Chief Executive Officer and Managing Partner

0000950123-17-010317.txt : 20171113 0000950123-17-010317.hdr.sgml : 20171110 20171113132819 ACCESSION NUMBER: 0000950123-17-010317 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Formidable Asset Management, LLC CENTRAL INDEX KEY: 0001592613 IRS NUMBER: 462376509 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15660 FILM NUMBER: 171194939 BUSINESS ADDRESS: STREET 1: 221 E. 4TH STREET STREET 2: SUITE 2850 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-655-5566 MAIL ADDRESS: STREET 1: 221 E. 4TH STREET STREET 2: SUITE 2850 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: BBK Capital Partners, LLC DATE OF NAME CHANGE: 20131121 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001592613 XXXXXXXX 09-30-2017 09-30-2017 Formidable Asset Management, LLC

221 E. 4TH STREET Suite 2850 Cincinnati OH 45202

13F HOLDINGS REPORT 028-15660 N William Brown Chief Executive Officer and Managing Partner 513-655-5566 William Brown Cincinnati OH 11-10-2017 0 232 236974 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F PROCTER AND GAMBLE COMPANY Common 742718109 33928 372909 SH SOLE 0 0 372909 CHEMED CORPORATION NEW Common 16359R103 17842 88307 SH SOLE 0 0 88307 APPLE INCORPORATED Common 037833100 13935 90429 SH SOLE 2000 0 88429 FACEBOOK INCORPORATED CLASS A Common 30303M102 7585 44392 SH SOLE 500 0 43892 EATON VANCE TAX ADVT DIV INCM Common 27828G107 6533 295192 SH SOLE 0 0 295192 EATON VANCE TAX MNGD GBL DV EQ Common 27829F108 6293 672979 SH SOLE 30000 0 642979 BANK AMER CORPORATION Common 060505104 5951 234849 SH SOLE 0 0 234849 GENERAL ELECTRIC COMPANY Common 369604103 5380 222470 SH SOLE 0 0 222470 ETF SER SOLUTIONS APTUS BEHAVIORAL MOMENTUM ETF Exchange Traded Funds 26922A784 5853 202559 SH SOLE 0 0 202559 STOCK YDS BANCORP INCORPORATED Common 861025104 4891 128708 SH SOLE 0 0 128708 EXXON MOBIL CORPORATION Common 30231G102 3883 47371 SH SOLE 0 0 47371 MICROSOFT CORPORATION Common 594918104 3679 49390 SH SOLE 0 0 49390 LAS VEGAS SANDS CORPORATION Common 517834107 3094 48226 SH SOLE 0 0 48226 SPDR S&P 500 ETF TRUST Exchange Traded Funds 78462F103 2161 8600 SH SOLE 0 0 8600 INTEL CORPORATION Common 458140100 2150 56452 SH SOLE 0 0 56452 CHEVRON CORPORATION NEW Common 166764100 1939 16509 SH SOLE 0 0 16509 PEPSICO INCORPORATED Common 713448108 1771 15893 SH SOLE 0 0 15893 GENERAL DYNAMICS CORPORATION Common 369550108 1744 8483 SH SOLE 0 0 8483 DOWDUPONT INCORPORATED Common 26078J100 1711 24720 SH SOLE 0 0 24720 PFIZER INCORPORATED Common 717081103 1666 46658 SH SOLE 0 0 46658 CHICAGO BRIDGE & IRON COMPANY N V Common 167250109 1671 99478 SH SOLE 4000 0 95478 MERCK & COMPANY INCORPORATED Common 58933Y105 1607 25972 SH SOLE 0 0 