8-A12B 1 easeriestrust_8a12b.htm 8-A12B

 

As filed with the Securities and Exchange Commission on May 17, 2022

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO

SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

 

EA Series Trust

 

(Exact name of registrant as specified in its charter)

 

Delaware

 

(State of incorporation or organization)

 

See List Below

 

(I.R.S. Employer Identification Number)

 

19 East Eagle Road

Havertown, PA 19083

 

(Address of registrant’s principal executive offices)

 

Title of each class of securities to be registered   Name of each exchange on which each class is to be registered
Relative Sentiment Tactical Allocation ETF   NYSE Arca, Inc.

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. þ

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

 

Securities Act Registration file number to which this form relates: 333-195493

 

Securities to be registered pursuant to Section 12(g) of the Act: Not applicable.

 

 

 

 

 

 

Item 1. Description of Registrant’s Securities to be Registered.

 

Reference is made to Post-Effective Amendment No. 120  to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-195493 and 811-22961), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0001829126-22-010925) on May 13, 2022, which is incorporated herein by reference.

 

The Trust currently consists of 20 separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:

 

Title of Each Class of Securities to be Registered   IRS Employer ID Number
NYSE Arca, Inc.   88-0587381

 

Item 2. Exhibits

 

  A. Registrant’s Restated Certificate of Trust dated April 21, 2022 is incorporated herein by reference to Exhibit (a)(4) to the Trust’s Registration Statement on Form N-1A (File Nos. 333-195493; 811-22961), as filed with the SEC via EDGAR on May 13, 2022 (Accession Number: 0001829126-22-010925).
     
  B. Registrant’s Agreement and Declaration of Trust dated July 18, 2014 is incorporated herein by reference to Exhibit (a)(1) to Pre-Effective Amendment No. 2 to the Trust’s Registration Statement on Form N-1A (File Nos. 333-195493; 811-22961), as filed with the SEC via EDGAR on October 17, 2014 (Accession Number: 0001582816-14-000543).
     
  C. Registrant’s By-Laws dated July 18, 2014 are incorporated herein by reference to Exhibit (b) to Pre-Effective Amendment No. 2 to the Trust’s Registration Statement on Form N-1A (File Nos. 333-195493; 811-22961), as filed with the SEC via EDGAR on October 17, 2014 (Accession Number: 0001582816-14-000543).

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  EA Series Trust
  May 17, 2022
   
  /s/ Patrick R. Cleary
  Patrick R. Cleary
  Secretary