0000899243-20-030448.txt : 20201104
0000899243-20-030448.hdr.sgml : 20201104
20201104213326
ACCESSION NUMBER: 0000899243-20-030448
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201102
FILED AS OF DATE: 20201104
DATE AS OF CHANGE: 20201104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alden Global Capital LLC
CENTRAL INDEX KEY: 0001616882
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36230
FILM NUMBER: 201288397
BUSINESS ADDRESS:
STREET 1: 885 THIRD AVENUE
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-888-7213
MAIL ADDRESS:
STREET 1: 885 THIRD AVENUE
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Freeman Heath
CENTRAL INDEX KEY: 0001693074
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36230
FILM NUMBER: 201288398
MAIL ADDRESS:
STREET 1: 885 THIRD AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tribune Publishing Co
CENTRAL INDEX KEY: 0001593195
STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711]
IRS NUMBER: 383919441
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 160 N. STETSON AVENUE
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312 222 9100
MAIL ADDRESS:
STREET 1: 160 N. STETSON AVENUE
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: tronc, Inc.
DATE OF NAME CHANGE: 20160617
FORMER COMPANY:
FORMER CONFORMED NAME: Tribune Publishing Co
DATE OF NAME CHANGE: 20131127
4
1
doc4.xml
FORM 4 SUBMISSION
X030642020-11-0200001593195Tribune Publishing CoTPCO0001616882Alden Global Capital LLC885 THIRD AVENUENEW YORKNY1002210100001693074Freeman Heath885 THIRD AVENUENEW YORKNY100221010Common Stock2020-11-024A0100930.00A6355381ISee FootnotesCommon Stock5198925ISee FootnotesThis Form 4 is filed jointly by Alden Global Capital LLC ("Alden") and Heath Freeman (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of Tribune Publishing Company (the "Issuer") reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.On November 2, 2020, the Issuer granted to Randall D. Smith, a member of the Issuer's Board of Directors (the "Board"), 10,093 shares of restricted Common Stock. Mr. Smith holds the restricted Common Stock for the benefit of Alden Global Opportunities Master Fund, L.P. ("AGOMF"). Because Mr. Smith serves on the Board as a representative of AGOMF, Alden Global Value Recovery Master Fund, L.P. ("AGVRMF"), and their affiliates, Mr. Smith does not have a right to any economic interest in the securities of the Issuer issued to him as director compensation. AGOMF is entitled to receive all of the economic interest in the shares of restricted Common Stock granted by the Issuer in respect of Mr. Smith's Board position. Mr. Smith disclaims beneficial ownership of such shares of restricted Common Stock.(Continued from footnote 2) The shares of restricted Common Stock vest 100% on May 21, 2021, provided that Mr. Smith continues to serve on the Board through the earlier of (a) such vesting date or (b) the day immediately prior to the first annual meeting of stockholders of the Issuer following the grant date.Shares of Common Stock of the Issuer held directly by AGOMF or shares in which AGOMF has an economic interest. Alden, as the investment manager of AGOMF, may be deemed to beneficially own the shares of Common Stock of the Issuer directly held by AGOMF and shares in which AGOMF has an economic interest. Mr. Freeman, as President of Alden, may be deemed to beneficially own the shares of Common Stock of the Issuer directly held by AGOMF and shares in which AGOMF has an economic interest.Shares of Common Stock of the Issuer directly held by AGVRMF. Alden, as the investment manager of AGVRMF, may be deemed to beneficially own the shares of Common Stock of the Issuer directly held by AGVRMF. Mr. Freeman, as President of Alden, may be deemed to beneficially own the shares of Common Stock of the Issuer directly held by AGVRMF.Randall D. Smith serves on the Board of Directors of Tribune Publishing Company (the "Issuer") as a representative of the Reporting Persons, AGOMF, AGVRMF and their affiliates. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Persons, AGOMF, AGVRMF and their affiliates are deemed directors by deputization by virtue of their representation on the Board of Directors of the Issuer.ALDEN GLOBAL CAPITAL LLC, Name: /s/ Heath Freeman, Title: President2020-11-04/s/ Heath Freeman2020-11-04EX-99.1
2
attachment1.htm
EX-99.1 DOCUMENT
Exhibit 99.1
Form 4 Joint Filer Information
Name: Heath Freeman
Address: 885 Third Avenue, 34th Floor
New York, NY 10022
Date of Event Requiring Statement: 11/02/2020