0000950123-16-022035.txt : 20161114
0000950123-16-022035.hdr.sgml : 20161111
20161114082909
ACCESSION NUMBER: 0000950123-16-022035
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Formidable Asset Management, LLC
CENTRAL INDEX KEY: 0001592613
IRS NUMBER: 462376509
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15660
FILM NUMBER: 161990797
BUSINESS ADDRESS:
STREET 1: 221 E. 4TH STREET
STREET 2: SUITE 2850
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-655-5566
MAIL ADDRESS:
STREET 1: 221 E. 4TH STREET
STREET 2: SUITE 2850
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: BBK Capital Partners, LLC
DATE OF NAME CHANGE: 20131121
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001592613
XXXXXXXX
09-30-2016
09-30-2016
Formidable Asset Management, LLC
221 E. 4TH STREET
Suite 2850
CINCINNATI
OH
45202
13F HOLDINGS REPORT
028-15660
N
William Brown
Chief Executive Officer and Managing Partner
513-655-5566
William Brown
Cincinnati
OH
11-14-2016
0
163
201212
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
PROCTER AND GAMBLE COMPANY
Common
742718109
33352
371610
SH
SOLE
0
0
371610
CHEMED CORPORATION NEW
Common
16359R103
12826
90920
SH
SOLE
0
0
90920
APPLE INCORPORATED
Common
037833100
10066
89040
SH
SOLE
0
0
89040
GENERAL ELECTRIC COMPANY
Common
369604103
7487
252774
SH
SOLE
0
0
252774
EATON VANCE TAX ADVT DIV INCM
Equity
27828G107
6633
329161
SH
SOLE
0
0
329161
FACEBOOK INCORPORATED CLASS A
Common
30303M102
6250
48724
SH
SOLE
500
0
48224
EATON VANCE TAX MNGD GBL DV EQ
Equity
27829F108
5699
656532
SH
SOLE
30000
0
626532
EXXON MOBIL CORPORATION
Common
30231G102
4675
46603
SH
SOLE
0
0
46603
BANK AMER CORPORATION
Common
060505104
3384
216241
SH
SOLE
0
0
216241
STOCK YDS BANCORP INCORPORATED
Common
861025104
3099
94029
SH
SOLE
0
0
94029
LAS VEGAS SANDS CORPORATION
Common
517834107
2944
51161
SH
SOLE
0
0
51161
ADCARE HEALTH SYSTEMS INCORPORATED COM NEW
Common
00650W300
2826
1358866
SH
SOLE
0
0
1358866
MICROSOFT CORPORATION
Common
594918104
2808
48741
SH
SOLE
0
0
48741
AMERICAN CAP LIMITED
Equity
02503Y103
2680
158466
SH
SOLE
0
0
158466
INTEL CORPORATION
Common
458140100
1969
52156
SH
SOLE
0
0
52156
PEPSICO INCORPORATED
Common
713448108
1874
17232
SH
SOLE
0
0
17232
CHEVRON CORPORATION NEW
Common
166764100
1801
17495
SH
SOLE
0
0
17495
CHICAGO BRIDGE & IRON COMPANY N V
Ordinary Shares
167250109
1757
62677
SH
SOLE
4000
0
58677
MERCK & COMPANY INCORPORATED
Common
58933Y105
1627
26071
SH
SOLE
0
0
26071
PFIZER INCORPORATED
Common
717081103
1622
47877
SH
SOLE
0
0
47877
GENERAL MLS INCORPORATED
Common
370334104
1599
25033
SH
SOLE
0
0
25033
ETF SER SOLUTIONS APTUS BEHAVIORAL MOMENTUM ETF
Exchange Traded Funds
26922A784
1594
62375
SH
SOLE
0
0
62375
NUVEEN DOW 30 DYN OVERWRITE SHS
Equity
67075F105
1478
102496
SH
SOLE
0
0
102496
SCHLUMBERGER LIMITED
Ordinary Shares
