0000950123-16-019704.txt : 20160812
0000950123-16-019704.hdr.sgml : 20160812
20160812141611
ACCESSION NUMBER: 0000950123-16-019704
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160812
DATE AS OF CHANGE: 20160812
EFFECTIVENESS DATE: 20160812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Formidable Asset Management, LLC
CENTRAL INDEX KEY: 0001592613
IRS NUMBER: 462376509
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15660
FILM NUMBER: 161827683
BUSINESS ADDRESS:
STREET 1: 221 E. 4TH STREET
STREET 2: SUITE 2850
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-655-5566
MAIL ADDRESS:
STREET 1: 221 E. 4TH STREET
STREET 2: SUITE 2850
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: BBK Capital Partners, LLC
DATE OF NAME CHANGE: 20131121
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001592613
XXXXXXXX
06-30-2016
06-30-2016
Formidable Asset Management, LLC
221 E. 4TH STREET
CINCINNATI
OH
45202
13F HOLDINGS REPORT
028-15660
N
Will Brown
Chief Executive Officer & Managing Partner
513-655-5566
William Brown
Cincinnati
OH
08-12-2016
0
157
200104
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
PROCTER & GAMBLE COMPANY
Common
742718109
31830
373068
SH
SOLE
0
0
373068
APPLE INCORPORATED
Common
037833100
9171
91744
SH
SOLE
0
0
91744
GENERAL ELECTRIC COMPANY
Common
369604103
8205
250299
SH
SOLE
0
0
250299
EATON VANCE TAX ADVT DIV INCM
Common
27828G107
6982
334857
SH
SOLE
0
0
334857
FACEBOOK INCORPORATED CLASS A
CL A
30303M102
5940
48755
SH
SOLE
500
0
48255
EATON VANCE TAX MNGD GBL DV EQ
Common
27829F108
5627
638190
SH
SOLE
30000
0
608190
EXXON MOBIL CORPORATION
Common
30231G102
4351
46319
SH
SOLE
0
0
46319
BANK AMER CORPORATION
Common
060505104
3156
219191
SH
SOLE
0
0
219191
STOCK YDS BANCORP INCORPORATED
Common
861025104
2803
95079
SH
SOLE
0
0
95079
ADCARE HEALTH SYSTEMS INCORPORATED COM NEW
COM NEW
00650W300
2801
1359799
SH
SOLE
0
0
1359799
MICROSOFT CORPORATION
Common
594918104
2703
48348
SH
SOLE
0
0
48348
AMERICAN CAP LIMITED
Common
02503Y103
2661
163966
SH
SOLE
0
0
163966
LAS VEGAS SANDS CORPORATION
Common
517834107
2407
51258
SH
SOLE
0
0
51258
CHICAGO BRIDGE & IRON COMPANY N V
Common
167250109
2460
63302
SH
SOLE
4000
0
59302
PEPSICO INCORPORATED
Common
713448108
1877
17230
SH
SOLE
0
0
17230
CHEVRON CORPORATION NEW
Common
166764100
1839
17420
SH
SOLE
0
0
17420
INTEL CORPORATION
Common
458140100
1809
50697
SH
SOLE
0
0
50697
GENERAL MLS INCORPORATED
Common
370334104
1793
25007
SH
SOLE
0
0
25007
PFIZER INCORPORATED
Common
717081103
1731
47190
SH
SOLE
0
0
47190
MERCK & COMPANY INCORPORATED
Common
58933Y105
1528
25991
SH
SOLE
0
0
25991
NUVEEN DOW 30 DYN OVERWRITE SHS
Equity
