPTY
COM
95790B109
4
162
SH
DFND
1
0
0
162
WESTERN ASSET GLOBAL CP DEFI
COM
95790C107
4
232
SH
DFND
1
0
0
232
WESTERN REFNG LOGISTICS LP
COM UNIT REP LTP
95931Q205
21
836
SH
DFND
1
0
0
836
WHITESTONE REIT
COM
966084204
12
1005
SH
DFND
1
0
0
1005
WILLIAMS PARTNERS L P
NEW COM UNIT LTD PAR
96949L105
194
4854
SH
DFND
1
0
0
4854
WISDOMTREE INVTS INC
COM
97717P104
107
10604
SH
DFND
1
0
0
10604
XILINX INC
COM
983919101
227
3536
SH
DFND
1
0
0
3536
XEROX CORP
COM NEW ADDED
984121608
164
5733
SH
DFND
1
0
0
5733
XYLEM INC
COM
98419M100
259
4680
SH
DFND
1
0
0
4680
YY INC
ADS REPCOM CLA
98426T106
2204
37989
SH
DFND
1
0
0
37989
ZIMMER BIOMET HLDGS INC
COM
98956P102
186
1456
SH
DFND
1
0
0
1456
ZOETIS INC
CL A
98978V103
210
3380
SH
DFND
1
0
0
3380
ESSENT GROUP LTD
COM
G3198U102
37
24179
SH
DFND
2
0
0
24179
ICHOR HOLDINGS
SHS
G4740B105
20
9809
SH
DFND
2
0
0
9809
SINA CORP
ORD
G81477104
84
15381
SH
DFND
2
0
0
15381
ACTIVISION BLIZZARD INC
COM
00507V109
57
7474
SH
DFND
2
0
0
7474
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
140
9234
SH
DFND
2
0
0
9234
APPLIED MATLS INC
COM
038222105
41
31210
SH
DFND
2
0
0
31210
ARISTA NETWORKS INC
COM
040413106
149
9977
SH
DFND
2
0
0
9977
AUTOHOME INC
SP ADR RP CL A
05278C107
45
28948
SH
DFND
2
0
0
28948
CBOE HLDGS INC
COM
12503M108
91
2420
SH
DFND
2
0
0
2420
CELGENE CORP
COM
151020104
129
1664
SH
DFND
2
0
0
1664
CENTENE CORP
DEL COM
15135B101
79
5377
SH
DFND
2
0
0
5377
COGNEX CORP
COM
192422103
84
17039
SH
DFND
2
0
0
17039
COHERENT INC
COM
192479103
224
5791
SH
DFND
2
0
0
5791
CONTROL4 CORP
COM
21240D107
19
66927
SH
DFND
2
0
0
66927
CORESITE RLTY CORP
COM
21870Q105
103
4115
SH
DFND
2
0
0
4115
DAVE & BUSTERS ENTMT INC
COM
238337109
66
12977
SH
DFND
2
0
0
12977
EAST WEST BANCORP INC
COM
27579R104
58
3804
SH
DFND
2
0
0
3804
EVERCORE PARTNERS INC
CLASS A
29977A105
70
3033
SH
DFND
2
0
0
3033
FACEBOOK INC
CL A
30303M102
150
2893
SH
DFND
2
0
0
2893
FLOOR & DECOR HLDGS INC
CL A ADDED
339750101
39
35151
SH
DFND
2
0
0
35151
GAMING & LEISURE PPTYS INC
COM
36467J108
37
5704
SH
DFND
2
0
0
5704
GLOBAL PMTS INC
COM
37940X102
90
2424
SH
DFND
2
0
0
2424
GRUBHUB INC
COM
400110102
43
20069
SH
DFND
2
0
0
20069
LAM RESEARCH CORP
COM
512807108
141
10543
SH
DFND
2
0
0
10543
LOGMEIN INC
COM
54142L109
104
8224
SH
DFND
2
0
0
8224
LUMENTUM HLDGS INC
COM
55024U109
57
25692
SH
DFND
2
0
0
25692
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
55
15111
SH
DFND
2
0
0
15111
MEDIDATA SOLUTIONS INC
COM
58471A105
78
11484
SH
DFND
2
0
0
11484
MERCADOLIBRE INC
COM
58733R102
250
3404
SH
DFND
2
0
0
3404
MERCURY SYS INC
COM
589378108
42
10856
SH
DFND
2
0
0
10856
MICROCHIP TECHNOLOGY INC
COM
595017104
77
11070
SH
DFND
2
0
0
11070
MOMO INC
ADR
60879B107
36
5881
SH
DFND
2
0
0
5881
NETEASE INC
SPONSORED ADR
64110W102
300
4195
SH
DFND
2
0
0
4195
