0001179110-20-007705.txt : 20200622
0001179110-20-007705.hdr.sgml : 20200622
20200622213435
ACCESSION NUMBER: 0001179110-20-007705
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200615
FILED AS OF DATE: 20200622
DATE AS OF CHANGE: 20200622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Molluso Joseph
CENTRAL INDEX KEY: 0001602472
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 20980155
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-1010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtu Financial, Inc.
CENTRAL INDEX KEY: 0001592386
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320420206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-418-0100
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
3
1
edgar.xml
FORM 3 -
X0206
3
2020-06-15
0
0001592386
Virtu Financial, Inc.
VIRT
0001602472
Molluso Joseph
C/O VIRTU FINANCIAL, INC., 165 BROADWAY
NEW YORK
NY
10006
0
1
0
0
Co-President & Co-COO
Class A common stock
225558
D
Call option (obligation to sell)
17.50
2020-06-19
Class A common stock
1600
D
Call option (obligation to sell)
22.50
2020-06-19
Class A common stock
105000
D
Mr. Molluso acquired these call options in open market transactions prior to joining Virtu Financial, Inc.
Justin Waldie, as Attorney-in-Fact
2020-06-22
EX-24.1
2
ex24molluso.txt
EX 24.1
EXHIBIT 24.1
Power of Attorney
Know all by these presents, that the undersigned hereby
constitutes and appoints each of the following officers
of Virtu Financial, Inc. (the "Company"):
(i) General Counsel,
(ii) Chief Financial Officer, and
(iii) Chief Executive Officer
signing singly, the undersigned's true and lawful
attorney-in-fact to:
(1) execute for and on behalf of the
undersigned, in the undersigned's capacity as
an officer, director or holder of 10% or more of the
registered class of securities of the Company,
Forms 3, 4 and 5 in accordance with Section 16(a) of
the Securities Exchange Act of 1934, as
amended, and the rules thereunder;
(2) do and perform any and all acts for
and on behalf of the undersigned that may be necessary
or desirable to complete and execute any such Form 3,
4 or 5, complete and execute any amendment or amendments
thereto, and timely file such forms or amendments with
the United States Securities and Exchange Commission and
any stock exchange or similar authority; and
(3) take any other action of any type
whatsoever in connection with the foregoing which, in the
opinion of such attorney-in-fact, may be of benefit, in
the best interest of, or legally required by, the
undersigned, it being understood that the documents
executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be
in such form and shall contain such terms and conditions
as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such
attorney-in-fact full power and authority to do and
perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of
the rights and powers herein granted, as fully to all intents
and purposes as the undersigned might or could do if personally
present, with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-fact, or
such attorney-in-fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this power of
attorney and the rights and powers herein granted. The
undersigned acknowledges that the foregoing attorneys-in-fact,
serving in such capacity at the request of the undersigned,
are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of
the Exchange Act.
This Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file Forms 3, 4
and 5 with respect to the undersigned's holdings of and
transactions in securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of
this 22nd day of June, 2020.
/s/ Joseph Molluso
Name: JOSEPH MOLLUSO
[Signature Page to Power of Attorney (Forms 3, 4 & 5)]