X0306 4 2023-02-24 0001745916 PennyMac Financial Services, Inc. PFSI 0001591994 Perotti Daniel Stanley C/O PENNYMAC FINANCIAL SERVICES, INC. 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361 1 Chief Financial Officer Common Stock 2023-02-24 4 A 0 5144 0 A 20078 D Common Stock 2023-02-24 4 M 0 20166 0 A 40244 D Common Stock 2023-02-24 4 F 0 8838 61.81 D 31406 D Common Stock 288297 I The Perotti Family Trust Nonstatutory Stock Option (Right to Buy) 60.74 2023-02-24 4 A 0 12862 0 A 2024-02-24 2033-02-23 Common Stock 12862 12862 D Performance-Based Restricted Stock Units 2023-02-24 4 A 0 20166 0 A Common Stock 20166 20166 D Performance-Based Restricted Stock Units 2023-02-24 4 M 0 20166 0 D Common Stock 20166 0 D The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. Represents shares withheld for taxes upon vesting of performance-based restricted stock units. This nonstatutory stock option to purchase 12,862 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date. /s/ Derek W. Stark, attorney-in-fact for Mr. Perotti 2023-02-28