25972 FIFTH THIRD BANCORP Common 316773100 1525 54498 SH SOLE 0 0 54498 US BANCORP DEL COM NEW Common 902973304 1950 36376 SH SOLE 0 0 36376 SANDERSON FARMS INCORPORATED Common 800013104 1500 9287 SH SOLE 0 0 9287 NIKE INCORPORATED CLASS B Common 654106103 1491 28746 SH SOLE 0 0 28746 ADOBE SYSTEMS INCORPORATED Common 00724F101 221 1485 SH SOLE 0 0 1485 HOME DEPOT INCORPORATED Common 437076102 1487 9090 SH SOLE 0 0 9090 NUVEEN DOW 30 DYN OVERWRITE SHS Common 67075F105 1443 85075 SH SOLE 0 0 85075 CHURCH & DWIGHT INCORPORATED Common 171340102 1383 28549 SH SOLE 0 0 28549 KNIGHT SWIFT TRANSN HLDGS INCORPORATED CLASS A Common 499049104 1295 31178 SH SOLE 0 0 31178 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW Common 084670702 1249 6813 SH SOLE 0 0 6813 TRACTOR SUPPLY COMPANY Common 892356106 1226 19362 SH SOLE 0 0 19362 STARBUCKS CORPORATION Common 855244109 1238 23054 SH SOLE 0 0 23054 KROGER COMPANY Common 501044101 1158 57717 SH SOLE 0 0 57717 ARES CAP CORPORATION Common 04010L103 1145 69869 SH SOLE 0 0 69869 OASIS PETE INCORPORATED NEW Common 674215108 1184 129790 SH SOLE 5000 0 124790 GENERAC HLDGS INCORPORATED Common 368736104 1217 26500 SH SOLE 2000 0 24500 3M COMPANY Common 88579Y101 1098 5229 SH SOLE 0 0 5229 CVS HEALTH CORPORATION Common 126650100 1120 1510 SH SOLE 0 0 1510 HONEYWELL INTERNATIONAL INCORPORATED Common 438516106 1087 7667 SH SOLE 0 0 7667 SYSCO CORPORATION Common 871829107 1028 19063 SH SOLE 0 0 19063 QUALYS INCORPORATED Common 74758T303 1036 20000 SH SOLE 0 0 20000 WILLIS TOWERS WATSON PUB LIMITED SHS Common G96629103 1053 6829 SH SOLE 0 0 6829 BIO TECHNE CORPORATION Common 09073M104 1033 8549 SH SOLE 0 0 8549 SCHLUMBERGER LIMITED Common 806857108 992 14226 SH SOLE 0 0 14226 HENRY JACK & ASSOC INCORPORATED Common 426281101 996 9691 SH SOLE 0 0 9691 GENERAL MLS INCORPORATED Common 370334104 972 18770 SH SOLE 0 0 18770 PAYPAL HLDGS INCORPORATED Common 70450Y103 966 15091 SH SOLE 0 0 15091 REPUBLIC BANCORP KY CLASS A Common 760281204 962 24734 SH SOLE 0 0 24734 CUBIC CORPORATION Common 229669106 961 18844 SH SOLE 0 0 18844 V F CORPORATION Common 918204108 960 15109 SH SOLE 0 0 15109 APTARGROUP INCORPORATED Common 038336103 935 10842 SH SOLE 0 0 10842 ALPHABET INCORPORATED CAP STK CLASS C Common 02079K107 970 1011 SH SOLE 0 0 1011 FACTSET RESH SYSTEMS INCORPORATED Common 303075105 935 5187 SH SOLE 0 0 5187 BOEING COMPANY Common 097023105 913 3592 SH SOLE 0 0 3592 GENUINE PARTS COMPANY Common 372460105 922 9639 SH SOLE 0 0 9369 BLOCK H & R INCORPORATED Common 093671105 914 34523 SH SOLE 0 0 34523 ISHARES TR MSCI EAFE ETF Exchange Traded Funds 464287465 908 13264 SH SOLE 0 0 13264 ROSS STORES INCORPORATED Common 778296103 920 14246 SH SOLE 0 0 14246 SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF Exchange Traded Funds 78468R788 880 24450 SH SOLE 0 0 24450 JOHNSON & JOHNSON Common 478160104 993 7631 SH SOLE 0 0 7631 DONALDSON INCORPORATED Common 257651109 852 18554 SH SOLE 0 0 18554 POWERSHARES QQQ TRUST UNIT SERIES 1 Exchange Traded Funds 73935A104 852 5860 SH SOLE 0 0 5860 MSC INDL DIRECT INCORPORATED CLASS A Common 553530106 862 11409 SH SOLE 0 0 11409 BRISTOL MYERS SQUIBB COMPANY Common 110122108 835 13096 SH SOLE 0 0 13096 EMERSON ELEC COMPANY Common 291011104 797 12681 SH SOLE 0 0 12681 SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST Exchange Traded Funds 78467X109 780 3483 SH SOLE 0 0 3483 FORD MTR COMPANY DEL COM PAR $0.01 Common 345370860 758 63314 SH SOLE 0 0 63314 WILLIAMS SONOMA INCORPORATED Common 969904101 766 15368 SH SOLE 0 0 15368 MASTERCARD INCORPORATED CLASS A Common 57636Q104 730 5172 SH SOLE 0 0 5172 PHILIP MORRIS INTERNATIONAL INCORPORATED Common 718172109 727 6545 SH SOLE 0 0 6545 GRAINGER W W INCORPORATED Common 384802104 711 3950 SH SOLE 0 0 3950 PNC FINL SVCS GROUP INCORPORATED Common 693475105 685 5086 SH SOLE 0 0 5086 UNITED TECHNOLOGIES CORPORATION Common 913017109 683 5885 SH SOLE 0 0 5885 ABBOTT LABS Common 002824100 689 12925 SH SOLE 0 0 12925 AMGEN INCORPORATED Common 031162100 716 3844 SH SOLE 0 0 3844 ALPHABET INCORPORATED CAP STK CLASS A Common 02079K305 735 755 SH SOLE 0 0 755 AT&T INCORPORATED Common 00206R102 697 17795 SH SOLE 0 0 17795 INTERNATIONAL BUSINESS MACHINES Common 459200101 674 4648 SH SOLE 0 0 4648 HORMEL FOODS CORPORATION Common 440452100 686 21360 SH SOLE 0 0 21360 VERIZON COMMUNICATIONS INCORPORATED Common 92343V104 673 13607 SH SOLE 0 0 13607 EATON VANCE TX ADV GLBL DIV FD Common 27828S101 662 38465 SH SOLE 0 0 38465 GROUPON INCORPORATED Common 399473107 742 142668 SH SOLE 20000 0 122668 ORACLE CORPORATION Common 68389X105 656 13578 SH SOLE 0 0 13578 DISNEY WALT COMPANY COM DISNEY Common 254687106 643 6526 SH SOLE 0 0 6414 WELLS FARGO COMPANY NEW Common 949746101 631 11433 SH SOLE 0 0 11433 CINCINNATI FINL CORPORATION Common 172062101 685 8948 SH SOLE 0 0 8948 ENBRIDGE INCORPORATED Common 29250N105 627 15008 SH SOLE 0 0 15008 COCA COLA COMPANY Common 191216100 623 13839 SH SOLE 0 0 13839 ALTRIA GROUP INCORPORATED Common 02209S103 589 9284 SH SOLE 0 0 9284 PERRIGO COMPANY PLC SHS Common G97822103 598 7071 SH SOLE 0 0 7071 FIRSTATLANTIC FINL HLDGS INCORPORATED Common 337651103 583 32007 SH SOLE 0 0 32007 FIRST TR EXCHANGE TRADED FD VI DORSEY WRIGHT FOCUS 5 ETF Exchange Traded Funds 33738R605 568 21711 SH SOLE 0 0 21711 KANSAS CITY SOUTHERN COM NEW Common 485170302 547 5035 SH SOLE 0 0 5035 DUKE ENERGY CORPORATION NEW COM NEW Common 26441C204 545 6491 SH SOLE 0 0 6491 FIRST