67075F105
1507
102596
SH
SOLE
0
0
102596
SCHLUMBERGER LIMITED
Common
806857108
1390
17245
SH
SOLE
0
0
17245
FORD MTR COMPANY DEL COM PAR $0.01
COM PAR $0.01
345370860
1317
95864
SH
SOLE
0
0
95864
US BANCORP DEL COM NEW
COM NEW
902973304
1302
31030
SH
SOLE
0
0
31030
CHURCH & DWIGHT INCORPORATED
Common
171340102
1283
12881
SH
SOLE
0
0
12881
DOW CHEMICAL COMPANY
Common
260543103
1279
24155
SH
SOLE
0
0
24155
HOME DEPOT INCORPORATED
Common
437076102
1257
9146
SH
SOLE
0
0
9146
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW
CL B NEW
084670702
1176
8046
SH
SOLE
0
0
8046
QUALYS INCORPORATED
Common
74758T303
1117
35690
SH
SOLE
0
0
35690
GENERAL DYNAMICS CORPORATION
Common
369550108
1103
7634
SH
SOLE
0
0
7634
NIKE INCORPORATED CLASS B
CL B
654106103
1023
17705
SH
SOLE
0
0
17705
INTERNATIONAL BUSINESS MACHINES
Common
459200101
1004
6222
SH
SOLE
0
0
6222
SYSCO CORPORATION
Common
871829107
983
18982
SH
SOLE
0
0
18982
GRAINGER W W INCORPORATED
Common
384802104
977
4503
SH
SOLE
0
0
4503
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
967
4456
SH
SOLE
0
0
4456
HONEYWELL INTERNATIONAL INCORPORATED
Common
438516106
928
7743
SH
SOLE
0
0
7743
3M COMPANY
Common
88579Y101
917
5052
SH
SOLE
0
0
5052
PAYPAL HLDGS INCORPORATED
Common
70450Y103
889
22209
SH
SOLE
0
0
22209
CVS HEALTH CORPORATION
Common
126650100
884
9115
SH
SOLE
0
0
9115
FIFTH THIRD BANCORP
Common
316773100
884
48075
SH
SOLE
0
0
48075
BRISTOL MYERS SQUIBB COMPANY
Common
110122108
816
10779
SH
SOLE
0
0
10779
BIO TECHNE CORPORATION
Common
09073M104
794
7123
SH
SOLE
0
0
7123
AMGEN INCORPORATED
Common
031162100
793
4859
SH
SOLE
0
0
4859
JOHNSON & JOHNSON
Common
478160104
791
6320
SH
SOLE
0
0
6320
EMERSON ELEC COMPANY
Common
291011104
791
14074
SH
SOLE
0
0
14074
GENUINE PARTS COMPANY
Common
372460105
789
7889
SH
SOLE
0
0
7889
FIRST TR EXCHANGE TRADED FD VI DORSEY WRIGHT FOCUS 5 ETF
DORSEY WRT 5 ETF
33738R605
789
34389
SH
SOLE
0
0
34389
ALTRIA GROUP INCORPORATED
Common
02209S103
788
11418
SH
SOLE
0
0
11418
ALPHABET INCORPORATED CAP STK CLASS C
CAP STK CL C
02079K107
775
1046
SH
SOLE
0
0
1046
MENTOR GRAPHICS CORPORATION
Common
587200106
880
40219
SH
SOLE
5000
0
35219
V F CORPORATION
Common
918204108
768
11966
SH
SOLE
0
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11966
WHOLE FOODS MKT INCORPORATED
Common
966837106
895
27203
SH
SOLE
4000
0
27203
DISNEY WALT COMPANY COM DISNEY
COM DISNEY
254687106
755
7687
SH
SOLE
0
0
7687
KNIGHT TRANSN INCORPORATED
Common
499064103
743
26668
SH
SOLE
0
0
26668
UNITED TECHNOLOGIES CORPORATION
Common
913017109
743
7003
SH
SOLE
0
0
7003
REPUBLIC BANCORP KY CLASS A
CL A
760281204
723
24132
SH
SOLE
0
0
24132
