0001591956-18-000043.txt : 20181009 0001591956-18-000043.hdr.sgml : 20181009 20181009181019 ACCESSION NUMBER: 0001591956-18-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181005 FILED AS OF DATE: 20181009 DATE AS OF CHANGE: 20181009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yeh Jenny C CENTRAL INDEX KEY: 0001724512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36532 FILM NUMBER: 181114547 BUSINESS ADDRESS: BUSINESS PHONE: 8584954131 MAIL ADDRESS: STREET 1: SPHERE 3D CORP STREET 2: 9112 SPECTRUM CENTER BLVD CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sphere 3D Corp CENTRAL INDEX KEY: 0001591956 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 240 MATHESON BLVD. EAST CITY: MISSISSAUGA STATE: A6 ZIP: L4Z 1X1 BUSINESS PHONE: 416-749-5999 MAIL ADDRESS: STREET 1: 240 MATHESON BLVD. EAST CITY: MISSISSAUGA STATE: A6 ZIP: L4Z 1X1 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-10-05 0 0001591956 Sphere 3D Corp ANY 0001724512 Yeh Jenny C 9112 SPECTRUM CENTER BLVD SAN DIEGO CA 92123 0 1 0 0 SVP & General Counsel Common Stock 2018-10-05 4 M 0 1333 A 14819 D Common Stock 2018-10-08 4 S 0 566 0.36 D 14253 D Restricted Stock Units 2018-10-05 4 M 0 1333 D Common Stock 1333 109890 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18. By: Denise Garrett For: Jenny Yeh 2018-10-09 EX-24 2 yehpoa.txt EDGAR SUPPORTING DOCUMENT Power of Attorney. The undersigned hereby constitutes and appoints Kurt Kalbfleisch and Denise Garrett with full power of substitution, the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the SEC) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Sphere 3D Corp. (the Company), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such forms with the SEC and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 5th day of December, 2017. Signature: /s/Jenny Yeh Print Name: Jenny Yeh