TRUST MORNINGSTAR DIVID LEADERS INDEX FUND Exchange Traded Funds 336917109 540 18625 SH SOLE 0 0 18625 EATON VANCE TX MGD DIV EQ INCM Common 27828N102 521 44660 SH SOLE 0 0 44660 BP PLC SPONSORED ADR American Dep. Receipt 055622104 509 13255 SH SOLE 0 0 13255 GENWORTH FINL INCORPORATED COM CLASS A Common 37247D106 509 132201 SH SOLE 0 0 132201 BLACKROCK INCORPORATED Common 09247X101 500 1118 SH SOLE 0 0 1118 EASTMAN CHEMICAL COMPANY Common 277432100 495 5472 SH SOLE 0 0 5472 PRUDENTIAL FINL INCORPORATED Common 744320102 503 4730 SH SOLE 0 0 4730 GABELLI HLTHCARE & WELLNESS TR SHS Common 36246K103 509 50362 SH SOLE 0 0 50362 LOWES COMPANIES INCORPORATED Common 548661107 474 5933 SH SOLE 0 0 5933 QUALCOMM INCORPORATED Common 747525103 457 8825 SH SOLE 0 0 8825 NOVARTIS A G SPONSORED ADR American Dep. Receipt 66987V109 454 5286 SH SOLE 0 0 5286 FOOT LOCKER INCORPORATED Common 344849104 446 12664 SH SOLE 0 0 12664 CHUBB LIMITED Common H1467J104 457 3202 SH SOLE 0 0 3202 HERSHEY COMPANY Common 427866108 422 3868 SH SOLE 0 0 3868 NETFLIX INCORPORATED Common 64110L106 814 4413 SH SOLE 2000 0 2413 EATON VANCE RISK MNGD DIV EQTY Common 27829G106 418 44353 SH SOLE 0 0 44353 ISHARES TR CORE DIV GRWTH Exchange Traded Funds 46434V621 412 12693 SH SOLE 0 0 12693 DIAGEO P L C SPON ADR NEW American Dep. Receipt 25243Q205 401 3036 SH SOLE 0 0 3036 TESLA INCORPORATED Common 88160R101 399 1171 SH SOLE 0 0 1171 ISHARES TR CORE S&P500 ETF Exchange Traded Funds 464287200 398 1573 SH SOLE 0 0 1573 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR American Dep. Receipt 71654V408 748 74495 SH SOLE 35000 0 39495 SOUTHERN COPPER CORPORATION Common 84265V105 392 9863 SH SOLE 0 0 9863 WHITING PETE CORPORATION NEW Common 966387102 446 81628 SH SOLE 10000 0 71629 NXP SEMICONDUCTORS N V Common N6596X109 387 3425 SH SOLE 0 0 3425 ISHARES TR RUSSELL 2000 ETF Exchange Traded Funds 464287655 387 2613 SH SOLE 0 0 2613 LABORATORY CORPORATION AMER HLDGS COM NEW Common 50540R409 386 2555 SH SOLE 0 0 2555 SCRIPPS NETWORKS INTERACT INCORPORATED CLASS A COM Common 811065101 382 4445 SH SOLE 0 0 4445 FIRST TR VALUE LINE DIVID INDX SHS Exchange Traded Funds 33734H106 382 12825 SH SOLE 0 0 12825 FIRST TR MLP & ENERGY INCOME Common 33739B104 381 24975 SH SOLE 0 0 24975 JPMORGAN CHASE & COMPANY Common 46625H100 461 4827 SH SOLE 0 0 4827 TJX COMPANIES INCORPORATED NEW Common 872540109 399 5420 SH SOLE 0 0 5420 MARATHON OIL CORPORATION Common 565849106 509 37489 SH SOLE 10000 0 27489 CISCO SYSTEMS INCORPORATED Common 17275R102 380 11478 SH SOLE 0 0 11478 BAXTER INTERNATIONAL INCORPORATED Common 071813109 361 5759 SH SOLE 0 0 5759 SCHWAB STRATEGIC TRUST US TIPS ETF Exchange Traded Funds 808524870 356 6439 SH SOLE 0 0 6439 SECTOR