0001592379-19-000006.txt : 20190107
0001592379-19-000006.hdr.sgml : 20190107
20190107190838
ACCESSION NUMBER: 0001592379-19-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190101
FILED AS OF DATE: 20190107
DATE AS OF CHANGE: 20190107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tullett Victoria J
CENTRAL INDEX KEY: 0001606719
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36432
FILM NUMBER: 19514358
MAIL ADDRESS:
STREET 1: C/O PAPA MURPHY'S HOLDINGS, INC.
STREET 2: 8000 NE PARKWAY DRIVE, SUITE 350
CITY: VANCOUVER
STATE: WA
ZIP: 98662
FORMER NAME:
FORMER CONFORMED NAME: Blackwell Victoria T.
DATE OF NAME CHANGE: 20140429
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Papa Murphy's Holdings, Inc.
CENTRAL INDEX KEY: 0001592379
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 272349094
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 8000 NE PARKWAY DRIVE
STREET 2: SUITE 350
CITY: VANCOUVER
STATE: WA
ZIP: 98662
BUSINESS PHONE: 360 260-7272
MAIL ADDRESS:
STREET 1: 8000 NE PARKWAY DRIVE
STREET 2: SUITE 350
CITY: VANCOUVER
STATE: WA
ZIP: 98662
4
1
wf-form4_154690610243058.xml
FORM 4
X0306
4
2019-01-01
0
0001592379
Papa Murphy's Holdings, Inc.
FRSH
0001606719
Tullett Victoria J
C/O PAPA MURPHY'S HOLDINGS, INC.
8000 NE PARKWAY DRIVE, SUITE 350
VANCOUVER
WA
98662
0
1
0
0
Chief Legal Officer
Stock Options (right to buy)
4.75
2019-01-01
4
A
0
27669
0
A
2029-01-01
Common Stock
27669.0
27669
D
Performance Share Units
2019-01-01
4
A
0
9262
0
A
Common Stock
9262.0
9262
D
Stock Option granted under the 2014 Management Incentive Plan and becomes exercisable with respect to 33-1/3% of the shares on each of the first three anniversaries of the date of the grant.
Performance share units ("PSUs") granted under the 2014 Management Incentive Plan represent shares of Papa Murphy's Holdings, Inc. ("Papa Murphy's") common stock to which the reporting person will be entitled. Each PSU represents the right to receive, at settlement, one share of Papa Murphy's common stock.
The number of PSUs represents the target number of shares of Papa Murphy's common stock to which the reporting person will be entitled. The actual number of shares associated with the grant will depend on the achievement of certain specified performance criteria during the 2019 fiscal year including stock price performance and adjusted EBITDA performance.
Subject to the achievement of certain specified performance criteria, each PSU will vest on the earilest of 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant, Papa Murphy's common stock trading at $10.00 or higher for 90 consecutive days, or a change in control.
/s/ Daniel R. Smith attorney-in-fact
2019-01-07