0000950138-16-001482.txt : 20161128
0000950138-16-001482.hdr.sgml : 20161128
20161128131359
ACCESSION NUMBER: 0000950138-16-001482
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161123
FILED AS OF DATE: 20161128
DATE AS OF CHANGE: 20161128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES & NOBLE INC
CENTRAL INDEX KEY: 0000890491
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 061196501
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 122 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 2126333300
MAIL ADDRESS:
STREET 1: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herpich Peter M
CENTRAL INDEX KEY: 0001592920
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12302
FILM NUMBER: 162019284
MAIL ADDRESS:
STREET 1: C/O BARNES & NOBLE, INC.
STREET 2: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10104
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-11-23
0000890491
BARNES & NOBLE INC
BKS
0001592920
Herpich Peter M
C/O BARNES & NOBLE, INC.
122 FIFTH AVENUE
NEW YORK
NY
10011
0
1
0
0
VP, Corp.Contr.(Pr. Acc. Off.)
Common Stock
2016-11-23
4
S
0
16369
12.8452
D
21931
D
Common Stock
878.275
I
By 401(k) Plan
The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $12.65 to $ 12.959683, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of September 30, 2016. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.
/s/ Peter M. Herpich
2016-11-28