SPDR TR SBI INT-FINL Exchange Traded Funds 81369Y605 346 13368 SH SOLE 0 0 13368 SPDR INDEX SHS FUNDS DJ EURO STOXX 50 ETF Exchange Traded Funds 78463X202 541 13125 SH SOLE 5000 0 8125 VANGUARD REIT ETF Exchange Traded Funds 922908553 335 4030 SH SOLE 0 0 4030 VANTIV INCORPORATED CLASS A Common 92210H105 343 4855 SH SOLE 0 0 4855 NORFOLK SOUTHERN CORPORATION Common 655844108 331 2503 SH SOLE 0 0 2503 VANGUARD HIGH DIVIDEND YIELD ETF Exchange Traded Funds 921946406 329 4058 SH SOLE 0 0 4058 ISHARES TR CORE HIGH DV ETF Exchange Traded Funds 46429B663 328 3819 SH SOLE 0 0 3819 ROCKWELL AUTOMATION INCORPORATED Common 773903109 328 1840 SH SOLE 0 0 1840 EATON VANCE ENH EQTY INCORPORATED FD II Common 278277108 324 21625 SH SOLE 0 0 21625 BECTON DICKINSON & COMPANY Common 075887109 323 1647 SH SOLE 0 0 1647 PRAXAIR INCORPORATED Common 74005P104 322 2307 SH SOLE 0 0 2307 ABBVIE INCORPORATED Common 00287Y109 328 3691 SH SOLE 0 0 3691 SPDR SERIES TRUST S&P BANK ETF Exchange Traded Funds 78464A797 316 7000 SH SOLE 0 0 7000 SPDR SERIES TRUST S&P REGL BKG ETF Exchange Traded Funds 78464A698 312 5500 SH SOLE 0 0 5500 GILEAD SCIENCES INCORPORATED Common 375558103 353 4352 SH SOLE 0 0 4352 FEDEX CORPORATION Common 31428X106 311 1379 SH SOLE 0 0 1379 AMAZON COM INCORPORATED Common 023135106 366 381 SH SOLE 0 0 381 TARGET CORPORATION Common 87612E106 291 4937 SH SOLE 0 0 4937 SPDR SERIES TRUST S&P AEROSPACE & DEFENSE ETF Exchange Traded Funds 78464A631 279 3500 SH SOLE 0 0 3500 ADCARE HEALTH SYSTEMS INCORPORATED COM NEW Common 00650W300 276 303780 SH SOLE 0 0 303780 ISHARES TR S&P 500 GRWT ETF Exchange Traded Funds 464287309 274 1909 SH SOLE 0 0 1909 CINTAS CORPORATION Common 172908105 273 1891 SH SOLE 0 0 1891 VANGUARD FTSE EMERGING MARKETS ETF Exchange Traded Funds 922042858 304 6000 SH SOLE 0 0 7138 LUXOTTICA GROUP S P A SPONSORED ADR American Dep. Receipt 55068R202 260 4650 SH SOLE 0 0 4650 ALPS ETF TRUST ALERIAN MLP ETF Exchange Traded Funds 00162Q866 259 23105 SH SOLE 0 0 23105 ISHARES TR RUS 1000 GRW ETF Exchange Traded Funds 464287614 258 2061 SH SOLE 0 0 2061 INTERCONTINENTAL EXCHANGE INCORPORATED Common 45866F104 255 3715 SH SOLE 0 0 3715 FEDERAL NATIONAL MORTGAGE ASSOCIATION Common 313586109 358 120100 SH SOLE 35000 0 85100 MCDONALDS CORPORATION Common 580135101 261 1665 SH SOLE 0 0 1665 STIFEL FINL CORPORATION Common 860630102 249 4662 SH SOLE 0 0 4662 VANGUARD INTL EQUITY INDEX FUNDS TOTAL WORLD STK Exchange Traded Funds 922042742 248 3500 SH SOLE 0 0 3500 PROSHARES ULTRASHORT 20 YEAR TREASURY Exchange Traded Funds 74347B201 247 6937 SH SOLE 0 0 6937 ISHARES TR RUS 1000 VAL ETF Exchange Traded Funds 464287598 245 2064 SH SOLE 0 0 2064 ISHARES TR CORE MSCI EAFE Exchange Traded Funds 46432F842 