0001580642-16-009447.txt : 20160622 0001580642-16-009447.hdr.sgml : 20160622 20160622104153 ACCESSION NUMBER: 0001580642-16-009447 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160622 DATE AS OF CHANGE: 20160622 EFFECTIVENESS DATE: 20160622 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Balter Liquid Alternatives, LLC CENTRAL INDEX KEY: 0001592450 IRS NUMBER: 800954884 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17474 FILM NUMBER: 161725903 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: OLIVER STREET TOWER, SUITE 802 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-742-4226 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: OLIVER STREET TOWER, SUITE 802 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001592450 XXXXXXXX 03-31-2016 03-31-2016 false Balter Liquid Alternatives, LLC

125 High Street Oliver Street Tower, Suite 802 Boston MA 02110

13F COMBINATION REPORT 028-17474 0001604831 028-16781 Millrace Asset Group, Inc. 0001386892 028-13123 APIS CAPITAL ADVISORS, LLC 0001633703 028-16737 12th Street Asset Management Company, LLC 0001423217 028-12767 Madison Street Partners, LLC N James Fricano 857-383-3478 /s/ James Fricano Boston MA 06-17-2016 0 51 43472 INFORMATION TABLE 2 infotable.xml WINTHROP RLTY TR SH BEN INT NEW 976391300 470 35761 SH SOLE 0 0 0 GRAY TELEVISION INC COM 389375106 387 33049 SH SOLE 33049 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 341 32379 SH SOLE 32379 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 735 21686 SH SOLE 21686 0 0 ISHARES TR CORE US TR BD 46429B267 472 18283 SH SOLE 0 0 0 PFIZER INC COM 717081103 539 18169 SH SOLE 18169 0 0 YAHOO INC COM 984332106 637 17318 SH SOLE 17318 0 0 PAYPAL HLDGS INC COM 70450Y103 650 16834 SH SOLE 16834 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 394 14993 SH SOLE 14993 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 250 14183 SH SOLE 0 0 0 ZOETIS INC CL A 98978V103 615 13881 SH SOLE 13881 0 0 ASSURED GUARANTY LTD COM G0585R106 350 13817 SH SOLE 13817 0 0 ABBOTT LABS COM 002824100 543 12978 SH SOLE 12978 0 0 TOOTSIE ROLL INDS INC COM 890516107 415 11883 SH SOLE 11883 0 0 STARZ COM SER A 85571Q102 303 11511 SH SOLE 11511 0 0 DOW CHEM CO COM 260543103 533 10474 SH SOLE 10474 0 0 THE ADT CORPORATION COM 00101J106 400 9701 SH SOLE 9701 0 0 INGERSOLL-RAND PLC SHS G47791101 463 7460 SH SOLE 7460 0 0 ASHLAND INC NEW COM 044209104 756 6879 SH SOLE 6879 0 0 PEPSICO INC COM 713448108 616 6014 SH SOLE 6014 0 0 SHUTTERFLY INC COM 82568P304 268 5788 SH SOLE 5788 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 65 41700 SH Call SOLE 0 0 0 FIREEYE INC COM 31816Q101 4 22500 SH Call SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 7 17400 SH Put SOLE 0 0 0 PFIZER INC COM 717081103 11 16000 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3 16000 SH Put SOLE 0 0 0 ASSURED GUARANTY LTD COM G0585R106 13 14000 SH Put SOLE 0 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 18 12500 SH Put SOLE 0 0 0 SELECT SECTOR SPDR TR FINL SVCS SELC 81369Y878 1 12000 SH Put SOLE 0 0 0 INFORMATION SERVICES GROUP I COM 45675Y104 1439 366182 SH SOLE 366182 0 0 MITCHAM INDS INC COM 606501104 1118 365459 SH SOLE 365459 0 0 INCONTACT INC COM 45336E109 2531 284750 SH SOLE 284750 0 0 NCI BUILDING SYS INC COM NEW 628852204 2908 204813 SH SOLE 204813 0 0 SIERRA WIRELESS INC COM 826516106 2457 168968 SH SOLE 168968 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 1881 161284 SH SOLE 161284 0 0 SELECT COMFORT CORP COM 81616X103 2422 124930 SH SOLE 124930 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 2130 122696 SH SOLE 122696 0 0 FERRO CORP COM 315405100 1083 91223 SH SOLE 91223 0 0 GREAT LAKES DREDGE & DOCK CO COM 390607109 398 89286 SH SOLE 89286 0 0 TETRA TECH INC NEW COM 88162G103 2215 74269 SH SOLE 74269 0 0 MEDIA GEN INC NEW COM 58441K100 1095 67150 SH SOLE 67150 0 0 NEXSTAR BROADCASTING GROUP I CL A 65336K103 2874 64912 SH SOLE 64912 0 0 NUMEREX CORP PA CL A 67053A102 320 52436 SH SOLE 52436 0 0 INTERFACE INC COM 458665304 814 43879 SH SOLE 43879 0 0 MATTRESS FIRM HLDG CORP COM 57722W106 1588 37462 SH SOLE 37462 0 0 ASPEN AEROGELS INC COM 04523Y105 150 33236 SH SOLE 33236 0 0 ANIXTER INTL INC COM 035290105 1636 31388 SH SOLE 31388 0 0 OSI SYSTEMS INC COM 671044105 1740 26571 SH SOLE 26571 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 419 8668 SH SOLE 8668 0 0 MSA SAFETY INC COM 553498106 351 7259 SH SOLE 7259 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1644 8000 SH SOLE 0 0 0