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
70
12169
SH
DFND
2
0
0
12169
NVIDIA CORP
COM
67066G104
144
10402
SH
DFND
2
0
0
10402
NUTRI SYS INC
NEW COM
67069D108
52
25134
SH
DFND
2
0
0
25134
PRA HEALTH SCIENCES INC
COM
69354M108
75
5932
SH
DFND
2
0
0
5932
PAYCOM SOFTWARE INC
COM
70432V102
68
21968
SH
DFND
2
0
0
21968
PAYPAL HLDGS INC
COM
70450Y103
53
8262
SH
DFND
2
0
0
8262
REGENERON PHARMACEUTICALS
COM
75886F107
491
867
SH
DFND
2
0
0
867
SCHWAB CHARLES CORP
NEW COM
808513105
42
10229
SH
DFND
2
0
0
10229
STAMPS COM INC
COM NEW
852857200
154
10162
SH
DFND
2
0
0
10162
TTM TECHNOLOGIES INC
COM
87305R109
17
12270
SH
DFND
2
0
0
12270
TAL ED GROUP
ADS REPSTG COM
874080104
122
12535
SH
DFND
2
0
0
12535
THOR INDS INC
COM
885160101
104
4059
SH
DFND
2
0
0
4059
TRANSUNION
COM
89400J107
43
30037
SH
DFND
2
0
0
30037
VEEVA SYS INC
CL A COM
922475108
61
25333
SH
DFND
2
0
0
25333
WEIBO CORP
SPONSORED ADR
948596101
66
1420
SH
DFND
2
0
0
1420
WINNEBAGO INDS INC
COM
974637100
35
6370
SH
DFND
2
0
0
6370
YY INC
ADS REPCOM CLA
98426T106
58
23034
SH
DFND
2
0
0
23034
ZEBRA TECHNOLOGIES CORP
CL A
989207105
100
8590
SH
DFND
2
0
0
8590
CIMPRESS N V
SHS EURO
N20146101
961
10167
SH
DFND
4
0
0
10167
MAKEMYTRIP LIMITED
MAURITIUS SHS
V5633W109
777
23185
SH
DFND
4
0
0
23185
AT&T INC
COM
00206R102
270
7160
SH
DFND
4
0
0
7160
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1035
7352
SH
DFND
4
0
0
7352
AMAZON COM INC
COM
023135106
1875
1937
SH
DFND
4
0
0
1937
AMERICAN EXPRESS CO
COM
025816109
284
3375
SH
DFND
4
0
0
3375
APPLE INC
COM
037833100
452
3145
SH
DFND
4
0
0
3145
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
101
1590
SH
DFND
4
0
0
1590
CARVANA CO
CL A ADDED
146869102
4278
209023
SH
DFND
4
0
0
209023
CATERPILLAR INC
DEL COM
149123101
271
2525
SH
DFND
4
0
0
2525
CHEVRON CORP
NEW COM
166764100
434
4165
SH
DFND
4
0
0
4165
CISCO SYS INC
COM
17275R102
252
8075
SH
DFND
4
0
0
8075
COPART INC
COM
217204106
1913
60205
SH
DFND
4
0
0
60205
COSTCO WHSL CORP
NEW COM
22160K105
458
2870
SH
DFND
4
0
0
2870
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
107
4575
SH
DFND
4
0
0
4575
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
882
16389
SH
DFND
4
0
0
16389
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
103
3069
SH
DFND
4
0
0
3069
DOMINION ENERGY INC
COM
25746U109
262
3430
SH
DFND
4
0
0
3430
DOW CHEM CO
COM
260543103
277
4400
SH
DFND
4
0
0
4400
EBAY INC
COM
278642103
1913
54792
SH
DFND
4
0
0
54792
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
101
6318
SH
DFND
4
0
0
6318
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
99
6462
SH
DFND
4
0
0
6462
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
106
5925
SH
DFND
4
0
0
5925
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT ADDED
29278N103
103
5076
SH
DFND
4
0
0
5076
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
