0001593324-16-000010.txt : 20160809 0001593324-16-000010.hdr.sgml : 20160809 20160809110243 ACCESSION NUMBER: 0001593324-16-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 EFFECTIVENESS DATE: 20160809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penserra Capital Management LLC CENTRAL INDEX KEY: 0001593324 IRS NUMBER: 270159296 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17117 FILM NUMBER: 161816750 BUSINESS ADDRESS: STREET 1: 140 BROADWAY STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-459-0581 MAIL ADDRESS: STREET 1: 140 BROADWAY STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001593324 XXXXXXXX 06-30-2016 06-30-2016 Penserra Capital Management LLC
140 BROADWAY 46TH FLOOR NEW YORK NY 10005
13F HOLDINGS REPORT 028-17117 N
Anthony Castelli CCO 646-459-0581 Anthony Castelli New York NY 08-09-2016 5 1115 709642 false 1 0001457320 EXCHANGE TRADED CONCEPTS, LLC 2 0001645173 ETF MANAGERS GROUP, LLC 3 0001599368 Innovator Management LLC 4 0001540305 ETF Series Solutions 5 0001633061 Amplify ETF Trust
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758075402 10 738 SH DFND 1 0 0 738 RENREN INC SPONSORED ADR 759892102 24 13524 SH DFND 1 0 0 13524 REYNOLDS AMERICAN INC COM 761713106 76 1404 SH DFND 1 0 0 1404 ROCKWELL AUTOMATION INC COM 773903109 62 540 SH DFND 1 0 0 540 ROSE ROCK MIDSTREAM L P COM U REP LTD 777149105 2 82 SH DFND 1 0 0 82 ROUSE PPTYS INC COM 779287101 5 251 SH DFND 1 0 0 251 SCHEIN HENRY INC COM 806407102 73 414 SH DFND 1 0 0 414 SCHLUMBERGER LTD COM 806857108 57 720 SH DFND 1 0 0 720 SNAP ON INC COM 833034101 68 432 SH DFND 1 0 0 432 SOUFUN HLDGS LTD ADR 836034108 77 15400 SH DFND 1 0 0 15400 SPLUNK INC COM 848637104 40 738 SH DFND 1 0 0 738 STANLEY BLACK & DECKER INC COM 854502101 72 648 SH DFND 1 0 0 648 STORE CAP CORP COM 862121100 48 1614 SH DFND 1 0 0 1614 STRYKER CORP COM 863667101 71 594 SH DFND 1 0 0 594 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142102 6 284 SH DFND 1 0 0 284 SYNOPSYS INC COM 871607107 66 1224 SH DFND 1 0 0 1224 THL CR INC COM 872438106 4 328 SH DFND 1 0 0 328 TEMPLETON EMERG MKTS INCOME COM 880192109 5 514 SH DFND 1 0 0 514 TEMPLETON GLOBAL INCOME FD COM 880198106 9 1451 SH DFND 1 0 0 1451 THERMO FISHER SCIENTIFIC INC COM 883556102 64 432 SH DFND 1 0 0 432 TIDEWATER INC COM 886423102 1 232 SH DFND 1 0 0 232 TIME WARNER INC COM NEW 887317303 48 648 SH DFND 1 0 0 648 TRACTOR SUPPLY CO COM 892356106 62 684 SH DFND 1 0 0 684 TRIANGLE CAP CORP COM 895848109 7 341 SH DFND 1 0 0 341 UGI CORP NEW COM 902681105 60 1332 SH DFND 1 0 0 1332 UMH PPTYS INC COM 903002103 3 297 SH DFND 1 0 0 297 UNITED DEV FDG IV COM 910187103 1 354 SH DFND 1 0 0 354 V F CORP COM 918204108 55 900 SH DFND 1 0 0 900 VMWARE INC CL A COM 928563402 37 648 SH DFND 1 0 0 648 WABTEC CORP COM 929740108 47 666 SH DFND 1 0 0 666 WADDELL & REED FINL INC CL A 930059100 15 850 SH DFND 1 0 0 850 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 