0001592386-22-000008.txt : 20220104 0001592386-22-000008.hdr.sgml : 20220104 20220104165858 ACCESSION NUMBER: 0001592386-22-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220104 DATE AS OF CHANGE: 20220104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Molluso Joseph CENTRAL INDEX KEY: 0001602472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 22507087 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-1010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 4 1 wf-form4_164133351592960.xml FORM 4 X0306 4 2021-12-31 0 0001592386 Virtu Financial, Inc. VIRT 0001602472 Molluso Joseph C/O VIRTU FINANCIAL, INC. 1633 BROADWAY NEW YORK NY 10019 0 1 0 0 Co-President & Co-COO Class A common stock 2021-12-31 4 A 0 50000 A 237836 D Class A common stock 2021-12-31 4 F 0 28690 D 209146 D Restricted Stock Unit Class A common stock 160459.0 160459 D 50,000 shares of Class A common stock were earned as a result of the Issuer's achievement of greater than 75% of budgeted Adjusted EBITDA for 2021. Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Employment Agreement between the Issuer and Mr. Joseph Molluso. Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Each Restricted Stock Unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. 133,333 of the RSUs vest in two equal installments on January 24, 2022 and January 24, 2023. 27,126 of the RSUs vest in three equal annual installments on February 1, 2022, February 1, 2023, and February 1, 2024. Justin Waldie, as Attorney-in-Fact 2022-01-04