MSC INDL DIRECT INCORPORATED CLASS A
CL A
553530106
715
9920
SH
SOLE
0
0
9920
FACTSET RESH SYSTEMS INCORPORATED
Common
303075105
707
4190
SH
SOLE
0
0
4190
APTARGROUP INCORPORATED
Common
038336103
698
8690
SH
SOLE
0
0
8690
SPECTRA ENERGY CORPORATION
Common
847560109
697
18887
SH
SOLE
0
0
18887
HENRY JACK & ASSOC INCORPORATED
Common
426281101
692
7858
SH
SOLE
0
0
7858
ROSS STORES INCORPORATED
Common
778296103
682
11492
SH
SOLE
0
0
11492
WILLIS TOWERS WATSON PUB LIMITED SHS
SHS
G96629103
676
5448
SH
SOLE
0
0
5448
SANDERSON FARMS INCORPORATED
Common
800013104
668
7658
SH
SOLE
0
0
7658
ORACLE CORPORATION
Common
68389X105
662
16055
SH
SOLE
0
0
16055
DONALDSON INCORPORATED
Common
257651109
657
18554
SH
SOLE
0
0
18554
DUKE ENERGY CORPORATION NEW COM NEW
COM NEW
26441C204
654
7696
SH
SOLE
0
0
7696
PHILIP MORRIS INTERNATIONAL INCORPORATED
Common
718172109
653
6551
SH
SOLE
0
0
6551
WELLS FARGO & COMPANY NEW
Common
949746101
649
13354
SH
SOLE
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13354
CINCINNATI FINL CORPORATION
Common
172062101
646
8627
SH
SOLE
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8627
WILLIAMS SONOMA INCORPORATED
Common
969904101
646
11938
SH
SOLE
0
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11938
ABBOTT LABS
Common
002824100
643
15085
SH
SOLE
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15085
LOWES COMPANIES INCORPORATED
Common
548661107
642
7911
SH
SOLE
0
0
7911
QUALCOMM INCORPORATED
Common
747525103
642
11496
SH
SOLE
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0
11496
MASTERCARD INCORPORATED CLASS A
CL A
57636Q104
639
6853
SH
SOLE
0
0
6853
AT&T INCORPORATED
Common
00206R102
638
14937
SH
SOLE
0
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14937
BLOCK H & R INCORPORATED
Common
093671105
633
26326
SH
SOLE
0
0
26326
NOVARTIS A G SPONSORED ADR
SPONSORED ADR
66987V109
630
7586
SH
SOLE
0
0
7586
PUBLIC STORAGE REIT
Common
74460D109
619
2459
SH
SOLE
0
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2459
CUBIC CORPORATION
Common
229669106
618
15361
SH
SOLE
0
0
15361
KANSAS CITY SOUTHERN COM NEW
COM NEW
485170302
615
6265
SH
SOLE
0
0
6265
EATON VANCE TX ADV GLBL DIV FD
Common
27828S101
611
41225
SH
SOLE
0
0
41225
ISHARES TR MSCI EAFE ETF
MSCI EAFE ETF
464287465
598
10454
SH
SOLE
0
0
10454
ALPHABET INCORPORATED CAP STK CLASS A
CAP STK CL A
02079K305
592
782
SH
SOLE
0
0
782
FOOT LOCKER INCORPORATED
Common
344849104
587
10094
SH
SOLE
0
0
10094
HORMEL FOODS CORPORATION
Common
440452100
588
15964
SH
SOLE
0
0
15964
HERSHEY COMPANY
Common
427866108
560
5133
SH
SOLE
0
0
5133
GROUPON INCORPORATED COM CLASS A
COM CL A
399473107
604
161165
SH
SOLE
20000
0
141165