591 9216 SH SOLE 0 0 9216 CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES Exchange Traded Funds 18383M613 238 5750 SH SOLE 0 0 5750 VISA INCORPORATED COM CLASS A Common 92826C839 275 2610 SH SOLE 0 0 2619 INTUIT Common 461202103 235 1650 SH SOLE 0 0 1650 KRAFT HEINZ COMPANY Common 500754106 238 3073 SH SOLE 0 0 3073 NEXTERA ENERGY INCORPORATED Common 65339F101 224 1527 SH SOLE 0 0 1527 HUNTINGTON BANCSHARES INCORPORATED Common 446150104 224 16020 SH SOLE 0 0 16020 TEKLA HEALTHCARE OPPORTUNIT FD SHS Common 879105104 230 12400 SH SOLE 0 0 12400 OCCIDENTAL PETE CORPORATION DEL Common 674599105 221 3440 SH SOLE 0 0 3440 WEST SHORE BK CORPORATION Common 955809108 220 8320 SH SOLE 0 0 8320 MONDELEZ INTERNATIONAL INCORPORATED CLASS A Common 609207105 220 5409 SH SOLE 0 0 5409 MACYS INCORPORATED Common 55616P104 214 9800 SH SOLE 0 0 9800 BIOSCRIP INCORPORATED Common 09069N108 255 92725 SH SOLE 15000 0 77725 SAREPTA THERAPEUTICS INCORPORATED Common 803607100 211 4650 SH SOLE 0 0 4650 KIMBERLY CLARK CORPORATION Common 494368103 209 1772 SH SOLE 0 0 1772 ISHARES TR EUROPE ETF Exchange Traded Funds 464287861 206 4400 SH SOLE 0 0 4400 SHAKE SHACK INCORPORATED CLASS A Common 819047101 319 9610 SH SOLE 3500 0 6110 SOUTHERN COMPANY Common 842587107 203 4129 SH SOLE 0 0 4129 COSTCO WHOLESALE CORPORATION NEW Common 22160K105 217 1317 SH SOLE 0 0 1317 BAYTEX ENERGY CORPORATION Ordinary Shares 07317Q105 117 38900 SH SOLE 15000 0 23900 VANGUARD SMALL CAP ETF Exchange Traded Funds 922908751 428 3031 SH SOLE 0 0 3031 ISHARES TR MSCI EMG MKT ETF Exchange Traded Funds 464287234 449 8906 SH SOLE 0 0 8906 Powershares Emerging MKT ETF Exchange Traded Funds 73936T573 292 8461 SH SOLE 0 0 8461 Vanguard REIT ETF Index Exchange Traded Funds 922908553 236 2836 SH SOLE 0 0 2836 OPKO HEALTH INCORPORATED Common 68375N103 168 24438 SH SOLE 0 0 24438 NUVEEN OHIO QLTY MUN INCOME FD Equity 670980101 167 11061 SH SOLE 0 0 11061 Ishares Core S&P 500 ETF Exchange Traded Funds 464287200 221 875 SH SOLE 0 0 875 NUVEEN PREFERRED & INCM OPPORTNYS FD Common 67073B106 153 14500 SH SOLE 0 0 14500 BLACKROCK MUN INCOME TR SH BEN INT Equity 09248F109 148 10338 SH SOLE 0 0 10338 HORIZON PHARMA PLC SHS Ordinary Shares G4617B105 144 11350 SH SOLE 0 0 11350 NOKIA CORPORATION SPONSORED ADR American Dep. Receipt 654902204 61 10291 SH SOLE 0 0 10291 HAIER ELECTRONICS GROUP INCORPORATED HKD SHS Ordinary Shares G42313125 49 20126 SH SOLE 0 0 20126 ALCOBRA LIMITED SHS Ordinary Shares M2239P109 14 13435 SH SOLE 0 0 13435 CYTRX CORPORATION COM PAR Common 232828509 10 24750 SH SOLE 0 0 24750 AMACORE GROUP INCORPORATED CLASS A Common 022624100 0 1238738 SH SOLE 0 0 1238738 GLOBAL PAYOUT INCORPORATED Common 37951P105 0 25000 SH SOLE 0 0 25000 