144 0001593087 XXXXXXXX LIVE 0001133869 CAPRICOR THERAPEUTICS, INC. 001-34058 10865 Road to the Cure, Suite 150 San Diego CA 92121 8587271755 ANTHONY BERGMANN Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 8th Floor New York NY 10004

75000 2082750.00 57510635 03/31/2026 NASDAQ Common 03/31/2026 Exercise of Stock Options Issuer N 75000 03/31/2026 Cash Y The securities to be sold were and will be received upon the exercise of stock options over the next three months. The dates of acquisition and payment were and will be the dates of exercise/sale. 03/31/2026 12/30/2025 /s/ Anthony Bergmann