0001592386-24-000012.txt : 20240202
0001592386-24-000012.hdr.sgml : 20240202
20240202174837
ACCESSION NUMBER: 0001592386-24-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240131
FILED AS OF DATE: 20240202
DATE AS OF CHANGE: 20240202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cavoli Stephen
CENTRAL INDEX KEY: 0001736674
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 24593120
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtu Financial, Inc.
CENTRAL INDEX KEY: 0001592386
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 320420206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-418-0100
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
wk-form4_1706914095.xml
FORM 4
X0508
4
2024-01-31
0
0001592386
Virtu Financial, Inc.
VIRT
0001736674
Cavoli Stephen
C/O VIRTU FINANCIAL, INC.
1633 BROADWAY
NEW YORK
NY
10019
0
1
0
0
EVP
0
Class A common stock
2024-01-31
4
M
0
37500
A
160772
D
Class A common stock
2024-01-31
4
F
0
17755
D
143017
D
Class A common stock
2024-02-01
4
M
0
8499
A
151516
D
Class A common stock
2024-02-01
4
F
0
4339
D
147177
D
Restricted Stock Unit
2024-01-31
4
A
0
37500
0
A
Class A common stock
37500
62260
D
Restricted Stock Unit
2024-02-01
4
M
0
8499
0
D
Class A common stock
8499
53761
D
37,500 shares of Class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2023. The restricted shares are granted under the Issuer's Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Steven Cavoli.
Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan
Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.
37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2023. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
The RSUs vest on January 31, 2025.
Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
The RSUs vested on February 1, 2024.
/s/ Justin Waldie, as Attorney-in-Fact
2024-02-02