TJX COMPANIES INCORPORATED NEW
Common
872540109
563
6730
SH
SOLE
0
0
6730
FIRST TRUST MORNINGSTAR DIVID LEADERS INDEX FUND
SHS
336917109
536
19473
SH
SOLE
0
0
19473
COCA COLA COMPANY
Common
191216100
536
11768
SH
SOLE
0
0
11768
EASTMAN CHEMICAL COMPANY
Common
277432100
532
7404
SH
SOLE
0
0
7404
BLACKROCK INCORPORATED
Common
09247X101
523
1455
SH
SOLE
0
0
1455
LABORATORY CORPORATION AMER HLDGS COM NEW
COM NEW
50540R409
515
3730
SH
SOLE
0
0
3730
WHITING PETE CORPORATION NEW
Common
966387102
595
67105
SH
SOLE
10000
0
57105
METLIFE INCORPORATED
Common
59156R108
461
10693
SH
SOLE
0
0
10693
EATON VANCE TX MGD DIV EQ INCM
Common
27828N102
461
43510
SH
SOLE
0
0
43510
MARATHON OIL CORPORATION
Common
565849106
609
40898
SH
SOLE
10000
0
30898
DIAGEO P L C SPON ADR NEW
SPON ADR New
25243Q205
451
3990
SH
SOLE
0
0
3990
BOEING COMPANY
Common
097023105
444
3294
SH
SOLE
0
0
3294
GENWORTH FINL INCORPORATED COM CLASS A
COM CL A
37247D106
569
157851
SH
SOLE
5000
0
152851
PNC FINL SVCS GROUP INCORPORATED
Common
693475105
437
5291
SH
SOLE
0
0
5291
PERRIGO COMPANY PLC SHS
SHS
G97822103
430
4534
SH
SOLE
0
0
4534
SCRIPPS NETWORKS INTERACT INCORPORATED CLASS A COM
CL A COM
811065101
421
6315
SH
SOLE
0
0
6315
VERIZON COMMUNICATIONS INCORPORATED
Common
92343V104
419
7542
SH
SOLE
0
0
7542
PIMCO TOTAL RETURN ACTIVE ETF
TTL RTN ACT ETF
72201R775
411
3825
SH
SOLE
0
0
3825
EATON VANCE RISK MNGD DIV EQTY
COM
27829G106
409
41786
SH
SOLE
0
0
41786
BP PLC SPONSORED ADR
SPONSORED ADR
055622104
408
11340
SH
SOLE
0
0
11340
FEDEX CORPORATION
Common
31428X106
397
2480
SH
SOLE
0
0
2480
GILEAD SCIENCES INCORPORATED
Common
375558103
395
4560
SH
SOLE
0
0
4560
FIRST TR VALUE LINE DIVID INDX SHS
SHS
33734H106
394
14400
SH
SOLE
0
0
14400
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN
UNIT LTD PARTN
01881G106
392
16193
SH
SOLE
0
0
16193
CULLEN FROST BANKERS INCORPORATED
Common
229899109
384
5645
SH
SOLE
0
0
5645
BAXTER INTERNATIONAL INCORPORATED
Common
071813109
361
7728
SH
SOLE
0
0
7728
PRUDENTIAL FINL INCORPORATED
Common
744320102
347
4588
SH
SOLE
0
0
4588
OCCIDENTAL PETE CORPORATION DEL
Common
674599105
344
4512
SH
SOLE
0
0
4512
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
SPONSORED ADR
71654V408
413
50795
SH
SOLE
10000
0
40795
KIMBERLY CLARK CORPORATION
Common
494368103
336
2513
SH
SOLE
0
0
2513
ALLERGAN PLC SHS
SHS
G0177J108
336
1359
SH
SOLE
0
0
1359
EATON VANCE ENH EQTY INCORPORATED FD II
Equity
278277108
324
24271
SH
SOLE
0
0
24271
REYNOLDS AMERICAN INCORPORATED
Common
761713106
320
6115
SH
SOLE
0
0
6115
NXP SEMICONDUCTORS N V
Ordinary Shares
N6596X109
316
3750
SH
SOLE
0
0
3750
CISCO SYSTEMS INCORPORATED
Common
17275R102