23 724 SH DFND 1 0 0 724 WEIBO CORP SPONSORED ADR 948596101 299 10542 SH DFND 1 0 0 10542 WESTERN DIGITAL CORP COM 958102105 37 784 SH DFND 1 0 0 784 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 20 401 SH DFND 1 0 0 401 WESTWOOD HLDGS GROUP INC COM 961765104 4 86 SH DFND 1 0 0 86 WHITESTONE REIT COM 966084204 4 284 SH DFND 1 0 0 284 WHOLE FOODS MKT INC COM 966837106 39 1224 SH DFND 1 0 0 1224 WILLIAMS COS INC DEL COM 969457100 67 3076 SH DFND 1 0 0 3076 XILINX INC COM 983919101 56 1224 SH DFND 1 0 0 1224 AT&T INC COM 00206R102 56 1296 SH DFND 1 0 0 1296 ABBVIE INC COM 00287Y109 55 882 SH DFND 1 0 0 882 ACTIVISION BLIZZARD INC COM 00507V109 96 2412 SH DFND 1 0 0 2412 ACUITY BRANDS INC COM 00508Y102 85 342 SH DFND 1 0 0 342 ADOBE SYS INC COM 00724F101 76 792 SH DFND 1 0 0 792 ADVANCE AUTO PARTS INC COM 00751Y106 67 414 SH DFND 1 0 0 414 ADVENT CLAYMORE CV SECS & IN COM 00764C109 4 252 SH DFND 1 0 0 252 AGILENT TECHNOLOGIES INC COM 00846U101 61 1368 SH DFND 1 0 0 1368 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1238 15568 SH DFND 1 0 0 15568 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 1 44 SH DFND 1 0 0 44 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 3 202 SH DFND 1 0 0 202 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 11 924 SH DFND 1 0 0 924 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 22 960 SH DFND 1 0 0 960 ALON USA PARTNERS LP UT LTDPART INT 02052T109 1 57 SH DFND 1 0 0 57 AMERICAN CAPITAL AGENCY CORP COM 02503X105 73 3708 SH DFND 1 0 0 3708 AMERICAN CAP MTG INVT CORP COM 02504A104 8 532 SH DFND 1 0 0 532 APOLLO INVT CORP COM 03761U106 13 2370 SH DFND 1 0 0 2370 APOLLO COML REAL EST FIN INC COM 03762U105 11 659 SH DFND 1 0 0 659 APOLLO RESIDENTIAL MTG INC COM 03763V102 5 341 SH DFND 1 0 0 341 ARES CAP CORP COM 04010L103 46 3217 SH DFND 1 0 0 3217 ARES DYNAMIC CR ALLOCATION F COM 04014F102 3 251 SH DFND 1 0 0 251 ARES MGMT L P COM UNIT RP IN 04014Y101 12 855 SH DFND 1 0 0 855 ARMADA HOFFLER PPTYS INC COM 04208T108 7 480 SH DFND 1 0 0 480 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 11 394 SH DFND 1 0 0 394 AUTOHOME INC SP ADR RP CL A 05278C107 72 3570 SH DFND 1 0 0 3570 BABSON CAP GLB SHT DURHGH YL COM 05617T100 4 213 SH DFND 1 0 0 213 BLACKROCK INCOME TR INC COM 09247F100 3 507 SH DFND 1 0 0 507 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 15 609 SH DFND 1 0 0 609 CORE BD TR SHS BEN INT 09249E101 8 574 SH DFND 1 0 0 574 BLACKROCK LTD DURATION INC T COM SHS 09249W101 6 397 SH DFND 1 0 0 397 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 157 6417 SH DFND 1 0 0 6417 BLACKROCK CORPOR HI YLD FD I COM 09255P107 14 1350 SH DFND 1 0 0 1350 BLACKROCK DEBT STRAT FD INC COM 09255R103 7 2002 SH DFND 1 0 0 2002 BLACKROCK FLOAT RATE OME STR COM 09255X100 5 400 SH DFND 1 0 0 400 BLACKSTONE GSO FLTING RTE FU COM 09256U105 3 160 SH DFND 1 0 0 160 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 