0001209191-21-005595.txt : 20210127 0001209191-21-005595.hdr.sgml : 20210127 20210127125442 ACCESSION NUMBER: 0001209191-21-005595 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210125 FILED AS OF DATE: 20210127 DATE AS OF CHANGE: 20210127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maretic Anthony CENTRAL INDEX KEY: 0001605306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36409 FILM NUMBER: 21558491 MAIL ADDRESS: STREET 1: 1075 WEST GEORGIA STREET, SUITE 2600 CITY: VANCOUVER STATE: A1 ZIP: V6E 3C9 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: City Office REIT, Inc. CENTRAL INDEX KEY: 0001593222 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 981141883 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 3210 - 666 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 2X8 BUSINESS PHONE: 1-604-806-3353 MAIL ADDRESS: STREET 1: SUITE 3210 - 666 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 2X8 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-25 0 0001593222 City Office REIT, Inc. CIO 0001605306 Maretic Anthony 666 BURRARD STREET, SUITE 3210 VANCOUVER A1 V6C 2X8 BRITISH COLUMBIA, CANADA 0 1 0 0 Chief Financial Officer Restricted Stock Units 2021-01-25 4 A 0 764 A Common Stock 764 50176 D Restricted Stock Units 2021-01-25 4 A 0 20000 A Common Stock 20000 70176 D Performance Restricted Stock Units 2021-01-25 4 A 0 20000 A Common Stock 20000 37500 D In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. The units represent Restricted Stock Units issuable to the reporting person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the reporting person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial grant date, generally subject to the reporting person's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units. In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued employment through each applicable vesting date. On January 25, 2021, the reporting person was granted 20,000 Performance Restricted Stock Units. Pursuant to the terms of the award agreement governing the Performance Restricted Stock Units, the number of underlying shares of the Company's common stock that the reporting person may ultimately become entitled to receive at the time of vesting will range from 50% to 150% of the number of Performance Restricted Stock Units initially granted, subject to certain relative total stockholder return conditions being met during the measurement period that begins on January 1, 2021 and ends on December 31, 2023. Dividend equivalent rights accrue with respect to these Performance Restricted Stock Units when and as dividends are paid on the Company's common stock. /s/ Anthony Maretic 2021-01-27