103
6117
SH
DFND
4
0
0
6117
ETSY INC
COM
29786A106
2602
173488
SH
DFND
4
0
0
173488
EXPEDIA INC
DEL COM NEW
30212P303
1955
13128
SH
DFND
4
0
0
13128
FTD COS INC
COM
30281V108
1827
91387
SH
DFND
4
0
0
91387
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
254
9033
SH
DFND
4
0
0
9033
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
103
3276
SH
DFND
4
0
0
3276
GOLDMAN SACHS GROUP INC
COM
38141G104
272
1230
SH
DFND
4
0
0
1230
GRUBHUB INC
COM
400110102
1769
40589
SH
DFND
4
0
0
40589
HSN INC
COM
404303109
1632
51174
SH
DFND
4
0
0
51174
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
98
3036
SH
DFND
4
0
0
3036
HOME DEPOT INC
COM
437076102
449
2930
SH
DFND
4
0
0
2930
IAC INTERACTIVECORP
COM
44919P508
1959
18977
SH
DFND
4
0
0
18977
INTEL CORP
COM
458140100
257
7641
SH
DFND
4
0
0
7641
INTEL CORP
CALL
458140900
0
76
SH
Call
DFND
4
0
0
76
JPMORGAN CHASE & CO
COM
46625H100
464
5080
SH
DFND
4
0
0
5080
JD COM INC
SPON ADR CL A
47215P106
956
24389
SH
DFND
4
0
0
24389
LANDS END INC
NEW COM
51509F105
1133
76086
SH
DFND
4
0
0
76086
LIBERTY INTERACTIVE CORP QVC GP
COM SER A
53071M104
2129
86774
SH
DFND
4
0
0
86774
MPLX LP
COM UNIT REP LTD
55336V100
98
2943
SH
DFND
4
0
0
2943
MERCADOLIBRE INC
COM
58733R102
914
3645
SH
DFND
4
0
0
3645
MERCK & CO INC
COM
58933Y105
466
7285
SH
DFND
4
0
0
7285
MERCK & CO INC
CALL
58933Y905
0
36
SH
Call
DFND
4
0
0
36
MICROSOFT CORP
COM
594918104
292
4243
SH
DFND
4
0
0
4243
MICROSOFT CORP
CALL
594918904
0
42
SH
Call
DFND
4
0
0
42
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
111
7986
SH
DFND
4
0
0
7986
NETFLIX INC
COM
64110L106
1749
11708
SH
DFND
4
0
0
11708
NUSTAR ENERGY LP
UNIT COM
67058H102
100
2151
SH
DFND
4
0
0
2151
NUTRI SYS INC
NEW COM
67069D108
1893
36370
SH
DFND
4
0
0
36370
FLWS/1-800 FLOWERS
CL A
68243Q106
1725
176941
SH
DFND
4
0
0
176941
OVERSTOCK COM INC
DEL COM
690370101
1742
106888
SH
DFND
4
0
0
106888
PAYPAL HLDGS INC
COM
70450Y103
1994
37169
SH
DFND
4
0
0
37169
PETMED EXPRESS INC
COM
716382106
3133
77168
SH
DFND
4
0
0
77168
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
103
3924
SH
DFND
4
0
0
3924
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
103
3939
SH
DFND
4
0
0
3939
PRICELINE GRP INC
COM NEW
741503403
1816
971
SH
DFND
4
0
0
971
PROCTER AND GAMBLE CO
COM
742718109
274
3150
SH
DFND
4
0
0
3150
SCHWAB STRATEGIC TR US LCAP VA
ETF
808524409
270
5387
SH
DFND
4
0
0
5387
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
310
6893
SH
DFND
4
0
0
6893
SHOPIFY INC
CL A
82509L107
911
10488
SH
DFND
4
0
0
10488
SHUTTERFLY INC
COM
82568P304
1662
34997
SH
DFND
4
0
0
34997
SOUTHERN CO
COM
842587107
258
5390
SH
DFND
4
0
0
5390
SPECTRA ENERGY PARTNERS LP
COM
84756N109
100
2343
SH
DFND
4
0
0
2343
STAMPS COM INC
COM NEW
852857200
2553
16490
SH
DFND
4
0
0
16490
STARBUCKS CORP
COM
855244109
256
4400