7 474 SH DFND 1 0 0 474 BLACKSTONE MTG TR INC COM CL A 09257W100 27 993 SH DFND 1 0 0 993 BLACKROCK MULTI-SECTOR INC T COM 09258A107 7 409 SH DFND 1 0 0 409 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 68 1044 SH DFND 1 0 0 1044 BROOKFIELD TOTAL RETURN FD I COM 11283U108 3 148 SH DFND 1 0 0 148 CBRE GROUP INC CL A 12504L109 43 1620 SH DFND 1 0 0 1620 CDK GLOBAL INC COM 12508E101 57 1026 SH DFND 1 0 0 1026 CVR REFNG LP COMUNIT REP LT 12663P107 2 247 SH DFND 1 0 0 247 CYS INVTS INC COM 12673A108 14 1641 SH DFND 1 0 0 1641 CA INC COM 12673P105 61 1872 SH DFND 1 0 0 1872 CALAMOS GBL DYN INCOME FUND COM 12811L107 3 480 SH DFND 1 0 0 480 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 8 768 SH DFND 1 0 0 768 CALAMOS ASSET MGMT INC CL A 12811R104 1 183 SH DFND 1 0 0 183 CAPITALA FIN CORP COM 14054R106 2 165 SH DFND 1 0 0 165 CAPSTEAD MTG CORP COM NO PAR 14067E506 10 996 SH DFND 1 0 0 996 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 13 819 SH DFND 1 0 0 819 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 36 1212 SH DFND 1 0 0 1212 CHIMERA INVT CORP COM NEW 16934Q208 31 2002 SH DFND 1 0 0 2002 CISCO SYS INC COM 17275R102 62 2178 SH DFND 1 0 0 2178 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 5 553 SH DFND 1 0 0 553 COHEN & STEERS INC COM 19247A100 8 204 SH DFND 1 0 0 204 COHEN & STEERS LTD DUR PFD I COM 19248C105 7 308 SH DFND 1 0 0 308 COHEN & STEERS SLT PFD INCM COM 19248Y107 3 127 SH DFND 1 0 0 127 COLONY CAP INC CL A 19624R106 18 1197 SH DFND 1 0 0 1197 COMCAST CORP NEW CL A 20030N101 57 882 SH DFND 1 0 0 882 CONOCOPHILLIPS COM 20825C104 257 5896 SH DFND 1 0 0 5896 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 19 631 SH DFND 1 0 0 631 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 27 768 SH DFND 1 0 0 768 COSTAR GROUP INC COM 22160N109 63 288 SH DFND 1 0 0 288 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 3 1063 SH DFND 1 0 0 1063 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 647 15694 SH DFND 1 0 0 15694 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 15 433 SH DFND 1 0 0 433 DENTSPLY SIRONA INC COM 24906P109 67 1080 SH DFND 1 0 0 1080 DEUTSCHE HIGH INCOME OPPORT COM 25158Y102 2 163 SH DFND 1 0 0 163 DR PEPPER SNAPPLE GROUP INC COM 26138E109 70 720 SH DFND 1 0 0 720 HIGH YIELD STRATEGIE SH BEN INT 26200S101 2 730 SH DFND 1 0 0 730 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 22 463 SH DFND 1 0 0 463 EPR PPTYS COM SH BEN INT 26884U109 32 393 SH DFND 1 0 0 393 EATON VANCE SR INCOME TR SH BEN INT 27826S103 2 404 SH DFND 1 0 0 404 EATON VANCE LTD DUR INCOME F COM 27828H105 17 1260 SH DFND 1 0 0 1260 EATON VANCE SR FLTNG RTE TR COM 27828Q105 5 392 SH DFND 1 0 0 392 EATON VANCE SH TM DR DIVR IN COM 27828V104 3 192 SH DFND 1 0 0 192 EDWARDS LIFESCIENCES CORP COM 28176E108 86 864 SH DFND 1 0 0 864 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 33 1415 SH DFND 1 0 0 1415 