806857108
1349
17149
SH
SOLE
0
0
17149
US BANCORP DEL COM NEW
Common
902973304
1338
31205
SH
SOLE
0
0
31205
QUALYS INCORPORATED
Common
74758T303
1334
34940
SH
SOLE
0
0
34940
CHURCH & DWIGHT INCORPORATED
Common
171340102
1239
25848
SH
SOLE
0
0
25848
GENERAL DYNAMICS CORPORATION
Common
369550108
1236
7967
SH
SOLE
0
0
7967
THE FORMIDABLE FUND LIMITED PARTNERSHIP
Guar Ltr/Oth Origin Par
346900996
1225
1224669
SH
SOLE
0
0
1224669
DOW CHEMICAL COMPANY
Common
260543103
1224
23607
SH
SOLE
0
0
23607
HOME DEPOT INCORPORATED
Common
437076102
1192
9261
SH
SOLE
0
0
9261
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW
Common
084670702
1150
7961
SH
SOLE
0
0
7961
SPDR S&P 500 ETF TRUST
Exchange Traded Funds
78462F103
1084
5012
SH
SOLE
0
0
5012
FORD MTR COMPANY DEL COM PAR $0.01
Common
345370860
1049
86914
SH
SOLE
0
0
86914
GRAINGER W W INCORPORATED
Common
384802104
1048
4659
SH
SOLE
0
0
4659
FIFTH THIRD BANCORP
Common
316773100
1006
49148
SH
SOLE
0
0
49148
NIKE INCORPORATED CLASS B
Common
654106103
990
18798
SH
SOLE
0
0
18798
MENTOR GRAPHICS CORPORATION
Common
587200106
1113
42085
SH
SOLE
5000
0
37085
INTERNATIONAL BUSINESS MACHINES
Common
459200101
939
5909
SH
SOLE
0
0
5909
SYSCO CORPORATION
Common
871829107
932
19018
SH
SOLE
0
0
19018
HONEYWELL INTERNATIONAL INCORPORATED
Common
438516106
911
7814
SH
SOLE
0
0
7814
3M COMPANY
Common
88579Y101
910
5161
SH
SOLE
0
0
5161
PAYPAL HLDGS INCORPORATED
Common
70450Y103
865
21116
SH
SOLE
0
0
21116
CVS HEALTH CORPORATION
Common
126650100
846
9503
SH
SOLE
0
0
9503
GENUINE PARTS COMPANY
Common
372460105
838
8341
SH
SOLE
0
0
8341
BIO TECHNE CORPORATION
Common
09073M104
826
7543
SH
SOLE
0
0
7543
GENWORTH FINL INCORPORATED COM CLASS A
Common
37247D106
1074
216501
SH
SOLE
50000
0
166501
AMGEN INCORPORATED
Common
031162100
815
4888
SH
SOLE
0
0
4888
ALPHABET INCORPORATED CAP STK CLASS C
Common
02079K107
813
1046
SH
SOLE
0
0
1046
KNIGHT TRANSN INCORPORATED
Common
499064103
810
28233
SH
SOLE
0
0
28233
SPECTRA ENERGY CORPORATION
Common
847560109
800
18720
SH
SOLE
0
0
18720
JOHNSON & JOHNSON
Common
478160104
789
6676
SH
SOLE
0
0
6676
QUALCOMM INCORPORATED
Common
747525103
788
11499
SH
SOLE
0
0
11499
ROSS STORES INCORPORATED
Common
778296103
785
12202
SH
SOLE
0
0
12202
SANDERSON FARMS INCORPORATED
Common
800013104
783
8127
SH
SOLE
0
0
8127
FIRST TR EXCHANGE TRADED FD VI DORSEY WRIGHT FOCUS 5 ETF
Exchange Traded Funds
33738R605
776
33889
SH
SOLE
0
0
33889
MSC INDL DIRECT INCORPORATED CLASS A
Common
553530106
773
10535
SH
SOLE
0
0
10535
WILLIS TOWERS WATSON PUB LIMITED SHS
Ordinary Shares
G96629103
771
5807
SH
SOLE
0
0
5807
EMERSON ELEC COMPANY
Common
291011104
769
14106
SH
SOLE
0
0
14106
CUBIC CORPORATION
Common
229669106
764
16324
SH
SOLE
0
0
16324
REPUBLIC BANCORP KY CLASS A
Common
760281204
750
24134
SH
SOLE
0
0
24134
ALTRIA GROUP INCORPORATED
