0001592386-22-000051.txt : 20220506 0001592386-22-000051.hdr.sgml : 20220506 20220505202754 ACCESSION NUMBER: 0001592386-22-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220503 FILED AS OF DATE: 20220505 DATE AS OF CHANGE: 20220505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavoli Stephen CENTRAL INDEX KEY: 0001736674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 22898452 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 4 1 wf-form4_165179684298534.xml FORM 4 X0306 4 2022-05-03 0 0001592386 Virtu Financial, Inc. VIRT 0001736674 Cavoli Stephen C/O VIRTU FINANCIAL, INC. 1633 BROADWAY NEW YORK NY 10019 0 1 0 0 EVP Class A common stock 2022-05-03 4 S 0 20000 28.8047 D 143277 D Class A common stock 2022-05-04 4 S 0 20696 29.2952 D 122581 D Class A common stock 2022-05-04 4 S 0 19304 29.521 D 103277 D Class A common stock 2022-05-05 4 S 0 30000 28.898 D 73277 D Restricted Stock Unit Class A common stock 51360.0 51360 D This transaction was executed in multiple trades at prices ranging from $28.65 to $29.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $28.61 to $29.475. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $29.48 to $29.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $28.58 to $29.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. 9,970 of the RSUs vest on January 24, 2023. 16,999 of the RSUs vest in two installments on February 1, 2023 and February 1, 2024. 4. 24,391 of the RSUSs vest in three equal installments on February 3, 2023, February 3, 2024, and February 3, 2025. /s/ Justin Waldie, as Attorney-in-Fact 2022-05-05