0001829126-21-006516.txt : 20210720 0001829126-21-006516.hdr.sgml : 20210720 20210720090518 ACCESSION NUMBER: 0001829126-21-006516 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20210720 DATE AS OF CHANGE: 20210720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Architect ETF Trust CENTRAL INDEX KEY: 0001592900 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-36698 FILM NUMBER: 211099592 BUSINESS ADDRESS: STREET 1: 213 FOXCROFT ROAD CITY: BROOMALL STATE: PA ZIP: 19008 BUSINESS PHONE: 1.215.882.9983 MAIL ADDRESS: STREET 1: 213 FOXCROFT ROAD CITY: BROOMALL STATE: PA ZIP: 19008 FORMER COMPANY: FORMER CONFORMED NAME: Empowered Funds ETF Trust DATE OF NAME CHANGE: 20131125 8-A12B 1 alphaarchitect_8-a12b.htm 8-A12B

 

As filed with the Securities and Exchange Commission on July 20, 2021

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO

SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Alpha Architect ETF Trust

 

(Exact name of registrant as specified in its charter)

 

Delaware

 

(State of incorporation or organization)

 

See List Below

 

(I.R.S. Employer Identification Number)

 

213 Foxcroft Road

Broomall, Pennsylvania 19008

 

(Address of registrant’s principal executive offices)

 

Title of each class of securities to be registered   Name of each exchange on which each class is to be registered
Viridi Cleaner Energy Crypto-Mining & Semiconductor ETF   NYSE Arca, Inc

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.     þ

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.     ☐

 

Securities Act Registration file number to which this form relates: 333-195493

 

Securities to be registered pursuant to Section 12(g) of the Act: Not applicable.

 

 

 

 

Item 1. Description of Registrant’s Securities to be Registered.

 

Reference is made to Post-Effective Amendment No. 77 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-195493 and 811-22961), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0001829126-21-006514) on July 20, 2021, which is incorporated herein by reference.

 

The Trust currently consists of 15 separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:

 

Title of Each Class of Securities to be Registered   IRS Employer ID Number
Viridi Cleaner Energy Crypto-Mining & Semiconductor ETF   87-0849178

 

Item 2. Exhibits

 

A.Registrant’s Certificate of Trust dated October 10, 2013 is incorporated herein by reference to Exhibit (a)(2) to the Trust’s initial Registration Statement on Form N-1A (File Nos. 333-195493; 811-22961), as filed with the SEC via EDGAR on April 25, 2014 (Accession Number: 0001582816-14-000206).

 

B.Registrant’s Certificate of Amendment to the Certificate of Trust dated April 17, 2014 is incorporated herein by reference to Exhibit (a)(3) to the Trust’s initial Registration Statement on Form N-1A (File Nos. 333-195493; 811-22961), as filed with the SEC via EDGAR on April 25, 2014 (Accession Number: 0001582816-14-000206).

 

C.Registrant’s Agreement and Declaration of Trust dated July 18, 2014 is incorporated herein by reference to Exhibit (a)(1) to Pre-Effective Amendment No. 2 to the Trust’s Registration Statement on Form N-1A (File Nos. 333-195493; 811-22961), as filed with the SEC via EDGAR on October 17, 2014 (Accession Number: 0001582816-14-000543).

 

D.Registrant’s By-Laws dated July 18, 2014 are incorporated herein by reference to Exhibit (b)(1) to Pre-Effective Amendment No. 2 to the Trust’s Registration Statement on Form N-1A (File Nos. 333-195493; 811-22961), as filed with the SEC via EDGAR on October 17, 2014 (Accession Number: 0001582816-14-000543).

 

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SIGNATURES

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Alpha Architect ETF Trust

July 20, 2021

 

/s/ Patrick R. Cleary

Patrick R. Cleary

Secretary

 

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