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 8 337 SH DFND 1 0 0 337 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 81 2127 SH DFND 1 0 0 2127 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 52 3592 SH DFND 1 0 0 3592 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 3 215 SH DFND 1 0 0 215 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 29336U107 9 537 SH DFND 1 0 0 537 EXPEDIA INC DEL COM NEW 30212P303 65 612 SH DFND 1 0 0 612 FACEBOOK INC CL A 30303M102 107 936 SH DFND 1 0 0 936 FIFTH STREET FINANCE CORP COM 31678A103 8 1550 SH DFND 1 0 0 1550 FIFTH STR SR FLOATNG RATE CO COM 31679F101 2 280 SH DFND 1 0 0 280 58 COM INC SPON ADR REP A 31680Q104 371 8078 SH DFND 1 0 0 8078 FIRST POTOMAC RLTY TR COM 33610F109 6 613 SH DFND 1 0 0 613 FIRST TR INTER DUR PFD & IN COM 33718W103 15 648 SH DFND 1 0 0 648 FIRST TR SR FLG RTE INCM FD COM 33733U108 4 283 SH DFND 1 0 0 283 FIRST TR HIGH INCOME L/S FD COM 33738E109 7 447 SH DFND 1 0 0 447 500 COM LTD SPON ADR REP A 33829R100 61 3682 SH DFND 1 0 0 3682 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 5 205 SH DFND 1 0 0 205 FORESIGHT ENERGY LP COM UNT RP INT 34552U104 0 235 SH DFND 1 0 0 235 FORTRESS INVESTMENT GROUP LL CL A 34958B106 9 2109 SH DFND 1 0 0 2109 FRANKLIN STREET PPTYS CORP COM 35471R106 8 648 SH DFND 1 0 0 648 FRANKLIN LTD DURATION INC TR COM 35472T101 3 285 SH DFND 1 0 0 285 GEO GROUP INC NEW COM 36162J106 16 481 SH DFND 1 0 0 481 GAMING & LEISURE PPTYS INC COM 36467J108 42 1205 SH DFND 1 0 0 1205 GLOBAL PARTNERS LP COM UNITS 37946R109 2 130 SH DFND 1 0 0 130 GOLUB CAP BDC INC COM 38173M102 10 577 SH DFND 1 0 0 577 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 11 474 SH DFND 1 0 0 474 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 3 190 SH DFND 1 0 0 190 HCP INC COM 40414L109 109 3075 SH DFND 1 0 0 3075 HP INC COM 40434L105 78 6233 SH DFND 1 0 0 6233 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 9 530 SH DFND 1 0 0 530 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 6 277 SH DFND 1 0 0 277 HANCOCK JOHN PFD INCOME FD I COM 41013X106 5 227 SH DFND 1 0 0 227 HANCOCK JOHN PFD INCOME FD I COM 41021P103 7 335 SH DFND 1 0 0 335 HATTERAS FINL CORP COM 41902R103 17 1032 SH DFND 1 0 0 1032 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 29 1013 SH DFND 1 0 0 1013 HOST HOTELS & RESORTS INC COM 44107P104 79 4885 SH DFND 1 0 0 4885 IDEX CORP COM 45167R104 62 756 SH DFND 1 0 0 756 IMAX CORP COM 45245E109 42 1422 SH DFND 1 0 0 1422 INDEPENDENCE RLTY TR INC COM 45378A106 3 316 SH DFND 1 0 0 316 INVESCO MORTGAGE CAPITAL INC COM 46131B100 16 1197 SH DFND 1 0 0 1197 INVESCO SR INCOME TR COM 46131H107 8 1917 SH DFND 1 0 0 1917 INVESCO DYNAMIC CR OPP FD COM 46132R104 9 785 SH DFND 1 0 0 785 IRON MTN INC NEW COM 46284V101 64 1602 SH DFND 1 0 0 1602 JD COM INC SPON ADR CL A 47215P106 826 38920 SH DFND 1 0 0 38920 JUNIPER NETWORKS INC COM 48203R104 55 2466 SH DFND 1 0 0 2466 KKR & CO L P DEL COM UNITS 48248M102 59 4803 SH DFND 1 0 0 4803 KKR INCOME OPPORTUNITIES FD COM 48249T106 2 164 SH DFND 1 0 0 164 KINDER MORGAN INC DEL COM 49456B101 162 8637 SH DFND 1 0 0 8637 CAP & INCOME FD INC COM 50208A102 3 191 SH DFND 1 0 0 191 LEGG MASON BW GLB INC OPP FD OPP FD COM 52469B100 3 225 SH DFND 1 0 0 225 LINKEDIN CORP COM CL A 53578A108 56 297 SH DFND 1 0 0 297 MFA FINL INC COM 55272X102 30 4115 SH DFND 1 0 0 4115 INTER INCOME TR SH BEN INT 55273C107 6 1272 SH DFND 1 0 0 1272 MACYS INC COM 55616P104 32 954 SH DFND 1 0 0 954 MAIN STREET CAPITAL CORP COM 56035L104 16 496 SH DFND 1 0 0 496 MAXIM INTEGRATED PRODS INC COM 57772K101 57 1584 SH DFND 1 0 0 1584 MEDICAL PPTYS TRUST INC COM 58463J304 24 1582 SH DFND 1 0 0 1582 MEDLEY CAP CORP COM 58503F106 4 583 SH DFND 1 0 0 583 MERCADOLIBRE INC COM 58733R102 638 4536 SH DFND 1 0 0 4536 MOLSON COORS BREWING CO CL B 60871R209 86 846 SH DFND 1 0 0 846 MOMO INC ADR 60879B107 183 18116 SH DFND 1 0 0 18116 MONSANTO CO NEW COM 61166W101 47 450 SH DFND 1 0 0 450 MORGAN STANLEY EMER MKTS DEB COM 61744H105 2 190 SH DFND 1 0 0 190 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 6 332 SH DFND 1 0 0 332 NATIONAL HEALTH INVS INC COM 63633D104 17 228 SH DFND 1 0 0 228 NETEASE INC SPONSORED ADR 64110W102 866 4480 SH DFND 1 0 0 4480 NQ MOBILE INC ADR REPSTG CL A 64118U108 44 11774 SH DFND 1 0 0 11774 NEUBERGER BERMAN HGH YLD FD COM 64128C106 2 208 SH DFND 1 0 0 208 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 34 2451 SH DFND 1 0 0 2451 NORTHSTAR RLTY FIN CORP COM 66704R803 23 1983 SH DFND 1 0 0 1983 NORTHSTAR ASSET MGMT GROUP COM 66705Y104 20 1989 SH DFND 1 0 0 1989 NUSTAR ENERGY LP UNIT COM 67058H102 15 311 SH DFND 1 0 0 311 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 4 159 SH DFND 1 0 0 159 NVIDIA CORP COM 67066G104 122 2592 SH DFND 1 0 0 2592 NUVEEN SR INCOME FD COM 67067Y104 2 412 SH DFND 1 0 0 412 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 4 412 SH DFND 1 0 0 412 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 2 212 SH DFND 1 0 0 212 NUVEEN PREFERRED SECURITIES COM 67072C105 12 1311 SH DFND 1 0 0 1311 NUVEEN FLOATING RATE INCOME COM 67072T108 6 587 SH DFND 1 0 0 587 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 10 1042 SH DFND 1 0 0 1042 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 12 1451 SH DFND 1 0 0 1451 NUVEEN BUILD AMER BD FD COM 67074C103 7 285 SH DFND 1 0 0 285 NUVEEN PFD & INCOME TERM FD COM 67075A106 6 243 SH DFND 1 0 0 243 O REILLY AUTOMOTIVE INC COM 67103H107 78 288 SH DFND 1 0 0 288 OCH ZIFF CAP MGMT GROUP CL A 67551U105 6 1506 SH DFND 1 0 0 1506 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 51 1279 SH DFND 1 0 0 1279 ORACLE CORP COM 68389X105 50 1224 SH DFND 1 0 0 1224 OUTFRONT MEDIA INC COM 69007J106 22 917 SH DFND 1 0 0 917 PARKWAY PPTYS INC COM 70159Q104 9 563 SH DFND 1 0 0 563 PAYPAL HLDGS INC COM 70450Y103 35 954 SH DFND 1 0 0 954 PEBBLEBROOK