SH
DFND
4
0
0
4400
TC PIPELINES LP UT
COM LTD PRT
87233Q108
100
1830
SH
DFND
4
0
0
1830
TALLGRASS ENERGY PARTNERS LP
COM UNIT
874697105
103
2073
SH
DFND
4
0
0
2073
TESORO LOGISTICS LP
COM UNIT LP
88160T107
103
2001
SH
DFND
4
0
0
2001
TEXAS INSTRS INC
COM
882508104
261
3400
SH
DFND
4
0
0
3400
TEXAS INSTRS INC
CALL
882508904
0
34
SH
Call
DFND
4
0
0
34
3M CO
COM
88579Y101
485
2330
SH
DFND
4
0
0
2330
TRAVELERS COMPANIES INC
COM
89417E109
461
3645
SH
DFND
4
0
0
3645
TRIVAGO N V
SPON ADS A SHS
89686D105
1167
49335
SH
DFND
4
0
0
49335
TRIPADVISOR INC
COM
896945201
1543
40397
SH
DFND
4
0
0
40397
UNITEDHEALTH GROUP INC
COM
91324P102
500
2700
SH
DFND
4
0
0
2700
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
278
3566
SH
DFND
4
0
0
3566
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
653
61940
SH
DFND
4
0
0
61940
VISA INC
COM CL A
92826C839
465
4960
SH
DFND
4
0
0
4960
WAL-MART STORES INC
COM
931142103
282
3730
SH
DFND
4
0
0
3730
WAL-MART STORES INC
CALL
931142903
0
37
SH
Call
DFND
4
0
0
37
WAYFAIR INC
CL A
94419L101
2895
37659
SH
DFND
4
0
0
37659
WESTERN REFNG LOGISTICS LP
COM UNIT REP LTP
95931Q205
96
3747
SH
DFND
4
0
0
3747
WISDOMTREE TR US LARGECAP
DIVD
97717W307
266
3165
SH
DFND
4
0
0
3165
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1247
11423
SH
DFND
3
0
0
11423
ACTIVISION BLIZZARD INC
COM
00507V109
1326
23049
SH
DFND
3
0
0
23049
ALBEMARLE CORP
COM
012653101
1190
11278
SH
DFND
3
0
0
11278
ANSYS INC
COM
03662Q105
1245
10237
SH
DFND
3
0
0
10237
APPLE INC
COM
037833100
1199
8329
SH
DFND
3
0
0
8329
APPLIED MATLS INC
COM
038222105
1400
33903
SH
DFND
3
0
0
33903
BARD C R INC
COM
067383109
1273
4028
SH
DFND
3
0
0
4028
CBRE GROUP INC
CL A
12504L109
1228
33743
SH
DFND
3
0
0
33743
CIT GROUP INC
COM NEW
125581801
1259
25865
SH
DFND
3
0
0
25865
CSX CORP
COM
126408103
1614
29591
SH
DFND
3
0
0
29591
CITIZENS FINL GROUP INC
COM
174610105
1130
31672
SH
DFND
3
0
0
31672
CORNING INC
COM
219350105
1254
41746
SH
DFND
3
0
0
41746
EQUINIX INC
COM PAR $0.001
29444U700
1249
2911
SH
DFND
3
0
0
2911
IDEXX LABS INC
COM
45168D104
1245
7717
SH
DFND
3
0
0
7717
INTUITIVE SURGICAL INC
COM NEW
46120E602
1364
1459
SH
DFND
3
0
0
1459
MARRIOTT INTL INC
NEW CL A
571903202
1304
13000
SH
DFND
3
0
0
13000
MICROCHIP TECHNOLOGY INC
COM
595017104
1273
16497
SH
DFND
3
0
0
16497
MORGAN STANLEY
COM NEW
617446448
1172
26316
SH
DFND
3
0
0
26316
NETFLIX INC
COM
64110L106
1233
8258
SH
DFND
3
0
0
8258
REGIONS FINL CORP
NEW COM
7591EP100
1168
79802
SH
DFND
3
0
0
79802
ULTA BEAUTY INC
COM
90384S303
1122
3908
SH
DFND
3
0
0
3908
UNITED CONTL HLDGS INC
COM
910047109
1172
15581
SH
DFND
3
0
0
15581
VERTEX PHARMACEUTICALS INC
COM
92532F100
1334
10353
SH
DFND
3
0
0
10353
WASTE MGMT INC
DEL COM
94106L109
1179
16077
SH
DFND
3
0
0
16077
WESTERN DIGITAL CORP
COM
958102105
1247
14084
SH
DFND
3
0
0
14084