314
10260
SH
SOLE
0
0
10260
E M C CORPORATION MASS
Common
268648102
298
10570
SH
SOLE
0
0
10570
BECTON DICKINSON & COMPANY
Common
075887109
286
1686
SH
SOLE
0
0
1686
ABBVIE INCORPORATED
Common
00287Y109
282
4443
SH
SOLE
0
0
4443
KRAFT HEINZ COMPANY
Common
500754106
279
3159
SH
SOLE
0
0
3159
VANGUARD LARGE CAP ETF
LARGE CAP ETF
922908637
277
2785
SH
SOLE
0
0
2785
FRONTIER COMMUNICATIONS CORPORATION
Common
35906A108
276
54809
SH
SOLE
0
0
54809
ISHARES TR RUSSELL 2000 ETF
RUSSELL 2000 ETF
464287655
269
2240
SH
SOLE
0
0
2240
BIOSCRIP INCORPORATED
Common
09069N108
306
117707
SH
SOLE
15000
0
117707
NETFLIX INCORPORATED
Common
64110L106
446
4995
SH
SOLE
2000
0
2995
SOUTHERN COPPER CORPORATION
Common
84265V105
263
10061
SH
SOLE
0
0
10061
MONDELEZ INTERNATIONAL INCORPORATED CLASS A
CL A
609207105
262
5809
SH
SOLE
0
0
5809
POWERSHARES QQQ TRUST UNIT SERIES 1
UNIT SER 1
73935A104
261
2300
SH
SOLE
0
0
2300
JPMORGAN CHASE & COMPANY
Common
46625H100
260
4060
SH
SOLE
0
0
4060
PROSHARES ULTRASHORT 20+ YEAR TREASURY
PSHS ULTSH 20YRS
74347B201
256
8087
SH
SOLE
0
0
8087
COSTCO WHOLESALE CORPORATION NEW
Common
22160K105
240
1428
SH
SOLE
0
0
1428
NORFOLK SOUTHERN CORPORATION
Common
655844108
231
2515
SH
SOLE
0
0
2515
ROCKWELL AUTOMATION INCORPORATED
Common
773903109
224
1877
SH
SOLE
0
0
1877
AMAZON COM INCORPORATED
Common
023135106
221
297
SH
SOLE
0
0
297
SMUCKER J M COMPANY COM NEW
COM NEW
832696405
219
1440
SH
SOLE
0
0
1440
ISHARES TR EUROPE ETF
EUROPE ETF
464287861
216
5650
SH
SOLE
0
0
5650
CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES
GUG RAYM JAMES S
18383M613
206
5900
SH
SOLE
0
0
5900
MCDONALDS CORPORATION
Common
580135101
201
1609
SH
SOLE
0
0
1609
ENERGY TRANSFER EQUITY L P COM UT LTD PTN
COM UT LTD PTN
29273V100
184
10850
SH
SOLE
0
0
10850
FIRST TR MLP & ENERGY INCOME
Common
33739B104
177
11350
SH
SOLE
0
0
11350
FIRST TRUST ETF II ENERGY ALPHADEX FUND
ENERGY ALPHADX
33734X127
165
11080
SH
SOLE
0
0
11080
OASIS PETE INCORPORATED NEW
Common
674215108
209
23625
SH
SOLE
5000
0
18625
BLACKROCK MUN INCOME TR SH BEN INT
SH BEN INT
09248F109
159
10094
SH
SOLE
0
0
10094
OPKO HEALTH INCORPORATED
Common
68375N103
103
10450
SH
SOLE
0
0
10450
ARIAD PHARMACEUTICALS INCORPORATED
Common
04033A100
102
13480
SH
SOLE
0
0
13480
HUNTINGTON BANCSHARES INCORPORATED
Common
446150104
95
10350
SH
SOLE
0
0
10350
ALCOBRA LIMITED SHS
SHS
M2239P109
61
14485
SH
SOLE
0
0
14485
REX ENERGY CORPORATION
Common
761565100
27
39689
SH
SOLE
16189
0
23500
BAYTEX ENERGY
Common
07317Q105
123
21600
SH
SOLE
15000
0
6600
MALLINCKRODT PUB LTD CO
SHS
G5785G107
260
4076
SH
SOLE
2000
0
2076
SEADRILL LIMITED
SHS
G7945E105
83
26085
SH
SOLE
5000
0
21085