0001591956-18-000043.txt : 20181009
0001591956-18-000043.hdr.sgml : 20181009
20181009181019
ACCESSION NUMBER: 0001591956-18-000043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181005
FILED AS OF DATE: 20181009
DATE AS OF CHANGE: 20181009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yeh Jenny C
CENTRAL INDEX KEY: 0001724512
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36532
FILM NUMBER: 181114547
BUSINESS ADDRESS:
BUSINESS PHONE: 8584954131
MAIL ADDRESS:
STREET 1: SPHERE 3D CORP
STREET 2: 9112 SPECTRUM CENTER BLVD
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sphere 3D Corp
CENTRAL INDEX KEY: 0001591956
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 240 MATHESON BLVD. EAST
CITY: MISSISSAUGA
STATE: A6
ZIP: L4Z 1X1
BUSINESS PHONE: 416-749-5999
MAIL ADDRESS:
STREET 1: 240 MATHESON BLVD. EAST
CITY: MISSISSAUGA
STATE: A6
ZIP: L4Z 1X1
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-10-05
0
0001591956
Sphere 3D Corp
ANY
0001724512
Yeh Jenny C
9112 SPECTRUM CENTER BLVD
SAN DIEGO
CA
92123
0
1
0
0
SVP & General Counsel
Common Stock
2018-10-05
4
M
0
1333
A
14819
D
Common Stock
2018-10-08
4
S
0
566
0.36
D
14253
D
Restricted Stock Units
2018-10-05
4
M
0
1333
D
Common Stock
1333
109890
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.
This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.
The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18.
By: Denise Garrett For: Jenny Yeh
2018-10-09
EX-24
2
yehpoa.txt
EDGAR SUPPORTING DOCUMENT
Power of Attorney. The undersigned hereby constitutes
and appoints
Kurt Kalbfleisch and Denise Garrett with full power of
substitution,
the undersigned's true and lawful attorney-in-fact to:
(1) prepare, execute in the undersigned's name and on the
undersigned's behalf, and submit to the U.S. Securities
and Exchange Commission (the SEC) a Form ID, including
amendments thereto, and any other documents necessary
or appropriate to obtain codes and passwords enabling
the undersigned to make electronic filings with the SEC
of reports required by Section 16(a) of the Securities
Exchange Act of 1934 or any rule or regulation of the
SEC;
(2) execute for and on behalf of the undersigned,
in the undersigned's capacity as
an officer and/or director of Sphere 3D Corp.
(the Company), Forms 3, 4,
and 5 in accordance with Section 16(a) of the
Securities Exchange Act of 1934
and the rules thereunder;
(3) do and perform any and all acts for and on
behalf of the undersigned which
may be necessary or desirable to complete
and execute any such Form 3, 4, or 5,
complete and execute any amendment or
amendments thereto, and timely file such
forms with the SEC and any stock exchange
or similar authority; and
(4) take any other action of any type
whatsoever in connection with the foregoing
which, in the opinion of such attorney-in-fact,
may be of benefit to, in the best
interest of, or legally required by, the
undersigned, it being understood that the
documents executed by such attorney-in-fact on
behalf of the undersigned pursuant
to this Power of Attorney shall be in such form
and shall contain such terms and
conditions as such attorney-in-fact may approve
in such attorney-in-fact's discretion.
The undersigned hereby grants to such
attorney-in-fact full power and authority
to do and perform any and every act and thing
whatsoever requisite, necessary,
or proper to be done in the exercise of any of
the rights and powers herein
granted, as fully to all intents and purposes
as the undersigned might or
could do if personally present, with
full power of substitution or revocation,
hereby ratifying and confirming all that
such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes,
shall lawfully do or cause to be done by
virtue of this power of attorney and the rights
and powers herein granted. The undersigned
acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity
at the request of the
undersigned, are not assuming, nor is the
Company assuming, any of
the undersigned's responsibilities
to comply with Section 16 of
the Securities Exchange Act of 1934.
This Power of Attorney shall remain in
full force and effect until the undersigned
is no longer required to file Forms 3, 4,
and 5 with respect to the undersigned's
holdings of and transactions
in securities issued by the Company,
unless earlier revoked by the
undersigned in a signed writing delivered
to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has
caused this Power of
Attorney to be executed as of this 5th day
of December, 2017.
Signature: /s/Jenny Yeh
Print Name: Jenny Yeh