Common
02209S103
736
11639
SH
SOLE
0
0
11639
FOOT LOCKER INCORPORATED
Common
344849104
729
10761
SH
SOLE
0
0
10761
GROUPON INCORPORATED COM CLASS A
Common
399473107
831
161389
SH
SOLE
20000
0
141389
UNITED TECHNOLOGIES CORPORATION
Common
913017109
718
7068
SH
SOLE
0
0
7068
DISNEY WALT COMPANY COM DISNEY
Common
254687106
718
7727
SH
SOLE
0
0
7727
HENRY JACK & ASSOC INCORPORATED
Common
426281101
716
8373
SH
SOLE
0
0
8373
V F CORPORATION
Common
918204108
712
12703
SH
SOLE
0
0
12703
FACTSET RESH SYSTEMS INCORPORATED
Common
303075105
712
4392
SH
SOLE
0
0
4392
APTARGROUP INCORPORATED
Common
038336103
709
9157
SH
SOLE
0
0
9157
WHOLE FOODS MKT INCORPORATED
Common
966837106
814
28727
SH
SOLE
4000
0
24727
MASTERCARD INCORPORATED CLASS A
Common
57636Q104
695
6828
SH
SOLE
0
0
6828
DONALDSON INCORPORATED
Common
257651109
693
18554
SH
SOLE
0
0
18554
ISHARES TR MSCI EAFE ETF
Exchange Traded Funds
464287465
687
11626
SH
SOLE
0
0
11626
BLOCK H & R INCORPORATED
Common
093671105
654
28267
SH
SOLE
0
0
28267
WILLIAMS SONOMA INCORPORATED
Common
969904101
654
12799
SH
SOLE
0
0
12799
CINCINNATI FINL CORPORATION
Common
172062101
651
8627
SH
SOLE
0
0
8627
HORMEL FOODS CORPORATION
Common
440452100
650
17149
SH
SOLE
0
0
17149
AT&T INCORPORATED
Common
00206R102
649
15978
SH
SOLE
0
0
15978
ABBOTT LABS
Common
002824100
642
15189
SH
SOLE
0
0
15189
PHILIP MORRIS INTERNATIONAL INCORPORATED
Common
718172109
637
6551
SH
SOLE
0
0
6551
ALPHABET INCORPORATED CAP STK CLASS A
Common
02079K305
636
791
SH
SOLE
0
0
791
ORACLE CORPORATION
Common
68389X105
630
16030
SH
SOLE
0
0
16030
EATON VANCE TX ADV GLBL DIV FD
Equity
27828S101
627
42100
SH
SOLE
0
0
42100
DUKE ENERGY CORPORATION NEW COM NEW
Common
26441C204
616
7702
SH
SOLE
0
0
7702
BRISTOL MYERS SQUIBB COMPANY
Common
110122108
605
11229
SH
SOLE
0
0
11229
NOVARTIS A G SPONSORED ADR
American Dep. Receipt
66987V109
599
7586
SH
SOLE
0
0
7586
WELLS FARGO & COMPANY NEW
Common
949746101
596
13456
SH
SOLE
0
0
13456
PUBLIC STORAGE REIT
REITs
74460D109
592
2652
SH
SOLE
0
0
2652
WHITING PETE CORPORATION NEW
Common
966387102
677
77455
SH
SOLE
10000
0
67455
KANSAS CITY SOUTHERN COM NEW
Common
485170302
585
6265
SH
SOLE
0
0
6265
LOWES COMPANIES INCORPORATED
Common
548661107
562
7786
SH
SOLE
0
0
7786
FIRST TRUST MORNINGSTAR DIVID LEADERS INDEX FUND
Exchange Traded Funds
336917109
531
19473
SH
SOLE
0
0
19473
BLACKROCK INCORPORATED
Common
09247X101
518
1430
SH
SOLE
0
0
1430
LABORATORY CORPORATION AMER HLDGS COM NEW
Common
50540R409
505
3670
SH
SOLE
0
0
3670
TJX COMPANIES INCORPORATED NEW
Common
872540109
503
6730
SH
SOLE
0
0
6730
COCA COLA COMPANY
Common
191216100
500
11803
SH
SOLE
0
0
11803
HERSHEY COMPANY
Common
427866108
495
5179
SH
SOLE
0
0
5179
CHUBB LIMITED
Ordinary Shares
H1467J104
485
3858
SH
SOLE
0
0
3858
EATON VANCE TX MGD DIV EQ INCM
Equity
27828N102
481
