0001592386-24-000013.txt : 20240202
0001592386-24-000013.hdr.sgml : 20240202
20240202174940
ACCESSION NUMBER: 0001592386-24-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240131
FILED AS OF DATE: 20240202
DATE AS OF CHANGE: 20240202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Molluso Joseph
CENTRAL INDEX KEY: 0001602472
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 24593127
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-1010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtu Financial, Inc.
CENTRAL INDEX KEY: 0001592386
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 320420206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-418-0100
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
wk-form4_1706914171.xml
FORM 4
X0508
4
2024-01-31
0
0001592386
Virtu Financial, Inc.
VIRT
0001602472
Molluso Joseph
C/O VIRTU FINANCIAL, INC.
1633 BROADWAY
NEW YORK
NY
10019
0
1
0
0
Co-President & Co-COO
0
Class A common stock
2024-01-31
4
M
0
37500
A
395660
D
Class A common stock
2024-01-31
4
F
0
20019
D
375641
D
Class A common stock
2024-02-01
4
M
0
9042
A
384683
D
Class A common stock
2024-02-01
4
F
0
5001
D
379682
D
Restricted Stock Unit
2024-01-31
4
A
0
37500
0
A
Class A common stock
37500
97567
D
Restricted Stock Unit
2024-02-01
4
M
0
9042
0
D
Class A common stock
9042
88525
D
Deferred Stock Unit
Class A common stock
47569
47569
D
37,500 shares of Class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2023. The restricted shares are granted under the Issuer's Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Joseph Molluso.
Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan
Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan
37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2023. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
The RSUs vest on January 31, 2025.
Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
The RSUs vest in three equal annual installments on February 1, 2022, February 1, 2023, and February 1, 2024.
Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock.
The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.
/s/ Justin Waldie, as Attorney-in-Fact
2024-02-02