0001127602-23-011066.txt : 20230322
0001127602-23-011066.hdr.sgml : 20230322
20230322203837
ACCESSION NUMBER: 0001127602-23-011066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230320
FILED AS OF DATE: 20230322
DATE AS OF CHANGE: 20230322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perotti Daniel Stanley
CENTRAL INDEX KEY: 0001591994
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38727
FILM NUMBER: 23754238
MAIL ADDRESS:
STREET 1: C/O PENNYMAC, 6101 CONDOR DRIVE
CITY: MOORPARK
STATE: CA
ZIP: 93021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PennyMac Financial Services, Inc.
CENTRAL INDEX KEY: 0001745916
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 831098934
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3043 TOWNSGATE ROAD
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: (818) 224-7442
MAIL ADDRESS:
STREET 1: 3043 TOWNSGATE ROAD
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: New PennyMac Financial Services, Inc.
DATE OF NAME CHANGE: 20180709
4
1
form4.xml
PRIMARY DOCUMENT
X0407
4
2023-03-20
0001745916
PennyMac Financial Services, Inc.
PFSI
0001591994
Perotti Daniel Stanley
C/O PENNYMAC FINANCIAL SERVICES, INC.
3043 TOWNSGATE ROAD
WESTLAKE VILLAGE
CA
91361
1
Chief Financial Officer
0
Common Stock
288297
I
The Perotti Family Trust
Common Stock
2023-03-20
4
M
0
2523
0
A
32866
D
Common Stock
2023-03-20
4
S
0
2523
57.1267
D
30343
D
Nonstatutory Stock Option (Right to Buy)
21.03
2023-03-20
4
M
0
2523
0
D
2014-06-13
2023-06-12
Common Stock
2523
0
D
The reported amount consists of 14,364 restricted stock units and 18,502 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The price reported is the weighted average price of multiple transactions at prices ranging from $57.12 to $57.16. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
The reported amount consists of 14,364 restricted stock units and 15,979 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The nonstautory stock option to purchase 2,523 shares of Common Stock of the Issuer will vest on June 13, 2014, the one year anniversary date of the optioned shares, subject to the Reporting Person's continued service through that date.
/s/ Derek W. Stark, attorney-in-fact for Mr. Perotti
2023-03-22