0001179110-19-011642.txt : 20191112
0001179110-19-011642.hdr.sgml : 20191112
20191112182010
ACCESSION NUMBER: 0001179110-19-011642
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190812
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Virtu Employee Holdco LLC
CENTRAL INDEX KEY: 0001637470
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 191211210
BUSINESS ADDRESS:
STREET 1: 900 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-1010
BUSINESS PHONE: 212-418-0100
MAIL ADDRESS:
STREET 1: 900 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-1010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtu Financial, Inc.
CENTRAL INDEX KEY: 0001592386
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320420206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-418-0100
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
STREET 2: 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
4
1
edgar.xml
FORM 4 -
X0306
4
2019-08-12
0
0001592386
Virtu Financial, Inc.
VIRT
0001637470
Virtu Employee Holdco LLC
C/O VIRTU FINANCIAL, INC.
165 BROADWAY
NEW YORK
NY
10006
1
0
1
1
See Remarks
Class C common stock
2019-08-12
4
D
0
195000
D
7552543
D
Class C common stock
2019-11-11
4
D
0
11390
D
7541153
D
Non-voting common interest units of Virtu Financial LLC
2019-08-12
4
D
0
195000
D
Class A common stock
195000
7552543
D
Non-voting common interest units of Virtu Financial LLC
2019-11-11
4
D
0
11390
D
Class A common stock
11390
7541153
D
Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2).
Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.
/s/ Justin Waldie, as Attorney-in-Fact
2019-11-12