EX-99.(H)(1)(I) 6 alphaarchitect_ex99h1i.htm EXHIBIT (H)(1)(I)

 

Exhibit (h)(1)(i)

 

SIXTEENTH AMENDMENT TO THE

ALPHA ARCHITECT ETF TRUST

TRANSFER AGENT SERVICING AGREEMENT

 

This Sixteenth Amendment, effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement, dated as of October 8, 2014, as amended (the “Agreement”), is entered into by and between Alpha Architect ETF Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, Wisconsin limited liability company (“USBFS”).

 

RECITALS

 

WHEREAS, the parties have entered into the Agreement;

 

WHEREAS, the Trust desires to add the Discipline Fund ETF to its series, and remove from the Agreement certain funds that will not commence operations;

 

Each of the following will be removed from Amended Exhibit A:

 

Strategic E-Commerce & Logistics Sector ETF

Strategic Fintech & Digital Payments Sector ETF

Strategic Hotel & Lodging Sector ETF

Strategic Internet of Things Technology ETF

Strategic Healthcare & Life Science Technology ETF

Strategic Apartment & Residential Real Estate ETF

Strategic Streaming & Gaming Technology ETF

Strategic Technology & E-Commerce Real Estate ETF

 

WHEREAS, Section 12 of the Agreement allows for its amendment by a written instrument executed by both parties.

 

NOW, THEREFORE, the parties agree to amend the Agreement as follows:

 

The Amended Exhibit A is superseded and replaced in its entirety with the Amended Exhibit A attached hereto.

  

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year last written below.

  

ALPHA ARCHITECT ETF TRUST   U.S. BANCORP FUND SERVICES, LLC
         
By:                   By:                  
Name:      Name:  Anita Zagrodnik
Title:     Title: Senior Vice President
Date:     Date:  

 

 

 

 

Amended Exhibit A to the

Alpha Architect ETF Trust

Transfer Agent Servicing Agreement

 

Separate Series of Alpha Architect ETF Trust

  

Name of Series

 

Alpha Architect U.S. Quantitative Value ETF

Alpha Architect International Quantitative Value ETF

Alpha Architect U.S. Quantitative Momentum ETF

Alpha Architect International Quantitative Momentum ETF

Alpha Architect Value Momentum Trend ETF

Freedom 100 Emerging Markets ETF

Merlyn.AI Bull-Rider Bear-Fighter ETF

Merlyn.AI Tactical Growth and Income ETF

Merlyn.AI SectorSurfer Momentum ETF

Merlyn.AI Best-of-Breed Core Momentum ETF

Gadsden Dynamic Multi-Asset ETF

UPHOLDINGS Compound Kings ETF

Freedom Day Dividend ETF

Sparkline Intangible Value ETF

Viridi Cleaner Energy Crypto-Mining & Semiconductor ETF

Turner Quant Advantage ETF

CG Hydrogen & Energy Age ETF

Discipline Fund ETF