JAMMIN JAVA CORPORATION Common 470751108 0 32850 SH SOLE 0 0 32850 REGIONAL HEALTH PPTYS INCORPORATED REIT Common 75903M101 0 1125444 SH SOLE 0 0 1125444 BANK AMER CORPORATION Jan 20 Exp 1/1918 Option 060505104 32 600 SH Call SOLE 0 0 0 BANK AMER CORPORATION Jan 600 Exp 1/1918 Option 060505104 6 600 SH Call SOLE 0 0 0 Netflix Incorporated Jan 170 Exp 1/18/19 Option 64110L106 70 20 SH Call SOLE 0 0 0 Tesla Incorporated Jan 250 Exp 1/18/19 Option 88160R101 56 5 SH Call SOLE 0 0 0 Tesla Incorporated Jan 250 Exp 1/18/18 Option 88160R101 47 5 SH Call SOLE 0 0 0 Kraft Heinz Company Oct 87.50 Exp 10/20/17 Option 500754106 25 5 SH Call SOLE 0 0 0 Merck & Company Incorporated Oct 70 Exp 10/20/17 Option 58933Y105 0 10 SH Call SOLE 0 0 0 Stifel Finl Corporation Oct 60 Exp 10/20/17 Option 860630102 0 8 SH Call SOLE 0 0 0 Johnson & Johnson Oct 140 Exp 10/20/17 Option 487160104 0 8 SH Call SOLE 0 0 0 Coca Cola Company Nov 47 Exp 11/17/17 Option 191216100 0 10 SH Call SOLE 0 0 0 Pepsico Incorporated Jan 125 Exp 01/19/18 Option 713448108 0 10 SH Call SOLE 0 0 0 Philip Morris International Incorporated Dec 120 Exp 12/15/17 Option 718172109 0 3 SH Call SOLE 0 0 0 Procter and Gamble Company Oct 95 Exp 10/20/17 Option 742718109 0 25 SH Call SOLE 0 0 0 Procter and Gamble Company Dec 95 Exp 12/15/17 Option 742718109 1 24 SH Call SOLE 0 0 0 Procter and Gamble Company Jan 97 Exp 01/19/18 Option 742718109 2 2 SH Call SOLE 0 0 0 Apple Incorporated Nov 165 Exp 11/17/17 Option 037833100 0 4 SH Call SOLE 0 0 0 Chevron Corporation New Dec 120 Exp 12/15/17 Option 166764100 0 5 SH Call SOLE 0 0 0 Microsoft Corporation Jan 80 Exp 01/19/18 Option 594918104 0 10 SH Call SOLE 0 0 0 Microsoft Corporation Dec 77.50 Exp 12/15/17 Option 594918104 1 10 SH Call SOLE 0 0 0 Microsoft Corporation Dec 75 Exp 12/15/17 Option 594918104 2 10 SH Call SOLE 0 0 0 Verizon Communications Incorporated Dec 50 Exp 12/15/17 Option 92343V104 1 10 SH Call SOLE 0 0 0 Exxon Mobil Corporation Jan 85 Exp 01/19/18 Option 30231G102 1 10 SH Call SOLE 0 0 0 Sarepta Therapeutics Incorporated Nov 55 Exp 11/17/17 Option 803607100 1 5 SH Call SOLE 0 0 0 Sarepta Therapeutics Incorporated Nov 50 Exp 11/17/17 Option 803607100 1 5 SH Call SOLE 0 0 0 Eastman Chemical Company Dec 92.50 Exp 12/15/17 Option 277432100 1 5 SH Call SOLE 0 0 0 Eastman Chemical Company Dec 90 Exp 12/15/17 Option 277432100 2 5 SH Call SOLE 0 0 0 Abbvie Incorporated Jan 90 Exp 01/19/18 Option 00287Y109 2 4 SH Call SOLE 0 0 0 Facebook Incorporated Class A Nov 165 Exp 11/17/17 Option 30303M102 2 2 SH Call SOLE 0 0 0 Norfolk Southern Corporation Dec 135 Exp 12/15/17 Option 655844108 3 6 SH Call SOLE 0 0 0 Chemed Corporation New Dec 220 Exp 12/15/17 Option 16359R103 3 10 SH Call SOLE 0 0 0