HOTEL TR COM 70509V100 12 465 SH DFND 1 0 0 465 PENNANTPARK FLOATING RATE CA COM 70806A106 3 281 SH DFND 1 0 0 281 PENNYMAC MTG INVT TR COM 70931T103 12 765 SH DFND 1 0 0 765 PIMCO CORPORATE INCOME STRAT COM 72200U100 6 406 SH DFND 1 0 0 406 PIMCO STRATEGIC INCOME FD IN COM 72200X104 4 442 SH DFND 1 0 0 442 PIMCO CORPORATE & INCOME OPP COM 72201B101 11 758 SH DFND 1 0 0 758 PIMCO INCOME STRATEGY FUND COM 72201H108 3 271 SH DFND 1 0 0 271 PIMCO INCOME STRATEGY FUND I COM 72201J104 6 631 SH DFND 1 0 0 631 PIMCO DYNAMIC INCOME FD SHS 72201Y101 13 487 SH DFND 1 0 0 487 PIMCO INCOME OPPORTUNITY FD COM 72202B100 4 160 SH DFND 1 0 0 160 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 28 1467 SH DFND 1 0 0 1467 PIONEER HIGH INCOME TR COM 72369H106 3 331 SH DFND 1 0 0 331 PIONEER FLOATING RATE TR COM 72369J102 3 285 SH DFND 1 0 0 285 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 12 1152 SH DFND 1 0 0 1152 PROSPECT CAPITAL CORPORATION COM 74348T102 28 3617 SH DFND 1 0 0 3617 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 7 434 SH DFND 1 0 0 434 PRUDENTIAL SHT DURATION HG Y COM 74442F107 6 357 SH DFND 1 0 0 357 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 706 9660 SH DFND 1 0 0 9660 QIWI PLC SPON ADR REP B 74735M108 33 2548 SH DFND 1 0 0 2548 QUNAR CAYMAN IS LTD SPNS ADR CL B 74906P104 556 18648 SH DFND 1 0 0 18648 RLJ LODGING TR COM 74965L101 18 820 SH DFND 1 0 0 820 RESOURCE CAP CORP COM NEW 76120W708 5 361 SH DFND 1 0 0 361 RETAIL PPTYS AMER INC CL A 76131V202 27 1575 SH DFND 1 0 0 1575 RYMAN HOSPITALITY PPTYS INC COM 78377T107 17 335 SH DFND 1 0 0 335 SABRA HEALTH CARE REIT INC COM 78573L106 9 431 SH DFND 1 0 0 431 SELECT INCOME REIT COM SH BEN INT 81618T100 17 666 SH DFND 1 0 0 666 SEMGROUP CORP CL A 81663A105 6 199 SH DFND 1 0 0 199 SENIOR 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SHOPIFY INC CL A 82509L107 37 1210 SH DFND 5 0 0 1210 SHUTTERFLY INC COM 82568P304 76 1624 SH DFND 5 0 0 1624 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 29 2608 SH DFND 5 0 0 2608 WAYFAIR INC CL A 94419L101 77 1978 SH DFND 5 0 0 1978 CIMPRESS N V SHS EURO N20146101 31 340 SH DFND 5 0 0 340 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 28 1856 SH DFND 5 0 0 1856 ALLIANT ENERGY CORP COM 018802108 566 14267 SH DFND 4 0 0 14267 AMEREN CORP COM 023608102 601 11209 SH DFND 4 0 0 11209 AMERICAN WTR WKS CO INC NEW COM 030420103 645 7634 SH DFND 4 0 0 7634 CMS ENERGY CORP COM 125896100 597 13024 SH DFND 4 0 0 13024 CAMPBELL SOUP CO COM 134429109 547 8217 SH DFND 4 0 0 8217 CINCINNATI FINL CORP COM 172062101 619 8272 SH DFND 4 0 0 8272 COCA COLA CO COM 191216100 525 11583 SH DFND 4 0 0 11583 DIGITAL RLTY TR INC COM 253868103 639 5863 SH DFND 4 0 0 5863 FASTENAL CO COM 311900104 519 11682 SH DFND 4 0 0 11682 KLA-TENCOR CORP COM 482480100 554 7568 SH DFND 4 0 0 7568 KIMBERLY CLARK CORP COM 494368103 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