44885
SH
SOLE
0
0
44885
MARATHON OIL CORPORATION
Common
565849106
636
40199
SH
SOLE
10000
0
30199
EASTMAN CHEMICAL COMPANY
Common
277432100
477
7054
SH
SOLE
0
0
7054
PNC FINL SVCS GROUP INCORPORATED
Common
693475105
477
5293
SH
SOLE
0
0
5293
PERRIGO COMPANY PLC SHS
Ordinary Shares
G97822103
464
5025
SH
SOLE
0
0
5025
DIAGEO P L C SPON ADR NEW
American Dep. Receipt
25243Q205
463
3990
SH
SOLE
0
0
3990
BOEING COMPANY
Common
097023105
438
3324
SH
SOLE
0
0
3324
FEDEX CORPORATION
Common
31428X106
420
2405
SH
SOLE
0
0
2405
EATON VANCE RISK MNGD DIV EQTY
Equity
27829G106
414
43899
SH
SOLE
0
0
43899
PIMCO TOTAL RETURN ACTIVE ETF
Exchange Traded Funds
72201R775
413
3825
SH
SOLE
0
0
3825
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN
Master Limited Partnership
01881G106
409
17943
SH
SOLE
0
0
17943
CULLEN FROST BANKERS INCORPORATED
Common
229899109
406
5645
SH
SOLE
0
0
5645
VERIZON COMMUNICATIONS INCORPORATED
Common
92343V104
402
7731
SH
SOLE
0
0
7731
SCRIPPS NETWORKS INTERACT INCORPORATED CLASS A COM
Common
811065101
396
6240
SH
SOLE
0
0
6240
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
American Dep. Receipt
71654V408
488
52295
SH
SOLE
10000
0
42295
BP PLC SPONSORED ADR
American Dep. Receipt
055622104
392
11148
SH
SOLE
0
0
11148
NXP SEMICONDUCTORS N V
Ordinary Shares
N6596X109
383
3750
SH
SOLE
0
0
3750
PRUDENTIAL FINL INCORPORATED
Common
744320102
375
4588
SH
SOLE
0
0
4588
GILEAD SCIENCES INCORPORATED
Common
375558103
365
4610
SH
SOLE
0
0
4610
FIRST TR VALUE LINE DIVID INDX SHS
Exchange Traded Funds
33734H106
365
13500
SH
SOLE
0
0
13500
BAXTER INTERNATIONAL INCORPORATED
Common
071813109
361
7587
SH
SOLE
0
0
7587
CISCO SYSTEMS INCORPORATED
Common
17275R102
336
10578
SH
SOLE
0
0
10578
EATON VANCE ENH EQTY INCORPORATED FD II
Equity
278277108
334
24271
SH
SOLE
0
0
24271
OCCIDENTAL PETE CORPORATION DEL
Common
674599105
330
4532
SH
SOLE
0
0
4532
KIMBERLY CLARK CORPORATION
Common
494368103
317
2513
SH
SOLE
0
0
2513
ALLERGAN PLC SHS
Ordinary Shares
G0177J108
313
1359
SH
SOLE
0
0
1359
ISHARES TR RUSSELL 2000 ETF
Exchange Traded Funds
464287655
312
2509
SH
SOLE
0
0
2509
KRAFT HEINZ COMPANY
Common
500754106
307
3431
SH
SOLE
0
0
3431
FIRSTATLANTIC FINL HLDGS INCORPORATED
Common
337651103
307
28407
SH
SOLE
0
0
28407
BECTON DICKINSON & COMPANY
Common
075887109
305
1696
SH
SOLE
0
0
1696
BIOSCRIP INCORPORATED
Common
09069N108
340
117607
SH
SOLE
15000
0
102607
REYNOLDS AMERICAN INCORPORATED
Common
761713106
292
6199
SH
SOLE
0
0
6199
JPMORGAN CHASE & COMPANY
Common
46625H100
282
4242
SH
SOLE
0
0
4242
SPDR INDEX SHS FUNDS DJ EURO STOXX 50 ETF
Exchange Traded Funds
78463X202
439
13410
SH
SOLE
5000
0
8410
VANGUARD LARGE CAP ETF
Exchange Traded Funds
922908637
273
2755
SH
SOLE
0
0
2755
POWERSHARES QQQ TRUST UNIT SERIES 1
Exchange Traded Funds
73935A104
273
2300
SH
SOLE
0
0
2300
ABBVIE INCORPORATED
Common
00287Y109
268
4246
SH
SOLE
0
0
4246
NETFLIX INCORPORATED
Common
64110L106
463
4659
SH
SOLE
2000
0
2695
SOUTHERN COPPER CORPORATION
Common
84265V105
263
9986
SH
SOLE
0
0
9986
MONDELEZ INTERNATIONAL INCORPORATED CLASS A
Common
609207105
259
5909
SH
SOLE
0
0
5909
PROSHARES ULTRASHORT 20+ YEAR TREASURY
Exchange Traded Funds
74347B201
256
8087
SH
SOLE
0
0
8087
AMAZON COM INCORPORATED
Common
023135106
249
297
SH
SOLE
0
0
297
NORFOLK SOUTHERN CORPORATION
Common
655844108
246
2534
SH
SOLE
0
0
2534
ROCKWELL AUTOMATION INCORPORATED
Common
773903109
230
1877
SH
SOLE
0
0
1877
OASIS PETE INCORPORATED NEW
Common
674215108
284
24725
SH
SOLE
5000
0
19725
ISHARES TR EUROPE ETF
Exchange Traded Funds
464287861
222
5650
SH
SOLE
0
0
5650
COSTCO WHOLESALE CORPORATION NEW
Common
22160K105
219
1437
SH
SOLE
0
0
1437
STIFEL FINL CORPORATION
Common
860630102
218
5662
SH
SOLE
0
0
5662
WEST SHORE BK CORPORATION
Common
955809108
216
8320
SH
SOLE
0
0
8320
CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES
Exchange Traded Funds
18383M613
216
5900
SH
SOLE
0
0
5900
ISHARES TR CORE MSCI EAFE
Exchange Traded Funds
46432F842
215
3902
SH
SOLE
0
0
3902
CINTAS CORPORATION
Common
172908105
213
1891
SH
SOLE
0
0
1891
FRONTIER COMMUNICATIONS CORPORATION
Common
35906A108
210
50580
SH
SOLE
0
0
50580
ARIAD PHARMACEUTICALS INCORPORATED
Common
04033A100
208
15166
SH
SOLE
0
0
15166
INTERCONTINENTAL EXCHANGE INCORPORATED
Common
45866F104
200
743
SH
SOLE
0
0
743
ENERGY TRANSFER EQUITY L P COM UT LTD PTN
Master Limited Partnership
29273V100
196
11650
SH
SOLE
0
0
11650
FIRST TR MLP & ENERGY INCOME
Equity
33739B104
188
11350
SH
SOLE
0
0
11350
FIRST TRUST ETF II ENERGY ALPHADEX FUND
Exchange Traded Funds
33734X127
170
11080
SH
SOLE
0
0
11080
BLACKROCK MUN INCOME TR SH BEN INT
Equity
09248F109
160
10126
SH
SOLE
0
0
10126
HUNTINGTON BANCSHARES INCORPORATED
Common
446150104
112
11350
SH
SOLE
0
0
11350
OPKO HEALTH INCORPORATED
Common
68375N103
112
10542
SH
SOLE
0
0
10542
SEADRILL LIMITED SHS
Ordinary Shares
G7945E105
62
26085
SH
SOLE
5000
0
21085
FEDERAL NATIONAL MORTGAGE ASSOCIATION
Common
313586109
85
50000
SH
SOLE
25000
0
25000
ALCOBRA LIMITED SHS
Ordinary Shares
M2239P109
40
16085
SH
SOLE
0
0
16085
LEGACY RESVS LP UNIT LP INT
Master Limited Partnership
524707304
20
14843
SH
SOLE
0
0
14843
REX ENERGY CORPORATION
Common
761565100
23
39689
SH
SOLE
16189
0
23500
AMACORE GROUP INCORPORATED CLASS A
Common
022624100
0
1238738
SH
SOLE
0
0
1238738
JAMMIN JAVA CORPORATION
Common
470751108
0
32850
SH
SOLE
0
0
32850
TRIUMPH APPAREL CORPORATION
Common
896787108
0
20000
SH
SOLE
0
0
20000
BAYTEX ENERGY
Common
07317Q105
64
15000
SH
SOLE
15000
0
0
MALLINCKRODT PUB LIMITED COMPANY SHS
Common
G5785G107
284
4076
SH
SOLE
2000
0
2076
SHAKE SHACK INCORPORATED CLASS A
Common
819047101
233
6710
SH
SOLE
3500
0
3210